Week 1 Discussion

Please no plagiarism and make sure you are able to access all resources on your own before you bid. Main references come from Murray, C., Pope, A., & Willis, B. (2017) and/or American Psychological Association (2014). You need to have scholarly support for any claim of fact or recommendation regarding treatment. APA format also requires headings. Use the prompt each week to guide your heading titles and organize the content of your initial post under the appropriate headings. Remember to use scholarly research from peer-reviewed articles that is current. Please follow the instructions to get full credit for the discussion. I need this completed by 02/26/19 at 7pm. 

Discussion – Week 1

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Ethical Implications of Historical Trends

Societal attitudes toward human sexuality change over time, sometimes gradually and sometimes more rapidly. For example, consider how controversial some of the work of Alfred Kinsey was in the 1940s and 1950s, even though many of the topics he addressed would be considered tame by today’s standards (indeed, some viewed his work as controversial simply because he was talking about taboo subjects). As another example, homosexuality was included as a mental disorder in the Diagnostic and Statistical Manual of Mental Disorders (DSM) until 1973. Today, many people would consider such an inclusion to be discriminatory, biased, and oppressive.

In this week’s Discussion, you consider how historical trends intersect with current understandings of competent, ethical practice in sexuality counseling. To prepare for this assignment, choose one historical perspective regarding sex and sexuality that has changed over time. Think about how this perspective change impacts the role of sexuality counselors, especially in regard to ethical considerations.

With these thoughts in mind:

Post by Day 4 an example of a change in historical perspective regarding sex and sexuality that impacts the role of sexuality counselors. Explain how this impact might have ethical implications for the practice of sexuality counseling today. Be specific and provide references to the American Association of Sexuality Educators, Counselors, and Therapists (AASECT) and/or American Counseling Association (ACA) codes of ethics, especially in reference to issues surrounding boundaries and sexual contact with current or former clients.

Be sure to support your postings and responses with specific references to the Learning Resources.

Required Resources

  • Course Text: Murray,      C., Pope, A., & Willis, B. (2017). Sexuality counseling:      Theory, research, and practice. Thousand Oaks, CA: Sage

    Chapter 1, “Addressing Sexuality in Professional       Counseling”

  • Article: American      Association of Sexuality Educators, Counselors, and Therapists. (2008). Code      of ethics. Retrieved from http://www.aasect.org/code-ethics
  • Article: American      Counseling Association. (ACA). (2014). ACA Code of Ethics. Retrieved      from http://www.counseling.org/docs/ethics/2014-aca-code-of-ethics ?sfvrsn=4

  • Article: Berry,      M. D., & Lezos, A. N. (2017). Inclusive sex therapy practices: A      qualitative study of the techniques sex therapists use when working with      diverse sexual populations. Sexual and Relationship Therapy, 32(1),      2–21. Retrieved from the Walden Library databases.
  • Article: Southern,      S., & Cade, R. (2011). Sexuality counseling: A professional      specialization comes of age. The Family Journal, 19(3),      246–262. Retrieved from the Walden Library using the SAGE database.
  • Inclusive sex therapy practices: a qualitative study of the
    techniques sex therapists use when working with diverse
    sexual populations

    Michael D. Berrya,b and Anastasia Natasha Lezosc

    aSex and Couple Therapy Service, McGill University Health Centre, Montreal, Canada; bLaboratory for the
    Biopsychosocial Study of Human Sexuality, Department of Psychology, McGill University, Montreal, Canada;
    cDepartment of Counselling Psychology, McGill University, Montreal, Canada

    ARTICLE HISTORY
    Received 18 August 2015
    Accepted 22 April 2016

    ABSTRACT
    Attention to the clinical needs of diverse client populations, including
    lesbian, gay, bisexual, trans* and queer (LGBTQ) clients, openly non-
    monogamous clients, and bondage and discipline, sadism and
    masochism (BDSM) lifestyle clients, has grown in recent years. This
    study reports interview-based qualitative research findings, from a
    sample of sex therapy specialists and subject-matter experts (n D 34),
    on key clinical principles and practices used in the treatment of such
    diverse client groups. Three clinical principles are identified: therapist
    self-reflection, client-affirmation, and normalizing. Core clinical
    techniques to support these overarching principles are then
    described and discussed. The utility of such techniques, and relevant
    treatment considerations in inclusive sex therapy practice with
    diverse clients, are evaluated in relation to interview data.

    KEYWORDS
    Sex therapy; LGBTQ; inclusive
    psychotherapy; diversity;
    minority clients

  • Introduction
  • It has been argued that a substantial proportion of research and clinical literature on sex
    and marital therapy assumes a heterosexual and dyadic default position. While much clin-
    ical literature proposes that techniques effective in heterosexual relationships may be
    applied to lesbian, gay, bisexual, trans* and queer (LGBTQ) populations, an overview of
    relevant literature suggests that critical attention should be given to the generalizability of
    heterosexual healthcare models, and the unique needs of diverse populations (Macdonald,
    1998; Mayer et al., 2012; Spitalnick & McNair, 2005). As Barker and Langdridge argue,
    research on sex therapy with sexually diverse and non-normative populations � including
    LGBTQ and openly non-monogamous clients � is at a nascent stage in its development
    (Barker, 2011; Barker & Langdridge, 2010a). Additionally, published research suggests
    that psychotherapy generalists may often be undertrained in sexual psychotherapy and
    uncomfortable addressing sexual issues with their clients (Haboubi & Lincoln, 2003).
    With respect to LGB populations specifically, Evans and Barker hold,

    CONTACT Michael D. Berry michael.berry2@mcgill.ca

    © 2016 College of Sexual and Relationship Therapists

    SEXUAL AND RELATIONSHIP THERAPY, 2017
    VOL. 32, NO. 1, 2�21
    http://dx.doi.org/10.1080/14681994.2016.1193133

    mailto:michael.berry2@mcgill.ca

    http://dx.doi.org/10.1080/14681994.2016.1193133

    http://www.tandfonline.com

    http://www.tandfonline.com

    research over the past decade has consistently confirmed that the majority of therapists are ill-
    equipped to work with lesbian, gay and bisexual (LGB) clients, having had little training on the
    topic of sexuality, and often expressing a lack of knowledge about such clients (2010, p. 375).

    Consequently, attention to the points of convergence and divergence between hetero-
    sexual and non-heterosexual client groups are an important area for continued research.
    In this area, clinicians and researchers alike have begun to evaluate the degree to which
    best practices in sex therapy with normative (i.e. heterosexual, dyadically-partnered) client
    groups can be generalized to more diverse client groups.

    The unique needs of diverse and non-normative client groups, and the distinctive skills
    and competencies psychosexual therapists require in their work with such populations,
    are an important area for current and future study. As a means of researching such diverse
    populations, it is held that semi-structured-interviews can be used to positive effect, and
    can be useful in accounting for the facts that: “[1] people construct their reality and [2]
    there are multiple, equally valid, socially constructed versions of ‘the truth’” (Hill et al.,
    2005, p. 199). As Smith and Osborn write, in a semi-structured interview, “the respondent
    shares more closely in the direction an interview takes, and the respondent can introduce
    an issue the investigator had not thought of. In this relationship, the respondents can be
    perceived as the experiential expert [sic.] on the subject and should therefore be allowed
    maximum opportunity to tell their own story” (2003, p. 57). Within this research project,
    we have used a semi-structured interview methodology, in order to identify the common-
    alities of experience (Hill, 2012) amongst clinical practitioners working with diverse sex-
    ual populations, and to explore the implications that these commonalities have for
    clinical best-practices.

    This qualitative research project evaluates the special competencies, and clinical practi-
    ces sex therapists use in their work with non-normative client groups. The influence of
    broad social norms of sex and gender, as applicable to the client and therapist alike, is dis-
    cussed. The predominance of heterosexually oriented research and clinical literature, and
    the impact of this model, as identified by research participants, is then addressed. Finally,
    we describe a set of key clinical principles, which we have designated as the foundations
    of an “inclusive sex therapy” model that attempts to acknowledge sexual and gender
    diversity in client populations. The foundations of this inclusive model include values
    commonly observed in the contemporary psychotherapy field, such as nonjudgmentality
    and self-reflective practice. Consequently, data from this study are described, which indi-
    cate the prospective usefulness of specific counseling practices � including normalizing,
    horizontalizing, and client-affirmation (Langdridge, 2007) � in work with diverse client
    groups. The data gathered in this study suggest that widely-accepted, “common-sense”
    strategies, if employed in an intentionally reflective and self-conscious manner, may sup-
    port the implementation of inclusive practices in sex therapy.

  • Methodology
  • A series of open-ended verbal research interviews was conducted with sex therapy special-
    ists, and subject matter experts, from March 2012 to October 2013.

    Participants (n D 34) were recruited using a snowball-sampling method, and were
    recruited based on their specialized clinical expertise (either research- or clinically-based)

    SEXUAL AND RELATIONSHIP THERAPY 3

    in sex and couple therapy. While the designations, professional licensure, and � in some
    instances � the primary treatment orientation/model differs between participants, the
    majority of interviewees are licensed practitioners in the sex and couple therapy speciali-
    zation. Table 1 provides an overview of the clinical licensure, degree level, and declared
    theoretical/clinical orientation of the interviewees who participated in this research. The
    majority of respondents are educated to the PhD level, and were licensed as psychothera-
    pists, or psychologists, at the time of interview.

    The majority of interviews (n D 22) were conducted in an audio-only format (telephone,
    or Skype-audio-only), while the rest were conducted in person (n D 10) or by Skype-with-
    video (n D 2). 10 general questions were included, encompassing the domains of:

    � the interviewee’s theoretical orientation,
    � background and licensure, as well as prior clinical training and experience,
    � client populations worked with,
    � clinical techniques used when covering sexual material/content from a psychother-
    apy vantage point,

    Table 1. Interview participants’ licensure, degree level and theoretical orientation.
    Interviewee Professional licensure Degree level Theoretical orientation

    1 Licensed psychologist PhD Existential/humanistic; sex therapy
    2 Licensed psychologist PhD Cognitive behavioral; integrative;

    sex therapy
    3 Sex coach PhD Sex coaching
    4 Licensed psychologist PhD Cognitive behavioral; mindfulness;

    sex therapy
    5 Licensed psychologist PhD N/R
    6 Registered psychotherapist PhD N/R
    7 Registered psychotherapist N/R Integrative
    8 Registered psychotherapist Masters Sex therapy; family therapy
    9 Licensed marriage and family therapist Masters Sexual health model
    10 Licensed psychologist PhD Psychodynamic
    11 Licensed marriage and family therapist PhD Sex therapy
    12 Licensed marriage and family therapist Masters Cognitive therapy
    13 Registered psychotherapist Postgrad. diploma Psychosexual therapy
    14 Licensed clinical social worker Masters Integrative and LGBTQQIAA-affirming
    15 Registered psychotherapist Masters Psychodynamic psychotherapy
    16 Psychiatrist Medical doctor Psychiatric
    17 Licensed psychologist PhD Sex therapy
    18 Licensed clinical social worker PhD Cognitive behavioural; eclectic; relational
    19 Registered psychotherapist Masters Integrative; sex therapy
    20 Registered psychotherapist Masters N/R
    21 Registered psychotherapist Bachelor of nursing Cognitive behavioral; sex therapy
    22 Psychiatrist Medical doctor Humanistic; medical; sex therapy
    23 Licensed psychologist PhD Integrative; sex therapy
    24 Registered psychotherapist Masters Psychosexual therapy
    25 Registered psychotherapist N/R Sex therapy
    26 Registered psychotherapist Bachelor of nursing Sex therapy
    27 Licensed psychologist PhD Psychosexual therapy
    28 Registered psychotherapist N/R Integrative; psychosexual therapy
    29 Registered psychotherapist PhD Sex therapy; sexual health model; family

    systems
    30 Licensed psychologist PhD Gestalt; sex therapy
    31 Licensed psychologist PhD Sex therapy; sexology
    32 N/A (researcher only) PhD Human sexuality research
    33 Registered psychotherapist Masters Analytical psychology; sex therapy
    34 Licensed psychologist PhD Psychodynamic psychotherapy

    Note: N/R D not reported, N/A D not applicable.

    4 M. D. BERRY AND A. N. LEZOS

    � alliances and integrative treatments (especially referral practices),
    � experiences working with diverse and non-normative client groups, and
    � core values and clinical methodologies recommended in working with non-norma-
    tive client groups.

    Interviews ranged in duration from 30 minutes to 90 minutes.

    Researchers’ backgrounds and demographic details

    Three researchers and one research supervisor participated in this research project. The
    primary researcher developed the interview procedure, in consultation with the research
    supervisor and with colleagues in a research seminar (see “Interview Methodology”
    section, below, for more information).

    The primary researcher is a white, cisgendered male in his early 30s, who identifies as
    “hetero-flexible.” At the time of data collection, he was a PhD candidate in research psy-
    chology at University College London. His research specialization is in sex and relation-
    ship therapies, and treatment of sex- and gender-related issues; he identifies his primary
    theoretical orientation as psychodynamic and existential. His core beliefs on the psycho-
    therapeutic treatment of diverse client populations center on inclusivity, and diversity-
    affirming practice.

    Research Associate 1 is a Chinese, cisgendered female in her late 20s, who identifies as
    heterosexual. At the time of data collection/analysis, she was a PhD candidate in experi-
    mental psychology, specializing in mentalization- and attachment-theory. She was
    recruited to assist with coding, and identified no prior expertise or preconceptions on the
    specific topics evaluated in this research.

    Research Associate 2 is a bi-racial, cisgendered male in his mid-20s, who identifies as
    queer. At the time of data collection/analysis, he was a Masters student in counseling psy-
    chology, specializing in clinical psychotherapy with HIV-positive men. He was recruited
    to provide oversight for the coding procedure, and to act as an external auditor. He identi-
    fies his main beliefs on the topic as centering on LGBTQ-affirmative practice.

    The Research Supervisor for this project is a white, male, cisgendered professor in psy-
    chology. He is in his 60s, and did not declare his sexual orientation. His primary theoreti-
    cal background is in psychodynamic and attachment research. He identified no major
    preconceptions on the specific topics evaluated in this research.

    Interview methodology

    A semi-structured verbal interview guide was used. This guide was developed by the first
    author of this paper, and subject to a three-phase review process, involving: (1) peer
    review, (2) supervisory review, and (3) subject expert review. The peer review process
    involved the presentation of the research model, and the proposed interview guide to two
    separate graduate student seminars in research psychology. Feedback was solicited from
    seminar participants, and the interview guide was revised accordingly. The interview
    guide was then subject to supervisory review by the research supervisor, and further
    amended in accordance with his feedback � at this stage, the interview guide was short-
    ened into a limited number of questions, and a more “open-ended” format was adopted.

    SEXUAL AND RELATIONSHIP THERAPY 5

    Finally, the review was subject to subject expert review. In this phase, three senior (i.e.
    more than 10 years of licensed clinical practice) psychotherapists reviewed the interview
    template, providing feedback for further revisions (these clinicians were not asked to
    describe their sex/gender orientation, or their primary theoretical model).

    The final interview guide served as a general template for each interview, after being
    modified slightly on a case-by-case basis, based on the specific expertise of each inter-
    viewee. Consequently, a semi-structured interview technique was used in which themes of
    interest that arose in the dynamic interaction of the interview were explored. After each
    interview, a supervisory meeting was held with the research supervisor, who verified that
    the interview was topical and focused.

    Data analysis method

    Two data analysis methods were used conjunctively in analyzing the qualitative interview
    data: grounded theory and thematic analysis. In analyzing the interview data, we adhered
    to the grounded theory model developed by Glaser and Strauss (1967), and further elabo-
    rated by Charmaz (2003, 2006). This method entails working “back and forth” between:
    (1) the data obtained through interviews and (2) the underlying research theories and
    interview praxis. This grounded-theory-based analysis entailed an ongoing process of crit-
    ical and analytic reflection carried out throughout the course of the research project. This
    grounded theory methodology, can be “described more appropriately…as ‘retroduction’
    than as induction: a ‘double fitting’ or alternating shaping of both observation and expla-
    nation, rather than an ex post facto discovery of explanatory ideas” (Katz, 2001,
    pp. 333�334). This form of grounded theorizing allows for a dynamic relationship
    between the collection and analysis of data (Bryant & Charmaz, 2007).

    Thematic analysis was used to analyze the interview data, and identify themes/patterns
    expressed by interviewees. As Boyatzis writes, “a theme is a pattern found in the informa-
    tion that at minimum describes and organizes the possible observations and at maximum
    interprets aspects of the phenomenon” (Boyatzis, 1998, p. 4). It is also asserted that the
    themes produced through thematic analysis can be either inductive (deriving directly
    from analysis of the data), or deductive (deriving from a prior theory or research)(Braun
    & Clarke, 2006). Rather than an either-or methodology, however, Boyatzis has asserted
    that this model can be considered on a continuum between theory-driven and data-driven
    approaches. An inductive, data-driven coding model was used in this research project,
    with the primary coder deriving the themes and codes from a close reading of the data,
    and through inter-rater consultation.

    Quality and trustworthiness in qualitative research: steps taken to ensure
    reliability and validity of the data

    A number of steps were taken to ensure the reliability and validity of the data. As Morrow
    writes, the trustworthiness of qualitative data has several, trans-paradigmatic operational
    criteria (2005). These criteria include:

    � social validity,
    � grounding in reflexive practice and measures to control for bias (including bracketing),

    6 M. D. BERRY AND A. N. LEZOS

    � adequacy of data, and
    � adequacy of interpretation.

    First, in order to ensure reflexive practice, and control against bias, the lead researcher
    is engaged in a series of critical, phenomenologically based bracketing exercises, following
    the bracketing model developed by Fischer (2009). These exercises were designed to help
    him: (1) identify his biases and preconceptions and (2) “shelve” these biases through criti-
    cal self-reflection � especially critical journal-writing, and regular consultation with the
    research supervisor for this project.

    To ensure reliability, after initial themes and codes were developed, the coding system
    was revised, and reliability was confirmed through an assessment of inter-rater reliability.
    In thematic analysis, inter-rater reliability is considered to be: the consistency of judgment
    between multiple different raters. Research Associate 1 was recruited to assess inter-rater
    reliability through double coding; both reviewers analyzed the same 20-page section of
    interview transcripts, to identify possible codes. In this method,

    each person makes judgments without interacting or seeing the judgments of the other
    observer. Following the observation period or completion of the judgments, the two observ-
    ers compare their results…the two observers [then] discuss each observation until agreement
    is reached (Boyatzis, 1998, p. 151).

    Through this method, a set of thematic codes was agreed between reviewers. A second,
    20-page section of text was then assigned to each reviewer to code, using the pre-agreed
    set of codes. Inter-rater reliability was calculated for agreement on the presence of each
    code, between each reviewer. Cohen’s Kappa for inter-rater reliability was .72, which is
    regarded as good (Ballinger, Yardley, & Payne, 2004). Finally, the primary researcher
    developed a complete list of codes/themes, based on the content of all interviews.

    Research Associate 2 was recruited to serve as an external auditor. He was recruited to
    review the interview coding scheme/chart, and provided with summary/example state-
    ments of the themes outlined in the coding scheme. This auditor provided qualitative
    feedback on the accuracy and completeness of the complete coding chart. The auditor’s
    feedback was provided both in-person, in a meeting with the primary researcher, and
    Research Associate 1, and in writing. Overall, the auditor deemed the complete chart to
    be consistent with the previously developed inter-rater chart, and accurate in reflecting
    the themes/sub-themes in the interviews.

    The explanatory notes written for each interview were used as a reflective practice tech-
    nique to assess: the efficacy of the research method, the implications of interview content,
    and in particular, the contributions made by both the interviewee and the interviewer. The-
    matic analysis was used to analyze the interview data, and identify themes/patterns, related
    to clinical practice with LGBTQ and other “diverse population” clients, as expressed by
    interviewees. An inductive, data-driven coding model has been used in this research, with
    the primary coder deriving the themes and codes from a close reading of the data.

    Steps taken to ensure client confidentiality

    Interviews were not administered � and are not reported � anonymously. Informed con-
    sent for interviews specified that the interview participant would be cited, by name, as an

    SEXUAL AND RELATIONSHIP THERAPY 7

    academic source in any published findings. As this research project examined the practi-
    ces of mental health professionals, case studies and clinical examples were common in the
    interviews. A number of steps were taken to safeguard the anonymity and confidentiality
    of interviewees’ patients/clients. Interview participants were asked to report on case mate-
    rial anonymously, within the bounds of confidentiality. No content that could serve to
    identity-specific clients was requested, and any such content was carefully screened and
    removed from interview transcriptions.

  • Results: sexuality and normativity
  • Clients’ expectations about sex are identified as a crucial, defining element of the thera-
    peutic process. Data from this study suggest clients’ expectations are shaped by sociocul-
    tural influences. A number of interviewees suggest that such expectations may often take
    the form of particular (especially, performance-based) expectations about sexual behavior,
    which rely on a taken-for-granted view of the sexual response cycle. Additionally, the data
    suggest that clients may often hold a narrowly delimited view of healthy sexuality and
    appropriate sexual behavior. This “narrow view of what sex should involve” Barker
    stresses,

    leads to them trying to only do a certain kind of narrow range of things. And of course, if
    those things don’t really do it for them, or if they become so tuned into the other person that
    they can’t really tune into themselves at all—or what they might desire—because they have
    to keep it in such a narrow range (research interview, March 30, 2012).

    Furthermore, according to the data suggest that this narrow view of sexuality is largely
    defined by the culturally pervasive assumption that healthy individuals tend to: (A) desire
    to be sexually active (sub-theme 4-D) and (B) conform to a particular, well-defined set of
    sexual behaviors (sub-theme 4-B). A number of interviewees appear to agree with a wider
    body of published research, which holds that this circumscribed, culturally specific per-
    spective tends to restrict normative standards of sexuality to a particular set of behaviors,
    and a largely predetermined set of personal meanings, marked by:

    � Heteronormativity � which privileges heterosexual relationships, implicitly or explic-
    itly devaluing non-heterosexuality, (sub-theme 1-B; sub-theme 4-C).

    � Mononormativity � which sets monogamous unions as the de facto standard for
    sexual relationships,

    � Presumption of male-active/female-passive sexuality.
    � Presumption that the desire/drive to have sex is a necessary criterion of normal/
    healthy (sub-theme 4-D) sexuality (which opposes asexuality, and pathologizes/stig-
    matizes low levels of desire or sexual initiative)(Barker, research interview, March 30,
    2012; Barker, 2005; Barker & Langdridge, 2010a, 2010b; Berry & Barker, 2014;
    Braun-Harvey, research interview, November 15, 2012; Winn, research interview,
    January 16, 2013).

    This finding is linked to the thematic area of affirming client identities outside the nor-
    mative range. The data from this study suggest that the pressure to conform to these cul-
    turally sanctioned standards of sexual behavior is often an influential factor in the sex

    8 M. D. BERRY AND A. N. LEZOS

    therapy process, and that these normative pressures may influence both clients and thera-
    pists (including sex therapy specialists) (theme 3). To combat these normative pressures,
    intentional affirmation of diverse client identities may be used, with a view to counter-act-
    ing internalized prejudices/homophobia (theme 2).

    In the clinical arena, a goal that many interviewees view as foundational is: fostering a
    critical and reflective examination of what the client really wants to attain through sex
    therapy. In many instances, this task involves a close evaluation, or re-evaluation, of the
    client’s initial goals, to determine how they fit with the client’s personal, and relational pri-
    orities. A relevant associated theme in the data is: emphasis on the possible need to affirm
    non-normative identities. Interviewees stress that internalized homophobia and other
    forms of internalized prejudice may influence clients’ initial goals, and are an important
    consideration in the therapy process (sub-theme 2-A). Consequently, a number of inter-
    viewees recommend the use of permission-giving as a client-affirmative clinical technique
    (theme 2, especially sub-theme 2-C). Additionally, the therapist’s use of a critical and self-
    reflective stance was identified as a sub-theme within the practice of affirmative sex ther-
    apy with diverse clients (theme 3). In order to meaningfully affirm diverse clients, the
    data support outside findings that it is necessary for the therapist to identify (to the great-
    est degree possible) their own biases/prejudices, which may often extend to the “minority”
    clients with whom they work.

    The data suggest that a sense of internal conflict in relation to one’s own sexuality, or
    one’s deeper sexual desires/preferences, may not be uncommon for sexual “minority” cli-
    ents, and may be the consequence of socially conditioned messages about normal sexual
    behavior. This experience of sexual prohibitions may often contribute to the comorbid/
    contributing experience of depression and anxiety that many clients face. Another rele-
    vant sub-theme is apparent in some interviewees’ emphasis on the importance of personal
    authenticity (sub-theme 2-F). The data appear to reflect an implicit assumption that valid/
    viable clinical goals � often linked to the values of self-actualization, and personal fulfill-
    ment � depend on helping the client identify and negotiate core identity aspects (theme 2
    and theme 3).

  • Results: sex therapy and non-normative clients
  • A number of interviewees make reference to the degree to which the clinical principles
    they use with heterosexual, dyadic clients can be generalized to diverse and “minority”
    clients. A number also share their thoughts on the possible limitations of such (i.e. het-
    erosexually-oriented) approaches in non-normative client groups, highlighting the differ-
    ences that may obtain when working with such clients.

    A point of concern for many interviewees is the ostensively widespread limitation on
    sexual material/topics in general healthcare and psychotherapy training, identified by a
    number of specialist interviewees and in the wider literature (Athanadiasis et al., 2006;
    Barker, research interview, March 30, 2012; Braun-Harvey, research interview, November
    15, 2012; Britton, research interview, March 7, 2012; Tsimitsiou et al., 2006) (sub-theme
    1-C). The data collected in this study suggest that such training limitations and personal
    discomfort may also extend to specialist groups � such as couple and relationship thera-
    pists � for whom client sexuality may be a more immediate clinical issue. Ravella suggests
    that it may be relatively common for a couple or relationship counselor to avoid a focused

    SEXUAL AND RELATIONSHIP THERAPY 9

    discussion of sexual issues in general (research interview, January 11, 2013). Even for sex
    therapists working with LGBTQ clients, Britton suggests, it may be the case that “few
    have the background, the training, the sensitization, the language, the understanding, and
    the ok-ness with being able to ask the right questions” (Britton, research interview, March
    7, 2012) (sub-theme 1-A). This factor is a main impetus for the high emphasis on
    advanced specialization training and professional development, evident in the research
    findings from this study. Data suggests that part of the diagnostic challenge when working
    with LGBTQ clients may also be systemic: it is held that the DSM diagnostic categories
    are, in and of themselves, heterosexually biased, being based on a heterosexual response-
    cycle model of penetrative sexuality (Tiefer, 1991).

  • Results: key principles in inclusive sex therapy
  • An emergent challenge in this study was: to determine how sex therapists can work effec-
    tively with a diverse range of clients, and to identify the clinical practices sex therapists
    use in dealing with non-normative clients. Analysis of survey data illustrates a number of
    key principles and practices that may facilitate critical and reflective diagnosis and treat-
    ment in the psychosexual therapy context. As stated above, the core inclusive principles
    identified in this research are consistent with widely-held humanistic values in the con-
    temporary psychotherapy field. Thus, in working with diverse clients, four main clinician
    principles are highly emphasized by interviewees:

    (1) a nonjudgmental stance towards diverse clients,
    (2) an understanding of diversity � in particular, understanding the wide variety of

    possible identities that a client may have, and the specific challenges that are likely
    to be associated with these identities, (sub-theme 4-A)

    (3) an appreciation of fluidity � recognition that the client’s identity, behaviors and
    therapy goals are apt to change over time, and

    (4) a reflective, self-critical approach to practice � a commitment to reflective practice,
    self-monitoring/introspection, and recognition of broad values and possible preju-
    dices, as well as situation-specific responses to particular clients (sub-theme 2-B).

    The data suggest that the clinician’s conceptualization of diversity is rooted in an indi-
    vidually specific understanding of the identity categories that a client may occupy within
    the parameters of social discourse. It is emphasized that the clinician’s perspective (like
    the client’s) is influenced by the clinician’s subjective social and cultural background,
    which may contribute to the development of personal prejudices.

    Table 2 presents an overview of the themes and sub-themes identified in the data from
    this study. In the following section, we will describe in greater detail the key principles
    identified in the data.

  • Results: key practices in inclusive sex therapy
  • In the data presented above, high level of importance is placed on therapists developing
    and maintaining a clear understanding of their own views of, and position on, non-nor-
    mative sexualities. While there is a widespread language of “openness,” and agreement on

    10 M. D. BERRY AND A. N. LEZOS

    Table 2. Inclusive sex therapy practices: themes and sub-themes identified in research interviews (n D 34),
    including representative statements.

    Themes/sub-themes Representative statements

    (1) Interviewee identifies knowledge/
    understanding of diversity as an
    important skill

    there’s one sort of line whereby we regard LGBT, asexual, bondage and
    discipline, sadism and masochism (BDSM), non-monogamous, all of
    sort of what is seen as minority sexuality or gender. But it’s not
    actually minority in all cases, some of it’s majority. But, anyway, the
    marginalized ones, we can train people specifically in each of those
    things…So people have an awareness—they can get a lot more
    knowledge of specific identities and specific practices.

    (1-A) Therapy field seen as ill-equipped to
    deal with diverse (i.e. LGBT) clients

    [A lot of psychologists are] going to take their heteronormative bias,
    and they’re going to say: “oh, ok, all gay men just want to stick it in
    the anus, because there’s no vagina”.

    I’ll bet you there are a lot of psychologists who don’t even know that
    there’s such a thing as anal-receptive and anal-active. “What would
    THAT mean?” they’d say.

    (1-B) Interviewee emphasizes that a
    heteronormative model of sexual
    behavior may be common in mainstream
    sex therapy and/or sexual medicine

    a lot of what is pathologized by the mental health community, specifically
    in the DSM and its diagnostic categories, and in the languaging and the
    posturing and the judging of many mental health practitioners, who
    actually work with some of the same people I work with, fail them in
    their lack of sensitivity, and even training, around sexuality.

    [Clinician recommends] systemic approaches, and some of the systemic
    ways of questioning—Socratic questioning and circular and interventive
    interviewing techniques—they’re fabulously non-directive, but also very
    probing in a very respectful way. And I think the systemic notions of
    neutrality and curiosity, those key principles, are really good principles
    for looking at the sort of diversity of human sexual behavior.

    one book I read … was like: “all of the examples in the book are going
    to be heterosexual people, because that’s statistically the norm, so,
    people in same-sex relationships will have to think about how it
    applies to them”. I was just like ahhhhhh?

    (1-C) Need for more/better training (for
    sex therapists) in sexual diversity

    I also think if you were to poll…certified sex therapists… what you’d
    find is that very, very, very few of them are gay-identified, and…few
    as well, have the background, the training, the sensitization, the
    language, the understanding, and the ok-ness with being able to ask
    the right questions.

    (2) Interviewee emphasizes possible need to
    affirm identities outside the norm

    we have to be aware of the world we live in, so that’s where something
    like Darren Langdridge’s gay-affirmative therapy is [useful]. You might
    have to work a bit at affirming, say, identities that are outside the
    norm, the normative, because the person has so much experience of
    having those disaffirmed, that you know, maybe you put your
    therapeutic weight around saying: “actually yes, kink is ok, non-
    monogamy is ok. Yes it’s alright to be gay.”

    (2-A) Influence of internalized
    homophobia on client emphasized as
    important to treatment

    a lot of…the work that I’m seeing and doing has been related to
    trauma histories, and internalized homophobia.

    We spent quite a lot of time talking about [this client’s] sense of, really,
    disapproval, and his own very deep prejudice about homosexuals. So
    he was one of these gay people that—[while] he was quite keen on
    gay rights, and ostensibly was very active in protesting equality of
    sexual orientation…—actually he had terrible prejudices about it,
    and felt that gays were lesser.

    (2-B) Interviewee emphasizes reflective
    stance (therapist’s use of)

    when people say ‘open and supportive’ I often say to myself: ‘what the
    fuck does that mean? What are you talking about? So, when I supervise
    folks and they say “I want to be open and supportive” one of the things
    that comes up for me is you know, that position of being open and
    supportive is a potential iatrogenic injury to your client,

    if they don’t understand what you mean, or you can’t define what that
    means.

    (2-C) Permission-giving as a clinical
    technique

    a lot of what we all do is permission-giving and normalizing.
    every session, re-permission them, we begin with permission. And
    there’s an implicit permission given just in having them being ok
    about asking for help around sex.

    the fact that I’m going to demonstrate the language is itself permissive
    because it allows them to respond in a like manner. Sometimes I will
    frame a question which, as it were, subsumes another question along
    the way. Like I might say about masturbation: I don’t say ‘do you
    masturbate,’ I say ‘when you masturbate, do you find that…’

    (continued)

    SEXUAL AND RELATIONSHIP THERAPY 11

    Table 2. (Continued )

    Themes/sub-themes Representative statements

    (2-D) Use of a non- pathologizing or
    sexual health model

    I try not to pathologize any more than I have to. You know, sometimes a
    person will call me up and say: “my wife is experiencing sexual
    aversion,” and I try to discourage them from labeling it.

    I don’t like the word ‘dysfunction,’ you know? It’s all part of the DSM. I
    usually talk about sexual ‘problems’, or sexual ‘difficulties’, or sexual
    ‘issues’.

    (2-E) Use of a dimensional (rather than
    categorical) model of sexual health/
    problems

    I see it as on the continuum of worry-problem-and-disorder, as see it as,
    on the continuum, a sexual problem, not a sexual disorder or
    dysfunction, or a psychiatric diagnosis.

    (2-F) Emphasis on personal authenticity [My work focuses on] helping people become who they truly are. In
    other words, claiming the authenticity of their sexual being.

    (2-G) Clinician lets the client lead the
    therapy process

    I’m often quite led by the client…there’s quite a trust the client has a
    pretty good idea what the important things to bring are.

    I would offer the opportunity to see whether they wanted [to discuss
    the therapy relationship] or not. I think it’s really important to give
    control, if you like, of the direction, to the client at all times.

    (3) Use of normalizing the client’s concern or
    identity (as a clinical technique)

    Whatever they’re dealing with, basically what you say is: “you know
    what? What you’re feeling right now is perfectly normal.

    Across orientations, across modalities, normalizing is a terrifically
    important part of what a psychotherapist does. So, measuring
    outcomes, and measuring progress powerfully interfaces with
    normalization—that the expectations the people have about their
    lives change—and something that initially would have seemed to
    them utterly unsatisfactory as an outcome becomes, actually, a very
    good outcome.

    He’s telling me “I’m a monster, I shouldn’t have been born”. And I’m
    telling him: “actually, that’s not [true].

    Well, I don’t see transgender in that way, I don’t think there’s anything
    wrong with being transgender, and transgender people exist in all
    times and all cultures, and they’re perfectly ok people”.

    (4) Interviewee uses social constructionism to
    conceptualize client cases

    increasing the possibilities for somebody is really part of therapy. And
    loosening what is sedimented. And enabling them to see things a bit
    differently…In a way, therapy has a lot in common with, say, queer
    theory, or sort of certain branches of social constructionism, which are
    about kind of loosening up and trying to see multiple alternatives
    rather than just one fixed route.

    (4-A) Interviewee emphasizes fluidity/
    variability (and attention to fluidity) of
    client’s identity and sexuality

    The reality is that sex by its nature tends to be variable, flexible, and
    have different roles and different meanings for people.

    [One] way to go is the more queer kind of approach…not necessarily
    expecting them to be the same from session to session, and seeing
    sexuality as something much more fluid and changing and much
    more integrated with the rest of their life. And not really thinking:
    how do I work with a lesbian client? How do I work with a
    transgender client?

    (4-B) Narrow definition of “sex” seen as
    prevalent in society (and as internalized
    by client)

    To me, the problem with the word ‘sex’…is that it’s been so limited in
    its definition that I don’t even LIKE the word anymore. But when you
    talk about somebody seeking something, what the pleasure model,
    what I would like to see happen is that they actually seek connection.
    And that’s a whole different ball game. That’s not sticking-it-in and
    getting off, you know.

    (4-C) Heteronormative model of sex seen
    as prevalent in society (affecting clients)

    the entire world is still heterosexist and heteronormative, including
    [psychology] professionals.

    (4-D) “Sexual imperative” (assumption
    that everyone wants sex) seen as
    prevalent in society

    a lot of the information out there makes people feel abnormal if they
    don’t want to have sex, you know, five times a week.

    12 M. D. BERRY AND A. N. LEZOS

    the importance of psychotherapist “nonjudgmentality” within the data, Winn emphasizes
    that such terms are not self-evidently meaningful. Specifically when working with sexual
    “minority” clients, a critically self-aware understanding of � and ability to articulate �
    what is intended by “open and supportive” counseling is identified as an essential attri-
    bute. The “position of being open and supportive,” Winn emphasizes “is a potentially iat-
    rogenic injury to your client, if they don’t understand what you mean, or you can’t define
    what that means” (research interview, January 16, 2013) (theme 1).

    Hence, while nonjudgmentality is largely viewed as a core principle and value of psy-
    chotherapeutic work (Rogers, 1957), the data gathered in this study indicate that nonjudg-
    mentality must be functionally linked to the other principles described, and supported by
    a range of clinical practices and techniques, which will be elaborated in the following
    sections.

    In conjunction with a nonjudgmental orientation, the data suggest that a high level of lit-
    eracy and knowledge about sexual diversity is a key therapist attribute when dealing with
    clients in general, and non-normative clients in particular. We may identify the need for
    familiarity with: diversity, the core issues that specific client groups commonly face, and the
    specific language clients may use (Sub-theme 1-C). The importance of familiar understand-
    ing is illustrated by the fact that sexual “minority” is a problematic term, since, as stated
    above, it presupposes that LGBTQ individuals, and other sexualities outside the hegemonic
    norm, are statistically uncommon, obscuring the reality of sexual variance. As Barker
    emphasizes, while there is a culturally situated, widespread perception of LGBT, asexual,
    bondage and discipline, sadism and masochism (BDSM), non-monogamous, and queer
    individuals as being “minority” sexuality, they are “not actually minority in all cases”; con-
    sequently, rather than comprising an actual or statistical minority, these groups constitute a
    distinct conceptual category � constituting “what is seen as minority sexuality or gender”
    (Barker, research interview, March 30, 2012).

    In addition to understanding such internal biases in the discourses about sexuality, it is
    important for the therapist to have a strong understanding of the subjective experiences
    clients may likely face. In working with gay male clients, for instance, Britton illustrates
    the importance of specialized knowledge, stating,

    if I don’t even know the words, how can a guy who’s gay feel comfortable asking me “am I
    ok? Am I normal? How do I get past this? This is something I’m longing for.”? I have to have
    that nuanced background myself (Britton, research interview, March 7, 2012).

    Specialist familiarity pertains to the intersections of a number of social factors, includ-
    ing: sexuality, race, class, gender and other variables. In this respect, attentiveness to the
    unique challenges particular clients may face, based on early life experiences is of eminent
    importance. As a number of interviewees point out, different social milieus, including
    sub-cultural groups and social classes, may respond very differently to sexual factors and
    diverse sexual identities, with clients facing varying levels of stigma and shaming, based
    on their social background. Appreciation of fluidity involves breaking down and challeng-
    ing dominant identity categories, addressing the client in a highly individuated way in
    order to understand them on their own terms, and potentially working to overcome or
    counteract some of the restraints of dominant discourse.

    The data from this study provide evidence that social constructionist theory can be an
    invaluable diagnostic and psychotherapeutic framework, which may help the therapist to

    SEXUAL AND RELATIONSHIP THERAPY 13

    understand the client’s unique background and personal experiences (Theme 4). By focus-
    ing on the significant social and cultural variables that impact on a client’s sexuality and
    relationship, it may be possible to identify elements that inhibit or strengthen the client’s
    sexuality, and contextualize the role that sociocultural factors play both in the patient’s
    life and in the therapy process. Interviewees suggest that it is vital that the therapist works
    to maintain a sense of the dominant discourses that affect their clients, “knowing the sort
    of world that [their] clients are likely operating within” (Barker, research interview, March
    30, 2012). This technique requires acknowledgement that sexual difficulties often occur
    within interpersonal social relationships, and are situated within a sociocultural context.
    A crucial factor when evaluating the sexual concerns of a non-normative client, therefore,
    may be in interpreting the client’s sociocultural milieu, evaluating how the client’s sexual
    difficulties may be rooted in their social setting, and how this may affect them � with or
    without their awareness.

    Interview data indicate that the application of social constructionist theory (theme 4),
    and the therapist’s attempts to interpret and normalize the client’s sexuality and sexual
    problems (sub-theme 2-C), may generally involve a detailed sexual history taking. This
    often includes examination of the client’s family of origin, community experience, and
    early and ongoing messages surrounding sexuality. For LGBTQ clients, for example, it
    may be especially important to evaluate the early messages the client encountered in their
    family of origin, regarding sexual orientation, including the possible influence of hetero-
    normative models of sexuality. A vital benefit of using social constructionist theory is to
    help the client situate their sexual difficulties within the context of their own life. In this
    regard, working with social constructionist theory may compel the therapist to begin with
    the sexual problem presented by the client, and expand outwards, reflecting wider rela-
    tionship issues, or a more expansive range of psychosocial concerns.

    More broadly, evaluating the social and relational context of sexuality and sexual diffi-
    culties vis-�a-vis social constructionism entails rendering explicit that which is implicit in a
    person’s life, by exploring the way that social messages and values may have been internal-
    ized by the client, both with and without the client’s awareness.

    Discussion: practices in inclusive sex therapy � normalizing, horizontalizing,
    and affirming

    At the level of clinical practice, a number of techniques, grounded in the principles identi-
    fied in the data, are relevant. First, thematic analysis of interview data revealed normalizing
    as another key practice, both in diagnosing/assessing clients, and throughout the treatment
    process (sub-theme 2-D). The technique of normalizing involves several dimensions. The
    therapist aims to help the client to conceive of sexual problems as understandable and nat-
    ural responses to psychological and relational factors. Further, the therapists seek to help
    the client develop a flexible perspective on sexual behavior, which reduces the level of
    stigma that may be associated with social standards of sexual behavior and normality.
    Therefore, as a clinical intervention, normalizing entails a number of facets, including:

    � explicitly questioning normative standards of sexual behavior, under the assumption
    that imposing normative frameworks on client’s sexual behavior may produce iatro-
    genic injury (Winn, research interview, January 16, 2013),

    14 M. D. BERRY AND A. N. LEZOS

    � normalizing the client’s sexual identity, and possible fluidity of this identity (Barker,
    research interview, March 30, 2012),

    � emphasizing that the client’s sexual difficulties and problems are normal responses to
    their current life circumstances, when compared to what others would likely experi-
    ence in such circumstances (sub-theme 2-C; Dunn, research interview, January 29,
    2013; Fonagy, research interview, April 4, 2012),

    � fostering a clinical environment in which the discussion of sexual issues and sexual
    problems is experienced as natural/appropriate (Hertlein, Weeks & Sendak, 2009;
    Milrod, research interview, October 11, 2012; Savage, research interview, November
    4, 2012) ,

    � situating clinical work within a context of critical research that self-consciously aims
    to challenge dominant standards of sexual normality, which are often seen as restric-
    tive and damaging to the client’s clinical aims (Barker, research interview, March 30,
    2012; Kleinplatz, 1996; Mahrer, 2012; Ravella, research interview, January 11, 2013;
    Tiefer, 1996). Please consult Table 3 for an overview of the key principles and techni-
    ques of critical sex therapy.

    Levine’s “first principle of clinical sexuality” clearly indicates the importance of social
    and cultural discourses, which define categories of normality and abnormality that
    strongly influence the client’s sexuality, and impact powerfully on sexual functioning
    (Levine, 2007). Consequently, as Fonagy emphasizes, “across orientations, across modali-
    ties, normalizing is a terrifically important part of what a psychotherapist does” (research
    interview, April 4, 2012). Normalization, for many interviewees, appears to serve a de-
    stigmatizing function, helping to problematize the expectations surrounding sexual
    behavior that contribute to the client’s sexual problem, or their subjective cognitive and
    affective experience of a perceived sexual dysfunction (sub-theme 2-E).

    It is possible to identify two sexually specific aspects of normalization as a diagnostic
    and therapeutic technique: normalization of the client’s sexual identity and behaviors and
    normalization of the client’s sexual difficulties. Normalizing the client’s identity and
    desires/behaviors, serves an important “permission-giving” function, intended to help
    reduce the guilt or shame that may be implicated in the client’s sexuality. Normalizing the
    difficulties that have brought the client to therapy, Barker points out, is largely a matter
    “of saying: look, everyone who comes here struggles with this kind of stuff. It’s not, really,
    it’s not just you. It’s kind of everybody” (Barker, research interview, March 30, 2012). The
    data suggest that normalization is frequently supported by the use of psychoeducational

    Table 3. Summary of inclusive sex therapy principles and techniques identified in survey of sex therapy
    specialists/experts.
    Principles
    � Maintaining a stance of nonjudgmental acceptance
    � Ensuring familiarity with sexual diversity
    � Use of social constructionist analysis
    Techniques
    � Normalizing (i.e. the client’s sexuality and/or sexual problem)
    � Horizontalizing (conceptualizing the client’s sexuality within the wider horizon of their identity)
    � Affirming-as-necessary (especially, affirming the client’s identity and subjective experiences)
    � Emphasis on reflective practice
    � Maintaining a non-pathologizing stance
    � Refuse to take on a client (in cases of obstructive, self-identified clinician bias/prejudice)

    SEXUAL AND RELATIONSHIP THERAPY 15

    techniques. Of particular importance is the critical stance towards categories of normality
    that the clinician models in the therapeutic encounter. As a number of interviewees indi-
    cate, normalizing should not result in the reification of categories of normality (i.e. by sit-
    uating the client within the norm and by implication positioning other behaviors as
    abnormal). Rather, normalization entails critically examining, or deconstructing, the cli-
    ent’s sense of abnormality, and problematizing/challenging the taken-for-granted notions
    of normality that affect the client’s sexual problems.

    Another technique that may be useful for therapists working within an inclusive sex
    therapy orientation is: horizontalizing (Berry & Barker, 2014). Horizontalizing entails
    situating the client’s specific concern (i.e. a sexual problem/dysfunction) within the
    wider “horizon” of their lived experience, rather than focusing strictly on the clinical
    issue. Additionally, the clinician seeks to understand and work with specific salient
    aspects of the client identity (for instance, sexual “minority” status, or a non-normative
    sexual identity) within the wider psychosocial horizon. Thus, in horizontalizing the
    therapist refrains from treating the client’s sexual problems or sexual identity as
    the sole issue of importance in the therapy. Rather, a horizontalizing approach to the
    therapeutic encounter involves interpreting the client, and their clinical concerns, as
    complex, multidimensional and non-static. As Barker suggests, within this model,
    “you’re not seeing a person in front of you and thinking ‘they’re a lesbian’, ‘they’re a
    heterosexual’, ‘they’re asexual’, ‘they’re kinky’. It’s much more like…seeing that person
    as diverse, as ever-changing, as plural” (research interview, 2012, March 30, 2012). Sex,
    sexuality, and sexual problems, though very important, are considered to be only parts
    of the clinical picture. Horizontalizing may be of particular value for clients who them-
    selves have come to see a single � and often stigmatized � aspect of their sexuality as
    being singularly important or focal.

    The data from this study suggest that this type of singular fixation may in fact serve to
    impede clinical work, particularly where clients experience shame or internalized preju-
    dice associated with some aspect of their sexuality. As such, the clinical technique of
    affirming-as-necessary is recommended as an inclusive sex therapy practice. In this
    respect, the “gay affirmative therapy” model � which aims to provide a “positive frame-
    work” for clinical practice that serves to affirm LGBTQ identities � offers a framework
    for working with non-normative clients, and diverse sexualities (Davies, 1996). Published
    research has shown that affirmative therapy can help counteract experiences of stigmati-
    zation or disaffirmation that the client has experienced, and potentially counteract dam-
    age to the client’s self-esteem, which the data from this study indicate may be a concern
    for some non-normative clients (Bigner & Wetchler, 2012; de Vries, de Vries, research
    interview, February 5, 2013; Rutter, 2012). Consequently, affirmative therapy may serve
    an immediately therapeutic effect, in addition to fostering the conditions for more effec-
    tive psychotherapy, by enabling the client to engage directly with issues that may have
    otherwise been (consciously or unconsciously) avoided.

    As Langdridge states, the affirmative model requires the therapist to acknowledge and
    work with the dual impact that the psychotherapist and the wider sociocultural world
    have on the client’s sexual identity (Langdridge, 2007). Consequently, this therapeutic
    technique requires a high level of self-reflective awareness and critical engagement with
    the socially constructed aspects of the client’s identity, the clinician’s identity, and the
    context of the clinical encounter.

    16 M. D. BERRY AND A. N. LEZOS

    Discussion: use of reflective practice, maintaining a non-pathologizing
    stance, refusing to take on clients when obstructive therapist bias is present

    The therapist’s ongoing reflective practice and critical self-evaluation are identified both in
    the data from this study and the wider published research as foundations for a well-articu-
    lated, open, nonjudgmental, and supportive stance (Mann, Gordon, & MacLeod, 2009;
    Stedmon & Dallos, 2009). While the therapist’s reflective practice may be a particularly
    important practical issue in working with diverse and non-normative clients, the core
    principles and techniques of self-reflection are of high importance with all clients and
    clinical issues. A number of tools may be usefully implemented in the therapist’s own
    practice, to foster critical self-reflection. Such tools may include journaling, mindfulness
    practice, or the therapist’s own psychotherapy/counseling (Berry & Barker, 2014). In addi-
    tion, interview data suggest that many therapists view clinical supervision and profes-
    sional dialogue with colleagues as very important reflective tools, which are often used to
    gain perspective on clinical practice, to gain insight into their own cognitive and affective
    responses to the therapy encounter, and to analyze transference and counter-transference
    processes.

    A diagnostic and treatment framework that appears to be especially common
    amongst research participants is emphasis on a non-pathologizing model, or use of a
    sexual health model. Often used conjunctively, alongside normalizing, and within a
    stance of nonjudgmental acceptance, the sexual health (non-pathologizing) model
    emphasizes that many sexual concerns fall within the range of normal/healthy sexual
    functioning, and informs the critical orientation to standard diagnostic systems. Within
    this framework, there is a self-conscious attempt to avoid the language of pathology,
    and “the defining baseline [for a clinically treatable sexual issue] is whether it’s a prob-
    lem for them or not” (de Vries, research interview, February 5, 2013). Braun-Harvey,
    who works exclusively with men, and specializes in the outpatient treatment of men
    with concerns of out-of-control sexual behavior, describes his use of the sexual health
    model, stating:

    I work from a sexual health perspective…I don’t do out-of-control sexual behaviour as a sex-
    ual disease, or disorder. I don’t use the terminology of addiction or, you know, another kind
    of disorder or disease perspective. I see it as on the continuum of worry-problem-and-disor-
    der, as…a sexual problem, not a sexual disorder or dysfunction, or a psychiatric diagnosis.
    (research interview, November 15, 2012)

    For many psychosexual therapists working within an anti-pathologizing, or sexual-
    health, framework, the diagnostic language used in conventional psychodiagnostics is
    inherently problematic. Many interviewees who use this model emphasize the distinction
    between “problem” and “dysfunction,” stressing that the language employed in DSM is
    intrinsically pathologizing, as it casts variant sexuality and sexual behavior as dysfunc-
    tional/pathological. Table 2 provides a summary of critical sex therapy techniques drawn
    from the interview data, and relevant outside research, which are seen to be of particular
    utility in working with sexually diverse clients and client populations.

    Finally, where nonjudgmentality and reflective practice continue to be obstructed
    by a therapist’s biases, a final avenue is suggested. Alman, a psychosexual therapist
    working within a principally cognitive behavioral framework, a technique that
    underlines the importance of self-reflective practice, and illustrates the pragmatic

    SEXUAL AND RELATIONSHIP THERAPY 17

    challenges of nonjudgmentality that the clinician may encounter. Genuine acceptance,
    she states, is

    a necessity if you’re a sex therapist. You can’t even have that: you’d want to do what?—kind
    of response inside, let alone express it…So I feel if a [therapist] knows that they can’t deal
    with certain issues, then they shouldn’t. It’s a moral responsibility not to take clients who
    play in BDSM, for instance, if [the therapist] find[s] that personally repugnant. (Alman,
    research interview, January 9, 2013)

    Thus, the conceptualization of moral/ethical responsibility she describes implies the
    following technique: refusing to accept a client, or terminating the therapy process in
    instances where a self-perceived bias/prejudice threatens to compromise the treatment.
    This technique appears to be strongly linked with self-reflective practice, as it presupposes
    recognition of one’s own biases and clinical limitations. There is a clear ethical mandate
    that psychotherapists refrain from administering psychotherapy services that are apt to be
    ineffectual, or damaging to the client, entrenched in the ethical protocols of the psycho-
    therapy profession (Leach & Harbin, 1997; Welfel, 2012). However, further research in
    this area is needed, in order to assess the overall use and efficacy of self-reflective practice
    amongst clinicians, and specifically to determine psychotherapists’ competencies in iden-
    tifying their own subjective biases, especially in working with sexual problems.

  • Limitations and future directions
  • Client diversity, and the strategies involved in working with varied client groups, is an impor-
    tant area for current research and clinical literature. The data gathered in this study, and
    described above, suggest the value of a number of core principles and key techniques that
    may be used critically in working with diverse client populations in sex therapy practice.
    While this data provide the foundation for a clinically applicable set of principles and guide-
    lines for working with diverse populations, which we have described in this paper, there are
    a number of limitations to this study that may be addressed through further research.

    In terms of the research methodology, while the semi-structured interview format
    allowed for a more detailed and comprehensive examination of each participant’s areas of
    interest and expertise, this format limits the replicability of a qualitative study of this
    nature. Again, it is important to note that, measures (aforementioned) were taken to
    ensure trustworthy and credible data; however, in a qualitative study of this kind, these
    criteria for trustworthiness cannot be equated with exact replicability (Morrow, 2005).
    Additionally, with respect to the interview methodology differences in the format of inter-
    views (i.e. in-person versus Skype-with-video versus audio-only) create a difference in the
    qualitative experience of the interview, and appeared to correlate with a difference in
    length, with in-person interviews being longer, and more detailed. For future research, in-
    person interviews may be favorable.

    Based on this research project, a number of areas for future research can be identi-
    fied. First, psychotherapy process and outcome research� both qualitative and quanti-
    tative � would be useful to assess the clinical advantages of these techniques in terms
    of therapy efficacy. In this respect, the further development of an inclusive sex therapy
    model, as an evidence-based therapy, is a productive objective for future research, in
    our assessment.

    18 M. D. BERRY AND A. N. LEZOS

  • Conclusion
  • Based on the findings represented in this study, we have recommended prospective value
    of core principles including: maintenance of a nonjudgmental stance, developing and
    maintaining familiarity with sexual diversity, and the use of a social constructionist frame-
    work in conceptualizing work with diverse clients. Relatedly, we have described six clinical
    techniques, which are grounded in these principles. These include:

    (1) normalizing,
    (2) horizontalizing,
    (3) affirming-as-necessary,
    (4) reflective practice, and
    (5) maintenance of a non-pathologizing stance.

    Data from this study have also suggested that in instances where the therapist holds an
    obstructive bias towards a client, the onus falls on the therapist to (6) refuse to take on, or
    continue therapy with, this client.

    The data and clinical recommendations presented here, in our assessment, are a needed
    addition to the field in light of the limited research on therapists’ work with diverse client
    populations. Clinical principle and practice literature, as presented here, is intended to
    help improve the confidence, knowledge, and insight of practitioners who work with
    increasingly diverse client populations.

  • Disclosure statement
  • No potential conflict of interest was reported by the authors.

  • Notes on contributors
  • Michael D. Berry, PhD, is a research associate in the laboratory for the Biopsychosocial Study of
    Sexuality at McGill University. He also serves as the manager of clinic operations for the Sex and
    Couple Therapy Service at the McGill University Health Centre. His primary interests include: the
    application of empirical research to advance clinical practice, and the use of fair and empowering
    clinical practices with diverse communities.

    Anastasia Natasha Lezos, MA, is a graduate of the counselling psychology postgraduate program at
    McGill University in Montreal, Canada. She has a strong research interest in human sexuality, and
    a clinical interest in counselling and psychotherapy within a social justice framework.

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    http://10.1016/S0140-6736(12)60835-6

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    • Abstract
    • Introduction
      Methodology
      Researchers´ backgrounds and demographic details
      Interview methodology
      Data analysis method
      Quality and trustworthiness in qualitative research: steps taken to ensure reliability and validity of the data
      Steps taken to ensure client confidentiality
      Results: sexuality and normativity
      Results: sex therapy and non-normative clients
      Results: key principles in inclusive sex therapy
      Results: key practices in inclusive sex therapy

    • Discussion: practices in inclusive sex therapy – normalizing, horizontalizing, and affirming
    • Discussion: use of reflective practice, maintaining a non-pathologizing stance, refusing to take on clients when obstructive therapist bias is present
    • Limitations and future directions
      Conclusion
      Disclosure statement
      Notes on contributors
      References

    AmericanAssociation of Sexuality Educators, Counselors and Therapists

    Code of Ethics & Conduct for AASECT Certified Members

    Article I: Preamble

    Recognizing its responsibilities to society and given its own national and international

    objectives, the American Association of Sexuality Educators, Counselors and Therapists

    (AASECT) has adopted the following Code of Ethics & Conduct (Code). The Code

    applies to all Certified AASECT members and encompasses any activity that directly or

    indirectly relates to professional identity or training. The Code does not replace or modify

    the requirements for or purposes of certification as a sex educator, counselor, therapist or

    Supervisor.

    As a professional association, AASECT has a duty to advocate and enforce both high

    quality services from and proper conduct/professionalism by its members in order to

    ensure both. Through setting forth standards of ethical conduct for practice-related

    conditions, qualities, skills and services, the Code is intended to assist AASECT Certified

    members with judgments made in the course of their professional services.

    Certified members of AASECT, in the conduct of all aspects of their life that relates to

    their professional work and identity, are expected to honor the Code, and AASECT

    certification is predicated upon adherence thereto.

    Article II: Conditions of Certification

    AASECT Certification may be terminated for sufficient cause as outlined in the Bylaws

    and the formal Application for Certification.

    Those applying for AASECT Certification must submit the following as part of the

    application process:

    1. Notification in writing to the AASECT Office of:

    a. denial of an application for or disciplinary action taken against any

    professional license or certification by a state or federal entity, or by a private

    certification

    entity;

    b. conviction, guilty plea, or no contest plea of a felony;

    c. conviction, guilty plea, or no contest plea of a misdemeanor directly related to

    public health or the provision of safe and competent sexual health counseling

    or therapy;

    2. a. Current AASECT Certified members are required to notify the AASECT
    Board of Directors (Board) in writing within thirty (30) days should an action

    listed in paragraphs (a) – (c) of the above Section 1 occur.

    b. In the event any professional licensing board or certification entity initiates
    charges against a current AASECT Certified member, that member shall

    provide the Board with written notification of the charges, along with any

    related documentation. Such notification must be made within thirty (30)

    days of the Certified member’s knowledge of the charges and any request

    from AASECT for information or documentation related to such charges must

    be satisfied within thirty (30) days of such request.

    c. Decisions on all applications for AASECT certification or recertification may
    be suspended until the adjudicatory outcome of charges has been determined.

    Denial of applications shall be by two-thirds vote of the entire Board in

    accordance with the policies and procedures established by the Bylaws and

    the Formal Application for Certification.

    Article III: Grounds for Corrective Action:

    Actions that may constitute grounds for discipline involving a Certified member include,

    but are not limited to:

    1. violation of AASECT Practice Guidelines, Code of Ethics & Conduct and/or

    other policies developed and implemented from time to time by the Board

    (collectively, AASECT Standards);

    2. violation of guidelines and ethical standards established by the sexual health

    community;

    3. denial of an application for or disciplinary action taken against any professional

    license or certification by a state or federal entity, or by a private certification

    entity;

    4. conviction, guilty plea, or no contest plea of a felony;

    5. conviction, guilty plea, or no contest plea of a misdemeanor directly related to

    public health or the provision of safe and competent sexual health education,

    counseling or therapy;

    6. failure to promote the safety and welfare of the public, whether through negligent

    acts or omission, or through misrepresentation;

    7. misuse or reproduction of AASECT certification materials, logos, abbreviations,

    or emblems that are the exclusive property of AASECT without the express

    written permission of AASECT;

    8. failure to relinquish and/or refrain from using AASECT Certificates, the

    AASECT logo and/or emblems, the AASECT name, and/or AASECT

    abbreviations, when so directed by AASECT;

    9. misrepresentation or falsification of material information in connection with an

    application, credentials, assessment documentation, continuing education reports,

    or other materials or information submitted to AASECT;

    10. engaging in inappropriate conduct in connection with the certification or

    certification renewal processes, including, but not limited to:

    1. noncompliance with assessment procedures or instructions;

    2. violation of confidentiality agreements signed in accordance with the

    candidate application and/or assessment administration; or

    3. publishing, reproducing, or distributing assessment materials or information.

    11. termination from an employment position involving the use of AASECT

    certification and where the conduct leading to such termination involved:

    1. child or elder abuse;

    2. sexual abuse;

    3. substance abuse; or

    4. job-related crimes.

    12. filing a complaint with AASECT deemed to be false, frivolous or intended to

    harm a member, certified member or applicant and not intended to protect the

    public;

    13. discipline by or expulsion from a grievance board of a university, college,

    governmental agency, or professional organization to which the Certified member

    belongs;

    14. failure to comply with a duly entered order of the Board;

    15. failure to cooperate with an investigation conducted by the Board;

    16.failure to report known or suspected violations of AASECT Standards within

    thirty (30) days of such knowledge or suspicion;

    17.unprofessional conduct as determined by the Board.

    The information available to, as well as the deliberations of the Board, shall be deemed

    confidential. The outcomes, negative determinations and sanctions may be published on
    the AASECT website. Any action taken regarding continued or terminated membership,
    with concomitant conditions made by the Board is final and cannot be appealed. The

    Certified member will be notified in a timely fashion by the Board in writing of any

    decision regarding membership or certification status.

    Article IV: Administrative Sanctions

    Sanctions imposed by AASECT may include, but are not limited to:

    1. Temporary or permanent loss of eligibility for certification or membership.

    2. Suspension of Certificate or membership.

    3. Probation of Certificate or membership.

    4. Revocation of Certificate or membership.

    5. Assessment of monetary sanctions to recover costs associated with the

    investigation and administrative prosecution by AASECT.

    Article V: Additional AASECT Authority and Disclosure

    In the interest of protecting the public and the integrity of the profession, AASECT shall

    have the authority to:

    1. Disclose an individual’s certification and/or membership status on its

    website.

    2. Disclose a member and/or certified member’s AASECT disciplinary history on its

    website.

    3. Provide AASECT disciplinary history and/or complaints filed regarding a

    Certified member to the agency(s) responsible for state licensure, employers,

    and/or other professional certification or credentialing organizations.

    Please see Disciplinary Procedures for concerns related to enquiries or complaints.

    Article VI: Code Of Conduct

    Principle One: Competence and Integrity

    Competence

    AASECT Certified members shall be committed to maintaining high standards of

    scholarship and practice and shall be accountable as an individual to the AASECT

    Standards. Additionally, Certified members shall perform any professional service in

    accord with the prevailing standards of performance in professional activities when

    measured against generally prevailing peer performance.

    The Certified member shall have training in sexuality education, counseling, therapy,

    and/or supervision that is in accord with AASECT Standards and the laws relevant to the

    jurisdiction in

    which the Certified member practices.

    The Certified member shall recognize the necessity and benefit of professional growth by

    participating in continuing education as determined by the Practice Guidelines and by the

    Certification standards.

    Informed Consent

    The Certified member shall recognize his/her limits of competence and shall

    communicate them at the earliest possible time and at any time thereafter to the

    consumer. When the Certified member’s level of competence does not afford optimal

    benefits to the consumer, the Certified member shall, in a timely and efficient manner,

    recommend referral to better-qualified sources.

    The Certified member shall not knowingly permit any consumer to misunderstand the

    Certified member’s competency and shall clarify credentials, training, affiliations,

    experiences and skills in an honest and accurate manner.

    Aiding/Abetting Unqualified Practice

    The Certified member shall not enter into association for professional practice with or

    assist, aid, or promote in any manner the practice of an unqualified or incompetent person

    which shall include any person whom the Certified member knows or has reason to

    believe, does not adhere to the Code or is in violation of any law. This shall include, but

    is not limited to, making a referral to an unqualified or incompetent person.

    The Certified member shall not provide any remuneration, regardless of form, to any

    source for receiving the referral of a consumer for professional services unless the source

    of the referral maintains continued involvement in the care of the consumer. Conversely,

    the Certified member shall not receive any remuneration regardless of form from any

    source for providing the referral of a consumer for professional services unless the

    Certified member maintains continued involvement in the care of the consumer. Any

    such financial arrangement must be disclosed to and approved and acknowledged in

    writing by the

    consumer.

    The Certified member who becomes emotionally, physically or otherwise impaired or

    disabled to a degree that it impacts on the best interest of the consumer shall, in a timely

    and efficient manner, make a referral of the consumer to a qualified and appropriate

    professional source so as to avoid any undue abandonment of the consumer.

    Principle Two: Moral, Ethical, and Legal Standards

    The Certified member shall accept that the quality of his/her professional services (are) is

    dependent upon both personal morality and professional ethics and on the ability to

    maintain legal standards.

    The Certified member shall be aware of and monitor the fact that his/her personal needs

    may influence judgments and actions in the therapeutic relationship and shall, regardless

    of experience or training, have a qualified review source such as a supervisor available to

    assist in safeguarding against unwise or inappropriate judgments and acts.

    The Certified member shall not enter into any dual relationship regardless of nature that

    jeopardizes the well-being of the consumer.

    The Certified member shall avoid any action that might violate or diminish the legal and

    civil rights of the consumer.

    The Certified member shall not engage in or condone practices by any source that are

    inhumane or that result in illegal or unjustifiable action relevant to race, handicap, age,

    gender, sexual orientation, religion or national origin.

    The Certified member shall make only factual, honest, and clearly stated (not misleading)

    public announcements, statements or communications such as (but not limited to) for

    advertising or promotional purposes.

    The Certified member shall not set forth identification with AASECT such as (but not

    limited to) membership or certification status in an announcement statement, or

    communication, whatever the form, that also includes a college or university degree,

    unless that degree is based on academic merit and is from an appropriately accredited

    higher education institution.

    The Certified member shall act in accord with AASECT ethics, standards and guidelines

    related to education, counseling, therapy, supervision and research.

    The Certified member shall act in accord with the standards and guidelines for the

    protection of consumers promulgated by other professional associations with which the

    Certified member is affiliated and the laws of the jurisdiction(s) in which the Certified

    member provides professional services.

    The Certified member shall report any ethical, regulatory, or legal complaint or judgment

    relevant to their practice filed against the member with this report being submitted in

    writing within thirty (30) days of knowledge to the Chair of the AASECT Disciplinary

    Committee.

    Principle Three: Welfare of the Consumer

    Given that consumers are in unique and vulnerable positions with respect to the sensitive

    nature of services related to sexuality education, counseling, therapy, research and

    supervision, Certified members shall constantly be mindful of the responsibility for

    protection of the consumer’s welfare, rights and best interests and for the rigorous

    maintenance of the trust implicit in the consumer relationship.

    1. The member shall, from the onset of professional contact with a consumer or a

    potential consumer, clarify:

    a. Professional training, experiences and competencies;

    i. AASECT’s mission includes responsibility for providing education and

    certification for sexual health professionals. One of AASECT’s objectives

    is consumer protection and to ensure that the public is not misled by

    inaccurate claims of those AASECT members.

    ii. If a Certified member lists certification among his/her

    credentials, that member must specify the area of certification (i.e., as a

    sexuality educator, sexuality counselor, sex therapist or supervisor) in any

    manner, media or forum. For example, a certified sexuality counselor may

    not advertise him or herself as a certified sexuality educator. Only

    AASECT Certified Supervisors may advertise themselves as offering

    AASECT supervision.

    iii. AASECT members who are candidates for degrees,

    certification or supervisor may not state their candidacy as part of their

    identification in any manner, media or forum. For example, a candidate for

    a degree program such as a doctorate or for AASECT sex therapy

    certification may not advertise that status. Consumers can be misled by

    titles such as “Ph.D Candidate” or “Sex Therapy Certification Candidate”.

    b. The nature of the professional services available to the consumer (with an

    explanation of mutual roles and duties);

    c. The limits of intervention effectiveness;

    d. Personal values or professional preferences that reflect biases rather than
    being responsive to the needs and well-being of the consumer;

    e. Any exceptions to confidentiality and privileged com­munications (e.g. duty

    to warn, mandatory reporting, etc.); and

    f. Any financial issues, especially the payment obligations of the consumer.

    2. The Certified member shall treat all information received about a consumer as

    confidential including, but not limited to, the mere existence of an educational

    counseling or therapeutic relationship with the consumer. Where required by law,

    the Certified member will develop a policy consistent with reporting requirements

    under HIPPA/ PIPPA and follow all legal requirements protecting consumer

    privacy.

    3. The Certified member shall advocate the consumer’s privileged communication as

    granted by the laws of the jurisdiction applicable to the consumer and/or the

    Certified member. In the event that there is uncertainty about the effectiveness or

    validity of the consumer’s consent to release information that is potentially

    confidential and/or privileged, the Certified member shall obtain appropriate legal

    determination.

    4. The Certified member shall divulge information received from a consumer or

    prospective consumer to the extent required only in the following circumstances:

    a. When the consumer provides written and informed consent, which indicates:

    i. The type and nature of information to be released;
    ii. Knowledge of the purpose for which the information will be used;
    iii. Designation of the source that will receive the information;
    iv. That the consent is given voluntarily and with competency; and

    v. The consumer’s name and the date on which the consent is given.

    b. When there is clear and imminent danger of bodily harm or to the life or safety

    of the consumer or another person; such disclosure shall be made in accord

    with the laws of the

    jurisdiction in which the member practices.

    c. When applicable law declares that such information may be released.

    5. The Certified member may only use identifiable information about the consumer

    for purposes of education, training, research or publication, but may not do so

    without the consumer’s written informed consent.

    6. The Certified member may reveal information about a consumer’s treatment and

    treatment plan only to the extent that such is revealed in consultation with another

    professional, such as a supervisor or coworker, for treatment purposes. Such

    information may not include any confidential or identifying information about the

    consumer, unless the consumer provides written consent.

    7. The Certified member shall keep meaningful records relevant to the professional

    services provided to and contacts (of any nature) with the consumer and shall

    have a secure system for the preservation of records with the minimal contents

    and duration of retention being in accord with the laws that are applicable to the

    jurisdiction in which the Certified member practices, but no less than the

    following:

    a. A full record shall be retained intact for no less than 7 years after completion

    of the last date of professional services or contact or more as required by

    applicable provincial, state or federal/national law. In the case of minor clients,

    a full record shall be retained intact for no less than 7 years after the client

    reaches the age of majority and after completion of the last date of professional

    services or contact or more as required by applicable provincial, state or federal

    law;

    8. The Certified member shall have a formal (written) arrangement for the

    preservation of consumer records upon his/her ceasing of practice, death or

    incapacity. This arrangement must be in accord with the laws of the jurisdiction in

    which the Certified member practices.

    9. The Certified member shall, when providing professional services in a group

    context or to a couple or family, make a reasonable effort to promote safeguarding

    of confidentiality on the part of each consumer in the group, couple or family.

    10. The Certified member shall orient the minor consumer to the limits of

    confidentiality pertaining to a parent’s right to know as defined by the laws of the

    jurisdiction in which the member practices.

    11. The Certified member shall, regardless of the reasons for which the consumer

    sought professional services and regardless of the theory or technique being used

    by the Certified member, predicate every sex counseling or therapy intervention

    with an assessment and a meaningful discussion with the consumer(s) as to

    planning for counseling or therapy. Such plan shall be consistently documented in

    writing, justified academically, evaluated for effectiveness, monitored for

    strengths and weaknesses and periodically modified accordingly.

    12. The Certified member shall not engage in any dual relationship, regardless of

    nature or circumstances, with a consumer or with persons who have a primary

    relationship with a consumer served by the Certified member if such dual

    relationship could potentially be detrimental to or jeopardize the well-being of a

    consumer. A dual relationship occurs when a Certified member is in a

    professional role with a person and (1) is simultaneously in another role with the

    same person, and/or (2) is simultaneously in a relationship with a person closely

    associated with or related to the person with whom the Certified member has the

    professional relationship, and/or (3) promises to enter into another relationship in

    the future with the person or a person closely associated with or related to the

    consumer.

    13. The Certified member practicing education, counseling or therapy shall not

    engage, attempt to engage or offer to engage a potential, current, or former

    consumer in sexual behavior whether the consumer consents to such behavior or

    not. Sexual behavior includes, but is not limited to, kissing; sexual intercourse

    and/or the touching by either the Certified member or the consumer of the other’s

    breasts or genitals; sexual solicitation, physical advances, or verbal or nonverbal

    conduct that is sexual in nature, that occurs in connection with the Certified

    member’s activities or roles as an educator, counselor or therapist, and that either

    (1) is unwelcome, is offensive, or creates a hostile workplace or educational

    environment, and the Certified member knows or is told this or (2) is sufficiently

    severe or intense to be abusive to a reasonable person in the context.

    14. The Certified member shall terminate professional services to the consumer when

    it is reasonably evident or should be evident that the consumer is not obtaining

    benefits sufficient to justify continued services by such Certified member. Upon

    termination, the Certified member shall make referral to another professional

    source and/or offer reasonable follow-up to further the best interests of the

    consumer.

    Principle Four: Welfare of Students, Trainees and Others

    The Certified member shall respect the rights and dignity of students, trainees and others

    (such as employees), maintain high standards of scholarship and preserve academic

    freedom and responsibility.

    1. The Certified member shall, from the onset of professional contact with students,

    trainees and others over whom the Certified member has administrative,

    educational or supervisory authority clarify: the Certified member’s professional

    qualifications and competencies; the objectives, responsibilities and duties of all

    concerned and any financial issues, especially any payment obligations.

    2. The Certified member shall maintain in confidence personal information

    regarding a student, trainee, or others obtained in his/her professional role; the

    provision of confidentiality does not, however, preclude fulfilling a professional

    responsibility or duty to consumers, educational or training institutions or

    programs, professional associations or governmental/regulatory or legal sources.

    3. The Certified member shall maintain high standards of scholarship and present

    information that is accurate and timely in all administrative, educational and

    supervisory activities.

    4. The Certified member shall keep meaningful and systematic records of all

    administrative, educational and supervisory activities.

    5. The Certified member shall not coerce or require a student, trainee or other to

    serve as a subject for a research project.

    6. The Certified member shall not provide diagnosis, therapeutic counseling or

    therapy or any other clinical service to students or trainees or those over whom

    the Certified member has administrative, educational or supervisory authority.

    7. The Certified member shall not harass in any manner a student, trainee or other

    person over whom the Certified member has administrative, educational or

    supervisory authority. Certified members do not engage in sexual relationships

    with students or supervisees who are in their department, agency, or training

    center, or over whom Certified members have, or are likely to have, evaluative

    authority.

    8. The Certified member shall not, during the administrative, educational or

    supervisory period enter into any dual relationship, regardless of nature, that

    jeopardizes the well-being of the student, trainee or other.

    9. The Certified member shall not, during the administrative, educational or

    supervisory period, engage, attempt to engage or offer to engage the student,

    trainee or other in sexual behavior.

    10. The Certified member shall be cognizant that a dual relationship subsequent to the

    administrative, educational or supervisory period may potentially jeopardize the

    well being of the student, trainee or other.

    Principle Five: Welfare of Research Subjects

    Certified members shall conduct their investigations with respect for the dignity, rights

    and welfare of the subjects. Research must be ethical and legal at its inception and

    throughout the course of the investigation, with Certified members being mindful of not

    justifying investigative techniques that are solely considered by the intended or achieved

    outcome.

    1. The Certified member shall be involved only with sex research that is carried out

    by persons qualified to perform such investigations or under the direct supervision

    of persons so qualified.

    2. The Certified member shall be involved only with sex research that designates

    and identifies (in writing) to the potential subjects the names and professional

    qualifications of the person(s) or persons with ethical scientific and legal

    responsibility for the conduct of the investigation.

    3. The Certified member shall be involved only with sex research that provides

    adequate protection(s) to human subjects at risk. Any research project must:

    a. Include the voluntary and informed consent of each subject; and

    b. Be in accord with applicable legal authority of the jurisdiction within which

    such research is being conducted.

    4. The Certified member shall only be involved with sex research that protects the

    confidentiality of research data including the identity of participants or others

    revealed during the investigation.

    5. The Certified member shall only be involved with sex research that requires all

    investigators to be honest and accurate in their dealings with research subjects and

    all persons receiving information about the research.

    6. The Certified member shall only be involved with sex research that offers to

    provide an explanation of the purpose of the investigation and of the individual

    and collective results to each person who serves as a research subject.

    7. The Certified member shall only be involved with sex research that has been

    prefaced by the submission of a research pro­posal for peer review with special

    reference to ethical and legal safeguards for the potential research subjects. This

    peer review may occur in different forms, such as an institutional review board for

    evaluation for ethical pro­priety, and must be in accord with all relevant laws.

    8. The Certified member shall not engage in any type of sexual relationship or

    sexual behavior with research subjects as defined above in Principle Three (3),

    paragraph thirteen (13).

    ©2014. American Association of Sexuality Educators Counselors & Therapists

    (AASECT). All rights reserved.

    Couples

    Sexuality Counseling: A Professional
    Specialization Comes of Age

    Stephen Southern1 and Rochelle Cade2

    Abstract
    For individuals and couples experiencing such distress, sexuality counseling, an emerging specialization in professional counseling,
    may provide relief, understanding, healing, and intimacy. This review attempts to describe the paradigm shifts and key figures in the
    field, sexuality counseling as a professional specialization, the process of sexuality counseling including assessment, diagnosis and
    treatment planning, and various roadblocks to intimacy. It concludes with advocacy of the new specialization as a synthesis of
    trends in sexual health.

    Keywords
    sexuality counseling, sex therapy, sexual dysfunction, brief sex therapy, medical model, New View of women’s sexuality

    ‘‘When sexual function goes along smoothly, it is usually taken

    for granted and given little thought. But if sexual function is a

    problem in one way or another, it can be a source of anxiety,

    anguish, and frustration that often leads to general unhappiness

    and distress in personal relationships’’ (Masters, Johnson, &

    Kolodny, 1986, p. 462). For individuals and couples experien-

    cing such distress, sexuality counseling may provide relief,

    understanding, healing, and greater intimacy.

    Sexual issues were addressed in the origin of psychotherapy

    with the development of psychoanalysis. Over the years, the study

    and treatment of sexual dysfunction and dissatisfaction contribu-

    ted to the emergence of a new field, sex therapy. Classic models

    for sexual responding were developed through ethnographic and

    laboratory research. Advances in medical technology and new

    medications led to the medicalization of sex therapy as an exten-

    sion of a patriarchal, masculine model of sex. Feminists rejected

    the focus on medical treatment of genital responses and advocated

    focus on relational and cultural factors. The contemporary sexual

    health movement promises to advance integrative approaches to

    helping couples with sexual satisfaction and optimal sexual func-

    tioning. The convergence of sociocultural factors suggests that

    the time is right for a sexuality counseling specialization within

    professional counseling. The following overview attempts to

    describe the paradigm shifts and key figures in the field, sexuality

    counseling as a professional specialization, the process of sexual-

    ity counseling including assessment, diagnosis and treatment

    planning, and various roadblocks to intimacy.

    Emerging Sexualities: Whither
    Sexual Health

    Anecdotal data and expert opinion estimated that 50% of
    couples and 50% of individuals experience sexual problems

    during their lifespan (Masters & Johnson, 1970). Recent

    research has confirmed that sexual disorders are common, even

    normative in the United States. Data from a large-scale sample

    of U.S. adults, aged 18–59, reported prevalence rates for sexual

    dysfunction in the past 12 months: 43% for women and 31% for
    men (Laumann, Paik, & Rosen, 1999). Heiman (2002b)

    summarized the results of several studies concluding that

    10–52% of males and 25–63% of women in the general popu-
    lation experience sexual problems. Studies of particular popu-

    lations have revealed even higher prevalence rates than those

    reported for the general population.

    Large-scale epidemiological studies (Bancroft, Loftus, &

    Long, 2003; Laumann, Gagnon, Michael, & Michaels, 1994;

    Laumann et al., 1999, 2005; Mercer et al., 2003) have con-

    firmed that sexual dysfunction in one or more components of

    sexual response is commonly encountered in the clinic and the

    community. Heiman (2007, p. 89) summarized the prevalence

    and epidemiological studies estimating that 63% of women
    reported some arousal or orgasm problems. Some women

    described marked distress with their difficulties in functioning,

    while others reported satisfaction with their relationships and

    sex lives even though there were some sexual problems.

    Rosenbaum (2007) reported that as many as 15% of premeno-
    pausal women present sexual pain disorders including

    1 Department of Psychology and Counseling, Mississippi College, Clinton, MS,

    USA
    2
    Department of Counselor Education, University of Houston-Victoria,

    Victoria, TX, USA

    Corresponding Author:

    Stephen Southern, Department of Psychology and Counseling, Box 4013,

    Mississippi College, Clinton, MS 39058, USA

    Email: Southern@mc.edu

    The Family Journal: Counseling and
    Therapy for Couples and Families
    19(3) 246-262
    ª The Author(s) 2011
    Reprints and permission:
    sagepub.com/journalsPermissions.nav
    DOI: 10.1177/1066480711408028
    http://tfj.sagepub.com

    http://crossmark.crossref.org/dialog/?doi=10.1177%2F1066480711408028&domain=pdf&date_stamp=2011-05-19

    dyspareunia and vaginismus. Lack of interest in sex, including

    sexual desire discrepancies in couples, affected 16% of men and
    33% of women (Maurice, 2007, p. 187). A total of 35% of men
    reported at least one sexual problem in the last year (Mercer

    et al.,

    2003).

    Although there are problems with the diagnostic criteria for

    sexual disorders, as many as 30% of men report concerns with
    rapid or premature ejaculation (Althof, 2007, pp. 217–220).

    Approximately 8% of male respondents reported not being able
    to achieve an orgasm (Laumann et al., 1999). Rosen (2005)

    indicated that prevalence of erectile dysfunction (ED)

    increased with age with as few as 7% of men under 30 years
    of age presenting ED and more than 50% of men older than
    Age 60. Qualitative research (e.g., Symonds, Roblin, Hart, &

    Althof, 2003) established that male sexual dysfunction contrib-

    uted to lack of self-confidence, embarrassment, avoidance of

    sexual outlet, and fears about losing one’s sexual partner. Sex-

    ual problems increase with age; however, worries and concerns

    about sexual performance contribute psychogenic and rela-

    tional factors to the mix of etiological factors.

    Concurrent with increasing use of selective serotonin uptake

    inhibitors (SSRIs), such as fluvoxatine (Prozac), for depres-

    sion, anxiety, and other emotional concerns, there were com-

    plaints of sexual dysfunction, including inability to become

    aroused or to experience orgasm. One study (Clayton, Keller,

    & McGarvey, 2006) reported that 95.6% of women and
    97.9% of men taking SSRIs exhibited impairment in at least
    one phase of sexual functioning. There are also high rates of

    sexual dysfunction in individuals receiving antipsychotic med-

    ications (Dossenbach et al., 2005; Olfson, Uttaro, Carson, &

    Tafesse, 2005). Generally, sexual dysfunction rates increase

    with chronic illness, including diabetes and cardiovascular dis-

    ease (Hayes & Dennerstein, 2005; Jack, 2005; Jackson, Rosen,

    Kloner, & Kostis, 2006; West, Vinikoor, & Zolnoun, 2004).

    Cancer survivors and their partners are especially likely to

    experience compromised sexual functioning (Lagana et al.,

    2005; Navon & Morag, 2003). Informed and empathic sexolo-

    gists have even addressed the sexual needs of terminally ill per-

    sons involved in palliative care (Redelman, 2008).

    The most recent trend in the emerging field of sexual med-

    icine is to define sexual problems in biological terms, reclassify

    complaints according to diagnoses that demand medical atten-

    tion, develop consensus-based treatment guidelines, and treat

    sexual disorders with medications (Jackson et al., 2006; Lewis

    et al., 2004; Lue et al., 2004). Based upon the success of silde-

    nafil (Viagra) in treating ED, clinicians and researchers have

    attempted with some success to reconceptualize female sexual

    dysfunction in such a manner that medication is warranted

    (e.g., Dennerstein & Goldstein, 2005; Dennerstein & Hayes,

    2005; Rosen, 2002). However, feminists are sensitizing profes-

    sionals in the field to pitfalls involved with the disease-oriented

    ‘‘hunt for pink Viagra’’ (Hartley, 2006).

    Some sex therapists (e.g., Bancroft et al., 2003) have

    responded to medicalization of the profession by asserting that

    emotional factors, such as sense of well-being and relationship

    with one’s sexual partner, contribute more than genital

    functioning to distress about sex. If sexual satisfaction is

    dependent upon relational factors (McConaghy, 2004), sex

    therapy, which has been since its origin relational in orientation,

    has a place in the contemporary treatment of sexual concerns.

    Definitions of women’s sexual dysfunctions can be reconsidered

    without resorting to overmedicalization. Recommended changes

    to classification should take into account contextual factors and

    degree of reported distress (Basson et al., 2003). Since there exist

    some empirically supported or evidenced-based treatments for

    sexual dysfunction (Baucom, Shoham, Mueser, Daiuto, &

    Stickle, 1998; Heiman, 2002a, 2002b; Segraves & Althof,

    2002), sex therapy will likely be included in emerging integrative

    biopsychosocial models of care.

    The dominant emerging model for sexuality is a focus on

    achieving or maintaining sexual health. Sexual health repre-

    sents more than the relative absence of symptoms, duress, or

    impairment. Instead, the construct of sexual health takes into

    account increasing opportunities to find fulfillment and make

    meaning from sexuality.

    Sexuality is a central aspect of being human throughout life and

    encompasses sex, gender identities and roles, sexual orienta-

    tion, eroticism, pleasure, intimacy, and reproduction. Sexuality

    is experienced and expressed in thoughts, fantasies, desires,

    beliefs, attitudes, values, behaviors, practices, roles, relation-

    ships, and so on. Sexuality is influenced by the interaction of

    biological, psychological, social, economic, political, cultural,

    legal, historical, religious, and spiritual factors (World Health

    Organization conference on sexual health, January 2002).

    Similarly, sexual health affords a goal or ideal for organizing

    various aspects of intimacy in an intentional pair-bond or

    relationship.

    Sexual health is the integration of the somatic, emotional,

    intellectual, and social aspects of sexual well-being, in ways

    that are positively enriching and that enhance personality, com-

    munication, and love (World Health Organization in Firestone,

    Firestone, & Catlett, 2006, p. 11).

    Sexual health exists within the individual and is shared by a

    loving couple with a supportive community. A sexually healthy

    adult expresses one’s sexual preferences, which are congruent

    with personal values while respecting the rights of others.

    Healthy sexualities may include the absence of genital sexual

    activity and reproduction and increase love, intimacy, and joy

    in relationships. Sexuality counseling, which takes into account

    the developmental significance of individual sexual fulfillment

    and opportunities for intimate relationships, is especially well

    suited to advance sexual health in the next millennium.

    Historical Overview: From Sex Therapy
    to Sexuality Counseling

    Sexuality counseling is a professional specialization in transi-

    tion. During a relatively brief modern history of approximately

    Southern and Cade 247

    40 years, the overall field of sex therapy has experienced major

    paradigm shifts. Originally, sex therapy was within the domain

    of psychoanalysis, though it was not identified as sex therapy at

    the time. Freud and his followers provided psychoanalytic ther-

    apy from a psychosexual perspective whereby sexual problems

    were viewed as symptoms of neuroses and manifestations of a

    deeper conflict in the individual. Problems in psychosexual

    development interfered with the unfolding of sexual maturity,

    which was signified in the capacity to experience orgasm in

    heterosexual vaginal intercourse (Person, 2005). Freud and his

    students offered psychoanalysis, a technique that addressed

    only indirectly the sexual experiences of patients. His tech-

    niques were revolutionary and controversial in Victorian times.

    Transference, countertransference, and the development of

    insight were the catalysts for change in this theoretical orienta-

    tion. The psychoanalytic approach was both cost and time

    intensive and was not known for its effectiveness (Kleinplatz,

    2003).

    Classic Models

    Kinsey and colleagues (Kinsey, Pomeroy, & Martin, 1948;

    Kinsey, Pomeroy, Martin, & Gebhard, 1953) advanced

    knowledge about a wide range of sexual behavior through

    sexual history, interview, correspondence, pornography, and

    self-exploration through large-scale surveys about sexual beha-

    vior in the 1940s. His surveys were the first of their kind and the

    data obtained from the surveys allowed Kinsey to draw a distinc-

    tion between what society deemed to be normal and what people

    actually did sexually (Goodwach, 2005). The published results

    of Kinsey’s studies informed professional and lay audiences

    about the prevalence of sexual variance in the population.

    Masters pioneered hormone replacement therapy and estab-

    lished an extensive research program in human sexual func-

    tioning. In the laboratory, he monitored physiological

    changes during masturbation and intercourse. Later, Masters

    developed with Virginia Johnson sex therapy. This therapy was

    more short-term in comparison to psychotherapy approaches,

    included both partners in a couple, and the therapy was con-

    ducted by a male–female cotherapy team to reduce risk of

    transference. Masters and Johnson applied their research from

    the laboratory to the development of sex therapy techniques

    that remain the foundation for treatment of sexual dysfunction

    and dissatisfaction. The classics, Human Sexual Response, was

    published in 1966, while Human Sexual Inadequacy introduced

    sex therapy in 1970. The evolution of the Masters and Johnson

    Institute model for sexuality, from laboratory research to brief

    conjoint sex therapy has been described in detail (Maier, 2009).

    Sex Therapy Ascends

    During the 1970s, LoPiccolo and LoPiccolo (1978) and other

    behavior therapists applied principles of counterconditioning

    to sex therapy techniques. Another notable figure during this

    time was Dr. Helen Singer Kaplan who integrated medical

    practice, psychotherapy, and sex therapy. Considered a bridge

    between psychoanalytic treatment and the more modern

    behavioral methods, Kaplan’s model (1974) emphasized the

    role of immediate symptoms that the clients were presenting

    for treatment (Bradley & Fine, 2009). Kaplan utilized an active

    and direct approach to symptoms and if this was met with resis-

    tance or was unsuccessful, she would turn to psychodynamic

    theory to consider deeper issues. In 1979, Kaplan pioneered

    treatment of sexual desire disorders, including couple desire

    discrepancies, at multiple causal levels, anticipating popular

    systemic and multimodality approaches. She also introduced

    medication, especially SSRI antidepressants, as an aid to over-

    coming sexual phobias (Kaplan, 1979, 1983, 1987). As sex

    therapies emphasized relationships in the healing process, there

    was a noticeable increase in mass media attention to the issues

    of sexual dysfunction

    (Bradley & Fine, 2009).

    Sexual Explorations

    Since the 1980s, popular publications such as Cosmopolitan,

    Redbook, and other mainstream magazines published articles

    about such topics as orgasm, sexual satisfaction, and ways to

    achieve both (Bradley & Fine, 2009). Similarly, self-help

    books and non-Western sexual disciplines (i.e., Kundalini yoga

    and Kama Sutra) aimed at improving sexual functioning gained

    attention and popularity. This mass media attention and cul-

    tural changes allowed adults to address their own sexual diffi-

    culties and resulted in decreased demand for sex therapy

    (Bradley & Fine, 2009).

    A decade later, expansion of the Internet contributed to eas-

    ily accessible content from sex information to sexual advocacy.

    Individuals were free to explore their sexualities and to obtain

    information and interaction related to sexual expression. While

    ease of access to the Internet hastened the self-help revolution in

    sexual health, anonymity, and affordability also contributed to

    compulsive cybersex (Carnes, Delmonico, Griffin, & Moriarty,

    2004; Cooper, 2004; Cooper, Delmonico, Griffin-Shelley, &

    Mathy, 2004; Cooper, McLoughlin, Reich, & Kent-Ferraro,

    2002; Cooper, Scherer, Boies, & Gordon, 1999; Southern, 2008).

    In the 1990s, the term sexual addiction was coined and the

    increased use of Internet-based pornography became more

    omnipresent (Bradley & Fine, 2009) fueling sexual variance and

    some predatory sexual activity (Carnes et al., 2004). This led to

    changes in the nature of clients seeking sex therapy. The propor-

    tion of clients with more pervasive and chronic sexual problems

    increased while the proportion of clients needing education

    dwindled (Wiederman, 1998). Serious sexual problems, resis-

    tant to change through education and advocacy, were frequently

    associated with a history of sexual abuse or premature erotic

    awakening (Schwartz, 1996; Schwartz, Galperin, & Masters,

    1995; Schwartz & Masters, 1988; Schwartz & South

    ern, 1999).

    Back to the Future: Recovering
    Psychodynamics

    The role of early sexual abuse has received considerable atten-

    tion in sex therapy as well as psychotherapy in general. During

    248 The Family Journal: Counseling and Therapy for Couples and Families 19(3)

    the 1980s and 1990s, sex therapists were rediscovering the

    contributions of psychodynamics to sexual issues. Several contri-

    butors integrated sex therapy with object relations approaches

    (e.g., Scharff, 1982, 1988; Scharff & Scharff, 1987). Apfelbaum

    (1984, 1988, 1989) expressed an ego-analytic model of sex ther-

    apy. Schnarch (1991) shifted away from a genital model of sex

    therapy toward a dyadic, systems-oriented intimacy model.

    Schnarch advanced the concept of the sexual crucible in which

    attachment theory, individual psychodynamics, family of origin

    issues, marital and family systems perspectives, and spiritual mat-

    ters may be addressed in a unifying manner.

    Each of the contributions to contemporary sex therapy

    employed the ‘‘back to the future’’ approach by incorporating

    elements of psychodynamic models to address sexual concerns

    in the context of intimacy disorder. Theories have also become

    more complex, integrative, or postmodern (Wiederman, 1998).

    Schwartz, formerly the director of psychosexual research,

    expanded the work of Masters and Johnson Institute to address

    a wide range of intimacy dysfunction and trauma-based disorders

    (e.g., Schwartz & Cohn, 1993; Schwartz & Southern, 1999).

    A recent comprehensive model of sex therapy, exploring aspects

    of intimacy dysfunction arising from negative sexual develop-

    ment, was built on the structures of the psychotherapy integration

    movement.

    Firestone and colleagues developed a voice therapy from

    depth-oriented psychodynamic therapy to address self-

    destructive behaviors, overcome psychological defenses, and

    free sexuality. They described in Sex and Love in Intimate

    Relationships (Firestone et al., 2006) cognitive–affective–

    behavioral techniques for accessing and changing the inner

    voices that interfere with the development of intimacy and the

    expression of sexuality in loving relationships. Thus, sex thera-

    pists employ a broad range of therapeutic approaches and treat-

    ment modalities.

    Medicalization: Chasing Diseased Dollars

    As theoretical approaches and the nature of client issues chan-

    ged, so too has the role of medicine in the conceptualization

    and treatment of sexual dysfunction. Leiblum and Rosen

    (2000) noted the field of sex therapy has been marked by a

    trend toward greater medicalization and an increasing empha-

    sis upon pharmacological intervention. Recent years have

    demonstrated both an increase in the number of medications

    available by prescription to address the symptoms of sexual

    dysfunction as well as a dramatic increase in media advertising

    regarding pharmacological remedies (Bradley & Fine, 2009).

    A night of television commercials for Viagra, Levitra, and

    Cialis provides ample evidence of the direct marketing of

    men’s sexual rehabilitation services. In addition to advertising

    pharmacological options for improving sexual functioning,

    these commercials normalize older people’s continuing interest

    in sex (Goodwach, 2005).

    The growing popularity of medical intervention for sexual

    dysfunction can be attributed to a number of factors. The

    growth of managed health care has contributed to an emphasis

    on short-term treatments. Empirically supported treatment

    (EST) research has contributed to evidence-based practice

    (EBP) in all approaches to therapy. These studies are supported

    by the pharmaceutical industry and encouraged by Health

    Maintenance Organizations (HMOs; Kleinplatz, 2003). Insur-

    ance companies are more likely to reimburse for interventions

    provided by urologists and gynecologists than from sex

    therapists (Wiederman, 1998). Sociocultural issues may also

    promote medical intervention as opposed to therapeutic inter-

    ventions for sexual dysfunction. Clients may avoid the social

    stigma of a psychological basis of their sexual dysfunction and

    sex therapy by seeking medical intervention and pharmaceuti-

    cal treatment for their ‘‘medical disorder.’’ Since there exist

    some empirically supported or evidenced-based treatments for

    sexual dysfunction (Baucom et al., 1998; Heiman, 2002a,

    2002b; Segraves & Althof, 2002), sex therapy will likely be

    included in emerging integrative biopsychosocial models of

    care. The result of these factors is that medical treatments

    have been at least tried with virtually all sexual dysfunctions

    (Leiblum, 2007; Wiederman, 1998).

    Men Like Quick Fixes

    Many individuals, especially men, attempt to avoid the

    demands of intimacy and true relational therapy by seeking a

    self-administered ‘‘quick fix.’’ Men have used desensitizing

    gels in misguided attempts to delay ejaculation, rubber bands

    and rings to prolong erection and intercourse, and various her-

    bal and over-the-counter remedies to recover ‘‘potency’’; all of

    which focus solely on the mechanics or hydraulics of sex. Since

    male sexuality appears inexorably linked to power through

    competition and conquest, it is easy to understand the allure

    of sildenafil citrate (Viagra) and other effective medications.

    Sexually anxious men could regain their confidence through

    administration of the ‘‘little blue pill.’’ In this scenario, it would

    be unnecessary to experience vulnerability, communicate one’s

    feelings to a partner, or collaborate with another human being

    in a course of intimacy-enhancing sex therapy. Viagra may fix

    the functioning of the penis but does not fix the functioning of

    the relationship, which may come as a surprise to many men.

    The medicalization of sex therapy is a trend with much crit-

    icism. In the medical model, the person becomes a patient and

    is fixed with a procedure or pill by a medical professional

    (Sheppard, Hallam-Jones, & Wylie, 2008). Kleinplatz (2003)

    criticized the medical model for its emphasis on quantity, per-

    formance, and objective measures (e.g., frequency and firm-

    ness of erections) as opposed to the quality of sex and

    measures of subjective experience (e.g., pleasure, satisfaction,

    intimacy). Leiblum and Rosen (2000) warned ‘‘with the suc-

    cess of new pharmacological agents, there is an inevitable

    focus on biological causes for sexual dysfunction and a ten-

    dency to seek simple medical solutions for more complex indi-

    vidual or couples’ problems’’ (p. 11). In the most recent edition

    of Principles and Practice of Sex Therapy, Leiblum (2007)

    expressed the major synthesis of perspectives in sex therapy.

    She noted that diagnosis and pharmacological innovations were

    Southern and Cade 249

    less important than cultural factors, lifestyle choices, and

    integrative treatment. Leiblum (2007) concluded that the most

    important goal of contemporary sex therapy is

    . . . helping our patients achieve a more satisfying relationship

    and quality of life using the most effective and least costly

    means rather than any predetermined set of objective sexual

    criteria (p. 17, italics by author).

    Paradoxically, the search for the ‘‘quick fix’’ in the medicaliza-

    tion of sex therapy affords opportunities for effective brief

    therapies for sexual difficulties (Green & Flemons, 2004).

    Victor Frankl, founder of logotherapy, actually began to

    describe in the 1940s successful applications of two strategic

    techniques for alleviating sexual problems, such as impotence

    and frigidity (obviously the old terms with negative connota-

    tions): paradoxical intention and dereflection (Frankl, 1978,

    pp. 152–158). The techniques involved either prescribing the

    symptom or restraining performance, respectively. The author-

    itative pronouncement in the Masters and Johnson model of

    treatment enlisted a directive that the couple refrain from

    sexual outlet while focusing on nondemand sensual pleasuring.

    Such directives can contribute to sexual intercourse in approx-

    imately 30% of cases. Clearly, clients in logotherapy and sex
    therapy were anticipating a quick fix in order to resume sexual

    interactions.

    Expectations of clients, especially in initial interactions with

    caregivers, determine the future success of clinical work for

    sexual problems (Miller, Donahey, & Hubble, 2004). Rather

    than viewing sex therapy clients as resistant, therapists can

    help clients obtain good results by joining with their view of the

    problem, using the client’s language system to address matters

    instead of diagnostic categories, engendering hope and expec-

    tancy for beneficial change, planning for between session and

    extratherapeutic contributions to change, and taking into

    account the client’s stage of readiness for action (Hubble,

    Duncan, & Miller, 1999; Miller, Duncan, & Hubble, 1997;

    Miller et al., 2004). Stage-specific change strategies focus on

    the readiness of the client to become actively engaged in the

    change process.

    Six distinct stages for change were identified by Prochaska

    (1999) and colleagues: precontemplation, contemplation, pre-

    paration, action, maintenance, and termination. During the pre-

    contemplation stage, the therapist joins with the clients and

    provides helpful information. Contemplation involves the

    examination of potential costs and benefits of changing or

    remaining the same. Stage-oriented sex therapists tailor home-

    work exercises to accommodate clients who are just contem-

    plating change. The therapist may suggest that clients ‘‘go

    slow’’ and ask them to consider ‘‘dangers of improvement’’

    (Miller et al., 2004, pp. 32–33). The stage of preparation builds

    upon the slow change process introducing values, cultural con-

    texts, and relationship factors. Client choices about homework

    are respected and the couple engages in relationship building.

    Action is the typical focus of sex therapy. In this stage, the

    formerly contemplative, well-prepared couple has good

    anticipation and expectation for beneficial change. They are

    able to complete meaningful homework exercises between

    sessions and to share their experiences with the collaborating

    therapist. In the maintenance stage, the therapist helps the

    couple avoid relapse by anticipating challenges. They may

    make plans for ongoing exploration and growth in their sex

    lives. Upon termination, the couple is ready to self-direct the

    change efforts, but informed of opportunities for booster

    sessions and follow-up consultation (Miller et al., 2004).

    New View: Women Save Sex Therapy

    Women do not want a ‘‘little pink pill’’ to fix their sexual

    concerns (Hartley, 2006). Men, who stereotypically seek a

    quick fix in which relational issues are bypassed, were easily

    influenced by media and pharmaceutical companies to embrace

    the ‘‘little blue pill.’’ Interventions such as use of Viagra limit

    sex therapy to genital sexual functioning. Feminists in sex ther-

    apy and related professions have articulated a New View in

    which individual choice, relationship factors, and cultural val-

    ues are emphasized.

    Tiefer and others rejected the overmedicalization of sex

    therapy, articulating instead the New View of female sexuality

    (Kaschak & Tiefer, 2001; Tiefer, 2000, 2001, 2002; Tiefer,

    Hall, & Tavris, 2002). Social constructionism is the most recent

    and promising approach to contemporary sex therapy. As a

    postmodern development, A New View of Women’s Sexual

    Problems (Kaschak & Tiefer, 2001), a manifesto written by

    12 clinicians and social scientists, calls into question the

    disease-oriented, diagnosis-dependent, overmedicalized, and

    patriarchal model of sex therapy. Tiefer (2000, 2001, 2002),

    in particular, has been a persuasive critic of attempts by phar-

    maceutical companies to define sexuality in terms of biological

    reductionism. The feminist movement implicit in the New

    View arose after the success of Viagra in treating male sexual

    dysfunction. Subsequently, there was much more attention and

    research directed at women’s sexual disorders. However,

    Tiefer and colleagues resisted the attempts to find a ‘‘little pink

    pill’’ (i.e., female Viagra or another quick fix pharmaceutical)

    and ultimately challenged the validity of the disease-oriented

    diagnostic criteria of the DSM-IV-TR (American Psychiatric

    Association, 2000).

    The New View begins with a woman-centered definition of

    sexual problems: ‘‘discontent or dissatisfaction with any emo-

    tional, physical, or relational aspect of sexual experience

    (Kaschak & Tiefer, 2001, pp. 228–229). The New View

    emphasizes the social and contextual when attempting to

    describe or understand sexual concerns. Causal and curative

    factors may occur in one or more of the following categories:

    (a) sociocultural, political, or economic factors; (b) partner and

    relationship factors; (c) psychological factors; and (d) medical

    factors. Even the descending order of the categories helps to

    restore balance in contemporary sex therapy. The New View

    categories have validity and fit the lived experiences of women

    and their partners (Nicholls, 2008). The evolution of the New

    View campaign has been described in detail (Tiefer, 2008).

    250 The Family Journal: Counseling and Therapy for Couples and Families 19(3)

    Postmodern sex therapy will be concerned with the meaning

    people make from their sex lives. Solutions to sexual concerns

    may be found in one or more systems of intervention, including

    the medical model of diagnosis and medication. However,

    postmodern sex therapists will resist the dehumanization and

    reductionism that diminish human beings to passive consumers

    of new technologies and pills. If Viagra killed relationship-

    oriented sex therapy, then the New View may resurrect an

    inclusive, person-centered biopsychosocial approach to sexual

    healing. The New View is the cornerstone of a contemporary,

    integrative sexuality

    counseling.

    A Model for Sexuality Counseling

    A clinically relevant model for sexuality counseling takes into

    account classic approaches, evidence-based practices, medical

    advances, and postmodern corrections to the medicalization of

    sex therapy. The classic model of Annon (1976) has provided a

    basic structure for the provision of sexual health services. His

    PLISSIT model outlines the potential levels of intervention for

    clinical decision-making. The PLISSIT model is presented

    below with special attention to the stages of change in sexuality

    counseling (see Miller et al., 2004).

    P––Permission to talk about sexuality and sexual issues;

    empathy and encouragement; empowerment to make

    choices about sexual changes. (This level of the model

    seems well-suited to the precontemplation and contem-

    plation stages

    of change.)

    LI––Limited information; sex education; exploration and

    clarification of gender and sexual myths and stereotypes;

    information about prevalence and etiology of problems

    as appropriate. (This level corresponds to the contempla-

    tion and preparation stages of change.)

    SS––Specific Suggestions; particular interventions, includ-

    ing medical, psychological, and relational factors unique

    to the case; providing contexts of choice and respect for

    cultural considerations. (This level of the model

    addresses the needs of the preparation and action stages

    of change.)

    IT––Intensive Therapy; ongoing engagement of the couple

    in systematic individual and conjoint services focusing

    on relationship dynamics, psychological concerns, and

    complex presenting problems. (This level recognizes the

    need for in-depth sexual health services to promote

    maintenance of treatment gains.)

    In a recent textbook, Sexuality Counseling: An Integrative

    Approach (Long, Burnett, & Thomas, 2006, p. 18), the PLIS-

    SIT model was used to determine who could provide the four

    services. Long and colleagues observed that counselors from

    marriage and family or mental health counseling training pro-

    grams may be equipped by the education and clinical training

    to provide Permission and Limited Information. They stated

    that Specific Suggestions (i.e., typical sex therapy exercises)

    and Intensive Therapy should only be performed by clinicians

    whose licenses or specialized training demonstrates advanced

    competency in sex therapy or supervision. Otherwise, the

    authors recommended that the counselor refer to a sexuality

    health care provider who presents in-depth training sufficient

    to deal with the intensity of complex cases.

    Two physicians (Stevenson & Elliott, 2007) organized treat-

    ment recommendations according to the PLISSIT model. They

    presented some of the most complex cases involving physical,

    psychological, and relational factors affecting sexuality in

    couples living with illness. They included most medical and

    psychological interventions, including medication and injec-

    tion, under the Specific Suggestions heading. Permission and

    Limited Information could be provided by a nonspecialist, while

    individual and marital/couples counseling and sex therapy

    interventions were classified as Intensive Therapy (p. 343).

    Clearly, these physicians valued the specialized training and

    relational perspective of marriage and family counselors.

    Referral to a Sexuality Counselor

    Sexuality counseling is a specialty area in professional counsel-

    ing, and therefore, it is essential to refer to a clinician with an

    appropriate educational background, credentials (e.g., certifi-

    cation, licensure) and advanced training and supervision in

    sexuality. In addition, the sexuality counselor would require

    specialized knowledge of how other clinicians’ interventions

    (e.g., treatment of depression, diabetes, cardiovascular disease,

    cancer) affect, engender, or exacerbate sexual problems

    (Kleinplatz, 2009).

    Nathan (1986) defined four levels of expertise on sexual

    issues: (a) Level 1: comfort in discussing sexual material

    and/or sexuality, (b) Level 2: recognition of sexual problems,

    (c) Level 3: evaluation of sexual problems for intervention or

    referral, and (d) Level 4: treatment of severe sexual problems.

    Many clinicians are too embarrassed, uncomfortable, or wor-

    ried about their lack of ability to help their clients with sexual

    issues at Level 1 and so they avoid the topic altogether with

    clients. Other clinicians may comfortably operate at Level 1 and

    Level 2 and then make an appropriate referral for Levels 3 and 4.

    Unfortunately, there are a number of well-meaning clincians with

    good intentions who try to offer interventions at Levels 3 or 4 but

    are simply not qualified.

    In a recent study of factors contributing to the readiness of

    rehabilitation counselors to address sexuality issues with their

    clients, willingness to discuss sexuality was associated with

    knowledge of sexuality and comfort with sexuality (Juergens,

    Smedema, & Berven, 2009). Addressing even the initial levels

    or stages of sexual issues required specialized training and

    comfort of the counselor in general with addressing sexual

    issues. Another study investigated the current status of practi-

    cing clinical psychologists as sexual healthcare providers.

    Reissing and Giulio (2010) surveyed 188 professional psychol-

    ogists in a metropolitan Canadian city. They found that 60% of
    clinicians rarely if ever asked their patients questions related to

    sexuality. They concluded that the lack of sensitivity and clin-

    ical involvement reflected lack of knowledge and comfort

    Southern and Cade 251

    arising from nonexistent to insufficient training. The psycholo-

    gists recommended specialized training in sexuality and ther-

    apy techniques within the clinical psychology graduate

    curriculum. In addition, they recommended workshops and

    continuing education in assessment and intervention tech-

    niques to prepare practicing psychologists to deal with the

    sexuality issues of patients. Reissing and Giulio cautioned that

    psychologists who offer sexuality treatment without adequate

    training and supervision could be violating ethical standards

    and potentially harming the persons they intended to serve.

    Sex counseling and therapy were addressed early in the coun-

    seling profession (Masters & Johnson, 1976; Schiller, 1976).

    Kilpatrick (1980) summarized what counselors needed to know

    about human sexuality. Fyfe (1980) introduced an early training

    model for human sexuality counseling. The Association for

    Counselor Education and Supervision (ACES, 1990) began to

    collect and share sexuality course syllabi and audiovisual mate-

    rials. Gray, House, and Eicken (1996) emphasized human sexu-

    ality instruction for marriage and family counselor educators.

    Humphrey (2000) advocated the study of sexuality counseling

    in counselor preparation programs. Harris and Hays (2008) rec-

    ommended sexuality education and supervision to help clinical

    members of the American Association for Marriage and Family

    Therapy discuss comfortably sexual issues with their clients.

    Instruction and supervision is human sexuality has been

    advocated for over 35 years. Most mental health professionals

    lack specialized training and experience; therefore, they are not

    adequately prepared to discuss these important life concerns

    with their clients. Sexual concerns are common, but the clini-

    cian’s lack of information and comfort may interfere with the

    disclosure and healing process. Human sexuality should be

    addressed in training programs for professional counselors.

    Some mental health and marriage and family counselors may

    pursue specialized training required to embrace the full range

    of opportunities for facilitating sexual health in clients.

    Listings or directories of qualified professionals can be

    found through organizations such as the Society of Sex Ther-

    apy and Research (SSTAR) or American Association of Sexu-

    ality Educators, Counselors and Therapists (AASECT).

    Sexuality Counseling as a Process

    The process of sexuality counseling begins with listening care-

    fully to each member of the couple. The attuned sexuality

    counselor will facilitate the clients constructing their own story

    about their sexual concerns: expressing dissatisfaction, dys-

    function, or distress in their own words (see Doan, 2004). The

    counselor starts the process of applying lenses from a multicon-

    textual perspective (Carter, 1993; Carter & McGoldrick, 1999)

    to identify resources and stressors from the individual to com-

    munity level, including sociocultural, spiritual, and especially

    developmental contexts. The counseling profession has always

    valued the developmental perspective in which one looks

    beyond present difficulties to possibilities for ongoing growth

    and fulfillment. The initial process of joining with the couple

    sets the stage for relational assessment and introduction of the

    early stages of change.

    Nonpatriarchal Assessment: No Hard
    or Fast Diagnoses

    A relational approach sets the backdrop against which other

    data may be gathered and evaluated. Flemons and Green

    (2007) described the role of the curious observer who moves

    among various roles, assessing and participating along the way.

    They identified five relationships of particular importance in

    the assessment.

    1. The relationship between you and your clients.

    2. The relationship between your clients.

    3. The relationships between your clients and sexuality.

    4. The relationship between you and your sexuality.

    5. The relationships between your clients and their problems

    (Flemons & Green, 2007, p. 130).

    The relational approach to formulation reminds the counselor

    of the centrality of relationship in sexuality while facilitating

    the counselor’s examination of biases, assumptions, and expec-

    tations in the intake process. Now the sexuality counselor is

    ready to apply the New View.

    The New View campaign for rejection of DSM diagnoses

    (APA, 2000) and medicalization of women’s sexual concerns

    resulted in a friendly, multicontextual framework for classify-

    ing sexual problems. The classification framework confronted

    the false notion that the sexual experiences of men and women

    were basically equivalent. The framework rejected the human

    sexual response cycle model of Masters and Johnson (1966,

    1970) as the basis for diagnosis according to phase in the cycle.

    Finally, the framework challenged the one-size-fits-all treat-

    ment bias of medicalization. The working group countered the

    focus on genital responses by emphasizing relational and socio-

    cultural dimensions. (Nicholls, 2008; Tiefer, 2004).

    The New View of Sexual Problems

    I. Sexual problems due to sociocultural, political, or economic

    factors. (20% of problems according to Nicholls, 2008)
    A. Ignorance and anxiety due to inadequate sex education,

    lack of access to health services, or other social

    constraints.

    B. Sexual avoidance or distress due to perceived inability to

    meet cultural norms regarding correct or ideal sexuality.

    C. Inhibitions due to conflict between the sexual norms

    of one’s subculture or culture of origin and those of the

    dominant culture.

    D. Lack of interest, fatigue, or lack of time due to family

    or work obligations.

    II. Sexual problems relating to partner or relationship (65%
    of problems).

    A. Inhibition, avoidance, or distress arising from

    betrayal, dislike, or fear of partner, partner’s abuse

    252 The Family Journal: Counseling and Therapy for Couples and Families 19(3)

    or couple’s unequal power, or arising from partner’s

    negative patterns of communication.

    B. Discrepancies in desire for sexual activity or in pre-

    ferences for various sexual activities.

    C. Ignorance or inhibition about communicating prefer-

    ences or initiating, pacing, or shaping sexual activities.

    D. Loss of sexual interest and reciprocity as a result of

    conflicts over commonplace issues such as money,

    schedules, or relatives, or resulting from traumatic

    experiences, for example, infertility or the death of a

    child.

    E. Inhibitions in arousal or spontaneity due to partner’s

    health status or sexual.

    III. Sexual problems due to psychological factors (8% of
    problems).

    A. Sexual aversion, mistrust, or inhibition of sexual

    pleasure due to past abuse, general personality

    problems with attachment, rejection, cooperation,

    or entitlement.

    B. Sexual inhibition due to fear of sexual acts or of their

    possible consequences, for example, pain during

    intercourse, pregnancy, sexually transmitted disease,

    loss of partner, loss of reputation.

    IV. Sexual problems due to medical factors (7% of
    problems).

    A. Numerous local or systemic medical conditions

    affecting neurological, neurovascular, circulatory,

    endocrine, or other systems of the body.

    B. Pregnancy, sexually transmitted diseases, or other

    sex-related conditions.

    C. Side effects of many drugs, medications, or medical

    treatments.

    D. Iatrogenic conditions (Working Group on a New View

    of Women’s Sexual Problems in Tiefer, 2004,

    pp. 254–256; retrieved from http://newviewcampaign.

    org/manifesto.asp).

    The percentages of women’s problems according to the

    accounts by women, analyzed by Nicholls (2008), reinforces

    the primacy of relational issues in sexual concerns, highlights

    the significance of sociocultural factors, and turns upside down

    the conventional, patriarchal view of the importance of medical

    and psychological contributing factors. Nevertheless, medical

    evaluation and diagnosis retain a place in the assessment

    process of sexuality counseling.

    Traditional Approaches to Assessment and
    Diagnosis

    Assessment and diagnosis of sexual problems frequently

    begins by ruling out medical factors or clarifying health

    problems and organic contributions. The sexuality counse-

    lor should encourage a basic medical screening for clients.

    However, the referral to another healthcare professional

    should be made only after establishing an adequate rela-

    tionship, providing permission and encouragement,

    offering accurate information, and completing the multi-

    contextual, relational assessment described in the previous

    section.

    Given the biopsychosocial nature of sexual disorders, an

    individual or couple presenting sexual concerns should com-

    plete a medical history and physical examination with a

    physician or nurse practitioner. If indicated, relevant labora-

    tory tests, such as hormonal profiles, can be completed.

    Sexual dysfunction may be secondary to a known or undiag-

    nosed medical condition and thus is becomes important to

    investigate. Psychotropic medications or other medications

    are used frequently by patients and the side effects of phar-

    macotherapy may include sexual problems. Medication,

    such as antidepressants, antipsychotics, and antihyperten-

    sives, can cause sexual difficulties. Alcohol, cigarettes,

    methadone, and nonprescription drugs, including antihista-

    mines and topical vaginal medications, can also cause prob-

    lems (Goodwach, 2005). Therefore, it is essential in

    contemporary sex therapy practice to insure that patients

    consult their family doctors or receive referral to physicians

    early in the process. Frequently, it is possible for the sex

    therapist and health provider to work collaboratively (South-

    ern, 1999).

    After health status has been determined and organic contri-

    buting factors have been addressed, a comprehensive sex his-

    tory should be completed. In their pioneering effort, Masters

    and Johnson (1970) completed in-depth sex histories and inter-

    views with both members of the ‘‘marital unit.’’ Assessment

    culminated in a roundtable discussion before the implementa-

    tion of an intervention tailored to the couple’s needs. Kaplan

    (1983) also provided a framework for conducting a comprehen-

    sive evaluation of sexual disorders, including clinical decision

    trees or flow charts. The sexuality history should include the

    following domains (see Carter & McGoldrick, 1999; Hertlein

    & Weeks, 2009; Iasenza, 2004; Leiblum & Rosen, 1984;

    Sternberg, 1986) addressed in individual, conjoint, and

    roundtable formats.

    1. Current sexual preferences, functioning, and satisfaction

    for both partners.

    2. Family of origin messages and sexual practices for the

    families of both partners (possibly including a sexual

    genogram).

    3. Spiritual and cultural values for sexual activities (empha-

    sizing embodiment and assessing shame).

    4. Individual developmental history including childhood,

    adolescence, and adulthood (creating safe conditions for

    disclosure of abuse experiences).

    5. Relationship history including major events (i.e.,

    separation, onset of serious illness, pregnancies, and so

    on).

    6. Effects of contraception, pregnancy, illness, medication,

    and the aging process.

    7. Current sexual and relationship contexts regarding com-

    mitment, intimacy, and passion,

    Southern and Cade 253

    After obtaining data about each partner’s sexual concerns, the

    sexuality counselor integrates the individual presentations and

    develops clinical hypotheses related to sociocultural, psycholo-

    gical and relational factors in the emerging clinical portrait. In

    addition, a thorough clinical assessment establishes the exper-

    tise of the sexuality counselor; demystifies the sexual concerns

    and reduces shameful avoidance; clarifies the particulars of the

    presenting problem; and engenders hope and positive outcome

    expectancies for ongoing movement through the stages of

    change toward meaningful shared sexuality.

    Types of Dysfunction

    Although the New View (Tiefer, 1991) has contradicted the

    human sexual response cycle identified initially by Masters and

    Johnson (1966, 1970), it remains a central organizing construct

    for understanding sexual activity, especially heterosexual inter-

    course. The classic model for the sexual response cycle was

    augmented by Kaplan (1974, 1979, 1983). Dysfunction accord-

    ing to phase in sexual response cycle was embedded in the

    Diagnostic and Statistical Manual (APA, 2000). Therefore, it

    may be useful to understand the more traditional typology

    while applying the New View corrections to its excesses and

    potential abuses. Particular disorders for males and females

    may exist in each of the phases of the sexual response cycle,

    which consists of desire, arousal, orgasm, and resolution. Any

    of these phase disorders can interfere with pursuit of intimate,

    partner-oriented sexual expression. The following classifica-

    tion system was derived from training at Masters and Johnson

    Institute and the clinical practice perspective of Southern

    (1999) and is intended as an aid to problem specification at the

    individual level of assessment. Occasionally, there are comple-

    mentary disorders presented by couples (e.g., rapid ejaculation

    and anorgasmia or preorgasm). The types of dysfunction

    depicted in Table 1 represent conditions specific to phases in

    the sexual response cycle according to gender.

    Goodwach (2005) offers three areas of criticism of the DSM

    categories. First, the declassification of homosexuality as a sex-

    ual disorder illustrated that diagnoses are not simply medically

    based but are influenced by prevailing social mores. Secondly,

    treatment based on DSM categories is problematic because

    symptom removal in one partner does not necessarily translate

    into sexual pleasure and satisfaction for both. And finally, this

    nomenclature of sexual diagnoses has become a key contribu-

    tor to reductionist thinking in the area of sexual difficulties,

    because it does not reflect the complexity of sexuality, sexual

    desire, or the intimate relationship.

    The potential value of an outmoded, patriarchal, heterosexist

    model for the human sexual response cycle (Masters & Johnson,

    1966, 1970) and the diagnoses derived from it (e.g., American

    Psychiatric Association, 2000; Southern, 1999) is its utility. Most

    extant interventions follow differential diagnosis and various

    treatments are associated with the particular diagnoses. Two pro-

    minent references, Principles and Practice of Sex Therapy (Lei-

    blum, 2007) and Systemic Sex Therapy (Hertlein, Weeks, &

    Gambescia, 2009), are organized according to traditional

    diagnosis of sexual disorder. Interventions were matched with

    phase of disorder in a recent textbook, Sexuality Counseling:

    An Integrative Approach (Long et al., 2006) for female sexuality

    (pp. 101–102) and male sexuality (pp. 126–127). Specific Sug-

    gestions and Intensive Therapy (from the PLISSIT model)

    address specifically the aforementioned sexual disorders. How-

    ever, an integrative model offers a framework for organizing the

    ongoing clinical judgment process.

    Scaffolding for Sexuality Counseling

    Couples are prepared for sequential development of sexual

    knowledge, skill, comfort, and meaning by exposure to sufficient

    support afforded through the interventions of the sexuality coun-

    selor. The framework provided by the counselor provides a tran-

    sitional support for construction in process. Expert scaffolding

    involves strategies and techniques that activate existing knowl-

    edge, provide context and motivation, and introduce new subject

    matter. Reviewing media, role playing, asking leading questions,

    thinking aloud, and storytelling assist the couple to consider new

    possibilities for their sexual relationship.

    According to Vygotsky’s (1987) model for scaffolding, the

    learner has a zone of proximal development, which is the differ-

    ence between what the learner can do without help and what

    can be done with help and collaboration. Our model for sexu-

    ality counseling is based on the idea that the professional coun-

    selor facilitates the sexual development of a couple by

    introducing information and interventions that fit the current

    zone or level, yet challenges them to move toward greater

    self-direction, competence, flexibility, and meaning-making.

    Selected interventions seem to fit initial, middle, and final

    interventions in sequence (Table 2).

    It is beyond the scope of even this lengthy review to describe

    in detail the interventions or techniques; however, the afore-

    mentioned framework provides direction for additional review.

    Table 1. Types of Dysfunction by Sexual Response Cycle Phase

    Type of Dysfunction

    Phase Male Female

    Desire Hypoactive sexual esire Hypoactive sexual
    desire

    Sexual aversion Sexual aversion
    Sexual desire

    discrepancy
    Sexual desire

    discrepancy
    Sexual compulsion Sexual compulsion
    Paraphilia Paraphilia

    Arousal Erectile dysfunction Sexual arousal disorder
    Orgasm Delayed ejaculation Anorgasmia/preorgasm

    Rapid ejaculation
    Resolution Pain Pain

    Sexual compulsion Sexual compulsion
    Sexual dissatisfaction Sexual dissatisfaction

    Note: Common or typical presenting problems are highlighted in boldface. Pain
    may be encountered in several phases, depending upon etiology, although the
    conditions are reported typically during attempts at penetration or following
    penetration.

    254 The Family Journal: Counseling and Therapy for Couples and Families 19(3)

    Techniques corresponding to three stages (precontemplation,

    preparation, and action) are briefly described in the following

    sections with an emphasis upon sensate focus as a core sexual-

    ity counseling technique.

    Bedtime Stories

    The narrative approach to sexuality counseling has wide

    applicability starting with the initial intake session, extending

    throughout the middle or working stages, and concluding with

    the couple’s optimal view of their satisfying sex life (see Doan,

    2004). Initially, it is helpful to listen carefully to each member

    of the couple as the story of the problem emerges. The extent to

    which the couple moves toward a shared understanding of what

    is changeworthy may be predictive of the course of counseling

    or consultation. Ideally, they will co-construct a story, consist-

    ing in a concrete image or vignette, of the problem. The sexu-

    ality counselor should possess multicultural competencies and

    willingness to join with the lived experiences of the client

    couple. It is helpful to be familiar with actual accounts of sexual

    experiences and their meanings. Sexuality counselors could be

    prepared to receive and share in their clients’ stories by becoming

    familiar with such works as Why Women Have Sex: Understand-

    ing Sexual Motivations from Adventure and Revenge (and Every-

    thing in Between) by Meston and Buss (2009).

    A key component of narrative therapy involves externaliz-

    ing the problem, in which a problem, formally assigned to a

    member of the couple or perceived to exist inside a person, is

    characterized as an intruder into the relationship (Doan,

    2004; White & Epston, 1990). This permits the couple to col-

    laborate in innovating a solution in which a new or preferred

    story replaces an old, problematic story. Frequently, couples

    use creativity and humor to banish the intruder from the bed-

    room. The sexuality counselor helps the couple construct their

    new story through careful questioning and understanding

    responses with an open mind. Bedtime stories may be sufficient

    to move the couple from precontemplation toward revolution-

    ary action in which the relationship is transformed.

    Sensate Focus: Out of the Head and
    Into the Bed

    The cornerstone of sex therapy from Masters and Johnson Insti-

    tute was the assertion that ‘‘Sex is a natural function’’ (Masters

    & Johnson, 1970).The goal of direct sex therapy within the

    Institute’s model involved removing roadblocks to the natural

    expression of sexuality within an intimate relationship.

    Although Schnarch (2000) warned that ‘‘first-generation’’

    approaches, emphasizing the natural function of sex and the

    blockage model of treatment, could lead to pathologizing and

    stuckness in individual diagnosis, direct sex therapy

    Table 2. Selected Interventions in Sexuality Counseling by Stage

    Stage Global Intervention Specific Techniques

    Precontemplation Permission to talk about sex Possibility/solution focused therapy approaches
    Encouragement
    Joining and empathy Narrative/storytelling approaches
    Empowerment Relaxation training

    Contemplation Sex information/education Internet/media/virtual reality
    Psychoeducation

    Normalizing, reframing Restraining change
    Paradoxical intention, dereflection

    Deconstructing gender New View classification
    Prevalence and etiology Differential diagnosis

    Preparation Sexuality assessment Sexuality history
    Multicontextual assessment Relationship assessment

    Sexual genogram
    Skills training Courtship recommendations

    Sensate focus
    Action Referral Medical history and physical

    Medical intervention Examination
    Collaboration Medication adjustment

    Hormonal therapy
    Medical/surgical intervention

    Intensive therapy Couple therapy
    Cognitive/voices therapy
    Psychodynamic therapy

    Maintenance Retention Relapse prevention
    Generalization Intimacy enhancement

    Optimal sexual health
    Termination Celebration Ritual enactment

    Follow-up Booster sessions

    Southern and Cade 255

    intervention is indicated for simple case presentations and to

    catalyze issues for ‘‘second-generation’’ intimacy enhance-

    ment. Similarly, Tiefer (2004) called into question the assertion

    of sex as a natural function in her critique of biology in favor of

    choice, turning the medicalization of sexual health on its head.

    Sensate focus techniques are still used extensively in sex

    therapy and self-help approaches. A recent review of sensate

    focus (Weeks & Gambescia, 2009) brings the technique from

    its biased, historical context into an enlightened, systemic

    approach. They identified nine functions of sensate focus.

    1. Help each partner become more aware of his or her own

    sensations.

    2. Focus on one’s needs for pleasure and worry less about the

    problem or the partner.

    3. Communicate sensual and sexual needs, wishes, and

    desires.

    4. Increase awareness of the partner’s sensual and sexual

    needs.

    5. Expand the repertoire of intimate, sensual behaviors.

    6. Learn to appreciate foreplay as a goal start rather than a

    means to an end.

    7. Create positive relational experiences.

    8. Build sexual desire.

    9. Enhance the level of love, caring, commitment, intimacy,

    cooperation, and sexual interest in the relationship (Weeks

    & Gambescia, 2009, pp. 348–353).

    These functions shift client perceptions from immediate gains

    in sensual experiences toward what is possible in an intimate

    relationship.

    The shift in perception or focus affords a corresponding

    shift from first-order toward more meaningful second-order

    change, a characteristic of successful systemic interventions (see

    Watzlawick, Weakland, & Fisch, 1974). Second-order change

    takes into account the views and biases of the counselor–observer,

    whose participation in the process transforms the shared

    relationship.

    First-order change refers to change within the normal defi-

    nitions, understandings, premises, rules, and practices of a

    given system . . . . Second-order change is a change of the

    premises, definitions, practices, and traditions of a given

    system of relationships. It most often represents a counterin-

    tuitive stepping out or a reversal of the commonly held ideas

    on the nature of the situation and its logical and reasonable

    solutions. It has been described as paradoxical or ironic

    (Fraser & Solovey, 2004, pp. 194–196).

    Sensate focus starts in the body and arrives in the context of the

    relationship.

    The Masters and Johnson (1970) model for sex therapy

    involved intensive treatment of couples experiencing sexual

    dysfunction. The treatment would be offered daily over a

    10–14-day period by a dual-gender, co-therapy team. Daily

    continuity of treatment facilitated removal from environmental

    distractions, recovery of courtship experience, and realization

    of incremental gains. Over the years, the treatment model was

    adapted to include ‘‘weekend intensives’’ and weekly outpati-

    ent visits. However, the efficacy of some of the techniques

    could decrease with changes in the original format (Masters

    & Johnson, 1970; Schwartz & Masters, 1988).

    Although the Masters and Johnson Institute model pre-

    scribed specific homework exercises for particular types of

    sexual dysfunction, there were several common interventions.

    Through the authoritative pronouncement (Masters & Johnson,

    1970, pp. 287–290), the couple is asked to refrain from sexual

    outlet during the initial touching exercises. Shifting the focus

    away from the demands of sexual performance enables the cou-

    ple to engage in intimate conversation and courtship. Another

    common intervention involves the roundtable (Masters &

    Johnson, 1970, pp. 57–78) in which the results of assessment

    can be discussed while sex education is initiated. A central

    component of intensive sex therapy involves the famous sen-

    sate focus exercises (Masters & Johnson, 1970, pp. 66–85).

    Sensate focus encourages concentration on the here-and-

    now sensations involved in intimate, nonsexual contact.

    Initially, each member of the couple engages in ‘‘selfish touch-

    ing,’’ in which touch is guided by one’s genuine interests rather

    than trying to produce a response from one’s partner. If the

    partner feels any discomfort or wishes to redirect the one doing

    the touching, then that individual places her or his hand on top

    of the partner’s hand. This practice, like other techniques in the

    Masters and Johnson model, establishes the foundation for sex-

    ual self-responsibility. Components of the sensate focus home-

    work address such roadblocks as sexual withdrawal and

    performance pressure. In this manner, the dissatisfied or dys-

    functional individual becomes a participant in ongoing sexual

    intimacy, rather than an anxious observer or a dehumanized sex

    object.

    Sensate focus and nondemand pleasuring encourage sexual

    sharing within the context of intimacy. Sexual self-

    responsibility contributes to assertion and active involvement

    rather than spectatoring (e.g., attempting to observe one’s sex-

    ual performance) or passive frustration. Each partner is treated

    as the expert of one’s own body. Predictable gender differences

    establish that no man will ever understand fully a woman’s

    sexuality and no woman can appreciate all the connotations

    of a man’s sexual experiences. Some couples may share a

    heightened awareness or empathy; however, each member of

    an intimate couple is first an autonomous and unique

    individual.

    The sensate focus homework exercises involve sensual

    touching in the privacy of one’s home. Three exercises are typi-

    cally completed: breasts and genitals off limits, breasts and

    genitals on limits, and full body touching with opportunity for

    sexual outlet through self-guided manual stimulation. When

    the sensate focus exercises have been completed, the couple

    is ready to address particular types of sexual dysfunction or

    dissatisfaction through specific techniques. Another technique

    that fits the action stage of change involves a psychodynamic

    approach called voice therapy.

    256 The Family Journal: Counseling and Therapy for Couples and Families 19(3)

    Quieting the Voices

    Some couples will require in-depth therapy addressing family

    of origin issues and current couple conflicts in order to free the

    sexual relationship from the pain and shame of the past. Family

    of origin issues can be addressed productively in ongoing rela-

    tional and individual sessions. Therapy can help the growing

    individuals neutralize or counteract the inner voices that inhibit

    sexual expression (Firestone et al., 2006). As Schnarch (2000)

    demonstrated, sexual desire disorders, especially desire discre-

    pancies, function to set limits on the capacity for genuine inti-

    macy, given the current levels of differentiation and abilities to

    self-soothe.

    There are a number of factors, both static and dynamic, that

    can contribute to intimacy dysfunction. For some clients,

    trauma, especially physical and sexual abuse interferes with

    intimacy and sexual functioning. Sex-negative environments

    and family-of-origin messages about sex can also influence

    sexual functioning and intimacy. According to Weeks (2005):

    Some families are silent on the issue of sexuality. Children in

    these families sometimes internalize this silence as meaning

    that something is bad or wrong with sexuality. The parents do

    not help them make sense of relationships or sexuality as they

    mature and particularly as they become adolescents and strug-

    gle with biological and emotional changes. Other families are

    more toxic in the messages they transmit to their children

    through their actions and words (pp. 94–95).

    Messages received in childhood are internalized and can be

    repeated throughout adulthood. Weeks (2005) provides two

    examples family of origin messages. The first example is of

    women saying their mothers told them that sex was just some-

    thing that a woman had to grin and bear because it was her

    duty to her husband. Another example is of a sexual lesson

    passed from father to son. A man presented with an ED just

    a few days after his 40th birthday. His father had made some

    reference to the fact that when a man reaches 40 he loses’’it.’’

    Family-of-origin messages can also stifle natural expression of

    sexual exploration and curiosity. Such expressions have been

    associated with punishment or ridicule leaving feelings of

    shame and guilt.

    Contemporary psychodynamic approaches (e.g., Althof,

    1999, 2000; McDougall, 1995; Scharff, 1982; Southern,

    2002) recognize the self-defeating and sadomasochistic origins

    of many sexual symptoms. The sexual problems fail to

    remit and the patients resist change because the symptoms are

    overdetermined (i.e., have several remote and recent functions)

    and frequently represent best efforts to reenact unfinished

    business through the mechanism of repetition compulsion.

    According to the psychodynamic perspective, meaningful

    change comes slowly after examining patterns of behaviors,

    meanings associated with the symptoms, and resistances to

    complete homework, such as failing to complete a touching

    exercise.

    According to Schnarch’s (1991) sexual crucible approach,

    based on Bowen’s (1978) model of family systemic

    functioning, neither partner will be able to sustain true intimacy

    and mutuality until each person differentiates or grows toward

    a more resilient sense of self. The sexual crucible helps a cou-

    ple mature during a brief, intense exposure to anxieties about

    their relationship. By balancing the desire for communion with

    another person and the desire to become autonomous, partners

    are able to participate in a sexual relationship based on fulfill-

    ment rather than a false love based on fear of emptiness.

    Firestone et al. (2006) developed a powerful voice therapy

    that combines psychodynamic insights with practical cogni-

    tive interventions. They articulated a series of questions and

    accusations that help to unearth or reveal the unhealthy

    messages arising from dysfunctions in the family of origin.

    Inner ‘‘voices’’ before, during, and after sex interfere with

    sexual functioning and satisfaction (Firestone et al., 2006,

    pp. 229–262).

    Why would he want to be in a relationship with you?

    She is trying to control me.

    Your penis is too small.

    Your breasts are not like other women’s.

    Don’t have oral sex, he’ll be repulsed.

    You won’t be able to satisfy her.

    He’ll think you are a slut.

    You’re hurting her.

    She’s too needy.

    He’s unreliable.

    You always give in; you have no dignity.

    How do you know she had an orgasm?

    These inner voices can be quieted by confronting and disputing

    them in the safe haven or holding environment of the therapy

    session.

    1. Each partner formulates the problem that he or she believes

    is limiting the sexual relationship.

    2. Partners give voice to self-critical and negative partner

    perceptions.

    3. They must contain (typically with the help of a therapist)

    the anger or sadness associated with verbalizing the inner

    voice.

    4. Now the couple is free to explore the origins of negative

    cognitions, correcting early mistakes and distorted beliefs.

    5. They plan together ways to change behaviors and commu-

    nications in order to counteract the old dictates of their

    voices and to move toward mutually acceptable goals.

    6. They may change contexts and circumstances associated

    with maintaining the voices.

    7. The couple can expect some strong ‘‘voice attacks’’ as they

    move toward sexual fulfillment (Firestone et al., 2006,

    pp. 235–237).

    Intensive depth-oriented therapies are reserved for cases in

    which permission and encouragement, sex information, and

    specific suggestions (including the sensate focus exercises) fail

    to catalyze the sexual growth process. Intensive psychotherapy

    Southern and Cade 257

    can be helpful in removing roadblocks that will not budge.

    Repeated attempts to use rational problem solving or brief stra-

    tegic interventions may be insufficient to help, leading to a

    greater sense of hopeless, resignation, and withdrawal.

    Removing the Roadblocks: On the
    Road to Optimal Sexual Health

    Sexuality counseling techniques can be used not only to

    remove roadblocks linked to specific sexual disorders but also

    to strengthen intimacy in committed relationships. After a

    shared definition of the problem has been established, the cou-

    ple can move away from blame, shame, and guilt and move

    toward their goals in sexuality counseling. Couples may choose

    to expand sexual scripts or schemas to tolerate change and

    embrace innovation in their sexual functioning. Play, including

    leisure, loving play, and sexual play can be introduced or rees-

    tablished between partners. The ability to express desires and to

    explore sexual fantasies and preferences may be part of the

    treatment process. Goals can also include time management

    and an increase in intimate partner time, challenging family

    of origin messages, or making specific behavioral changes in

    sexual behavior.

    It is possible to identify some aspirations for the life beha-

    viors of a sexually healthy adult. The following list was com-

    piled by the Sexuality Information and Education Council of

    the United States (SIECUS, n.d.).

    � Appreciate one’s own body.
    � Affirms that sexual development may or may not include

    reproduction or genital sexual experience.

    � Interact with both genders in respectful and appropriate
    ways.

    � Affirm one’s own sexual orientation and respect the sexual
    orientation of others.

    � Express love and intimacy in appropriate ways.
    � Develop and maintain meaningful relationships.
    � Avoid exploitative and manipulative relationships.
    � Make informed choices about family options and lifestyles.
    � Exhibit skills that enhance personal relationships.
    � Discriminate between life enhancing sexual behaviors and

    those that are harmful to self and/or others.

    � Express one’s sexuality while respecting the sexual rights
    of others.

    � Express one’s sexuality in ways congruent with one’s
    values.

    This list of sexually healthy life behaviors affords direction for

    the emerging professional specialization of sexuality

    counseling.

    This overview of sexuality counseling places the specializa-

    tion in a historical content and between two competing para-

    digms. The original thesis of classic models of sex therapy

    converged on a contemporary patriarchal paradigm called med-

    icalization. The antithesis of this patriarchal view, in which

    male sexual functioning was emphasized, is the New View, a

    feminist model reclaiming the centrality of relational and

    sociocultural factors in sexual satisfaction. An integrative

    sexual health perspective affords the synthesis upon which

    the emerging specialization of sexuality counseling may con-

    tinue to grow and flourish.

    Declaration of Conflicting Interests

    The authors declared no potential conflicts of interest with respect to

    the research, authorship,

    and/or publication of this article.

    Funding

    The authors received no financial support for the research, authorship,

    and/or publication of this article.

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    262 The Family Journal: Counseling and Therapy for Couples and Families 19(3)

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    counseling.org

    2014
    ACA

    Code of Ethics
    As approved by the ACA Governing Council

    AMERICAN COUNSELING
    ASSOCIATION

    •  2  •

    © 2014 by the American Counseling Association.
    All rights reserved. Note: This document may be reproduced in its entirety without permission for non-commercial
    purposes only.

    ACA Code of Ethics Preamble • 3
    ACA Code of Ethics Purpose • 3

    Section A
    The Counseling Relationship • 4

    Section B
    Confidentiality and Privacy • 6

    Section C
    Professional Responsibility • 8

    Section D
    Relationships With Other Professionals • 10

    Section E
    Evaluation, Assessment, and

    Interpretation • 11

    Section F
    Supervision, Training, and Teaching • 12

    Section G
    Research and Publication • 15

    Section H
    Distance Counseling, Technology,

    and Social Media • 17

    Section I
    Resolving Ethical Issues • 18

    Glossary of Terms • 20

    Index • 21

    Mission
    The mission of the American Counseling Association
    is to enhance the quality of life in society by promoting
    the development of professional counselors, advancing
    the counseling profession, and using the profession and
    practice of counseling to promote respect for human
    dignity and diversity.

    Contents

    •  3  •

    ACA Code of Ethics Purpose
    The ACA Code of Ethics serves six main purposes:

    1. The Code sets forth the ethical obligations of ACA members and provides guidance intended to inform the ethical
    practice of professional counselors.

    2. The Code identifies ethical considerations relevant to professional counselors and counselors-in-training.
    3. The Code enables the association to clarify for current and prospective members, and for those served by members,

    the nature of the ethical responsibilities held in common by its members.
    4. The Code serves as an ethical guide designed to assist members in constructing a course of action that best serves

    those utilizing counseling services and establishes expectations of conduct with a primary emphasis on the role of
    the professional counselor.

    5. The Code helps to support the mission of ACA.
    6. The standards contained in this Code serve as the basis for processing inquiries and ethics complaints

    concerning ACA members.

    The ACA Code of Ethics contains nine main sections that ad-
    dress the following areas:

    Section A: The Counseling Relationship
    Section B: Confidentiality

    and Privacy

    Section C: Professional

    Responsibility

    Section D: Relationships With Other Professionals
    Section E: Evaluation, Assessment, and Interpretation
    Section F: Supervision, Training, and Teaching
    Section G: Research and Publication
    Section H: Distance Counseling, Technology, and
    Social Media
    Section I: Resolving Ethical Issues

    Each section of the ACA Code of Ethics begins with an
    introduction. The introduction to each section describes the
    ethical behavior and responsibility to which counselors aspire.
    The introductions help set the tone for each particular sec-
    tion and provide a starting point that invites reflection on the
    ethical standards contained in each part of the ACA Code of
    Ethics. The standards outline professional responsibilities and
    provide direction for fulfilling those ethical responsibilities.

    When counselors are faced with ethical dilemmas that
    are difficult to resolve, they are expected to engage in a care-
    fully considered ethical decision-making process, consulting
    available resources as needed. Counselors acknowledge
    that resolving ethical issues is a process; ethical reasoning
    includes consideration of professional values, professional
    ethical principles, and ethical standards.

    Counselors’ actions should be consistent with the spirit
    as well as the letter of these ethical standards. No specific
    ethical decision-making model is always most effective, so
    counselors are expected to use a credible model of deci-
    sion making that can bear public scrutiny of its applica-
    tion. Through a chosen ethical decision-making process
    and evaluation of the context of the situation, counselors
    work collaboratively with clients to make decisions that
    promote clients’ growth and development. A breach of the
    standards and principles provided herein does not neces-
    sarily constitute legal liability or violation of the law; such
    action is established in legal and judicial proceedings.

    The glossary at the end of the Code provides a concise
    description of some of the terms used in the ACA Code
    of Ethics.

    ACA Code of Ethics Preamble
    The American Counseling Association (ACA) is an educational, scientific, and professional organization whose members
    work in a variety of settings and serve in multiple capacities. Counseling is a professional relationship that empowers diverse
    individuals, families, and groups to accomplish mental health, wellness, education, and career goals.

    Professional values are an important way of living out an ethical commitment. The following are core professional values
    of the counseling profession:

    1. enhancing human development throughout the life span;
    2. honoring diversity and embracing a multicultural approach in support of the worth, dignity, potential, and

    uniqueness of people within their social and cultural contexts;
    3. promoting social justice;
    4. safeguarding the integrity of the counselor–client relationship; and
    5. practicing in a competent and ethical manner.

    These professional values provide a conceptual basis for the ethical principles enumerated below. These principles are
    the foundation for ethical behavior and decision making. The fundamental principles of professional ethical behavior are

    • autonomy, or fostering the right to control the direction of one’s life;
    • nonmaleficence, or avoiding actions that cause harm;
    • beneficence, or working for the good of the individual and society by promoting mental health and well-being;
    • justice, or treating individuals equitably and fostering fairness and equality;
    • fidelity, or honoring commitments and keeping promises, including fulfilling one’s responsibilities of trust in

    professional relationships; and
    • veracity, or dealing truthfully with individuals with whom counselors come into professional contact.

    • ACA Code of Ethics •

    •  4  •

    A.2.c. Developmental and
    Cultural Sensitivity

    Counselors communicate information
    in ways that are both developmentally
    and culturally appropriate. Counselors
    use clear and understandable language
    when discussing issues related to
    informed consent. When clients have
    difficulty understanding the language
    that counselors use, counselors provide
    necessary services (e.g., arranging for
    a qualified interpreter or translator)
    to ensure comprehension by clients.
    In collaboration with clients, coun-
    selors consider cultural implications
    of informed consent procedures and,
    where possible, counselors adjust their
    practices accordingly.

    A.2.d. Inability to Give Consent
    When counseling minors, incapaci-
    tated adults, or other persons unable
    to give voluntary consent, counselors
    seek the assent of clients to services
    and include them in decision making
    as appropriate. Counselors recognize
    the need to balance the ethical rights
    of clients to make choices, their capac-
    ity to give consent or assent to receive
    services, and parental or familial legal
    rights and responsibilities to protect
    these clients and make decisions on
    their behalf.

    A.2.e. Mandated Clients
    C o u n s e l o r s d i s c u s s t h e re q u i re d
    limitations to confidentiality when
    working with clients who have been
    mandated for counseling services.
    Counselors also explain what type
    of information and with whom that
    information is shared prior to the
    beginning of counseling. The client
    may choose to refuse services. In this
    case, counselors will, to the best of
    their ability, discuss with the client
    the potential consequences of refusing
    counseling services.

    A.3. Clients Served by Others
    When counselors learn that their clients
    are in a professional relationship with
    other mental health professionals, they
    request release from clients to inform
    the other professionals and strive to
    establish positive and collaborative
    professional relationships.

    A.4. Avoiding Harm and
    Imposing Values

    A.4.a. Avoiding Harm
    Counselors act to avoid harming their
    clients, trainees, and research par-
    ticipants and to minimize or to remedy
    unavoidable or unanticipated harm.

    A.1.d. Support Network
    Involvement

    Counselors recognize that support
    networks hold various meanings in
    the lives of clients and consider en-
    listing the support, understanding,
    and involvement of others (e.g., reli-
    gious/spiritual/community leaders,
    family members, friends) as positive
    resources, when appropriate, with
    client consent.

    A.2. Informed Consent
    in the Counseling

    Relationship

    A.2.a. Informed Consent
    Clients have the freedom to choose
    whether to enter into or remain in
    a counseling relationship and need
    a d e q u a t e i n f o r m a t i o n a b o u t t h e
    counseling process and the counselor.
    Counselors have an obligation to re-
    view in writing and verbally with cli-
    ents the rights and responsibilities of
    both counselors and clients. Informed
    consent is an ongoing part of the
    counseling process, and counselors
    appropriately document discussions
    of informed consent throughout the
    counseling relationship.

    A.2.b. Types of Information
    Needed

    Counselors explicitly explain to clients
    the nature of all services provided.
    They inform clients about issues such
    as, but not limited to, the follow-
    ing: the purposes, goals, techniques,
    procedures, limitations, potential
    risks, and benefits of services; the
    counselor ’s qualifications, credentials,
    relevant experience, and approach to
    counseling; continuation of services
    upon the incapacitation or death of
    the counselor; the role of technol-
    ogy; and other pertinent information.
    Counselors take steps to ensure that
    clients understand the implications of
    diagnosis and the intended use of tests
    and reports. Additionally, counselors
    inform clients about fees and billing
    arrangements, including procedures
    for nonpayment of fees. Clients have
    the right to confidentiality and to be
    provided with an explanation of its
    limits (including how supervisors
    and/or treatment or interdisciplinary
    team professionals are involved), to
    obtain clear information about their
    records, to participate in the ongoing
    counseling plans, and to refuse any
    services or modality changes and to
    be advised of the consequences of
    such refusal.

    Section A
    The Counseling

    Relationship

    Introduction
    Counselors facilitate client growth
    and development in ways that foster
    the interest and welfare of clients and
    promote formation of healthy relation-
    ships. Trust is the cornerstone of the
    counseling relationship, and counselors
    have the responsibility to respect and
    safeguard the client’s right to privacy
    and confidentiality. Counselors actively
    attempt to understand the diverse cul-
    tural backgrounds of the clients they
    serve. Counselors also explore their own
    cultural identities and how these affect
    their values and beliefs about the coun-
    seling process. Additionally, counselors
    are encouraged to contribute to society
    by devoting a portion of their profes-
    sional activities for little or no financial
    return (pro bono publico).

    A.1. Client Welfare
    A.1.a. Primary Responsibility

    The primary responsibility of counsel-
    ors is to respect the dignity and promote
    the welfare of clients.

    A.1.b. Records and
    Documentation

    Counselors create, safeguard, and
    maintain documentation necessary
    for rendering professional services.
    Regardless of the medium, counselors
    include sufficient and timely docu-
    mentation to facilitate the delivery and
    continuity of services. Counselors
    take reasonable steps to ensure that
    documentation accurately reflects cli-
    ent progress and services provided.
    If amendments are made to records
    and documentation, counselors take
    steps to properly note the amendments
    according to agency or institutional
    policies.

    A.1.c. Counseling Plans
    Counselors and their clients work
    jointly in devising counseling plans
    t h a t o ff e r re a s o n a b l e p ro m i s e o f
    success and are consistent with the
    abilities, temperament, developmental
    level, and circumstances of clients.
    Counselors and clients regularly re-
    view and revise counseling plans to
    assess their continued viability and
    effectiveness, respecting clients’ free-
    dom of choice.

    • ACA Code of Ethics •

    •  5  •

    A.4.b. Personal Values
    Counselors are aware of—and avoid
    imposing—their own values, attitudes,
    beliefs, and behaviors. Counselors
    respect the diversity of clients, train-
    ees, and research participants and
    seek training in areas in which they
    are at risk of imposing their values
    onto clients, especially when the
    counselor ’s values are inconsistent
    with the client’s goals or are discrimina-
    tory in nature.

    A.5. Prohibited
    Noncounseling Roles
    and Relationships

    A.5.a. Sexual and/or
    Romantic Relationships
    Prohibited

    Sexual and/or romantic counselor–
    client interactions or relationships with
    current clients, their romantic partners,
    or their family members are prohibited.
    This prohibition applies to both in-
    person and electronic interactions or
    relationships.

    A.5.b. Previous Sexual and/or
    Romantic Relationships

    Counselors are prohibited from engag-
    ing in counseling relationships with
    persons with whom they have had
    a previous sexual and/or romantic
    relationship.

    A.5.c. Sexual and/or Romantic
    Relationships With
    Former Clients

    Sexual and/or romantic counselor–
    client interactions or relationships with
    former clients, their romantic partners,
    or their family members are prohibited
    for a period of 5 years following the last
    professional contact. This prohibition
    applies to both in-person and electronic
    interactions or relationships. Counsel-
    ors, before engaging in sexual and/or
    romantic interactions or relationships
    with former clients, their romantic
    partners, or their family members, dem-
    onstrate forethought and document (in
    written form) whether the interaction or
    relationship can be viewed as exploitive
    in any way and/or whether there is still
    potential to harm the former client; in
    cases of potential exploitation and/or
    harm, the counselor avoids entering
    into such an interaction or relationship.

    A.5.d. Friends or Family
    Members

    Counselors are prohibited from engaging
    in counseling relationships with friends
    or family members with whom they have
    an inability to remain objective.

    A.5.e. Personal Virtual
    Relationships With
    Current Clients

    C o u n s e l o r s a r e p r o h i b i t e d f r o m
    engaging in a personal virtual re-
    l a t i o n s h i p w i t h i n d i v i d u a l s w i t h
    whom they have a current counseling
    relationship (e.g., through social and
    other media).

    A.6. Managing and
    Maintaining Boundaries
    and Professional
    Relationships

    A.6.a. Previous Relationships
    Counselors consider the risks and
    benefits of accepting as clients those
    with whom they have had a previous
    relationship. These potential clients
    may include individuals with whom
    the counselor has had a casual, distant,
    or past relationship. Examples include
    mutual or past membership in a pro-
    fessional association, organization, or
    community. When counselors accept
    these clients, they take appropriate pro-
    fessional precautions such as informed
    consent, consultation, supervision, and
    documentation to ensure that judgment
    is not impaired and no exploitation
    occurs.

    A.6.b. Extending Counseling
    Boundaries

    Counselors consider the risks and
    benefits of extending current counsel-
    ing relationships beyond conventional
    parameters. Examples include attend-
    ing a client’s formal ceremony (e.g., a
    wedding/commitment ceremony or
    graduation), purchasing a service or
    product provided by a client (excepting
    unrestricted bartering), and visiting a cli-
    ent’s ill family member in the hospital. In
    extending these boundaries, counselors
    take appropriate professional precau-
    tions such as informed consent, consul-
    tation, supervision, and documentation
    to ensure that judgment is not impaired
    and no harm occurs.

    A.6.c. Documenting Boundary
    Extensions

    If counselors extend boundaries as
    described in A.6.a. and A.6.b., they
    must officially document, prior to the
    interaction (when feasible), the rationale
    for such an interaction, the potential
    benefit, and anticipated consequences
    for the client or former client and other
    individuals significantly involved with
    the client or former client. When un-
    intentional harm occurs to the client
    or former client, or to an individual

    significantly involved with the client
    or former client, the counselor must
    show evidence of an attempt to remedy
    such harm.

    A.6.d. Role Changes in the
    Professional Relationship

    When counselors change a role from
    the original or most recent contracted
    relationship, they obtain informed
    consent from the client and explain the
    client’s right to refuse services related
    to the change. Examples of role changes
    include, but are not limited to

    1. changing from individual to re-
    lationship or family counseling,
    or vice versa;

    2. changing from an evaluative
    role to a therapeutic role, or vice
    versa; and

    3. changing from a counselor to a
    mediator role, or vice versa.

    Clients must be fully informed of
    any anticipated consequences (e.g.,
    financial, legal, personal, therapeutic)
    of counselor role changes.

    A.6.e. Nonprofessional
    Interactions
    or Relationships (Other
    Than Sexual or Romantic
    Interactions or
    Relationships)

    Counselors avoid entering into non-
    professional relationships with former
    clients, their romantic partners, or their
    family members when the interaction is
    potentially harmful to the client. This
    applies to both in-person and electronic
    interactions or relationships.

    A.7. Roles and Relationships
    at Individual, Group,
    Institutional, and
    Societal Levels

    A.7.a. Advocacy
    When appropriate, counselors advocate
    at individual, group, institutional, and
    societal levels to address potential bar-
    riers and obstacles that inhibit access
    and/or the growth and development
    of clients.

    A.7.b. Confidentiality and
    Advocacy

    Counselors obtain client consent prior
    to engaging in advocacy efforts on be-
    half of an identifiable client to improve
    the provision of services and to work
    toward removal of systemic barriers
    or obstacles that inhibit client access,
    growth, and development.

    • ACA Code of Ethics •

    •  6  •

    being harmed by continued counseling.
    Counselors may terminate counseling
    when in jeopardy of harm by the client
    or by another person with whom the cli-
    ent has a relationship, or when clients do
    not pay fees as agreed upon. Counselors
    provide pretermination counseling and
    recommend other service providers
    when necessary.

    A.11.d. Appropriate Transfer of
    Services

    When counselors transfer or refer clients
    to other practitioners, they ensure that
    appropriate clinical and administra-
    tive processes are completed and open
    communication is maintained with both
    clients and practitioners.

    A.12. Abandonment and
    Client Neglect
    Counselors do not abandon or neglect
    clients in counseling. Counselors assist in
    making appropriate arrangements for the
    continuation of treatment, when neces-
    sary, during interruptions such as vaca-
    tions, illness, and following termination.

    Section B
    Confidentiality

    and Privacy

    Introduction
    Counselors recognize that trust is a cor-
    nerstone of the counseling relationship.
    Counselors aspire to earn the trust of cli-
    ents by creating an ongoing partnership,
    establishing and upholding appropriate
    boundaries, and maintaining confi-
    dentiality. Counselors communicate
    the parameters of confidentiality in a
    culturally competent manner.

    B.1. Respecting Client Rights
    B.1.a. Multicultural/Diversity

    Considerations
    Counselors maintain awareness and sen-
    sitivity regarding cultural meanings of
    confidentiality and privacy. Counselors
    respect differing views toward disclosure
    of information. Counselors hold ongo-
    ing discussions with clients as to how,
    when, and with whom information is
    to be shared.

    B.1.b. Respect for Privacy
    Counselors respect the privacy of
    prospective and current clients. Coun-
    selors request private information from
    clients only when it is beneficial to the
    counseling process.

    A.8. Multiple Clients
    When a counselor agrees to provide
    counseling services to two or more
    persons who have a relationship, the
    counselor clarifies at the outset which
    person or persons are clients and the
    nature of the relationships the counselor
    will have with each involved person. If
    it becomes apparent that the counselor
    may be called upon to perform poten-
    tially conflicting roles, the counselor will
    clarify, adjust, or withdraw from roles
    appropriately.

    A.9. Group Work
    A.9.a. Screening

    Counselors screen prospective group
    counseling/therapy participants. To
    the extent possible, counselors select
    members whose needs and goals are
    compatible with the goals of the group,
    who will not impede the group process,
    and whose well-being will not be jeop-
    ardized by the group experience.

    A.9.b. Protecting Clients
    In a group setting, counselors take rea-
    sonable precautions to protect clients
    from physical, emotional, or psychologi-
    cal trauma.

    A.10. Fees and Business
    Practices

    A.10.a. Self-Referral
    Counselors working in an organization
    (e.g., school, agency, institution) that
    provides counseling services do not
    refer clients to their private practice
    unless the policies of a particular orga-
    nization make explicit provisions for
    self-referrals. In such instances, the cli-
    ents must be informed of other options
    open to them should they seek private
    counseling services.

    A.10.b. Unacceptable Business
    Practices

    Counselors do not participate in fee
    splitting, nor do they give or receive
    commissions, rebates, or any other form
    of remuneration when referring clients
    for professional services.

    A.10.c. Establishing Fees
    In establishing fees for professional
    counseling services, counselors con-
    sider the financial status of clients and
    locality. If a counselor’s usual fees cre-
    ate undue hardship for the client, the
    counselor may adjust fees, when legally
    permissible, or assist the client in locat-
    ing comparable, affordable services.

    A.10.d. Nonpayment of Fees
    If counselors intend to use collection
    agencies or take legal measures to col-

    lect fees from clients who do not pay for
    services as agreed upon, they include
    such information in their informed
    consent documents and also inform
    clients in a timely fashion of intended
    actions and offer clients the opportunity
    to make payment.

    A.10.e. Bartering
    Counselors may barter only if the bar-
    tering does not result in exploitation
    or harm, if the client requests it, and
    if such arrangements are an accepted
    practice among professionals in the
    community. Counselors consider the
    cultural implications of bartering and
    discuss relevant concerns with clients
    and document such agreements in a
    clear written contract.

    A.10.f. Receiving Gifts
    Counselors understand the challenges
    of accepting gifts from clients and rec-
    ognize that in some cultures, small gifts
    are a token of respect and gratitude.
    When determining whether to accept
    a gift from clients, counselors take into
    account the therapeutic relationship, the
    monetary value of the gift, the client’s
    motivation for giving the gift, and the
    counselor’s motivation for wanting to
    accept or decline the gift.

    A.11. Termination and
    Referral

    A.11.a. Competence Within
    Termination and Referral

    If counselors lack the competence to
    be of professional assistance to clients,
    they avoid entering or continuing
    counseling relationships. Counselors
    are knowledgeable about culturally and
    clinically appropriate referral resources
    and suggest these alternatives. If clients
    decline the suggested referrals, counsel-
    ors discontinue the relationship.

    A.11.b. Values Within
    Termination and Referral

    Counselors refrain from referring pro-
    spective and current clients based solely
    on the counselor’s personally held val-
    ues, attitudes, beliefs, and behaviors.
    Counselors respect the diversity of
    clients and seek training in areas in
    which they are at risk of imposing their
    values onto clients, especially when the
    counselor’s values are inconsistent with
    the client’s goals or are discriminatory
    in nature.

    A.11.c. Appropriate Termination
    Counselors terminate a counseling re-
    lationship when it becomes reasonably
    apparent that the client no longer needs
    assistance, is not likely to benefit, or is

    • ACA Code of Ethics •

    •  7  •

    B.1.c. Respect for
    Confidentiality

    Counselors protect the confidential
    information of prospective and current
    clients. Counselors disclose information
    only with appropriate consent or with
    sound legal or ethical justification.

    B.1.d. Explanation of
    Limitations

    At initiation and throughout the counsel-
    ing process, counselors inform clients of
    the limitations of confidentiality and seek
    to identify situations in which confiden-
    tiality must be breached.

    B.2. Exceptions
    B.2.a. Serious and Foreseeable

    Harm and Legal
    Requirements

    The general requirement that counsel-
    ors keep information confidential does
    not apply when disclosure is required
    to protect clients or identified others
    from serious and foreseeable harm or
    when legal requirements demand that
    confidential information must be re-
    vealed. Counselors consult with other
    professionals when in doubt as to the
    validity of an exception. Additional
    considerations apply when addressing
    end-of-life issues.

    B.2.b. Confidentiality Regarding
    End-of-Life Decisions

    Counselors who provide services to
    terminally ill individuals who are con-
    sidering hastening their own deaths have
    the option to maintain confidentiality,
    depending on applicable laws and the
    specific circumstances of the situation
    and after seeking consultation or super-
    vision from appropriate professional and
    legal parties.

    B.2.c. Contagious, Life-
    Threatening Diseases

    When clients disclose that they have a
    disease commonly known to be both
    communicable and life threatening,
    counselors may be justified in disclos-
    ing information to identifiable third
    parties, if the parties are known to be
    at serious and foreseeable risk of con-
    tracting the disease. Prior to making a
    disclosure, counselors assess the intent
    of clients to inform the third parties
    about their disease or to engage in
    any behaviors that may be harmful to
    an identifiable third party. Counselors
    adhere to relevant state laws concern-
    ing disclosure about disease status.

    B.2.d. Court-Ordered Disclosure
    When ordered by a court to release
    confidential or privileged information

    without a client’s permission, coun-
    selors seek to obtain written, informed
    consent from the client or take steps to
    prohibit the disclosure or have it limited
    as narrowly as possible because of po-
    tential harm to the client or counseling
    relationship.

    B.2.e. Minimal Disclosure
    To the extent possible, clients are
    informed before confidential infor-
    mation is disclosed and are involved
    in the disclosure decision-making
    process. When circumstances require
    the disclosure of confidential infor-
    mation, only essential information
    is revealed.

    B.3. Information Shared
    With Others

    B.3.a. Subordinates
    Counselors make every effort to ensure
    that privacy and confidentiality of
    clients are maintained by subordi-
    nates, including employees, supervisees,
    s t u d e n t s , c l e r i c a l a s s i s t a n t s , a n d
    volunteers.

    B.3.b. Interdisciplinary Teams
    When services provided to the client
    involve participation by an interdisci-
    plinary or treatment team, the client
    will be informed of the team’s existence
    and composition, information being
    shared, and the purposes of sharing
    such information.

    B.3.c. Confidential Settings
    Counselors discuss confidential infor-
    mation only in settings in which they
    can reasonably ensure client privacy.

    B.3.d. Third-Party Payers
    Counselors disclose information to
    third-party payers only when clients
    have authorized such disclosure.

    B.3.e. Transmitting Confidential
    Information

    Counselors take precautions to ensure
    the confidentiality of all information
    transmitted through the use of any
    medium.

    B.3.f. Deceased Clients
    Counselors protect the confidentiality
    of deceased clients, consistent with le-
    gal requirements and the documented
    preferences of the client.

    B.4. Groups and Families
    B.4.a. Group Work

    In group work, counselors clearly
    explain the importance and param-
    eters of confidentiality for the specific
    group.

    B.4.b. Couples and Family
    Counseling

    In couples and family counseling, coun-
    selors clearly define who is considered
    “the client” and discuss expectations and
    limitations of confidentiality. Counselors
    seek agreement and document in writing
    such agreement among all involved parties
    regarding the confidentiality of informa-
    tion. In the absence of an agreement to the
    contrary, the couple or family is considered
    to be the client.

    B.5. Clients Lacking Capacity
    to Give Informed
    Consent

    B.5.a. Responsibility to Clients
    When counseling minor clients or adult
    clients who lack the capacity to give
    voluntary, informed consent, counselors
    protect the confidentiality of informa-
    tion received—in any medium—in the
    counseling relationship as specified by
    federal and state laws, written policies,
    and applicable ethical standards.

    B.5.b. Responsibility to Parents
    and Legal Guardians

    Counselors inform parents and legal
    guardians about the role of counselors
    and the confidential nature of the coun-
    seling relationship, consistent with cur-
    rent legal and custodial arrangements.
    Counselors are sensitive to the cultural
    diversity of families and respect the
    inherent rights and responsibilities of
    parents/guardians regarding the wel-
    fare of their children/charges according
    to law. Counselors work to establish,
    as appropriate, collaborative relation-
    ships with parents/guardians to best
    serve clients.

    B.5.c. Release of Confidential
    Information

    When counseling minor clients or
    adult clients who lack the capacity
    to give voluntary consent to release
    confidential information, counselors
    seek permission from an appropriate
    third party to disclose information.
    In such instances, counselors inform
    clients consistent with their level of
    understanding and take appropriate
    measures to safeguard client confi-
    dentiality.

    B.6. Records and
    Documentation

    B.6.a. Creating and Maintaining
    Records and Documentation

    Counselors create and maintain records
    and documentation necessary for ren-
    dering professional services.

    • ACA Code of Ethics •

    •  8  •

    B.6.i. Reasonable Precautions
    Counselors take reasonable precautions
    to protect client confidentiality in the
    event of the counselor’s termination of
    practice, incapacity, or death and ap-
    point a records custodian when identi-
    fied as appropriate.

    B.7. Case Consultation
    B.7.a. Respect for Privacy

    Information shared in a consulting
    relationship is discussed for profes-
    sional purposes only. Written and oral
    reports present only data germane to the
    purposes of the consultation, and every
    effort is made to protect client identity
    and to avoid undue invasion of privacy.

    B.7.b. Disclosure of
    Confidential Information

    When consulting with colleagues,
    counselors do not disclose confidential
    information that reasonably could lead
    to the identification of a client or other
    person or organization with whom they
    have a confidential relationship unless
    they have obtained the prior consent
    of the person or organization or the
    disclosure cannot be avoided. They
    disclose information only to the extent
    necessary to achieve the purposes of the
    consultation.

    Section C
    Professional

    Responsibility

    Introduction
    Counselors aspire to open, honest,
    and accurate communication in deal-
    ing with the public and other profes-
    sionals. Counselors facilitate access to
    counseling services, and they practice
    in a nondiscriminatory manner within
    the boundaries of professional and
    personal competence; they also have
    a responsibility to abide by the ACA
    Code of Ethics. Counselors actively
    participate in local, state, and national
    associations that foster the develop-
    ment and improvement of counseling.
    Counselors are expected to advocate
    to promote changes at the individual,
    group, institutional, and societal lev-
    els that improve the quality of life for
    individuals and groups and remove
    potential barriers to the provision or
    access of appropriate services being of-
    fered. Counselors have a responsibility
    to the public to engage in counseling
    practices that are based on rigorous re-

    B.6.b. Confidentiality of Records
    and Documentation

    Counselors ensure that records and
    documentation kept in any medium are
    secure and that only authorized persons
    have access to them.

    B.6.c. Permission to Record
    Counselors obtain permission from cli-
    ents prior to recording sessions through
    electronic or other means.

    B.6.d. Permission to Observe
    Counselors obtain permission from cli-
    ents prior to allowing any person to ob-
    serve counseling sessions, review session
    transcripts, or view recordings of sessions
    with supervisors, faculty, peers, or others
    within the training environment.

    B.6.e. Client Access
    Counselors provide reasonable access
    to records and copies of records when
    requested by competent clients. Coun-
    selors limit the access of clients to their
    records, or portions of their records,
    only when there is compelling evidence
    that such access would cause harm to
    the client. Counselors document the
    request of clients and the rationale for
    withholding some or all of the records
    in the files of clients. In situations
    involving multiple clients, counselors
    provide individual clients with only
    those parts of records that relate directly
    to them and do not include confidential
    information related to any other client.

    B.6.f. Assistance With Records
    When clients request access to their re-
    cords, counselors provide assistance and
    consultation in interpreting counseling
    records.

    B.6.g. Disclosure or Transfer
    Unless exceptions to confidentiality
    exist, counselors obtain written permis-
    sion from clients to disclose or transfer
    records to legitimate third parties. Steps
    are taken to ensure that receivers of
    counseling records are sensitive to their
    confidential nature.

    B.6.h. Storage and Disposal
    After Termination

    Counselors store records following ter-
    mination of services to ensure reasonable
    future access, maintain records in ac-
    cordance with federal and state laws and
    statutes such as licensure laws and policies
    governing records, and dispose of client
    records and other sensitive materials in a
    manner that protects client confidentiality.
    Counselors apply careful discretion and
    deliberation before destroying records
    that may be needed by a court of law, such
    as notes on child abuse, suicide, sexual
    harassment, or violence.

    search methodologies. Counselors are
    encouraged to contribute to society by
    devoting a portion of their professional
    activity to services for which there is
    little or no financial return (pro bono
    publico). In addition, counselors engage
    in self-care activities to maintain and
    promote their own emotional, physical,
    mental, and spiritual well-being to best
    meet their professional responsibilities.

    C.1. Knowledge of and
    Compliance With
    Standards
    Counselors have a responsibility to
    read, understand, and follow the ACA
    Code of Ethics and adhere to applicable
    laws and regulations.

    C.2. Professional Competence
    C.2.a. Boundaries of

    Competence
    Counselors practice only within the
    boundaries of their competence, based
    on their education, training, super-
    vised experience, state and national
    professional credentials, and appropri-
    ate professional experience. Whereas
    multicultural counseling competency is
    required across all counseling specialties,
    counselors gain knowledge, personal
    awareness, sensitivity, dispositions, and
    skills pertinent to being a culturally
    competent counselor in working with a
    diverse client population.

    C.2.b. New Specialty Areas
    of Practice

    Counselors practice in specialty areas
    new to them only after appropriate
    education, training, and supervised
    experience. While developing skills
    in new specialty areas, counselors
    take steps to ensure the competence
    of their work and protect others from
    possible harm.

    C.2.c. Qualified for Employment
    Counselors accept employment only
    for positions for which they are quali-
    fied given their education, training,
    s u p e r v i s e d e x p e r i e n c e , s t a t e a n d
    national professional credentials, and
    appropriate professional experience.
    Counselors hire for professional coun-
    seling positions only individuals who
    are qualified and competent for those
    positions.

    C.2.d. Monitor Effectiveness
    Counselors continually monitor their effec-
    tiveness as professionals and take steps to
    improve when necessary. Counselors take
    reasonable steps to seek peer supervision
    to evaluate their efficacy as counselors.

    • ACA Code of Ethics •

    •  9  •

    C.2.e. Consultations on
    Ethical Obligations

    Counselors take reasonable steps to
    consult with other counselors, the
    ACA Ethics and Professional Standards
    Department, or related professionals
    when they have questions regarding
    their ethical obligations or professional
    practice.

    C.2.f. Continuing Education
    Counselors recognize the need for con-
    tinuing education to acquire and main-
    tain a reasonable level of awareness
    of current scientific and professional
    information in their fields of activity.
    Counselors maintain their competence
    in the skills they use, are open to new
    procedures, and remain informed re-
    garding best practices for working with
    diverse populations.

    C.2.g. Impairment
    Counselors monitor themselves for
    signs of impairment from their own
    physical, mental, or emotional problems
    and refrain from offering or providing
    professional services when impaired.
    They seek assistance for problems that
    reach the level of professional impair-
    ment, and, if necessary, they limit,
    suspend, or terminate their professional
    responsibilities until it is determined
    that they may safely resume their
    work. Counselors assist colleagues or
    supervisors in recognizing their own
    professional impairment and provide
    consultation and assistance when war-
    ranted with colleagues or supervisors
    showing signs of impairment and
    intervene as appropriate to prevent
    imminent harm to clients.

    C.2.h. Counselor Incapacitation,
    Death, Retirement, or
    Termination of Practice

    Counselors prepare a plan for the trans-
    fer of clients and the dissemination of
    records to an identified colleague or
    records custodian in the case of the
    counselor’s incapacitation, death, retire-
    ment, or termination of practice.

    C.3. Advertising and
    Soliciting Clients

    C.3.a. Accurate Advertising
    When advertising or otherwise rep-
    resenting their services to the public,
    counselors identify their credentials
    in an accurate manner that is not false,
    misleading, deceptive, or fraudulent.

    C.3.b. Testimonials
    Counselors who use testimonials do
    not solicit them from current clients,
    former clients, or any other persons who

    may be vulnerable to undue influence.
    Counselors discuss with clients the
    implications of and obtain permission
    for the use of any testimonial.

    C.3.c. Statements by Others
    When feasible, counselors make reason-
    able efforts to ensure that statements
    made by others about them or about
    the counseling profession are accurate.

    C.3.d. Recruiting Through
    Employment

    Counselors do not use their places of
    employment or institutional affiliation to
    recruit clients, supervisors, or consultees
    for their private practices.

    C.3.e. Products and Training
    Advertisements

    Counselors who develop products
    related to their profession or conduct
    workshops or training events ensure
    that the advertisements concerning
    these products or events are accurate
    and disclose adequate information for
    consumers to make informed choices.

    C.3.f. Promoting to Those Served
    Counselors do not use counseling,
    teaching, training, or supervisory rela-
    tionships to promote their products or
    training events in a manner that is de-
    ceptive or would exert undue influence
    on individuals who may be vulnerable.
    However, counselor educators may
    adopt textbooks they have authored for
    instructional purposes.

    C.4. Professional Qualifications
    C.4.a. Accurate Representation

    Counselors claim or imply only profes-
    sional qualifications actually completed
    and correct any known misrepresenta-
    tions of their qualifications by others.
    Counselors truthfully represent the qual-
    ifications of their professional colleagues.
    Counselors clearly distinguish between
    paid and volunteer work experience
    and accurately describe their continuing
    education and specialized training.

    C.4.b. Credentials
    Counselors claim only licenses or certifica-
    tions that are current and in good standing.

    C.4.c. Educational Degrees
    Counselors clearly differentiate be-
    tween earned and honorary degrees.

    C.4.d. Implying Doctoral-Level
    Competence

    Counselors clearly state their highest
    earned degree in counseling or a closely
    related field. Counselors do not imply
    doctoral-level competence when pos-
    sessing a master’s degree in counseling
    or a related field by referring to them-

    selves as “Dr.” in a counseling context
    when their doctorate is not in counsel-
    ing or a related field. Counselors do not
    use “ABD” (all but dissertation) or other
    such terms to imply competency.

    C.4.e. Accreditation Status
    Counselors accurately represent the
    accreditation status of their degree pro-
    gram and college/university.

    C.4.f. Professional Membership
    Counselors clearly differentiate between
    current, active memberships and former
    memberships in associations. Members
    of ACA must clearly differentiate be-
    tween professional membership, which
    implies the possession of at least a mas-
    ter’s degree in counseling, and regular
    membership, which is open to indi-
    viduals whose interests and activities are
    consistent with those of ACA but are not
    qualified for professional membership.

    C.5. Nondiscrimination
    Counselors do not condone or engage
    in discrimination against prospective or
    current clients, students, employees, su-
    pervisees, or research participants based
    on age, culture, disability, ethnicity, race,
    religion/spirituality, gender, gender
    identity, sexual orientation, marital/
    partnership status, language preference,
    socioeconomic status, immigration
    status, or any basis proscribed by law.

    C.6. Public Responsibility
    C.6.a. Sexual Harassment

    Counselors do not engage in or condone
    sexual harassment. Sexual harassment
    can consist of a single intense or severe act,
    or multiple persistent or pervasive acts.

    C.6.b. Reports to Third Parties
    Counselors are accurate, honest, and
    objective in reporting their professional
    activities and judgments to appropriate
    third parties, including courts, health
    insurance companies, those who are
    the recipients of evaluation reports,
    and others.

    C.6.c. Media Presentations
    When counselors provide advice or com-
    ment by means of public lectures, dem-
    onstrations, radio or television programs,
    recordings, technology-based applica-
    tions, printed articles, mailed material,
    or other media, they take reasonable
    precautions to ensure that

    1. the statements are based on ap-
    propriate professional counsel-
    ing literature and practice,

    2. the statements are otherwise
    consistent with the ACA Code of
    Ethics, and

    • ACA Code of Ethics •

    •  10  •

    3. the recipients of the information
    are not encouraged to infer that a
    professional counseling relation-
    ship has been established.

    C.6.d. Exploitation of Others
    Counselors do not exploit others in their
    professional relationships.

    C.6.e. Contributing to the
    Public Good
    (Pro Bono Publico)

    Counselors make a reasonable effort
    to provide services to the public for
    which there is little or no financial
    return (e.g., speaking to groups, shar-
    ing professional information, offering
    reduced fees).

    C.7. Treatment Modalities
    C.7.a. Scientific Basis for

    Treatment
    When providing services, counselors use
    techniques/procedures/modalities that
    are grounded in theory and/or have an
    empirical or scientific foundation.

    C.7.b. Development and
    Innovation

    When counselors use developing or
    innovative techniques/procedures/
    modalities, they explain the potential
    risks, benefits, and ethical considerations
    of using such techniques/procedures/
    modalities. Counselors work to minimize
    any potential risks or harm when using
    these techniques/procedures/modalities.

    C.7.c. Harmful Practices
    Counselors do not use techniques/pro-
    cedures/modalities when substantial
    evidence suggests harm, even if such
    services are requested.

    C.8. Responsibility to
    Other Professionals

    C.8.a. Personal Public
    Statements

    When making personal statements in a
    public context, counselors clarify that they
    are speaking from their personal perspec-
    tives and that they are not speaking on
    behalf of all counselors or the profession.

    Section D
    Relationships With
    Other Professionals

    Introduction
    Professional counselors recognize
    that the quality of their interactions

    with colleagues can influence the
    quality of services provided to clients.
    They work to become knowledgeable
    about colleagues within and outside
    the field of counseling. Counselors
    develop positive working relation-
    ships and systems of communication
    with colleagues to enhance services
    to clients.

    D.1. Relationships With
    Colleagues, Employers,
    and Employees

    D.1.a. Different Approaches
    Counselors are respectful of approaches
    that are grounded in theory and/or
    have an empirical or scientific founda-
    tion but may differ from their own.
    Counselors acknowledge the expertise
    of other professional groups and are
    respectful of their practices.

    D.1.b. Forming Relationships
    Counselors work to develop and
    strengthen relationships with col-
    leagues from other disciplines to best
    serve clients.

    D.1.c. Interdisciplinary
    Teamwork

    Counselors who are members of in-
    terdisciplinary teams delivering mul-
    tifaceted services to clients remain
    focused on how to best serve clients.
    They participate in and contribute to
    decisions that affect the well-being of
    clients by drawing on the perspectives,
    values, and experiences of the counsel-
    ing profession and those of colleagues
    from other disciplines.

    D.1.d. Establishing
    Professional and
    Ethical Obligations

    Counselors who are members of inter-
    disciplinary teams work together with
    team members to clarify professional
    and ethical obligations of the team as
    a whole and of its individual members.
    When a team decision raises ethical
    concerns, counselors first attempt to
    resolve the concern within the team.
    If they cannot reach resolution among
    team members, counselors pursue
    other avenues to address their concerns
    consistent with client well-being.

    D.1.e. Confidentiality
    When counselors are required by law,
    institutional policy, or extraordinary
    circumstances to serve in more than one
    role in judicial or administrative pro-
    ceedings, they clarify role expectations
    and the parameters of confidentiality
    with their colleagues.

    D.1.f. Personnel Selection and
    Assignment

    When counselors are in a position
    requiring personnel selection and/or
    assigning of responsibilities to others,
    they select competent staff and assign
    responsibilities compatible with their
    skills and experiences.

    D.1.g. Employer Policies
    The acceptance of employment in an
    agency or institution implies that counsel-
    ors are in agreement with its general poli-
    cies and principles. Counselors strive to
    reach agreement with employers regard-
    ing acceptable standards of client care
    and professional conduct that allow for
    changes in institutional policy conducive
    to the growth and development of clients.

    D.1.h. Negative Conditions
    Counselors alert their employers of inap-
    propriate policies and practices. They
    attempt to effect changes in such policies
    or procedures through constructive action
    within the organization. When such poli-
    cies are potentially disruptive or damaging
    to clients or may limit the effectiveness of
    services provided and change cannot be af-
    fected, counselors take appropriate further
    action. Such action may include referral to
    appropriate certification, accreditation, or
    state licensure organizations, or voluntary
    termination of employment.

    D.1.i. Protection From
    Punitive Action

    Counselors do not harass a colleague
    or employee or dismiss an employee
    who has acted in a responsible and
    ethical manner to expose inappropriate
    employer policies or practices.

    D.2. Provision of
    Consultation Services

    D.2.a. Consultant Competency
    Counselors take reasonable steps to
    ensure that they have the appropri-
    ate resources and competencies when
    providing consultation services. Coun-
    selors provide appropriate referral
    resources when requested or needed.

    D.2.b. Informed Consent in
    Formal Consultation

    When providing formal consultation
    services, counselors have an obligation to
    review, in writing and verbally, the rights
    and responsibilities of both counselors
    and consultees. Counselors use clear
    and understandable language to inform
    all parties involved about the purpose
    of the services to be provided, relevant
    costs, potential risks and benefits, and
    the limits of confidentiality.

    • ACA Code of Ethics •

    •  11  •

    Section E
    Evaluation, Assessment,

    and Interpretation

    Introduction
    Counselors use assessment as one com-
    ponent of the counseling process, taking
    into account the clients’ personal and
    cultural context. Counselors promote the
    well-being of individual clients or groups
    of clients by developing and using ap-
    propriate educational, mental health,
    psychological, and career assessments.

    E.1. General
    E.1.a. Assessment

    The primary purpose of educational,
    mental health, psychological, and career
    assessment is to gather information
    regarding the client for a variety of
    purposes, including, but not limited
    to, client decision making, treatment
    planning, and forensic proceedings. As-
    sessment may include both qualitative
    and quantitative methodologies.

    E.1.b. Client Welfare
    Counselors do not misuse assessment
    results and interpretations, and they
    take reasonable steps to prevent others
    from misusing the information pro-
    vided. They respect the client’s right
    to know the results, the interpretations
    made, and the bases for counselors’
    conclusions and recommendations.

    E.2. Competence to Use and
    Interpret Assessment
    Instruments

    E.2.a. Limits of Competence
    Counselors use only those testing and as-
    sessment services for which they have been
    trained and are competent. Counselors
    using technology-assisted test interpreta-
    tions are trained in the construct being
    measured and the specific instrument
    being used prior to using its technology-
    based application. Counselors take reason-
    able measures to ensure the proper use of
    assessment techniques by persons under
    their supervision.

    E.2.b. Appropriate Use
    Counselors are responsible for the
    appropriate application, scoring, inter-
    pretation, and use of assessment instru-
    ments relevant to the needs of the client,
    whether they score and interpret such
    assessments themselves or use technol-
    ogy or other services.

    E.2.c. Decisions Based on
    Results

    Counselors responsible for decisions
    involving individuals or policies that are
    based on assessment results have a thor-
    ough understanding of psychometrics.

    E.3. Informed Consent
    in Assessment

    E.3.a. Explanation to Clients
    Prior to assessment, counselors explain
    the nature and purposes of assessment
    and the specific use of results by po-
    tential recipients. The explanation will
    be given in terms and language that
    the client (or other legally authorized
    person on behalf of the client) can
    understand.

    E.3.b. Recipients of Results
    Counselors consider the client’s and/
    or examinee’s welfare, explicit under-
    standings, and prior agreements in de-
    termining who receives the assessment
    results. Counselors include accurate
    and appropriate interpretations with
    any release of individual or group as-
    sessment results.

    E.4. Release of Data to
    Qualified Personnel
    Counselors release assessment data in
    which the client is identified only with
    the consent of the client or the client’s
    legal representative. Such data are
    released only to persons recognized
    by counselors as qualified to interpret
    the data.

    E.5. Diagnosis of
    Mental Disorders

    E.5.a. Proper Diagnosis
    Counselors take special care to provide
    proper diagnosis of mental disorders.
    Assessment techniques (including
    personal interviews) used to determine
    client care (e.g., locus of treatment, type
    of treatment, recommended follow-up)
    are carefully selected and appropri-
    ately used.

    E.5.b. Cultural Sensitivity
    Counselors recognize that culture
    affects the manner in which clients’
    problems are defined and experienced.
    Clients’ socioeconomic and cultural
    experiences are considered when diag-
    nosing mental disorders.

    E.5.c. Historical and Social
    Prejudices in the
    Diagnosis of Pathology

    Counselors recognize historical and so-
    cial prejudices in the misdiagnosis and

    pathologizing of certain individuals and
    groups and strive to become aware of
    and address such biases in themselves
    or others.

    E.5.d. Refraining From
    Diagnosis

    Counselors may refrain from making
    and/or reporting a diagnosis if they
    believe that it would cause harm to the
    client or others. Counselors carefully
    consider both the positive and negative
    implications of a diagnosis.

    E.6. Instrument Selection
    E.6.a. Appropriateness of

    Instruments
    Counselors carefully consider the
    validity, reliability, psychometric limi-
    tations, and appropriateness of instru-
    ments when selecting assessments and,
    when possible, use multiple forms of
    assessment, data, and/or instruments
    in forming conclusions, diagnoses, or
    recommendations.

    E.6.b. Referral Information
    If a client is referred to a third party
    for assessment, the counselor provides
    specific referral questions and suf-
    ficient objective data about the client
    to ensure that appropriate assessment
    instruments are utilized.

    E.7. Conditions of
    Assessment
    Administration

    E.7.a. Administration
    Conditions

    Counselors administer assessments
    under the same conditions that were
    established in their standardization.
    When assessments are not administered
    under standard conditions, as may be
    necessary to accommodate clients with
    disabilities, or when unusual behavior
    or irregularities occur during the admin-
    istration, those conditions are noted in
    interpretation, and the results may be
    designated as invalid or of question-
    able validity.

    E.7.b. Provision of Favorable
    Conditions

    Counselors provide an appropriate
    environment for the administration
    of assessments (e.g., privacy, comfort,
    freedom from distraction).

    E.7.c. Technological
    Administration

    Counselors ensure that technologi-
    cally administered assessments func-
    tion properly and provide clients with
    accurate results.

    • ACA Code of Ethics •

    •  12  •

    adults who lack the capacity to give
    voluntary consent are being evaluated,
    informed written consent is obtained
    from a parent or guardian.

    E.13.c. Client Evaluation
    Prohibited

    Counselors do not evaluate current or
    former clients, clients’ romantic partners,
    or clients’ family members for forensic
    purposes. Counselors do not counsel
    individuals they are evaluating.

    E.13.d. Avoid Potentially
    Harmful Relationships

    Counselors who provide forensic
    evaluations avoid potentially harmful
    professional or personal relationships
    with family members, romantic part-
    ners, and close friends of individuals
    they are evaluating or have evaluated
    in the past.

    Section F
    Supervision, Training,

    and Teaching

    Introduction
    Counselor supervisors, trainers, and
    educators aspire to foster meaningful
    and respectful professional relation-
    ships and to maintain appropriate
    boundaries with supervisees and
    students in both face-to-face and elec-
    tronic formats. They have theoretical
    and pedagogical foundations for their
    work; have knowledge of supervision
    models; and aim to be fair, accurate,
    and honest in their assessments of
    counselors, students, and supervisees.

    F.1. Counselor Supervision
    and Client Welfare

    F.1.a. Client Welfare
    A primary obligation of counseling
    supervisors is to monitor the services
    provided by supervisees. Counseling
    supervisors monitor client welfare and
    supervisee performance and profes-
    sional development. To fulfill these
    obligations, supervisors meet regularly
    with supervisees to review the super-
    visees’ work and help them become
    prepared to serve a range of diverse
    clients. Supervisees have a responsibil-
    ity to understand and follow the ACA
    Code of Ethics.

    F.1.b. Counselor Credentials
    Counseling supervisors work to ensure
    that supervisees communicate their

    E.7.d. Unsupervised
    Assessments

    Unless the assessment instrument is
    designed, intended, and validated for
    self-administration and/or scoring,
    counselors do not permit unsupervised
    use.

    E.8. Multicultural Issues/
    Diversity in Assessment
    Counselors select and use with cau-
    tion assessment techniques normed
    on populations other than that of the
    client. Counselors recognize the effects
    of age, color, culture, disability, ethnic
    group, gender, race, language pref-
    erence, religion, spirituality, sexual
    orientation, and socioeconomic status
    on test administration and interpre-
    tation, and they place test results in
    proper perspective with other relevant
    factors.

    E.9. Scoring and Interpretation
    of Assessments

    E.9.a. Reporting
    When counselors report assessment re-
    sults, they consider the client’s personal
    and cultural background, the level of
    the client’s understanding of the results,
    and the impact of the results on the
    client. In reporting assessment results,
    counselors indicate reservations that
    exist regarding validity or reliability
    due to circumstances of the assessment
    or inappropriateness of the norms for
    the person tested.

    E.9.b. Instruments With
    Insufficient Empirical
    Data

    Counselors exercise caution when
    interpreting the results of instruments
    not having sufficient empirical data to
    support respondent results. The specific
    purposes for the use of such instruments
    are stated explicitly to the examinee.
    Counselors qualify any conclusions, di-
    agnoses, or recommendations made that
    are based on assessments or instruments
    with questionable validity or reliability.

    E.9.c. Assessment Services
    Counselors who provide assessment,
    scoring, and interpretation services to
    support the assessment process confirm
    the validity of such interpretations.
    They accurately describe the purpose,
    norms, validity, reliability, and applica-
    tions of the procedures and any special
    qualifications applicable to their use.
    At all times, counselors maintain their
    ethical responsibility to those being
    assessed.

    E.10. Assessment Security
    Counselors maintain the integrity
    and security of tests and assessments
    consistent with legal and contractual
    obligations. Counselors do not appro-
    priate, reproduce, or modify published
    assessments or parts thereof without
    acknowledgment and permission from
    the publisher.

    E.11. Obsolete Assessment
    and Outdated Results
    Counselors do not use data or results
    from assessments that are obsolete or
    outdated for the current purpose (e.g.,
    noncurrent versions of assessments/
    instruments). Counselors make every
    effort to prevent the misuse of obsolete
    measures and assessment data by others.

    E.12. Assessment
    Construction
    Counselors use established scientific
    procedures, relevant standards, and
    current professional knowledge for
    assessment design in the development,
    publication, and utilization of assess-
    ment techniques.

    E.13. Forensic Evaluation:
    Evaluation for
    Legal Proceedings

    E.13.a. Primary Obligations
    When providing forensic evaluations,
    the primary obligation of counselors is
    to produce objective findings that can be
    substantiated based on information and
    techniques appropriate to the evalua-
    tion, which may include examination of
    the individual and/or review of records.
    Counselors form professional opinions
    based on their professional knowledge
    and expertise that can be supported
    by the data gathered in evaluations.
    Counselors define the limits of their
    reports or testimony, especially when
    an examination of the individual has
    not been conducted.

    E.13.b. Consent for Evaluation
    Individuals being evaluated are in-
    formed in writing that the relationship
    is for the purposes of an evaluation and
    is not therapeutic in nature, and enti-
    ties or individuals who will receive the
    evaluation report are identified. Coun-
    selors who perform forensic evalua-
    tions obtain written consent from those
    being evaluated or from their legal
    representative unless a court orders
    evaluations to be conducted without
    the written consent of the individuals
    being evaluated. When children or

    • ACA Code of Ethics •

    •  13  •

    qualifications to render services to their
    clients.

    F.1.c. Informed Consent and
    Client Rights

    Supervisors make supervisees aware of
    client rights, including the protection
    of client privacy and confidentiality in
    the counseling relationship. Supervis-
    ees provide clients with professional
    disclosure information and inform
    them of how the supervision process
    influences the limits of confidential-
    ity. Supervisees make clients aware of
    who will have access to records of the
    counseling relationship and how these
    records will be stored, transmitted, or
    otherwise reviewed.

    F.2. Counselor Supervision
    Competence

    F.2.a. Supervisor Preparation
    Prior to offering supervision services,
    counselors are trained in supervision
    methods and techniques. Counselors
    who offer supervision services regularly
    pursue continuing education activities,
    including both counseling and supervi-
    sion topics and skills.

    F.2.b. Multicultural Issues/
    Diversity in Supervision

    Counseling supervisors are aware of and
    address the role of multiculturalism/
    diversity in the supervisory relationship.

    F.2.c. Online Supervision
    When using technology in supervision,
    counselor supervisors are competent in
    the use of those technologies. Supervi-
    sors take the necessary precautions
    to protect the confidentiality of all
    information transmitted through any
    electronic means.

    F.3. Supervisory Relationship
    F.3.a. Extending Conventional

    Supervisory Relationships
    Counseling supervisors clearly define
    and maintain ethical professional,
    personal, and social relationships with
    their supervisees. Supervisors con-
    sider the risks and benefits of extend-
    ing current supervisory relationships
    in any form beyond conventional
    parameters. In extending these bound-
    aries, supervisors take appropriate
    professional precautions to ensure that
    judgment is not impaired and that no
    harm occurs.

    F.3.b. Sexual Relationships
    Sexual or romantic interactions or rela-
    tionships with current supervisees are
    prohibited. This prohibition applies to

    both in-person and electronic interac-
    tions or relationships.

    F.3.c. Sexual Harassment
    Counseling supervisors do not con-
    done or subject supervisees to sexual
    harassment.

    F.3.d. Friends or Family
    Members

    Supervisors are prohibited from engag-
    ing in supervisory relationships with
    individuals with whom they have an
    inability to remain objective.

    F.4. Supervisor
    Responsibilities

    F.4.a. Informed Consent for
    Supervision

    Supervisors are responsible for incor-
    porating into their supervision the
    principles of informed consent and
    participation. Supervisors inform su-
    pervisees of the policies and procedures
    to which supervisors are to adhere and
    the mechanisms for due process appeal
    of individual supervisor actions. The
    issues unique to the use of distance
    supervision are to be included in the
    documentation as necessary.

    F.4.b. Emergencies and
    Absences

    Supervisors establish and communi-
    cate to supervisees procedures for con-
    tacting supervisors or, in their absence,
    alternative on-call supervisors to assist
    in handling crises.

    F.4.c. Standards for Supervisees
    Supervisors make their supervisees
    aware of professional and ethical
    standards and legal responsibilities.

    F.4.d. Termination of the
    Supervisory Relationship

    Supervisors or supervisees have the
    right to terminate the supervisory
    relationship with adequate notice. Rea-
    sons for considering termination are
    discussed, and both parties work to
    resolve differences. When termination
    is warranted, supervisors make appro-
    priate referrals to possible alternative
    supervisors.

    F.5. Student and Supervisee
    Responsibilities

    F.5.a. Ethical Responsibilities
    Students and supervisees have a re-
    sponsibility to understand and follow
    the ACA Code of Ethics. Students and
    supervisees have the same obligation to
    clients as those required of professional
    counselors.

    F.5.b. Impairment
    Students and supervisees monitor
    themselves for signs of impairment
    from their own physical, mental, or
    emotional problems and refrain from
    offering or providing professional
    services when such impairment is
    likely to harm a client or others. They
    notify their faculty and/or supervi-
    sors and seek assistance for problems
    that reach the level of professional
    impairment, and, if necessary, they
    limit, suspend, or terminate their
    professional responsibilities until it
    is determined that they may safely
    resume their work.

    F.5.c. Professional Disclosure
    Before providing counseling services,
    students and supervisees disclose
    their status as supervisees and explain
    how this status affects the limits of
    confidentiality. Supervisors ensure
    that clients are aware of the services
    rendered and the qualifications of the
    students and supervisees rendering
    those services. Students and super-
    visees obtain client permission before
    they use any information concerning
    the counseling relationship in the
    training process.

    F.6. Counseling Supervision
    Evaluation, Remediation,
    and Endorsement

    F.6.a. Evaluation
    Supervisors document and provide
    supervisees with ongoing feedback
    regard i ng t hei r p er for m anc e an d
    schedule periodic formal evaluative
    sessions throughout the supervisory
    relationship.

    F.6.b. Gatekeeping and
    Remediation

    Through initial and ongoing evalua-
    tion, supervisors are aware of super-
    visee limitations that might impede
    performance. Supervisors assist su-
    pervisees in securing remedial assis-
    tance when needed. They recommend
    dismissal from training programs,
    applied counseling settings, and state
    or voluntary professional credential-
    ing processes when those supervisees
    are unable to demonstrate that they
    can provide competent professional
    services to a range of diverse clients.
    Supervisors seek consultation and
    document their decisions to dismiss or
    refer supervisees for assistance. They
    ensure that supervisees are aware of
    options available to them to address
    such decisions.

    • ACA Code of Ethics •

    •  14  •

    F.6.c. Counseling for
    Supervisees

    If supervisees request counseling, the
    supervisor assists the supervisee in
    identifying appropriate services. Su-
    pervisors do not provide counseling
    services to supervisees. Supervisors
    address interpersonal competencies in
    terms of the impact of these issues on
    clients, the supervisory relationship,
    and professional functioning.

    F.6.d. Endorsements
    Supervisors endorse supervisees for
    certification, licensure, employment,
    or completion of an academic or train-
    ing program only when they believe
    that supervisees are qualified for the
    endorsement. Regardless of qualifi-
    cations, supervisors do not endorse
    supervisees whom they believe to be
    impaired in any way that would inter-
    fere with the performance of the duties
    associated with the endorsement.

    F.7. Responsibilities of
    Counselor Educators

    F.7.a. Counselor Educators
    Counselor educators who are respon-
    sible for developing, implementing,
    and supervising educational programs
    are skilled as teachers and practitio-
    ners. They are knowledgeable regard-
    ing the ethical, legal, and regulatory
    aspects of the profession; are skilled
    in applying that knowledge; and
    make students and supervisees aware
    of their responsibilities. Whether in
    traditional, hybrid, and/or online
    formats, counselor educators conduct
    counselor education and training
    programs in an ethical manner and
    serve as role models for professional
    behavior.

    F.7.b. Counselor Educator
    Competence

    Counselors who function as counselor
    educators or supervisors provide in-
    struction within their areas of knowl-
    edge and competence and provide
    instruction based on current informa-
    tion and knowledge available in the
    profession. When using technology to
    deliver instruction, counselor educators
    develop competence in the use of the
    technology.

    F.7.c. Infusing Multicultural
    Issues/Diversity

    Counselor educators infuse material
    related to multiculturalism/diver-
    sity into all courses and workshops
    for the development of professional
    counselors.

    F.7.d. Integration of Study
    and Practice

    In traditional, hybrid, and/or online
    formats, counselor educators establish
    education and training programs that
    integrate academic study and super-
    vised practice.

    F.7.e. Teaching Ethics
    Throughout the program, counselor
    educators ensure that students are
    aware of the ethical responsibilities
    and standards of the profession and the
    ethical responsibilities of students to the
    profession. Counselor educators infuse
    ethical considerations throughout the
    curriculum.

    F.7.f. Use of Case Examples
    The use of client, student, or supervisee
    information for the purposes of case ex-
    amples in a lecture or classroom setting
    is permissible only when (a) the client,
    student, or supervisee has reviewed the
    material and agreed to its presentation
    or (b) the information has been suf-
    ficiently modified to obscure identity.

    F.7.g. Student-to-Student
    Supervision and
    Instruction

    When students function in the role of
    counselor educators or supervisors,
    they understand that they have the
    same ethical obligations as counselor
    educators, trainers, and supervisors.
    Counselor educators make every effort
    to ensure that the rights of students are
    not compromised when their peers lead
    experiential counseling activities in tra-
    ditional, hybrid, and/or online formats
    (e.g., counseling groups, skills classes,
    clinical supervision).

    F.7.h. Innovative Theories and
    Techniques

    Counselor educators promote the use
    of techniques/procedures/modalities
    that are grounded in theory and/or
    have an empirical or scientific founda-
    tion. When counselor educators discuss
    developing or innovative techniques/
    procedures/modalities, they explain the
    potential risks, benefits, and ethical con-
    siderations of using such techniques/
    procedures/modalities.

    F.7.i. Field Placements
    Counselor educators develop clear
    policies and provide direct assistance
    within their training programs regard-
    ing appropriate field placement and
    other clinical experiences. Counselor
    educators provide clearly stated roles
    and responsibilities for the student or
    supervisee, the site supervisor, and the
    program supervisor. They confirm that

    site supervisors are qualified to provide
    supervision in the formats in which
    services are provided and inform site
    supervisors of their professional and
    ethical responsibilities in this role.

    F.8. Student Welfare
    F.8.a. Program Information and

    Orientation
    Counselor educators recognize that
    program orientation is a developmen-
    tal process that begins upon students’
    initial contact with the counselor educa-
    tion program and continues throughout
    the educational and clinical training
    of students. Counselor education fac-
    ulty provide prospective and current
    students with information about the
    counselor education program’s expecta-
    tions, including

    1. the values and ethical principles
    of the profession;

    2. the type and level of skill and
    knowledge acquisition required
    for successful completion of the
    training;

    3. technology requirements;
    4. program training goals, objectives,

    and mission, and subject matter to
    be covered;

    5. bases for evaluation;
    6. training components that encour-

    age self-growth or self-disclosure
    as part of the training process;

    7. the type of supervision settings
    and requirements of the sites for
    required clinical field experiences;

    8. student and supervisor evalua-
    tion and dismissal policies and
    procedures; and

    9. up-to-date employment pros-
    pects for graduates.

    F.8.b. Student Career Advising
    Counselor educators provide career
    advisement for their students and make
    them aware of opportunities in the field.

    F.8.c. Self-Growth Experiences
    Self-growth is an expected component
    of counselor education. Counselor edu-
    cators are mindful of ethical principles
    when they require students to engage
    in self-growth experiences. Counselor
    educators and supervisors inform stu-
    dents that they have a right to decide
    what information will be shared or
    withheld in class.

    F.8.d. Addressing Personal
    Concerns

    Counselor educators may require stu-
    dents to address any personal concerns
    that have the potential to affect profes-
    sional competency.

    • ACA Code of Ethics •

    •  15  •

    F.11.b. Student Diversity
    Counselor educators actively attempt
    to recruit and retain a diverse student
    body. Counselor educators demonstrate
    commitment to multicultural/diversity
    competence by recognizing and valuing
    the diverse cultures and types of abili-
    ties that students bring to the training
    experience. Counselor educators pro-
    vide appropriate accommodations that
    enhance and support diverse student
    well-being and academic performance.

    F.11.c. Multicultural/Diversity
    Competence

    Counselor educators actively infuse
    multicultural/diversity competency in
    their training and supervision practices.
    They actively train students to gain
    awareness, knowledge, and skills in the
    competencies of multicultural practice.

    Section G
    Research and
    Publication

    Introduction
    Counselors who conduct research are
    encouraged to contribute to the knowl-
    edge base of the profession and promote
    a clearer understanding of the condi-
    tions that lead to a healthy and more
    just society. Counselors support the
    efforts of researchers by participating
    fully and willingly whenever possible.
    Counselors minimize bias and respect
    diversity in designing and implement-
    ing research.

    G.1. Research Responsibilities
    G.1.a. Conducting Research

    Counselors plan, design, conduct, and
    report research in a manner that is con-
    sistent with pertinent ethical principles,
    federal and state laws, host institutional
    regulations, and scientific standards
    governing research.

    G.1.b. Confidentiality in
    Research

    Counselors are responsible for under-
    standing and adhering to state, federal,
    agency, or institutional policies or appli-
    cable guidelines regarding confidential-
    ity in their research practices.

    G.1.c. Independent Researchers
    When counselors conduct independent
    research and do not have access to an
    institutional review board, they are
    bound to the same ethical principles and

    F.9. Evaluation and
    Remediation

    F.9.a. Evaluation of Students
    Counselor educators clearly state to stu-
    dents, prior to and throughout the train-
    ing program, the levels of competency
    expected, appraisal methods, and timing
    of evaluations for both didactic and clini-
    cal competencies. Counselor educators
    provide students with ongoing feedback
    regarding their performance throughout
    the training program.

    F.9.b. Limitations
    Counselor educators, through ongoing
    evaluation, are aware of and address
    the inability of some students to achieve
    counseling competencies. Counselor
    educators do the following:

    1. assist students in securing reme-
    dial assistance when needed,

    2. seek professional consultation
    and document their decision to
    dismiss or refer students for
    assistance, and

    3. ensure that students have recourse
    in a timely manner to address
    decisions requiring them to seek
    assistance or to dismiss them and
    provide students with due process
    according to institutional policies
    and procedures.

    F.9.c. Counseling for Students
    If students request counseling, or if
    counseling services are suggested as
    part of a remediation process, counselor
    educators assist students in identifying
    appropriate services.

    F.10. Roles and Relationships
    Between Counselor
    Educators and Students

    F.10.a. Sexual or Romantic
    Relationships

    Counselor educators are prohibited
    from sexual or romantic interactions or
    relationships with students currently
    enrolled in a counseling or related pro-
    gram and over whom they have power
    and authority. This prohibition applies
    to both in-person and electronic interac-
    tions or relationships.

    F.10.b. Sexual Harassment
    Counselor educators do not condone or
    subject students to sexual harassment.

    F.10.c. Relationships With
    Former Students

    Counselor educators are aware of the
    power differential in the relationship
    between faculty and students. Faculty

    members discuss with former students
    potential risks when they consider
    engaging in social, sexual, or other in-
    timate relationships.

    F.10.d. Nonacademic
    Relationships

    Counselor educators avoid nonacademic
    relationships with students in which
    there is a risk of potential harm to the
    student or which may compromise the
    training experience or grades assigned.
    In addition, counselor educators do not
    accept any form of professional services,
    fees, commissions, reimbursement, or
    remuneration from a site for student or
    supervisor placement.

    F.10.e. Counseling Services
    Counselor educators do not serve
    as counselors to students currently
    enrolled in a counseling or related pro-
    gram and over whom they have power
    and authority.

    F.10.f. Extending Educator–
    Student Boundaries

    Counselor educators are aware of the
    power differential in the relationship
    between faculty and students. If they
    believe that a nonprofessional relation-
    ship with a student may be potentially
    beneficial to the student, they take pre-
    cautions similar to those taken by
    counselors when working with clients.
    Examples of potentially beneficial in-
    teractions or relationships include, but
    are not limited to, attending a formal
    ceremony; conducting hospital visits;
    providing support during a stressful
    event; or maintaining mutual mem-
    bership in a professional association,
    organization, or community. Coun-
    selor educators discuss with students
    the rationale for such interactions, the
    potential benefits and drawbacks, and
    the anticipated consequences for the
    student. Educators clarify the specific
    nature and limitations of the additional
    role(s) they will have with the student
    prior to engaging in a nonprofessional
    relationship. Nonprofessional relation-
    ships with students should be time
    limited and/or context specific and
    initiated with student consent.

    F.11. Multicultural/Diversity
    Competence in
    Counselor Education
    and Training Programs

    F.11.a. Faculty Diversity
    Counselor educators are committed
    to recruiting and retaining a diverse
    faculty.

    • ACA Code of Ethics •

    •  16  •

    federal and state laws pertaining to the
    review of their plan, design, conduct,
    and reporting of research.

    G.1.d. Deviation From
    Standard Practice

    Counselors seek consultation and ob-
    serve stringent safeguards to protect
    the rights of research participants when
    research indicates that a deviation from
    standard or acceptable practices may be
    necessary.

    G.1.e. Precautions to
    Avoid Injury

    Counselors who conduct research are
    responsible for their participants’ wel-
    fare throughout the research process
    and should take reasonable precautions
    to avoid causing emotional, physical, or
    social harm to participants.

    G.1.f. Principal Researcher
    Responsibility

    The ultimate responsibility for ethical
    research practice lies with the principal
    researcher. All others involved in the re-
    search activities share ethical obligations
    and responsibility for their own actions.

    G.2. Rights of Research
    Participants

    G.2.a. Informed Consent in
    Research

    Individuals have the right to decline
    requests to become research partici-
    pants. In seeking consent, counselors
    use language that
    1. accurately explains the purpose

    and procedures to be followed;
    2. identifies any procedures that

    are experimental or relatively
    untried;

    3. describes any attendant discom-
    forts, risks, and potential power
    differentials between researchers
    and participants;

    4. describes any benefits or changes
    in individuals or organizations
    that might reasonably be expected;

    5. discloses appropriate alternative
    procedures that would be advan-
    tageous for participants;

    6. offers to answer any inquiries
    concerning the procedures;

    7. describes any limitations on
    confidentiality;

    8. describes the format and potential
    target audiences for the dissemi-
    nation of research findings; and

    9. instructs participants that they
    are free to withdraw their con-
    sent and discontinue participa-
    tion in the project at any time,
    without penalty.

    G.2.b. Student/Supervisee
    Participation

    Researchers who involve students or
    supervisees in research make clear to
    them that the decision regarding par-
    ticipation in research activities does
    not affect their academic standing or
    supervisory relationship. Students or
    supervisees who choose not to partici-
    pate in research are provided with an
    appropriate alternative to fulfill their
    academic or clinical requirements.

    G.2.c. Client Participation
    Counselors conducting research involv-
    ing clients make clear in the informed
    consent process that clients are free to
    choose whether to participate in re-
    search activities. Counselors take neces-
    sary precautions to protect clients from
    adverse consequences of declining or
    withdrawing from participation.

    G.2.d. Confidentiality of
    Information

    Information obtained about research
    participants during the course of re-
    search is confidential. Procedures are
    implemented to protect confidentiality.

    G.2.e. Persons Not
    Capable of Giving
    Informed Consent

    When a research participant is not
    capable of giving informed consent,
    counselors provide an appropriate
    explanation to, obtain agreement for
    participation from, and obtain the ap-
    propriate consent of a legally authorized
    person.

    G.2.f. Commitments to
    Participants

    Counselors take reasonable measures
    to honor all commitments to research
    participants.

    G.2.g. Explanations After
    Data Collection

    After data are collected, counselors
    provide participants with full clarifi-
    cation of the nature of the study to re-
    move any misconceptions participants
    might have regarding the research.
    Where scientific or human values
    justify delaying or withholding infor-
    mation, counselors take reasonable
    measures to avoid causing harm.

    G.2.h. Informing Sponsors
    Counselors inform sponsors, insti-
    tutions, and publication channels
    regarding research procedures and
    outcomes. Counselors ensure that
    appropriate bodies and authorities
    are given pertinent information and
    acknowledgment.

    G.2.i. Research Records
    Custodian

    As appropriate, researchers prepare and
    disseminate to an identified colleague or
    records custodian a plan for the transfer
    of research data in the case of their inca-
    pacitation, retirement, or death.

    G.3. Managing and
    Maintaining Boundaries

    G.3.a. Extending Researcher–
    Participant Boundaries

    Researchers consider the risks and ben-
    efits of extending current research rela-
    tionships beyond conventional param-
    eters. When a nonresearch interaction
    between the researcher and the research
    participant may be potentially ben-
    eficial, the researcher must document,
    prior to the interaction (when feasible),
    the rationale for such an interaction, the
    potential benefit, and anticipated con-
    sequences for the research participant.
    Such interactions should be initiated
    with appropriate consent of the research
    participant. Where unintentional harm
    occurs to the research participant, the
    researcher must show evidence of an
    attempt to remedy such harm.

    G.3.b. Relationships With
    Research Participants

    Sexual or romantic counselor–research
    participant interactions or relationships
    with current research participants are
    prohibited. This prohibition applies to
    both in-person and electronic interactions
    or relationships.

    G.3.c. Sexual Harassment and
    Research Participants

    Researchers do not condone or subject re-
    search participants to sexual harassment.

    G.4. Reporting Results
    G.4.a. Accurate Results

    Counselors plan, conduct, and report
    research accurately. Counselors do not
    engage in misleading or fraudulent re-
    search, distort data, misrepresent data,
    or deliberately bias their results. They
    describe the extent to which results are
    applicable for diverse populations.

    G.4.b. Obligation to Report
    Unfavorable Results

    Counselors report the results of any
    research of professional value. Results
    that reflect unfavorably on institutions,
    programs, services, prevailing opinions,
    or vested interests are not withheld.

    G.4.c. Reporting Errors
    If counselors discover significant errors
    in their published research, they take

    • ACA Code of Ethics •

    •  17  •

    G.5.e. Agreement of
    Contributors

    Counselors who conduct joint research
    with colleagues or students/supervi-
    sors establish agreements in advance re-
    garding allocation of tasks, publication
    credit, and types of acknowledgment
    that will be received.

    G.5.f. Student Research
    Manuscripts or professional presen-
    tations in any medium that are sub-
    stantially based on a student’s course
    papers, projects, dissertations, or theses
    are used only with the student’s permis-
    sion and list the student as lead author.

    G.5.g. Duplicate Submissions
    Counselors submit manuscripts for con-
    sideration to only one journal at a time.
    Manuscripts that are published in whole
    or in substantial part in one journal or
    published work are not submitted for
    publication to another publisher with-
    out acknowledgment and permission
    from the original publisher.

    G.5.h. Professional Review
    Counselors who review material sub-
    mitted for publication, research, or
    other scholarly purposes respect the
    confidentiality and proprietary rights
    of those who submitted it. Counselors
    make publication decisions based on
    valid and defensible standards. Coun-
    selors review article submissions in a
    timely manner and based on their scope
    and competency in research methodolo-
    gies. Counselors who serve as reviewers
    at the request of editors or publishers
    make every effort to only review ma-
    terials that are within their scope of
    competency and avoid personal biases.

    Section H
    Distance Counseling,

    Technology, and
    Social Media

    Introduction
    Counselors understand that the profes-
    sion of counseling may no longer be
    limited to in-person, face-to-face inter-
    actions. Counselors actively attempt to
    understand the evolving nature of the
    profession with regard to distance coun-
    seling, technology, and social media and
    how such resources may be used to bet-
    ter serve their clients. Counselors strive
    to become knowledgeable about these
    resources. Counselors understand the

    reasonable steps to correct such errors
    in a correction erratum or through other
    appropriate publication means.

    G.4.d. Identity of Participants
    Counselors who supply data, aid in
    the research of another person, report
    research results, or make original data
    available take due care to disguise the
    identity of respective participants in
    the absence of specific authorization
    from the participants to do otherwise.
    In situations where participants self-
    identify their involvement in research
    studies, researchers take active steps
    to ensure that data are adapted/
    changed to protect the identity and
    welfare of all parties and that discus-
    sion of results does not cause harm to
    participants.

    G.4.e. Replication Studies
    Counselors are obligated to make
    available sufficient original research
    information to qualified professionals
    who may wish to replicate or extend
    the study.

    G.5. Publications and
    Presentations

    G.5.a. Use of Case Examples
    The use of participants’, clients’, stu-
    dents’, or supervisees’ information
    for the purpose of case examples in a
    presentation or publication is permis-
    sible only when (a) participants, clients,
    students, or supervisees have reviewed
    the material and agreed to its presenta-
    tion or publication or (b) the informa-
    tion has been sufficiently modified to
    obscure identity.

    G.5.b. Plagiarism
    Counselors do not plagiarize; that is,
    they do not present another person’s
    work as their own.

    G.5.c. Acknowledging
    Previous Work

    In publications and presentations,
    counselors acknowledge and give rec-
    ognition to previous work on the topic
    by others or self.

    G.5.d. Contributors
    Counselors give credit through joint
    authorship, acknowledgment, foot-
    note statements, or other appropriate
    means to those who have contributed
    significantly to research or concept
    development in accordance with such
    contributions. The principal contribu-
    tor is listed first, and minor technical
    or professional contributions are ac-
    knowledged in notes or introductory
    statements.

    additional concerns related to the use
    of distance counseling, technology, and
    social media and make every attempt
    to protect confidentiality and meet any
    legal and ethical requirements for the
    use of such resources.

    H.1. Knowledge and
    Legal Considerations

    H.1.a. Knowledge and
    Competency

    Counselors who engage in the use of
    distance counseling, technology, and/
    or social media develop knowledge and
    skills regarding related technical, ethical,
    and legal considerations (e.g., special
    certifications, additional course work).

    H.1.b. Laws and Statutes
    Counselors who engage in the use of dis-
    tance counseling, technology, and social
    media within their counseling practice
    understand that they may be subject to
    laws and regulations of both the coun-
    selor’s practicing location and the client’s
    place of residence. Counselors ensure
    that their clients are aware of pertinent
    legal rights and limitations governing the
    practice of counseling across state lines
    or international boundaries.

    H.2. Informed Consent
    and Security

    H.2.a. Informed Consent
    and Disclosure

    Clients have the freedom to choose
    whether to use distance counseling,
    social media, and/or technology within
    the counseling process. In addition to
    the usual and customary protocol of
    informed consent between counselor
    and client for face-to-face counseling,
    the following issues, unique to the use of
    distance counseling, technology, and/
    or social media, are addressed in the
    informed consent process:

    • distance counseling credentials,
    physical location of practice, and
    contact information;

    • risks and benefits of engaging in
    the use of distance counseling,
    technology, and/or social media;

    • possibility of technology failure
    and alternate methods of service
    delivery;

    • anticipated response time;
    • emergency procedures to follow

    when the counselor is not available;
    • time zone differences;
    • cultural and/or language differ-

    ences that may affect delivery of
    services;

    • ACA Code of Ethics •

    •  18  •

    H.5.b. Client Rights
    Counselors who offer distance counseling
    services and/or maintain a professional
    website provide electronic links to rel-
    evant licensure and professional certifica-
    tion boards to protect consumer and client
    rights and address ethical concerns.

    H.5.c. Electronic Links
    Counselors regularly ensure that elec-
    tronic links are working and are profes-
    sionally appropriate.

    H.5.d. Multicultural and
    Disability Considerations

    Counselors who maintain websites
    provide accessibility to persons with
    disabilities. They provide translation ca-
    pabilities for clients who have a different
    primary language, when feasible. Coun-
    selors acknowledge the imperfect nature
    of such translations and accessibilities.

    H.6. Social Media
    H.6.a. Virtual Professional

    Presence
    In cases where counselors wish to
    maintain a professional and personal
    presence for social media use, separate
    professional and personal web pages
    and profiles are created to clearly distin-
    guish between the two kinds of virtual
    presence.

    H.6.b. Social Media as Part of
    Informed Consent

    Counselors clearly explain to their clients,
    as part of the informed consent procedure,
    the benefits, limitations, and boundaries
    of the use of social media.

    H.6.c. Client Virtual Presence
    Counselors respect the privacy of
    their clients’ presence on social media
    unless given consent to view such
    information.

    H.6.d. Use of Public
    Social Media

    Counselors take precautions to avoid
    disclosing confidential information
    through public social media.

    Section I
    Resolving Ethical

    Issues

    Introduction
    Professional counselors behave in an
    ethical and legal manner. They are
    aware that client welfare and trust in

    • possible denial of insurance
    benefits; and

    • social media policy.

    H.2.b. Confidentiality
    Maintained by the
    Counselor

    Counselors acknowledge the limitations
    of maintaining the confidentiality of
    electronic records and transmissions.
    They inform clients that individuals
    might have authorized or unauthorized
    access to such records or transmissions
    (e.g., colleagues, supervisors, employ-
    ees, information technologists).

    H.2.c. Acknowledgment
    of Limitations

    Counselors inform clients about the
    inherent limits of confidentiality when
    using technology. Counselors urge
    clients to be aware of authorized and/
    or unauthorized access to information
    disclosed using this medium in the
    counseling process.

    H.2.d. Security
    Counselors use current encryption stan-
    dards within their websites and/or tech-
    nology-based communications that meet
    applicable legal requirements. Counselors
    take reasonable precautions to ensure the
    confidentiality of information transmitted
    through any electronic means.

    H.3. Client Verification
    Counselors who engage in the use of
    distance counseling, technology, and/
    or social media to interact with clients
    take steps to verify the client’s identity
    at the beginning and throughout the
    therapeutic process. Verification can
    include, but is not limited to, using
    code words, numbers, graphics, or other
    nondescript identifiers.

    H.4. Distance Counseling
    Relationship

    H.4.a. Benefits and Limitations
    Counselors inform clients of the benefits
    and limitations of using technology ap-
    plications in the provision of counseling
    services. Such technologies include, but are
    not limited to, computer hardware and/or
    software, telephones and applications, so-
    cial media and Internet-based applications
    and other audio and/or video communi-
    cation, or data storage devices or media.

    H.4.b. Professional
    Boundaries in Distance
    Counseling

    Counselors understand the necessity of
    maintaining a professional relationship
    with their clients. Counselors discuss

    and establish professional boundaries
    with clients regarding the appropriate
    use and/or application of technology
    and the limitations of its use within
    the counseling relationship (e.g., lack
    of confidentiality, times when not ap-
    propriate to use).

    H.4.c. Technology-Assisted
    Services

    When providing technology-assisted
    services, counselors make reasonable
    efforts to determine that clients are
    intellectually, emotionally, physically,
    linguistically, and functionally capable
    of using the application and that the ap-
    plication is appropriate for the needs of
    the client. Counselors verify that clients
    understand the purpose and operation
    of technology applications and follow
    up with clients to correct possible mis-
    conceptions, discover appropriate use,
    and assess subsequent steps.

    H.4.d. Effectiveness of Services
    When distance counseling services are
    deemed ineffective by the counselor or
    client, counselors consider delivering
    services face-to-face. If the counselor is
    not able to provide face-to-face services
    (e.g., lives in another state), the coun-
    selor assists the client in identifying
    appropriate services.

    H.4.e. Access
    Counselors provide information to
    clients regarding reasonable access to
    pertinent applications when providing
    technology-assisted services.

    H.4.f. Communication
    Differences in
    Electronic Media

    Counselors consider the differences be-
    tween face-to-face and electronic com-
    munication (nonverbal and verbal cues)
    and how these may affect the counseling
    process. Counselors educate clients on
    how to prevent and address potential
    misunderstandings arising from the
    lack of visual cues and voice intonations
    when communicating electronically.

    H.5. Records and
    Web Maintenance

    H.5.a. Records
    Counselors maintain electronic records
    in accordance with relevant laws and
    statutes. Counselors inform clients on
    how records are maintained electroni-
    cally. This includes, but is not limited
    to, the type of encryption and security
    assigned to the records, and if/for how
    long archival storage of transaction
    records is maintained.

    • ACA Code of Ethics •

    •  19  •

    the profession depend on a high level of
    professional conduct. They hold other
    counselors to the same standards and
    are willing to take appropriate action
    to ensure that standards are upheld.
    Counselors strive to resolve ethical
    dilemmas with direct and open commu-
    nication among all parties involved and
    seek consultation with colleagues and
    supervisors when necessary. Counselors
    incorporate ethical practice into their
    daily professional work and engage
    in ongoing professional development
    regarding current topics in ethical and
    legal issues in counseling. Counselors
    become familiar with the ACA Policy
    and Procedures for Processing Com-
    plaints of Ethical Violations1 and use
    it as a reference for assisting in the
    enforcement of the ACA Code of Ethics.

    I.1. Standards and the Law
    I.1.a. Knowledge

    Counselors know and understand the
    ACA Code of Ethics and other applicable
    ethics codes from professional organiza-
    tions or certification and licensure bod-
    ies of which they are members. Lack of
    knowledge or misunderstanding of an
    ethical responsibility is not a defense
    against a charge of unethical conduct.

    I.1.b. Ethical Decision Making
    When counselors are faced with an eth-
    ical dilemma, they use and document,
    as appropriate, an ethical decision-
    making model that may include, but
    is not limited to, consultation; consid-
    eration of relevant ethical standards,
    principles, and laws; generation of
    potential courses of action; deliberation
    of risks and benefits; and selection of
    an objective decision based on the cir-
    cumstances and welfare of all involved.

    I.1.c. Conflicts Between Ethics
    and Laws

    If ethical responsibilities conflict with
    the law, regulations, and/or other gov-

    erning legal authority, counselors make
    known their commitment to the ACA
    Code of Ethics and take steps to resolve
    the conflict. If the conflict cannot be re-
    solved using this approach, counselors,
    acting in the best interest of the client,
    may adhere to the requirements of the
    law, regulations, and/or other govern-
    ing legal authority.

    I.2. Suspected Violations
    I.2.a. Informal Resolution

    When counselors have reason to believe
    that another counselor is violating or has
    violated an ethical standard and substan-
    tial harm has not occurred, they attempt
    to first resolve the issue informally with
    the other counselor if feasible, provided
    such action does not violate confidential-
    ity rights that may be involved.

    I.2.b. Reporting Ethical
    Violations

    If an apparent violation has substantially
    harmed or is likely to substantially harm
    a person or organization and is not ap-
    propriate for informal resolution or is not
    resolved properly, counselors take fur-
    ther action depending on the situation.
    Such action may include referral to state
    or national committees on professional
    ethics, voluntary national certification
    bodies, state licensing boards, or ap-
    propriate institutional authorities. The
    confidentiality rights of clients should be
    considered in all actions. This standard
    does not apply when counselors have
    been retained to review the work of
    another counselor whose professional
    conduct is in question (e.g., consultation,
    expert testimony).

    I.2.c. Consultation
    When uncertain about whether a
    particular situation or course of ac-
    tion may be in violation of the ACA
    Code of Ethics, counselors consult with
    other counselors who are knowledge-
    able about ethics and the ACA Code

    of Ethics, with colleagues, or with
    appropriate authorities, such as the
    ACA Ethics and Professional Stan-
    dards Department.

    I.2.d. Organizational Conflicts
    If the demands of an organization with
    which counselors are affiliated pose
    a conflict with the ACA Code of Ethics,
    counselors specify the nature of such
    conflicts and express to their supervi-
    sors or other responsible officials their
    commitment to the ACA Code of Ethics
    and, when possible, work through the
    appropriate channels to address the
    situation.

    I.2.e. Unwarranted Complaints
    Counselors do not initiate, participate
    in, or encourage the filing of ethics com-
    plaints that are retaliatory in nature or are
    made with reckless disregard or willful
    ignorance of facts that would disprove
    the allegation.

    I.2.f. Unfair Discrimination
    Against Complainants
    and Respondents

    Counselors do not deny individuals
    employment, advancement, admission
    to academic or other programs, tenure,
    or promotion based solely on their
    having made or their being the subject
    of an ethics complaint. This does not
    preclude taking action based on the
    outcome of such proceedings or con-
    sidering other appropriate information.

    I.3. Cooperation With
    Ethics Committees
    Counselors assist in the process of
    enforcing the ACA Code of Ethics.
    Counselors cooperate with investiga-
    tions, proceedings, and requirements
    of the ACA Ethics Committee or eth-
    ics committees of other duly consti-
    tuted associations or boards having
    jurisdiction over those charged with
    a violation.

    1See the American Counseling Association web site at http://www.counseling.org/knowledge-center/ethics

    • ACA Code of Ethics •

    •  20  •

    Glossary of Terms
    Abandonment – the inappropriate ending or arbitrary ter-

    mination of a counseling relationship that puts the client
    at risk.

    Advocacy – promotion of the well-being of individuals, groups,
    and the counseling profession within systems and organiza-
    tions. Advocacy seeks to remove barriers and obstacles that
    inhibit access, growth, and development.

    Assent – to demonstrate agreement when a person is oth-
    erwise not capable or competent to give formal consent
    (e.g., informed consent) to a counseling service or plan.

    Assessment – the process of collecting in-depth information
    about a person in order to develop a comprehensive plan
    that will guide the collaborative counseling and service
    provision process.

    Bartering – accepting goods or services from clients in ex-
    change for counseling services.

    Client – an individual seeking or referred to the professional
    services of a counselor.

    Confidentiality – the ethical duty of counselors to protect a
    client’s identity, identifying characteristics, and private
    communications.

    Consultation – a professional relationship that may include,
    but is not limited to, seeking advice, information, and/
    or testimony.

    Counseling – a professional relationship that empowers
    diverse individuals, families, and groups to accomplish
    mental health, wellness, education, and career goals.

    Counselor Educator – a professional counselor engaged
    primarily in developing, implementing, and supervising
    the educational preparation of professional counselors.

    Counselor Supervisor – a professional counselor who en-
    gages in a formal relationship with a practicing counselor
    or counselor-in-training for the purpose of overseeing that
    individual’s counseling work or clinical skill development.

    Culture – membership in a socially constructed way of liv-
    ing, which incorporates collective values, beliefs, norms,
    boundaries, and lifestyles that are cocreated with others
    who share similar worldviews comprising biological,
    psychosocial, historical, psychological, and other factors.

    Discrimination – the prejudicial treatment of an individual
    or group based on their actual or perceived membership
    in a particular group, class, or category.

    Distance Counseling – The provision of counseling services
    by means other than face-to-face meetings, usually with
    the aid of technology.

    Diversity – the similarities and differences that occur within
    and across cultures, and the intersection of cultural and
    social identities.

    Documents – any written, digital, audio, visual, or artistic
    recording of the work within the counseling relationship
    between counselor and client.

    Encryption – process of encoding information in such a way
    that limits access to authorized users.

    Examinee – a recipient of any professional counseling ser-
    vice that includes educational, psychological, and career
    appraisal, using qualitative or quantitative techniques.

    Exploitation – actions and/or behaviors that take advantage
    of another for one’s own benefit or gain.

    Fee Splitting – the payment or acceptance of fees for client
    referrals (e.g., percentage of fee paid for rent, referral fees).

    Forensic Evaluation – the process of forming professional opin-
    ions for court or other legal proceedings, based on professional
    knowledge and expertise, and supported by appropriate data.

    Gatekeeping – the initial and ongoing academic, skill, and
    dispositional assessment of students’ competency for pro-
    fessional practice, including remediation and termination
    as appropriate.

    Impairment – a significantly diminished capacity to perform
    professional functions.

    Incapacitation – an inability to perform professional functions.
    Informed Consent – a process of information sharing as-

    sociated with possible actions clients may choose to take,
    aimed at assisting clients in acquiring a full appreciation
    and understanding of the facts and implications of a given
    action or actions.

    Instrument – a tool, developed using accepted research
    practices, that measures the presence and strength of a
    specified construct or constructs.

    Interdisciplinary Teams – teams of professionals serving
    clients that may include individuals who may not share
    counselors’ responsibilities regarding confidentiality.

    Minors – generally, persons under the age of 18 years, un-
    less otherwise designated by statute or regulation. In
    some jurisdictions, minors may have the right to consent
    to counseling without consent of the parent or guardian.

    Multicultural/Diversity Competence – counselors’ cul-
    tural and diversity awareness and knowledge about
    self and others, and how this awareness and knowledge
    are applied effectively in practice with clients and cli-
    ent groups.

    Multicultural/Diversity Counseling – counseling that recog-
    nizes diversity and embraces approaches that support the
    worth, dignity, potential, and uniqueness of individuals
    within their historical, cultural, economic, political, and
    psychosocial contexts.

    Personal Virtual Relationship – engaging in a relationship
    via technology and/or social media that blurs the profes-
    sional boundary (e.g., friending on social networking
    sites); using personal accounts as the connection point for
    the virtual relationship.

    Privacy – the right of an individual to keep oneself and one’s
    personal information free from unauthorized disclosure.

    Privilege – a legal term denoting the protection of confidential
    information in a legal proceeding (e.g., subpoena, deposi-
    tion, testimony).

    Pro bono publico – contributing to society by devoting a por-
    tion of professional activities for little or no financial return
    (e.g., speaking to groups, sharing professional information,
    offering reduced fees).

    Professional Virtual Relationship – using technology and/
    or social media in a professional manner and maintain-
    ing appropriate professional boundaries; using business
    accounts that cannot be linked back to personal accounts
    as the connection point for the virtual relationship (e.g., a
    business page versus a personal profile).

    Records – all information or documents, in any medium, that
    the counselor keeps about the client, excluding personal
    and psychotherapy notes.

    Records of an Artistic Nature – products created by the client
    as part of the counseling process.

    Records Custodian – a professional colleague who agrees to
    serve as the caretaker of client records for another mental
    health professional.

    Self-Growth – a process of self-examination and challeng-
    ing of a counselor ’s assumptions to enhance professional
    effectiveness.

    • ACA Code of Ethics •

    •  21  •

    Serious and Foreseeable – when a reasonable counselor
    can anticipate significant and harmful possible conse-
    quences.

    Sexual Harassment – sexual solicitation, physical advances,
    or verbal/nonverbal conduct that is sexual in nature; oc-
    curs in connection with professional activities or roles;
    is unwelcome, offensive, or creates a hostile workplace
    or learning environment; and/or is sufficiently severe
    or intense to be perceived as harassment by a reason-
    able person.

    Social Justice – the promotion of equity for all people and
    groups for the purpose of ending oppression and injustice
    affecting clients, students, counselors, families, communi-
    ties, schools, workplaces, governments, and other social
    and institutional systems.

    Social Media – technology-based forms of communica-
    tion of ideas, beliefs, personal histories, etc. (e.g., social
    networking sites, blogs).

    Student – an individual engaged in formal graduate-level
    counselor education.

    Supervisee – a professional counselor or counselor-in-train-
    ing whose counseling work or clinical skill development

    is being overseen in a formal supervisory relationship by
    a qualified trained professional.

    Supervision – a process in which one individual, usually a
    senior member of a given profession designated as the
    supervisor, engages in a collaborative relationship with
    another individual or group, usually a junior member(s)
    of a given profession designated as the supervisee(s) in
    order to (a) promote the growth and development of the
    supervisee(s), (b) protect the welfare of the clients seen by
    the supervisee(s), and (c) evaluate the performance of the
    supervisee(s).

    Supervisor – counselors who are trained to oversee the profes-
    sional clinical work of counselors and counselors-in-training.

    Teaching – all activities engaged in as part of a formal edu-
    cational program that is designed to lead to a graduate
    degree in counseling.

    Training – the instruction and practice of skills related
    to the counseling profession. Training contributes to
    the ongoing proficiency of students and professional
    counselors.

    Virtual Relationship – a non–face-to-face relationship (e.g.,
    through social media).

    Index
    ACA Code of Ethics Preamble …………………… 3
    ACA Code of Ethics Purpose …………………….. 3
    Section A: The Counseling

    Relationship …………………………………….. 4
    Section A: Introduction ………………………….. 4
    A.1. Client Welfare …………………………………. 4
    A.1.a. Primary Responsibility ………………… 4
    A.1.b. Records and Documentation ……….. 4
    A.1.c. Counseling Plans …………………………. 4
    A.1.d. Support Network Involvement …… 4
    A.2. Informed Consent in the

    Counseling Relationship ………………….. 4
    A.2.a. Informed Consent ……………………….. 4
    A.2.b. Types of Information Needed ……… 4
    A.2.c. Developmental and

    Cultural Sensitivity ………………………….. 4
    A.2.d. Inability to Give Consent …………….. 4
    A.2.e. Mandated Clients ………………………… 4
    A.3. Clients Served by Others ……………….. 4
    A.4. Avoiding Harm and

    Imposing Values ……………………………….. 4
    A.4.a. Avoiding Harm ……………………………. 4
    A.4.b. Personal Values …………………………… 5
    A.5. Prohibited Noncounseling Roles

    and Relationships …………………………….. 5
    A.5.a. Sexual and/or Romantic

    Relationships Prohibited ………………….. 5
    A.5.b. Previous Sexual and/or

    Romantic Relationships ……………………. 5
    A.5.c. Sexual and/or Romantic

    Relationships With Former
    Clients ………………………………………………. 5

    A.5.d. Friends or Family Members ………… 5
    A.5.e. Personal Virtual Relationships

    With Current Clients ………………………… 5
    A.6. Managing and Maintaining

    Boundaries and Professional
    Relationships…………………………………….. 5

    A.6.a. Previous Relationships ………………… 5
    A.6.b. Extending Counseling

    Boundaries ………………………………………. 5
    A.6.c. Documenting Boundary

    Extensions ……………………………………….. 5
    A.6.d. Role Changes in the

    Professional Relationship …………………. 5
    A.6.e. Nonprofessional Interactions or

    Relationships (Other Than Sexual or
    Romantic Interactions or
    Relationships) ………………………………….. 5

    A.7. Roles and Relationships at
    Individual, Group, Institutional,
    and Societal Levels ……………………………. 5

    A.7.a. Advocacy …………………………………….. 5
    A.7.b. Confidentiality and Advocacy …….. 5
    A.8. Multiple Clients ……………………………… 6
    A.9. Group Work ……………………………………. 6
    A.9.a. Screening …………………………………….. 6
    A.9.b. Protecting Clients ………………………… 6
    A.10. Fees and Business Practices …………… 6
    A.10.a. Self-Referral ………………………………. 6
    A.10.b. Unacceptable Business

    Practices …………………………………………… 6
    A.10.c. Establishing Fees ……………………….. 6
    A.10.d. Nonpayment of Fees …………………. 6
    A.10.e. Bartering ……………………………………. 6
    A.10.f. Receiving Gifts …………………………… 6
    A.11. Termination and Referral ………………. 6
    A.11.a. Competence Within

    Termination and Referral …………………. 6
    A.11.b. Values Within Termination

    and Referral ……………………………………… 6
    A.11.c. Appropriate Termination …………… 6
    A.11.d. Appropriate Transfer of

    Services ……………………………………………. 6
    A.12. Abandonment and

    Client Neglect ………………………………….. 6

    Section B: Confidentiality and Privacy …. 6
    Section B: Introduction ………………………….. 6
    B.1. Respecting Client Rights ………………….. 6
    B.1.a. Multicultural/Diversity

    Considerations …………………………………. 6
    B.1.b. Respect for Privacy ………………………. 6
    B.1.c. Respect for Confidentiality …………… 7
    B.1.d. Explanation of Limitations ………….. 7
    B.2. Exceptions ……………………………………….. 7
    B.2.a. Serious and Foreseeable Harm

    and Legal Requirements ………………….. 7
    B.2.b. Confidentiality Regarding

    End-of-Life Decisions ………………………. 7
    B.2.c. Contagious, Life-Threatening

    Diseases …………………………………………… 7
    B.2.d. Court-Ordered Disclosure ……………. 7
    B.2.e. Minimal Disclosure ……………………… 7
    B.3. Information Shared With Others ……… 7
    B.3.a. Subordinates ………………………………… 7
    B.3.b. Interdisciplinary Teams ……………….. 7
    B.3.c. Confidential Settings ……………………. 7
    B.3.d. Third-Party Payers ………………………. 7
    B.3.e. Transmitting Confidential

    Information ……………………………………… 7
    B.3.f. Deceased Clients …………………………… 7
    B.4. Groups and Families ………………………. 7
    B.4.a. Group Work …………………………………. 7
    B.4.b. Couples and Family Counseling ………7
    B.5. Clients Lacking Capacity to

    Give Informed Consent ……………………. 7
    B.5.a. Responsibility to Clients ………………. 7
    B.5.b. Responsibility to Parents and

    Legal Guardians ………………………………. 7
    B.5.c. Release of Confidential

    Information ……………………………………… 7
    B.6. Records and Documentation ……………. 7
    B.6.a. Creating and Maintaining Records

    and Documentation ………………………………7

    • ACA Code of Ethics •

    •  22  •

    B.6.b. Confidentiality of Records
    and Documentation …………………………. 8

    B.6.c. Permission to Record ……………………. 8
    B.6.d. Permission to Observe …………………. 8
    B.6.e. Client Access ………………………………… 8
    B.6.f. Assistance With Records ………………. 8
    B.6.g. Disclosure or Transfer ………………….. 8
    B.6.h. Storage and Disposal

    After Termination …………………………….. 8
    B.6.i. Reasonable Precautions ………………… 8
    B.7. Case Consultation ……………………………. 8
    B.7.a. Respect for Privacy ………………………. 8
    B.7.b. Disclosure of Confidential

    Information ……………………………………… 8
    Section C: Professional Responsibility ……..8
    Section C: Introduction …………………………… 8
    C.1. Knowledge of and Compliance

    With Standards ………………………………… 8
    C.2. Professional Competence ……………….. 8
    C.2.a. Boundaries of Competence ………….. 8
    C.2.b. New Specialty Areas of Practice ….. 8
    C.2.c. Qualified for Employment …………… 8
    C.2.d. Monitor Effectiveness ………………….. 8
    C.2.e. Consultations on Ethical

    Obligations ……………………………………….. 9
    C.2.f. Continuing Education ………………….. 9
    C.2.g. Impairment …………………………………. 9
    C.2.h. Counselor Incapacitation,

    Death, Retirement, or Termination
    of Practice ………………………………………… 9

    C.3. Advertising and Soliciting Clients …… 9
    C.3.a. Accurate Advertising …………………… 9
    C.3.b. Testimonials ………………………………… 9
    C.3.c. Statements by Others …………………… 9
    C.3.d. Recruiting Through

    Employment …………………………………….. 9
    C.3.e. Products and Training

    Advertisements ………………………………… 9
    C.3.f. Promoting to Those Served ………….. 9
    C.4. Professional Qualifications ……………… 9
    C.4.a. Accurate Representation ……………… 9
    C.4.b. Credentials ………………………………….. 9
    C.4.c. Educational Degrees ……………………. 9
    C.4.d. Implying Doctoral-Level

    Competence …………………………………….. 9
    C.4.e. Accreditation Status …………………….. 9
    C.4.f. Professional Membership …………….. 9
    C.5. Nondiscrimination …………………………. 9
    C.6. Public Responsibility ……………………… 9
    C.6.a. Sexual Harassment ………………………. 9
    C.6.b. Reports to Third Parties ………………. 9
    C.6.c. Media Presentations …………………….. 9
    C.6.d. Exploitation of Others ……………….. 10
    C.6.e. Contributing to the Public Good

    (Pro Bono Publico) ……………………………. 10
    C.7. Treatment Modalities …………………….. 10
    C.7.a. Scientific Basis for Treatment ……… 10
    C.7.b. Development and Innovation ……. 10
    C.7.c. Harmful Practices ………………………. 10
    C.8. Responsibility to Other

    Professionals …………………………………… 10
    C.8.a. Personal Public Statements ………… 10
    Section D: Relationships With

    Other Professionals ………………………. 10
    Section D: Introduction ……………………….. 10
    D.1. Relationships With Colleagues,

    Employers, and Employees …………….. 10
    D.1.a. Different Approaches ………………… 10
    D.1.b. Forming Relationships ………………. 10
    D.1.c. Interdisciplinary Teamwork ………. 10
    D.1.d. Establishing Professional and

    Ethical Obligations …………………………. 10
    D.1.e. Confidentiality …………………………… 10

    D.1.f. Personnel Selection and
    Assignment ……………………………………. 10

    D.1.g. Employer Policies ……………………… 10
    D.1.h. Negative Conditions …………………. 10
    D.1.i. Protection From Punitive Action
    D.2. Provision of Consultation Services … 10
    D.2.a. Consultant Competency ……………. 10
    D.2.b. Informed Consent in

    Formal Consultation ………………………. 10
    Section E: Evaluation, Assessment,

    and Interpretation …………………………. 11
    Section E: Introduction ………………………… 11
    E.1. General …………………………………………. 11
    E.1.a. Assessment …………………………………. 11
    E.1.b. Client Welfare …………………………….. 11
    E.2. Competence to Use and

    Interpret Assessment Instruments …… 11
    E.2.a. Limits of Competence ………………… 11
    E.2.b. Appropriate Use ………………………… 11
    E.2.c. Decisions Based on Results ………… 11
    E.3. Informed Consent in Assessment ….. 11
    E.3.a. Explanation to Clients ………………… 11
    E.3.b. Recipients of Results ………………….. 11
    E.4. Release of Data to Qualified

    Personnel ……………………………………….. 11
    E.5. Diagnosis of Mental Disorders ………. 11
    E.5.a. Proper Diagnosis ………………………… 11
    E.5.b. Cultural Sensitivity ……………………. 11
    E.5.c. Historical and Social Prejudices

    in the Diagnosis of Pathology ………… 11
    E.5.d. Refraining From Diagnosis ………… 11
    E.6. Instrument Selection………………………. 11
    E.6.a. Appropriateness of Instruments …. 11
    E.6.b. Referral Information ………………….. 11
    E.7. Conditions of Assessment

    Administration ………………………………. 11
    E.7.a. Administration Conditions ………… 11
    E.7.b. Provision of Favorable

    Conditions ……………………………………… 11
    E.7.c. Technological Administration …….. 11
    E.7.d. Unsupervised Assessments ……….. 12
    E.8. Multicultural Issues/Diversity

    in Assessment ………………………………… 12
    E.9. Scoring and Interpretation

    of Assessments ……………………………….. 12
    E.9.a. Reporting …………………………………… 12
    E.9.b. Instruments With Insufficient

    Empirical Data ………………………………… 12
    E.9.c. Assessment Services …………………… 12
    E.10. Assessment Security …………………….. 12
    E.11. Obsolete Assessment and

    Outdated Results …………………………….. 12
    E.12. Assessment Construction ……………. 12
    E.13. Forensic Evaluation: Evaluation

    for Legal Proceedings …………………….. 12
    E.13.a. Primary Obligations …………………. 12
    E.13.b. Consent for Evaluation …………….. 12
    E.13.c. Client Evaluation

    Prohibited ………………………………………. 12
    E.13.d. Avoid Potentially Harmful

    Relationships ………………………………….. 12
    Section F: Supervision, Training,

    and Teaching …………………………………. 12
    Section F: Introduction …………………………. 12
    F.1. Counselor Supervision and

    Client Welfare …………………………………. 12
    F.1.a. Client Welfare ……………………………… 12
    F.1.b. Counselor Credentials ………………… 12
    F.1.c. Informed Consent and

    Client Rights ………………………………….. 13
    F.2. Counselor Supervision

    Competence …………………………………… 13
    F.2.a. Supervisor Preparation ……………….. 13

    F.2.b. Multicultural Issues/Diversity
    in Supervision ………………………………… 13

    F.2.c. Online Supervision ………………………. 13
    F.3. Supervisory Relationship ……………….. 13
    F.3.a. Extending Conventional

    Supervisory Relationships ………………. 13
    F.3.b. Sexual Relationships …………………… 13
    F.3.c. Sexual Harassment ……………………… 13
    F.3.d. Friends or Family Members ……….. 13
    F.4. Supervisor Responsibilities …………….. 13
    F.4.a. Informed Consent for

    Supervision ……………………………………. 13
    F.4.b. Emergencies and Absences …………. 13
    F.4.c. Standards for Supervisees …………… 13
    F.4.d. Termination of the Supervisory

    Relationship …………………………………… 13
    F.5. Student and Supervisee

    Responsibilities ……………………………….. 13
    F.5.a. Ethical Responsibilities ……………….. 13
    F.5.b. Impairment ………………………………… 13
    F.5.c. Professional Disclosure ……………….. 13
    F.6. Counseling Supervision Evaluation,

    Remediation, and Endorsement ……… 13
    F.6.a. Evaluation ………………………………….. 13
    F.6.b. Gatekeeping and Remediation ……. 13
    F.6.c. Counseling for Supervisees …………. 14
    F.6.d. Endorsements …………………………….. 14
    F.7. Responsibilities of Counselor

    Educators ………………………………………… 14
    F.7.a. Counselor Educators …………………… 14
    F.7.b. Counselor Educator Competence .. 14
    F.7.c. Infusing Multicultural

    Issues/Diversity …………………………….. 14
    F.7.d. Integration of Study and Practice …. 14
    F.7.e. Teaching Ethics …………………………… 14
    F.7.f. Use of Case Examples …………………. 14
    F.7.g. Student-to-Student Supervision

    and Instruction ………………………………. 14
    F.7.h. Innovative Theories and

    Techniques ……………………………………… 14
    F.7.i. Field Placements ………………………….. 14
    F.8. Student Welfare …………………………….. 14
    F.8.a. Program Information and

    Orientation ……………………………………… 14
    F.8.b. Student Career Advising …………….. 14
    F.8.c. Self-Growth Experiences …………….. 14
    F.8.d. Addressing Personal Concerns …… 14
    F.9. Evaluation and Remediation ………….. 15
    F.9.a. Evaluation of Students ……………….. 15
    F.9.b. Limitations …………………………………. 15
    F.9.c. Counseling for Students ……………… 15
    F.10. Roles and Relationships

    Between Counselor Educators
    and Students …………………………………… 15

    F.10.a. Sexual or Romantic
    Relationships ………………………………….. 15

    F.10.b. Sexual Harassment …………………… 15
    F.10.c. Relationships With Former

    Students …………………………………………. 15
    F.10.d. Nonacademic Relationships ……… 15
    F.10.e. Counseling Services ………………….. 15
    F.10.f. Extending Educator–Student

    Boundaries ……………………………………… 15
    F.11. Multicultural/Diversity Competence

    in Counselor Education and
    Training Programs…………………………… 15

    F.11.a. Faculty Diversity ………………………. 15
    F.11.b. Student Diversity ……………………… 15
    F.11.c. Multicultural/Diversity

    Competence …………………………………… 15
    Section G: Research and Publication ….. 15
    Section G: Introduction ……………………….. 15
    G.1. Research Responsibilities ……………… 15

    • ACA Code of Ethics •

    •  23  •

    G.1.a. Conducting Research …………………. 15
    G.1.b. Confidentiality in Research ……….. 15
    G.1.c. Independent Researchers …………… 15
    G.1.d. Deviation From Standard

    Practice …………………………………………… 16
    G.1.e. Precautions to Avoid Injury ……….. 16
    G.1.f. Principal Researcher

    Responsibility ………………………………… 16
    G.2. Rights of Research Participants ……… 16
    G.2.a. Informed Consent in Research …… 16
    G.2.b. Student/Supervisee

    Participation …………………………………… 16
    G.2.c. Client Participation ……………………. 16
    G.2.d. Confidentiality of Information ……. 16
    G.2.e. Persons Not Capable of Giving

    Informed Consent …………………………… 16
    G.2.f. Commitments to Participants …….. 16
    G.2.g. Explanations After Data

    Collection ……………………………………….. 16
    G.2.h. Informing Sponsors …………………… 16
    G.2.i. Research Records Custodian ………. 16
    G.3. Managing and Maintaining

    Boundaries …………………………………….. 16
    G.3.a. Extending Researcher–

    Participant Boundaries …………………… 16
    G.3.b. Relationships With Research

    Participants ……………………………………. 16
    G.3.c. Sexual Harassment and

    Research Participants ……………………… 16
    G.4. Reporting Results ………………………….. 16
    G.4.a. Accurate Results ………………………… 16
    G.4.b. Obligation to Report

    Unfavorable Results ……………………….. 16
    G.4.c. Reporting Errors ………………………… 16

    G.4.d. Identity of Participants ……………… 17
    G.4.e. Replication Studies ……………………. 17
    G.5. Publications and Presentations ……… 17
    G.5.a. Use of Case Examples ………………… 17
    G.5.b. Plagiarism …………………………………. 17
    G.5.c. Acknowledging Previous Work …… 17
    G.5.d. Contributors ……………………………… 17
    G.5.e. Agreement of Contributors ………… 17
    G.5.f. Student Research ………………………… 17
    G.5.g. Duplicate Submissions ………………. 17
    G.5.h. Professional Review ………………….. 17
    Section H: Distance Counseling,

    Technology, and
    Social Media …………………………………… 17

    Section H: Introduction ………………………… 17
    H.1. Knowlede and

    Legal Considerations ……………………… 17
    H.1.a. Knowledge and Competency …….. 17
    H.1.b. Laws and Statutes ……………………… 17
    H.2. Informed Consent and Security …….. 17
    H.2.a. Informed Consent and Disclosure …. 17
    H.2.b. Confidentiality Maintained by

    the Counselor …………………………………. 18
    H.2.c. Acknowledgment of

    Limitations ……………………………………… 18
    H.2.d. Security ……………………………………… 18
    H.3. Client Verification ………………………… 18
    H.4. Distance Counseling

    Relationship …………………………………… 18
    H.4.a. Benefits and Limitations …………….. 18
    H.4.b. Professional Boundaries in

    Distance Counseling ……………………….. 18
    H.4.c. Technology-Assisted Services …….. 18
    H.4.d. Effectiveness of Services …………….. 18

    H.4.e. Access ………………………………………… 18
    H.4.f. Communication Differences in

    Electronic Media ……………………………… 18
    H.5. Records and Web Maintenance ……… 18
    H.5.a. Records ………………………………………. 18
    H.5.b. Client Rights ………………………………. 18
    H.5.c. Electronic Links …………………………. 18
    H.5.d. Multicultural and Disability

    Considerations ……………………………….. 18
    H.6. Social Media………………………………….. 18
    H.6.a. Virtual Professional Presence …….. 18
    H.6.b. Social Media as Part of

    Informed Consent …………………………… 18
    H.6.c. Client Virtual Presence ………………. 18
    H.6.d. Use of Public Social Media ………… 18
    Section I: Resolving Ethical Issues ……… 18
    Section I: Introduction ………………………….. 18
    I.1. Standards and the Law …………………… 19
    I.1.a. Knowledge ………………………………….. 19
    I.1.b. Ethical Decision Making ……………… 19
    I.1.c. Conflicts Between Ethics

    and Laws ……………………………………….. 19
    I.2. Suspected Violations ………………………. 19
    I.2.a. Informal Resolution …………………….. 19
    I.2.b. Reporting Ethical Violations ……….. 19
    I.2.c. Consultation ………………………………… 19
    I.2.d. Organizational Conflicts ……………… 19
    I.2.e. Unwarranted Complaints
    I.2.f. Unfair Discrimination Against

    Complainants and
    Respondents …………………………………… 19

    I.3. Cooperation With Ethics
    Committees ……………………………………. 19

    Glossary of Terms ……………………………….. 20

    Ethics Related Resources
    From ACA!

    • Free consultation on ethics for ACA Members
    • Bestselling publications revised in accordance with the

    2014 Code of Ethics, including ACA Ethical Standards
    Casebook, Boundary Issues in Counseling, Ethics Desk
    Reference for Counselors, and The Counselor and the Law

    • Podcast and six-part webinar series on the 2014 Code
    • The latest information on ethics at counseling.org/ethics

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