pro

For this Course Project, you will complete the following:
Section 1: You will demonstrate how you will apply your philosophy of education and practice through a district newsletter presentation.
Section 2: You will outline a proposed research study. You will only outline the elements of the study. You are not to conduct any actual research for this response.
Section 3: A 2- to 3-paragraph reflective conclusion
Section 4: APA-formatted Reference Page. Cite all scholarly resources used to complete MA 5. All references, unless seminal, should be from the past 5 years.

Course Project Directions

Include the following:

  • Title Page: Assessment of Disposition and Content Knowledge (title page does not count toward the number of total pages required for the Course Project)
  • Body (10–15 pages total, excluding title and reference pages):
  • Section 1: District Newsletter Presentation: Philosophy of Education and Practice (2–3 pages)
  • Section 2: Content Study (7–10 pages)
  • Section 3: Write a 2- to 3-paragraph reflective summary regarding how your philosophy of education influenced you to select your possible study topic and how this process may influence your future practice.
  • Section 4: APA-Formatted Reference Page. Cite all scholarly resources used to complete MA 5. All references, unless seminal, should be from the past 5 years.

Section 1: Theoretical Framework of Educational Philosophy

For Part A of Section 1: You have just been hired by a new school district as the Director of Special Education. The principal has asked you to outline your philosophy of education for the school newsletter. The newsletter is read by all teachers, staff, district leadership, parents, and guardians in the district. Complete a 2- to 3-page newsletter presentation that addresses your philosophy of education. All four categories (i.e., Professional Conduct, Professional Qualities, Communication, and Collaboration) of Walden’s dispositions must be infused into your philosophy of education presentation. Besides addressing each of the four categories, you should also address each of the following key questions.

  • Why are dispositions important to developing and sustaining a philosophy of education? Use theory and research to make your case.
  • What are your dispositions, and how are they evident in your philosophy of education?
  • In what way will your philosophy impact future activities that will promote social change in the district?
  • In what way will your philosophy impact future research activities that you may wish to pursue in the district to promote the best possible education for all students. (Note: In Section 2, you will outline a study about a topic of interest. Feel free to mention this topic in your response to this question.)

Section 2: In Section 2, you will apply your content knowledge and philosophy of education to create an outline for a proposed study that you would like to conduct at some point in the future.

You will include the following elements:

Problem Statement
Provide a 1- to 2-paragraph statement that is the result of a review of research findings and current practice and that contains the following information:

  • A logical argument for the need to address an identified gap in practice. The problem must be clearly identified and supported by current literature.
  • Preliminary evidence that provides justification that this problem is meaningful to the field of SPED. Provide three to five key citations that highlight the relevance and currency of the problem.

Purpose
Present a concise, 1-paragraph statement on the overall purpose or intention of the study, which serves as the connection between the problem being addressed and the focus of the study.

Significance
Provide 1 or 2 paragraphs, informed by the topic in the problem statement, that describe the following:

  • How this study will contribute to filling the gap in practice identified in the problem statement: What original contribution will this study make in the local setting?
  • How this research will support professional education practice or allow practical application at the local site: Who benefits from your findings/project deliverable and how? How might the potential findings lead to positive social change?

Background Literature
Provide a representative list of scholarship and findings that support and clarify the main assertions in the problem statement, highlighting their relationship to the topic—for example, “this variable was studied with a similar sample by Smith (2013) and Johnson (2014)” or “Jones’s (2012) examination of campus leaders showed similar trends.” Some of these resources may have already been mentioned in the first sections of the prospectus and can be included here, also. Citations provided within the prospectus document should include approximately 15 recent (within the past 5 years) peer-reviewed journal sources, presented in APA 6th-edition format, as well as any evidence provided to support the existence of the local problem.

Research Question(s)
List the question or a series of related questions (i.e., 1–3 maximum) that are informed by the study problem and purpose, which will lead to the development of what needs to be done in this study and how it will be accomplished.

Possible Types and Sources of Information or Data
Provide a list of possible types and sources of data that could be used to address the proposed research question(s), such as test scores from college students, employee surveys, observations of a phenomenon, interviews with practitioners, historical documents from state records, deidentified school records, or information from a federal database.

Possible Analysis
Offer some possible ways to organize and analyze the results obtained by the research strategies detailed previously. Your analysis may be generated by using quantitative, qualitative, or other types of formal analysis process. Please use the information from your research courses to aid you in completing this section. The key to this section is to match your possible analysis to the research questions and the data that you may obtain.

Other Information (Optional)
Include any other relevant information, such as challenges or barriers that may need to be addressed when conducting this study. You may provide any concerns related to feasibility or potential risks and burdens placed on research participants under this heading.

Section 3: Write a 2 to 3-paragraph reflective summary regarding how your philosophy of education influenced you to select your possible study topic and how this process may influence your future practice.

Section 4: APA Reference List. Be sure to identify the references by the section in which they are used, i.e., Section 1 references, Section 2 references, and Section 3 references.

Submit this Assignment Day 7 of Week 10.

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To submit your Assignment:

What

are the benefits of the CIRCLES approach to transition planning?

CIRCLES leads to improved student outcomes and increased utilization of community and government resources. Other positive benefits include:

· Increased student involvement

in the transition planning process;

· Opportunities for students to develop and practice selfdetermination skills;

· Improved connections between

IEP transition plans and resources outside of the school;

· More effective use of

community and government resources and staff time; and,

· Enhanced understanding among services providers, agencies, and schools about available programs and services for students with different needs.

QUESTIONS?

A NEW WAY OF

PROVIDING

TRANSITION

PLANNING

SERVICES

EVERYTHING

PARENTS

NEED TO

KNOW ABOUT

CIRCLES is a new way of doing something we’ve been doing the hard way for years. If you want to know more, or have questions about your child’s participation in CIRCLES, please contact:

Randa Sfeir

Secondary Transition Specialist

OISD Special Education Department

Phone: 4096972180

Email: rsfeir@orangefieldisd.net

What is CIRCLES?

CIRCLES (Communicating Interagency Relationships and Collaborative Linkages for Exceptional Students) is a planning model for connecting transition services to students with complex needs that are related to disabilities and other factors in their lives.

As required by the Individuals with Disabilities Education Act (IDEA), transition services are provided by schools and agencies outside of the school system to help youth with disabilities make a successful shift from school to adult life. These services target three areas:

· Postsecondary employment,

· Postsecondary education or training, and

· Independent living.

In CIRCLES, a team of school staff and representatives from agencies or community organizations come together to meet with you and your child to discuss ways in which they can provide resources and supports that will assist your child in achieving his or her postsecondary transition goals.

What You Can Expect

Before the Meeting:

· Your child’s special education teacher will work closely with him or her to develop a presentation about your child’s strengths, needs and future goals.

During the Meeting

· Your child will meet individually with the CIRCLES Team to give his/her presentation. Teachers, parents or guardians, and anyone else you or your child invite may attend the meeting.

· Your child will tell the team members what her or his goals are for after leaving high school and the type of support s/he needs to achieve these goals. School and agency staff will then talk with you and your child about what services they can offer to support your child in reaching her or his goals.

· At the end of the meeting, the CIRCLES team will provide information about next steps, including contact information for agency members and step by step instructions for moving forward.

After the meeting:

· Your child’s special education teacher will receive meeting notes and instructions on how to follow up. Goals or services discussed at the meeting will be integrated into the student’s IEP transition plan as appropriate.

How You Can Help

In preparation for your child’s CIRCLES meeting, talk to him or her about:

· Goals beyond high school.

· Future employment plans and interests.

· Training and education needed beyond high school to achieve goals.

· Types of support needed to be successful in living as independently as possible.

Please encourage your child to take advantage of this opportunity to meet with representatives from all of these agencies at one time. It’s time to think about the future and ask for the support needed to succeed.

Your support and cooperation are greatly appreciated. Let’s work together to help your child succeed!

CIRCLES:An Implementation Guide

Tiana Povenmire-Kirk, Ph. D.

Karen M. Diegelmann, Ph.D.

David W. Test, Ph.D.

Claudia Flowers, Ph.D.

Nellie Aspel, Ph.D.

Jane M. Everson, Ph. D.

Disclaimer: This document was produced under U.S. Department of Education, Institute for Education Sciences Grant No. R324A110018 awarded do Dr. David W. Test and Dr. Claudia Flowers at the University of North Carolina at Charlotte. The opinions expressed are those of the authors and do not represent views of the Institute or the U.S. Department of Education.

Table of Contents


A Note from the Authors………………………………………………………………..

3

Why CIRCLES? …………………………………………………………………………
Current Model……………………………………………………………………..

5
7

CIRCLES in a Nutshell………………………………………………………………….
Community Level Team…………………………………………………………..
School Level Team………………………………………………………………..
IEP Team………………………………………………………………………….
Teams vs. Committees…………………………………………………………….

7
8
8
9
10

CIRCLES In Action……………………………………………………………………..
District Leadership Team………………………………………………………….
Community Level Team…………………………………………………………..

12
12
12

Making CIRCLES Work for You……………………………………………………….
Convening and Training the Community Level Team……………………………
Training Your Teachers……………………………………………………………
Convening and Training the School Level Team…………………………………
Making the Most of Your Student Level Team……………………………………

17
17
20
22
26

Evaluating CIRCLES-How can you tell it’s working? …………………………………
Measuring Self-Determination…………………………………………………….
Measuring IEP Participation..……………………………………………………..
Measuring Student-Agency Involvement…………………………………………
Measuring Interagency Collaboration…………………………………………….

27
28
28
29
29

CIRCLES for Diverse Students and Families……………………………………………
Strengths-Based Approach…………………………………………………………
Promote Self-Determination………………………………………………………
Increase Family Involvement………………………………………………………
Enhance Social Capital and Develop Community Networks of Support…………

30
30
31
31
32

References

……………………………………………………………………………….

34

Appendices Table of Contents…………………………………………………………..

37

A Note from the Authors

Thank you for your interest in transition planning using the CIRCLES model. We’re glad you’ve chosen to join us. I want to talk to you for a moment about road trips. As we, as a group, climb the steps to our tour bus, many of us, caught up in the excitement of the moment, may realize that our travel bag may be lacking or stuffed with inappropriate items. Others, who are better planners, more organized, or less swept up in the moment may ask, prior to arriving at the bus stop, where we are going. These “planners” will then check the weather for the duration of our stay. Still others joining us on our road trip will want to know things like where we will stop, how often, and what activities we will partake in on our journey. Do we need black tie attire? Will we be hiking? Biking? Swimming? Those of us who were so excited about the road trip that we forgot to think about the destination may realize we packed poorly for a hiking trip to the mountains, that our Prada high heels and DKNY cocktail dress may leave us ill-equipped for that journey. It helps to stop and think, not only about where we want to end up, but about the best ways to get there and the tools we will need along the way.

Transition is like a road trip; the transition plan is like the GPS map of how to get there. We will have stops along the way, and may change direction or take detours, like a seventy-five-mile trek to see the world’s largest ball of yarn. When you get back on the road, you would be wise to check in and be sure you are still going to the same place. A bad transition plan is as useless as a GPS with outdated maps or one that is mis-calibrated and tells you are in the middle of a field instead of on I-

10.

A good transition plan, on the other hand, can make your journey feel like a five-star vacation arranged by a seasoned group of travel agents and managed by a highly skilled personal assistant. The CIRCLES model for transition planning is that travel agent and personal assistant. It ensures that our students know their destination, understand how to pack and what they need for their journey, and where to stop along the way. So hang on, get ready, and join us for this road trip, we’re glad you’re here.

Why CIRCLES?

As you know, special education services are intended to provide individualized support to students with disabilities as they work their way through the education system; one way to measure the success of these services is by evaluating post-school outcomes for students with disabilities. Currently, post-school outcomes for youth with disabilities are measured by level of engagement in three areas: (a) postsecondary education or training, (b) employment, and (c) if appropriate independent living (IDEA, 2004). Helping students transition from the special education system to the adult world of work, postsecondary education, and independent living is critical to post-school success for youth with disabilities.

The Individuals with Disabilities Education Act (IDEA, 2004) requires a written component outlining services and activities for transitioning youth with disabilities from high school to adult life be included in the Individualized Education Program (IEP) no later than the student’s 16th birthday. IDEA 2004 defines transition as a coordinated set of activities that facilitate the child’s movement from high school to adult life and address areas of: training, education, employment, community integration, adult services, and independent living. IDEA 2004 further dictates the transition planning process should be based on the child’s individual strengths and needs, and should include representatives from any agency likely to provide adult services to the student during or after transitioning out of school. But let’s face it, if you’re reading this book, then you know all of that. What you want to know is how to do this well.

As we discussed in the Note from the Authors, each student’s post-school goals serve as a road map – we need to know where the student is going if we are going to plan how to help them get there. Consequently, post-school goals should be written prior to developing the remainder of the IEP to ensure the high school experience and transition services can support both the educational goals and post-school goals of students with disabilities. IDEA (2004) further states schools “must invite to the IEP meeting a representative of any participating agency that is likely to be responsible for providing or paying for transition services” [34 CFR §300.321(b)(3)]. Inviting agencies to the IEP does not let schools off the hook if an agency fails to provide services agreed upon and included in the IEP. If a given agency fails to provide services promised, the school must “reconvene the IEP meeting and identify alternative strategies to meet the transition objectives” [34 CFR §300.324(c)(1)]. It is clear, then, that IDEA requires adult service provider involvement in planning and providing transition services, and that the school is ultimately responsible for following up and ensuring all services deemed necessary are provided.

Interagency collaboration is defined here as a process through which the whole is greater than the sum of the parts; agency representatives come together to achieve, collectively, more than they could each achieve working independently. Bruner (1991) defines collaboration as:

. . . a process to reach goals that cannot be achieved acting singly (or, at a minimum, cannot be reached as efficiently). As a process, collaboration is a means to an end, not an end in itself. The desired end is more comprehensive and appropriate services for families that improve family outcomes. (Bruner 1991, p. 6)

Interagency collaboration has been identified as an evidence-based predictor of improved education and employment outcomes for students with disabilities (Test, Mazzotti, et al., 2009), and is considered a substantiated transition practice (Landmark, Ju, & Zhang, 2010; Kohler, 1996). However, few models exist that support interagency collaboration. CIRCLES is a model that has experienced success in increasing interagency collaboration, improving student self-determination, and increasing student participation in IEP meetings. For those interested, a brief summary of CIRCLES outcome data is included in Appendix A.

Current Model (Or What Does Not Work)

Numerous models to provide transition planning services exist, but most fall short of accomplishing the goal of seamless service provision that truly prepares students for life after high school. Current transition planning practice in many districts involves the special education teacher contacting representatives from each agency, through email or phone calls, that might be responsible for paying for or providing transition services to their students and inviting these representatives to every IEP meeting where their services might be helpful (Povenmire-Kirk, et al., 20

15

). Due to the large caseloads and catchment areas of many such agencies, representatives are seldom able to attend, and if they are, they rarely stay for the entire IEP meeting, which can run 2 – 3 hours and have very little to do with transition planning. In practice, a single direct service provider could be asked to attend hundreds of IEP meetings a year – an expectation that is simply not humanly possible to fulfill. Furthermore, special education teachers are often unaware of all the adult service providers available to support their students (Povenmire-Kirk, et al, 2015).

CIRCLES in a Nutshell

The CIRCLES model involves three levels of interagency collaboration including a Community Level Team, a School Level Team, and an IEP Team. These teams work together to address transition planning needs of students with disabilities to improve both their in-school and post-school outcomes (Aspel, Bettis, Quinn, Test, & Wood, 1999; Povenmire-Kirk et al., 2015). The target population for CIRCLES includes students with disabilities who need support from multiple adult service providers to experience successful post-school outcomes. In summary, CIRCLES allows agencies to plan, provide, and facilitate support services directly to students and families who need involvement from multiple adult service providers.

Community Level Team

The Community Level Team (CLT) is comprised of administrators and supervisors of local agencies who may be able to provide transition services such as Vocational Rehabilitation, Department of Social Services, Health Department, The Arc, Easter Seals, Autism Society, transportation, residential service providers, post-secondary education institutions, recreation providers, and any other local service providers. District level staff (e.g., transition coordinator, compliance specialist, etc.) organize and convene the CLT to address larger issues of access to services within the community. The CLT meets two to four times per year to work on issues at the policy level; they identify gaps and overlaps in services, and work together to change policy and practice to better serve students and adults with disabilities. One key role of CLT members is to appoint a direct service representative from their agency to serve on the School Level Team (SLT), because administrative-level buy-in is vital to success of the process.

School Level Team

The School Level Team (SLT) is what makes CIRCLES different than other models that utilize interagency transition teams. Interagency community-level transition teams exist in many communities, but CIRCLES, via the SLT, brings adult agency representatives to meet directly with students and their families. The SLT is comprised of direct service providers (e.g., case managers, counselors, care coordinators, etc.) from each agency represented on the CLT. In other words, those professionals whom special educators might traditionally invite to attend IEP meetings. Because of the size of their caseload and/or catchment area, these representatives are often unable to attend IEP meetings for every student in need. In the CIRCLES model, district staff responsible for convening CIRCLES meetings invite them to attend one full-day meeting a month during the school year, in which the team sees a student every 30 to 4

5

minutes

, and can see up to 10 students a day. Students create three to eight minute presentations using technology (e.g., PowerPoint, Voki, Wobook, GoAnimate) to describe their strengths, areas of need, and post-school goals. For the remaining time allotted (20 –

40 minutes

per student), members of the SLT talk with the student, his or her family, special educators, and one another to determine the best way to deliver transition services to each student based on their strengths, needs, and goals. In addition to giving the student, parent, and special educators a personal contact to associate with each agency, the SLT format also allows time for appointments to be made and questions to be answered by agency members. In addition, families can discuss any needs they may have as a whole (e.g., poverty, homelessness, transportation, food insecurity, guardianship assistance, etc.). Agencies work with one another and the student and family to create the most comprehensive plan to meet each student’s specific needs. After each student is seen, agency members prepare to hear the next student presentation during a 5-10 minute break, and then start the process over for each new student. SLTs typically see between six and 10 students per meeting day. To ensure follow-through of the service plans developed at these meetings, and because the SLT’s main purpose is to develop transition activities and services for the student with a disability, the minutes of each SLT meeting are distributed to every member of the SLT, the IEP team via the special education teacher, the student, and his or her parents.

IEP Team

The IEP team is the final level in the CIRCLES multi-level approach. After the SLT meeting, special education teachers take the minutes of the SLT meeting and any decisions made back to the IEP meeting and write the transition component based on the services agreed upon at the SLT. This process enables the IEP team to write the other components of the IEP with the end goals of the student in mind. Because the district-level school staff are responsible for convening the CLT and SLT meetings, the time special education teachers typically spend inviting folks to IEP meetings is freed up for preparing students for SLT and IEP meetings. Student assessments and interviews that go into developing their presentations to the SLT are all part of what should be standard operating procedures for preparing for the transition component of any IEP meeting. The only activity that may not be part of standard procedures is the training of the technology tools to help students present. However, many districts require students to present a portfolio their senior year, so the students’ SLT presentations can be used as both a practice activity and a starting point for this larger portfolio presentation. In some schools, teachers use technology their students utilize as part of CIRCLES as “technology instruction” needed to meet criteria associated with graduation. School and district personnel implement CIRCLES within their schools, choosing which students will participate in the process. The demographics of the students brought to CIRCLES represent students with the greatest need for multiple agency involvement. Appendix B illustrates the relationships of these teams to one another, the student, and the community.

A Word About Teams vs. Committees

You will notice that we use the term “Team” to describe each level of collaboration; this language choice is not made lightly. Research on interagency collaboration and teaming is clear, people are more productive when they work toward a common goal, and, consequently, the term Team is an important word to use. It expresses, very simply, the goals of the group. Work groups can be called lots of things and they tend to function a lot like what they’re named. So, if you call a work group a “committee,” they will discuss things from multiple perspectives and with different agendas in mind. Often, items will lay on the table experiencing a death by committee. Some committees work well, and many of you may have been involved in one that has been successful, but replicating that type of group genius is challenging, at best. However, when we call a work group a Team, members tend to have an expectation that this is a team that will fight and win together for their shared goals. They think about their favorite professional sports teams or the United States Olympic teams, and they realize that, although individuals may experience greatness as part of the process, what matters at the end of the day is how the entire team did, how they worked together, how they were able to prioritize their common goals and envision the common setbacks they faced in their endeavor. Because the members of each Team in CIRCLES are often employed by different entities and, by nature, may have different agendas for their entities with regards to people with disabilities, we purposefully use the term Team to describe what happens at the community level and the school level. Language is important, it sets up expectations, but word choice, alone, is not enough. So, as we use the term Team, we also talk about why we call ourselves a Team and not a committee or a workgroup, and we develop together, as a team, a statement of values, mission, and vision (Everson & Guillory, 2002). We recommend that these statements be developed as part of the first meeting of each level of Team, and that they reflect the work of everyone on the Team. Further, we suggest that these statements be printed, either on a poster board or plaque, or at the beginning of the agenda for every meeting of this Team, to remind members of the shared goals and to offer a litmus test of sorts in the case of disagreements. Members in conflict can refer themselves and their Teammates to the Values, Mission, and Vision statements and ask if the matter at hand is in keeping with these statements. The values, mission and vision statements are projected or hung up or printed out or put on the top of the agenda for every meeting that comes next. Once agreed upon, they become the governing rules, so if we are off-task or off-topic we can point to those values, mission and vision statements and ask ourselves, “are we in keeping with what we’re here to do?” A interagency Teaming Guide can be found in Appendix F or visit

http://circles.uncc.edu/sites/circles.uncc.edu/files/media/Interagency-Teaming-Guide

CIRCLES in Action

The District Leadership Team

We have found CIRCLES works best when there is a Leadership Team within the district. Several of our more successful districts at the beginning faced struggles when a life-changing event occurred to the one person in the district who had the leadership reigns. We have found that teams of two to three people can shoulder the entire load of the management work related to CIRCLES together, and keep it going in the event that one of them has to step out for a while. That said, the CIRCLES District Leadership Team (DLT) does most of the work related to convening and scheduling the CLT and SLT meetings for CIRCLES. We will explain this work in more detail in the sections that follow.

Community Level Team (CLT)

In order to ensure the longevity of CIRCLES, administrator buy-in is a must. This can be accomplished several different ways. In some of our CIRCLES districts, we recruited principals first, and then transition specialists, and finally, teachers. Other districts had teachers who heard about CIRCLES who contacted us, and who sold it up the chain of command until their principals had bought in. Whether you are an administrator in a school district, a teacher, transition specialist, paraprofessional, or an adult service provider, there is a place to start and a way to proceed to plant CIRCLES in your district and make it grow. The one thing that will always remain constant is this: you need administrator support as much as you need teacher buy in to accomplish CIRCLES. Each school district has its own culture and its own unwritten rules. No matter where you start, bring your system and building administrators in on the conversations early. Some administrators are hands-off, they let you pretty much run your own show, unless it requires a huge budget item. Others want to be more involved, they want updates, they attend CIRCLES team meetings, etc. The bottom line is that there is no wrong way to start CIRCLES, as long as everyone involved knows what is going on.

Luckily, CIRCLES has a built-in Team level for administrators to be involved – the Community Level Team (CLT). As we described above, the CLT is comprised of administrator level members of adult service provider agencies and school district personnel. For many of our districts, the principal sat on this Team, other districts included the special education director. One small, rural district’s CLT was convened and run by the district superintendent.

When starting the CLT, the first step is identifying potential members. Here is where we ask you to imagine you have a magic wand. Now, mind you, it’s not very magic, just a little bit magic. It’s magic enough that if you wave it, everyone who you could ever hope to have provide services to your students will show up to a meeting. So, who will you invite with your magic wand? We ask you to think first of agencies and entities, then think more specifically within those agencies in terms of who should serve on which team level. Typically, the CLT is comprised of administrators and the SLT is comprised of direct service providers, but this varies widely across districts. Smaller, more rural districts may have individuals who wear many hats, and there may be overlap between the members of the CLT and the members of the SLT. In larger, more urban districts, the members of the CLT may be many pay grades removed from direct service provision. The thing about CIRCLES is that it will work within whatever structure, size, and culture your district already has in place.

Just as administrator buy-in is important for CIRCLES to be successful in the schools, agency administrator buy-in is important for CIRCLES to be successful outside of school. Instead of sending direct service providers back to their respective agencies and asking them to describe and define CIRCLES to their supervisors, we bring the administrator to the CLT meeting. Although administrator buy-in is a critical step in forming CIRCLES within your schools, it is not the only purpose of the CLT. The CLT, by nature of its membership, is a powerful force for braiding together of resources, identifying gaps and overlap, and streamlining the processes available in a given district for transitioning to better outcomes for people with disabilities. CIRCLES allows us, through the CLT, to train to our needs, reach who we can, and close the gap. Below, we discuss three examples of group genius at the level of the CLT in CIRCLES.

Train what we need. As you will see in our sample agendas below, we ask the CLT as early as the second meeting to identify barriers to providing services to this population. One of our districts, “Small-town County Schools,” identified that, within their district, there were no training programs for the jobs that were widely available to people with disabilities, and that the training programs within their district were for jobs that were available outside of the district. This was a small, rural town that relied heavily on tourism in the outdoors arena. The CLT identified the jobs available as falling into one of five categories: office support, custodial or hospitality work, landscape work, child care, and kitchen work. The agencies represented on the CLT included the local community college, who partnered with other CLT members to develop and implement the CIRCLES courses at the community college. These courses were approved paths to certification for the areas identified above. Within less than a year of implementing CIRCLES, the community college opened the first three pathways as fields of study, not only to students who went through CIRCLES, but to members of the community, as well. By the end of the second year, they opened the other two certification pathways. They had 21 graduates their first year, each working in the county by graduation.

Reach who we can’t. Another district, Middle Suburban Schools, met as a CLT and identified that one of the biggest barriers facing their ability to serve youth with disabilities was that of waiting lists for services. Many services in this district are available, but have three to five year waiting lists. One of the challenges is getting parents to sign up early for services that their children don’t currently need or qualify for, but that have significant waiting lists. Adding to this challenge was the fact that many parents of children with significant disabilities are unaware of what is available within the district. To address this need, the CLT discovered that the first and often only place where parents get information about services available to their children is through their primary care providers. The CLT sprang into action and, within the first full school-year of implementation, had developed two different outreach documents. The first document was geared toward primary care physicians. It spoke to their crucial role in spreading awareness of services and gave them a list of five bullet point activities they could do in a five-minute appointment with parents of children with disabilities to help spread the word and connect families in need to resources available. The second document was a color-coded resource guide that would fit into a pocket or wallet that primary care providers (PCPs) could hand out to parents of children with disabilities and review or highlight those resources most pertinent to the situation. These two tangible steps of outreach helped not only to ensure that parents of kids with disabilities get the information they need early on, but also opened up space for relationships between the agencies on the CIRCLES CLT and SLT and the primary care clinics in the area. Those connections continued to improve, allowing PCPs to refer patients to where they already have a contact and to follow up more collaboratively.

Close the gap. “Large Rural County Schools” experienced one of the most wide-reaching positive changes due to its CLT. Every CLT meeting would review highlights and challenges from the quarter’s SLT meetings. This understanding of the direct student-level impact was very important to the CLT members, it let them know how CIRCLES was working, not based on numbers and percentages, but based on individual impact. They learned something that was as surprising to them as it was to the teachers. In their state, there were multiple high school completion pathways including NC high school diploma earned through occupational course of study and a certificate of completion, NOT a diploma. The department of education in the state was adamant that the first two were equal diplomas. Future ready required math and science credits necessary to attend college and start at 100-level courses. Occupational course contained over 300 hours of actual work experience, preparing students for lives of employment. In Large Rural County Schools, transition component had included goals for the local community college programs, especially in beautician and mechanic programs. However, at the SLT meetings, teachers were learning that the certificate-granting, credit-bearing programs were not available at many local community colleges for graduates with a high school diploma earned through occupational course of study. Through CIRCLES CLT meetings in this district, they learned all community colleges in the state must accept the high school diploma earned through occupational course of study into their programs. Students must pass a test to place into different levels of math, reading, and writing classes, and they may enroll in a remedial class to bring them up to the level they need, but they have the ability, at every community college in the state now, to enroll in certificate-granting, credit-bearing courses.

This type of group genius doesn’t just happen, it only works when everyone is working as a Team. Some groups just come together and gel well; others really struggle. Regardless of the level of natural synergy of your group, all CLT members benefit from proper CIRCLES training.

Making CIRCLES Work for You

At this point, you may be thinking “CIRCLES sounds great! But…how do I make it happen?” Funny you should ask, because we will now begin taking you through the step-by-step process for making CIRCLES a reality in your district. Hang in there, start with DLT, take it slow, and don’t be afraid to go step back to move forwards.

Convening and Training the Community Level Team

Step one. As we mentioned in the segment on Team versus committee, using the word Team is important, but doesn’t ensure your group will function like a team. You need to set down some ground rules. Before you do that, you must invite people to join your team, and before you do that, you have to generate a list of possible teammates. Do not do this alone – get some help from your friends. Consider again, the magic wand question – who would you want to have at a transition planning meeting for your students, if you could have anyone there? The local vocational rehabilitation agency usually comes to mind, but what about the YMCA, or transportation? Do you have any students who need support from pregnancy and parenting organizations? Department of Health and Human Services (DHHS)? Department of Juvenile Justice (DJJ)? The alphabet soup doesn’t end. Write your own list, have your colleagues do the same, then sit down together and compare, generate as comprehensive a list as possible. Grab your magic wand and invite everyone on your list! It is often helpful to have whomever is on your DLT who has the highest rank send out the invitations. See Appendix C for a sample letter of invitation for agencies. Set the time and date for your meeting, give it a two-hour window. Schedule the room, and send out reminder emails one week, three days, and one day before.

Step two. Holding your first CLT can be both exciting and anxiety producing. Did you forget something? Probably. Will it be a success anyway? Most likely. Will you learn things to make it better next time? Definitely. One crucial game-day decision is to ensure that the front desk staff, wherever you hold your meeting, know about the meeting, what it may be called, and where to send agency representatives. As you convene your meeting, let everyone introduce themselves and do an ice-breaker exercise. Then give a brief overview of how CIRCLES works, what it is, who participates, and what you expect from the CLT members. Appendix C contains Sample Agendas for CLT meetings 1-

4.

Talk a bit about Teams. Ask team members share good teaming experiences they have had and what made them successful. Another idea is to use a flip chart and have team members “free call” words that describe a successful team as you write them on the paper. Then do the same “free call” exercise describing unsuccessful teams. This can prompt some great conversations. If you are not comfortable talking about it, read aloud the paragraphs from this handbook about Teams versus committees.

Steps for CLT

1.

Prepare for CLT meeting

a. Invite agency representatives to CLT meetings

b. Secure location and test technology

2.

Hold first CLT meeting

a.

Introductions

b. Ice breaker

c. CIRCLES overview

3.

Identify Values, Mission, and Vision Statements

4. Nominate direct service provider to attend SLT

5.

Schedule meeting for first year

6.

Communication

a. Email minutes to all who attended

b. Email updates (e.g., future training for SLT)

c. Reminders for next meetings

Step three. It’s time to write the values, mission, and vision statements. If you are comfortable with it, you may choose to use your district’s values, mission, and vision statements as a template or starting point. If not, you may ask CLT members for feedback. One thing we’ve found helps with this is printed agendas with items and time allotted. Using a printed agenda lets the Team know what they must complete during this time and how much to consider or discuss each item. If you set aside, say,

20 minutes

for the values, mission, vision statements, you can move forward to the next item after five or six minutes. It may seem like you will never get done with everyone’s feedback, but we want to remind you that people who work in the human services areas usually want to help others, and are more alike than you may think. We’ve never had a CLT that couldn’t complete this task in under

30 minutes

.

Step four. Ask each administrative-level member of the CLT to nominate and provide contact information for a direct service provider at their organization that should be invited to serve on the School Level Team. See Appendix C for a draft of the CLT to SLT nomination sheet. Also, ask them who else should be present at the CLT meeting, and use current contacts to contact additional personnel who should attend.

Step five. Schedule your meetings for the rest of the school year. The first year, we recommend 3-4, and recommend at least two in all subsequent years. At this time, you can leave 5-

10 minutes

for conversations about potential agenda items for next meeting. You should let the team know you want to talk about challenges and barriers and you will want them each to introduce themselves and their agency next time, because, even though you may have known one another for years and served the same clients, you may not know everything every agency offers. If there are other items people want to see discussed, add them to your notes. Thank everyone for their time and dismiss them. Now, this piece is important. After the meeting, send a summary of the minutes of the meeting to everyone who was invited,
even those who were not in attendance
. This serves several functions: it helps people remember what they did at the CIRCLES meeting, it checks for understanding among those who were there, and it reminds those who were not in attendance that this CIRCLES “meeting thing” happened and decisions were made.

Step six. Keep the forward momentum going by sending out email minutes from the last meeting you held, within a week of the meeting to remind members of the team what they agreed to and accomplished. Email updates when you have scheduled and convened the training of your SLT members, and held any SLT meetings. Send a reminder out one month, two weeks, one week, three days, and one day prior to the next CLT meeting. If you know the agenda ahead of time, send it out, as well, to the entire email list, even those who were not in attendance.

Training Your Teachers

As mentioned above, we have seen CIRCLES succeed through top-down and bottom-up efforts. At this point, you must consider whether the teachers are in the loop, and we recommend that you ascertain for yourselves the extent of their understanding. Schedule a meeting with the special education teachers at each school involved, plan for 2 hours. Our goal through CIRCLES has always been to under-promise and over-deliver. If people schedule 2 hours and we let them out early, they will be more likely to come for another meeting.

Step one. Secure a location and all necessary technology. Ensure that your time slot is not competing with other district events (this is often the most complicated part of CIRCLES). Invite teachers to come to your training (regardless of the mandatory nature of the training, send out an invitation). Prepare your handouts and training presentation PowerPoint, along with an Agenda. Appendix E has samples of each of these available to you.

Step two. Train your teachers. Follow the agenda available in Appendix C, making changes as you see fit. We have had very little push back from teachers, and it usually comes during the explanation of CIRCLES, because they see it as more work. Therefore, it is important to begin training them at this point, once the CIRCLES DLT has already convened the CLT and possibly the SLT meeting, because then they can see that the work left to them is all about the student. Show your teachers the All About Me PowerPoint template available on the CIRCLES website. You have access to many tools including the Student Dream Sheet, the Student Profile Sheet, and the All About Me PowerPoint template (Appendix D). The Web 2.0 Tools instructions can provide teachers with engaging ways to get students talking and thinking about their futures. Our website has many more resources, all free, to help students assess their skills and interests. For the SLT meeting, teachers may use whichever combinations of these tools they choose, along with anything else at their disposal, but they need only bring the student, the All About Me PowerPoint, and Student Profile Sheet to the meeting. The PowerPoint gives students needed support to present themselves to SLT members. The Student Profile Sheet gives teachers and agency members a chance to communicate specifics about the student that the student may not choose to share, such as family issues (e.g. homelessness, parent in prison, abuse, etc.), mental health challenges (e.g. stealing, depression, compulsive lying, sexual acting out, etc.), and qualifying data (e.g. some agencies can only serve specific disability categories or IQ ranges).

Steps for Training Teachers

1. Secure location and test technology

2. Training agenda

a. Overview of CIRCLES

b. How to prepare students

c. Show “All About Me” Presentations

d. Demonstrate Web 2.0 Tools

e. Demonstrate Student Profile Sheet

3. Plan SLT meeting

a. Consider which students to participate

b. Set SLT meeting schedule for year

4. Designate lead teacher for each school

Step three. Once your teachers have asked all their questions, give them structured time to consider which students they want to send to CIRCLES. Work with them to schedule the SLT dates relative to the school and district calendar. Explain that CIRCLES is not for every single student on the special education caseload, but for more complex students. If you have concerns about your district’s capacity to provide services to all students eligible, begin with the most complex students. We told teachers to consider those with the highest levels of disability, with need for involvement from multiple outside agencies, who are closest to exiting school. Start with those students, and work your way back down the severity scale, the proximity to graduation scale, and the number of agencies needed scale as the year progresses.

Step Four. Designate a point of contact with each school, a lead teacher with whom you will communicate about upcoming meetings. Often, it is helpful to send out agendas with student names to agency members (in a password protected document and after obtaining parent permission) so that they can find out if the student is already receiving services, or on a waiting list, etc. At times, you may want to invite student-specific agencies (e.g., Down Syndrome agency, foster child representative) as student needs are presented. Communicate with your lead teacher two weeks, one week, and two days prior to the SLT meeting at that site. In addition, and often concurrently, you will need to train the School Level Team Members.

Convening and Training the School Level Team (SLT)

Although we have seen several different models used, it has proven most successful to gather members of the School Level Team (SLT) together to train them on CIRCLES prior to holding the first meeting where students attend.

Step one. Working from the list generated at the CLT meeting, where you asked CLT members to nominate and/or designate an agency representative to serve on the SLT, make initial contact via email. Secure a location and set aside two hours for the first SLT meeting. Invite all agency representatives and request an RSVP to get an idea of how many will attend. Prepare and test your technology (e.g., projector, computer, PowerPoints, internet connection). Be sure to let the front office staff wherever you are holding your meeting know the meeting is going to happen, that it is called CIRCLES, and where to send attendees. We can’t say enough about how much this matters. It is frustrating to show up for a meeting you are not yet sure of at a school or district office and have no one know where it is or who is running it, or even recognize that it is, indeed, a thing happening at that building. Be sure to be clear about where to park, how to enter, etc. Send out a reminder email to everyone, even those who have not yet RSVP’d, two weeks, one week, three days, and one day before the SLT meeting. See Appendix D for Special Educator Tasks to Prepare for School Level Team Meeting, which gives a rundown of the steps the lead teacher at the school will follow for each SLT meeting.

Steps for SLT

1. Prepare for training meeting

a. Invite designated agency representatives

b. Secure location and test technology

c. Send email reminders

2. First SLT Meeting

a. Introductions

b.

Ice Breaker

c. Review Values, Mission, and Vision Statement

d.

CIRCLES Overview

e. Train SLT members

f. Discuss schedule for year one

3. Subsequent SLT meetings

a. Review student progress

b. Review Student Profile Sheets

c. Introductions to each student

d. Student presentations

4. Engage with student about available services

5. Follow-through

a. Send out meeting minutes

b. Make appointments with students

6. Use meeting minutes to plan student IEPs

Step two. Hold your first SLT meeting. Follow the sample agenda available in Appendix D, making changes as your situation warrants. Begin with introductions and an ice breaker. Present an overview of CIRCLES and the role they will play in the process. Review the

Values, Mission, Vision

developed with the CLT, and either agree to adopt it, or agree to change it for the purposes of the SLT. Train the SLT members in what CIRCLES is, and what is expected from them. Let them know the schedule for the SLT meetings for the year (developed with Teacher and District Staff input). Let them know the logistics of each meeting (i.e., how long it will be, whether they will all be at the same location or different locations, whether lunch is on your own or provided, etc.) and answer any questions they have.

Step three. For each subsequent SLT meeting, allow 15-20 minutes for members to settle in, review the Student Profile Sheets and agenda for each student presenting, and to ask questions. Ensure that you can arrange the chairs or tables in a half circle or full circle and that there is space for the student, family, and teachers to join the SLT members for discussion after student presentations. After the first SLT meeting where you see students, extend this time to 30-4

5 minutes

to review follow up from last meeting. Did students, parents, or teachers make contacts that were discussed? If not, what can we do? Once you have settled in, bring on the students! One of the most important things to do,
for every student
, is to have every single member of the SLT go around an introduce themselves. This goes a long way to put nervous students and families at ease, just knowing the names and agencies represented in the room. Each student will present, and these presentations vary from three to eight minutes in length, using the All About Me PowerPoint template.

Step four. After the student presents, invite him or her to join the SLT members at the table. At this point, there are several ways to proceed. You can have one SLT member whose agency has something to offer almost everyone (Vocational Rehabilitation, or the local Community College, perhaps?) start things off, and then members can jump in and offer services they can provide. Another alternative is to go around the room and have every member contribute something, even if their agency cannot serve this student. The latter works well for engaging all SLT members, and offering information about resources students and families may not otherwise have access to or knowledge of. One of our SLT meetings had a member from the Department of Juvenile Justice (DJJ) and his job, at most meetings, was simply to connect with the student. He might make a remark about a sports team the student supported through their clothing, or comment that this student obviously liked a certain band, judging from their “One Direction” binder. We were lucky to have him, because his conversations put students and families at ease and helped us learn more about them. Even though most of the students we teamed did not have open cases with DJJ, this team member was valuable for his ability to get them talking and to make connections. He would often follow up with resources he was aware of in the community but were not represented at the table on a given day. One of our most successful implementing districts required that every single SLT member develop an action item, even if they, themselves, could not provide services. All of the printed agendas and member produced action items were merged by the DLT and sent out after the SLT to all members, each student, family, and teachers involved. This district experienced the highest levels of follow through and some of the best outcomes across the board.

Step five. Follow-through is imperative to making CIRCLES a success in your area. This is accomplished in several ways. The biggest impact can be made when everyone is on the same page. Keeping specific notes (see meeting note templates in Appendix C) as to who is supposed to take which action for follow up for which student, and emailing these out to the team is invaluable. We recommend using the model described above, where every SLT member gets a copy of the agenda and each member generates at least one action item per student teamed. The DLT compiles these action items together per student, and then, within a week of the SLT meeting, sends out these minutes and action items to the entire SLT membership, the teachers involved, and, student specific agendas only, to each student, his or her family, and related teachers and case managers. It is also helpful to encourage SLT members, teachers, and family members to bring their calendars to the SLT meeting, which allows appointments to be made at the SLT meeting; this has proven to be the best model.

Step six. Bringing the plans laid out in the SLT to fruition is the key to success in transition through CIRCLES. Everything discussed in the SLT meeting must be brought back to the student’s Individualized Education Program (IEP) meeting.

Making the Most of Your Student Level Team: The IEP

In addition to all of the goals the IEP team is already tasked with, CIRCLES operates under the assumption that members of the IEP team, mainly the student’s special education teacher and paraprofessionals will be able to help the student prepare for the SLT meeting. However, we have seen numerous models in which mentors who are not part of the usual IEP team work with students to complete and rehearse their SLT presentations. In many instances, a mentor from another area of the student’s life has obviously been working one on one with the student to prepare. The basic information required in the All About Me PowerPoint can be gleaned from anyone who can get the student talking. Although it is helpful for the special education teacher and any paraprofessionals (educational and instructional aids) who work with the student to be part of this process, we have seen technology/computer teachers work closely with CIRCLES students to prepare them for the SLT. Coaches, Junior ROTC officers, and even Scout masters have stood in the back of the room during an SLT, at the invitation of students, mouthing the words to a student’s presentation, and beaming with pride. The take away for us is that anyone who supports the student can fill this role, and then submit a finished draft to the teacher for final edits. The transition specific tasks should already be taking place preparing the student for the transition component of the IEP and can be undertaken by school counselors, graduation specialists, job coaches, special education teachers, paraprofessionals, and even skilled volunteers. The technology component typically fulfills or partially fulfills some requirement for graduation in every district with whom we have worked. It’s not rocket science; if you start with the All About Me PowerPoint (Appendix D) and you receive blank stares from the student, he or she may need more guidance, skill and interest inventories, or to work through the Student Dream Sheet (Appendix D).

After the SLT, the IEP Team has another task, and the work completed at the SLT should make the IEP Team’s work easier. As discussed in the Note from the Authors at the beginning of this book, the transition plan should serve as a road map, which means that, before we can write a good IEP for a transition-aged student, we must first have an idea of their destination. In short, the academic and occupational activities our students receive should not be random, or standardized, they should be individualized and guided by the destination set forth in the transition plan. Consequently, when beginning the IEP meeting after the SLT has been held, the post-school outcomes, transition goals, activities and plan should be written first. Only when we know the destination can we write meaningful steps to get there. This is why it is so important to share the minutes of the SLT with the IEP Team leader, so that the agreed-upon goals and activities can be written into the IEP at the start. All academic and occupational/behavioral/social goals written next should support, in some way, the end goal of the transition plan. Although this may sound like a lot of work, it is the result of many hands working toward a common goal, and our experiences have been relatively seamless. CIRCLES, if implemented with fidelity, will result in better transition plans, better IEPs, increased student involvement in IEPs, higher levels of student self-determination, and better collaboration between agencies, including the school district.

Evaluating CIRCLES – How can you tell it’s working?

As you begin implementing CIRCLES, you will want to know if it is working to change student’s perspectives (i.e., self-determination), to increase student IEP participation, to increase student-agency interaction, and to build interagency collaboration across your CLT and SLT members. Published measures as well as educator-made questionnaires for evaluating CIRCLES can be found in Appendix G or on the CIRCLES website. To evaluate the fidelity of implementation on a local level and to access its impact, checklists for CLT and SLT can be found in Appendices C and D.

Measuring Self-Determination

The American Institute of Research (AIR) Self-Determination Scales measure self-determination from different viewpoints. These Self-Determination Scales are available at no cost, at the time of this printing, and can be found on the University of Oklahoma Zarrow Center for Learning Enrichment website

http://www.ou.edu/content/education/centers-and-partnerships/zarrow/self-determination-assessment-tools.html

Links to these forms are found in Appendix G, as well. Students’ self-evaluation of self-determination can be measured before and after preparing for the SLT meeting or from year to year using the AIR Self-Determination Scale Student Form. Students with difficulty reading may have the questionnaire read to them or you may use an adapted Student Form with visual supports which was created by a member of the CIRCLES team (Appendix G). Teachers can use the Educator Form to compare student self-perspectives of self-determination with teachers’ perspective of each student. There is also a

Parent

Form which gives the parents’ assessment of the student’s level of self-determination. Questions on the different forms cover what the student knows about self-determination, how they feel about it, types of opportunities students have to use self-determination at home and at school, and if the student demonstrates self-determination at home or in school. The AIR consists of statements with five options for response ranging from Never to Always. These forms are easy to score and can be found in Appendix G.

Measuring IEP Participation

After the SLT meeting, minutes and agency representatives’ action steps will be sent to the student’s teacher and/or case manager, among others. At that point, the case manager and student develop the transition component of the IEP including transition goals and activities, along with IEP goals, based on the meeting information. Because the student is involved in the transition process and has had an opportunity to present their All About Me presentation at the SLT meeting, participation at the IEP meeting is expected to increase. To measure this, we developed the IEP Participation Measure. This form can be completed at all IEP meetings for students going through CIRCLES as well as those who are not. This measure will provide you with information on how well the student transfers the SLT training to the IEP meeting. You will have a snap shot of which students are participating in IEP meetings and the over-all number for the school. A sample IEP Participation Measure is available in Appendix D. These measures can be completed by the case manager directly after the IEP meeting and kept with the student’ IEP folder to be compared over time or the forms can be collected and recorded on an excel sheet to show level of IEP participation across the school.

Measuring Student-Agency Involvement

Another important way to evaluate how well your CIRCLES model is working is to measure how many agencies each student is engaged with before and after presenting and meeting with the SLT representatives. This determination can be accomplished by sending home a questionnaire for parents to complete before the student presents at the SLT, and again, a few months after the SLT, as it often takes a few weeks to establish follow-up contact with agencies. This questionnaire could also be sent home at the beginning of each school year and compared from one year to the next. It would also provide names of possible CLT/SLT members who were not considered previously. Seeing an increase in student-agency involvement would indicate that CIRCLES is working for your district.

Measuring Interagency Collaboration

To determine level of interagency collaboration being built through CIRCLES CLT and SLT meetings, we surveyed agency representatives to find out which agencies in their community they already worked with and to what extent. An easy way to get this information is to use a questionnaire listing the agencies you know about in your community. Ask your CLT and SLT members to complete the questionnaire before starting year one of CIRCLES and to repeat the survey each year to determine if interagency collaboration is growing in your community. It is a good idea to have your special educators and school administrator take the survey as well to increase their awareness of local supports for their students and see their collaboration with those agencies build. An Interagency Collaboration Questionnaire can be found in Appendix G.

CIRCLES for Diverse Students and Families

In a recent review of the literature on best practices for students with disabilities from racially, ethnically, linguistically diverse (RELD) backgrounds, Povenmire-Kirk and colleagues (in submission) found that four main factors have a positive impact on student outcomes. The factors that make the highest level of impact are: (a) using a strengths-based approach to transition planning; (b) promoting self-determination in culturally appropriate ways; (c) increasing family involvement; and (d) building social capital and community networks of support. CIRCLES, when used with intention and direction, can facilitate the development of each of these factors. We describe this in detail below.

Strengths-Based Approach

CIRCLES fosters a strength-based approach to transition planning for all students, and especially for those who are racially, ethnically, linguistically diverse (RELD), identified as a best practice by Leake and Black (2005). As students prepare for the SLT meeting and create their All About Me presentations, the focus is not only on areas of need, but emphasizes student strengths (e.g., personal strengths, academic strengths, previous work experiences, positive social interactions, volunteer activities) and uses these strengths to design their postsecondary goals. RELD students learn along with their peers to identify their strengths, and through preparation for presenting at the SLT, learn self-advocacy skills for talking to adults and expressing their goals.

Promote Self-Determination

Research indicates that RELD families and communities may not value the same transition planning strategies identified as essential, such as parent involvement in transition planning or student independence (Kim & Morningstar, 2005; Leake, Black, & Roberts, 2003; Povenmire-Kirk, Lindstrom, & Bullis, 2010). Often RELD students, due to cultural barriers, limited choices or resources, score lower on self-determination scales than non-RELD peers. In addition, in some instances, educators and other support personnel may hold biases and limited views of student capabilities in this area (Cartledge, Gardner, & Ford, 2008; Banks, 2014).

In the CIRCLES model, self-determination should be taught to RELD students with understanding and respect for individual cultural differences (Leake & Black, 2005; Shogren et al, 2007; Trainor et al., 2008) through skill-building in the areas of identifying strengths, setting goals, and evaluating progress towards those goals (Field, Martin, Miller, Ward, & Wehmeyer, 1998). Preparing for the SLT meeting also gives students an opportunity to practice self-determination skills as they ponder what they want to do after high school and create the All About Me presentation (Povenmire-Kirk, et al, 2015).

Increase Family Involvement

Parent involvement in transition planning is one of the essential components of the Transition Taxonomy (Kohler, 1996) and is correlated with positive post-school outcomes (Mazzotti et al., 2015). For some RELD families, this parental involvement is limited due to language barriers, transportation and childcare constraints, and work schedules. In addition, some RELD parents may not understand their child’s disability or the rights they have under IDEA. As the DLT, you may want to consider the family needs for your students presenting at the SLT. For example, several of our districts provided childcare, with activities and snacks for small children while the parents participated in the SLT. Another district found volunteers from the local faith community to arrange transportation for parents to attend the SLT meetings. Parent advocacy groups can be invited to meet with parents to provide training on the student’s disability as well as to provide translation services.

Enhance Social Capital and Develop Community Networks of Support

The CIRCLES model of transition planning provides opportunities for RELD students and families to build their network of community supports through the relationships built with agency representatives during the SLT meetings. This social capital (Banks, 2014; Trainor, 2010) is often less common for RELD families due to lack of resources and lower socio-economic status, leaving them with fewer connections to community supports and resources. By supporting RELD families in participating in SLT meetings and becoming part of the transition planning process, they are able to increase their connections to the community and service providers (Leake & Black, 2005), benefiting not only themselves, but also bringing that information to other RELD families in their personal networks. The SLT meeting provides that link from high school to post-graduation so students will continue to benefit from these associations beyond graduation leading to more positive post-school outcomes (Kim & Morningstar, 2005).

References

Aspel, N., Bettis, G., Quinn, P., Test, D. W., & Wood, W. M. (1999). A collaborative process for planning transition services for all students with disabilities. Career Development for Exceptional Individuals, 22, 21-42.

Banks, J. (2014). Barriers and supports to postsecondary transition: Case studies of African

American students with disabilities. Remedial and Special Education, 35, 28-39.

Bruner, C. (1991). Thinking collaboratively: Ten questions and answers to help policy makers improve children’s services. ERIC Database (ED 338984)

Cartledge, G., Gardner, III, R., & Ford, D. Y. (2009). Diverse learners with exceptionalities: Culturally responsive teaching in the inclusive classroom. Columbus, OH: Merrill.

Everson, J. M. & Guillory, J. D. (2002). Interagency Teaming: Strategies for Facilitating Teams

from Forming through Performing. Human Development Center. Louisiana’s University

Center of Excellence in Developmental Disabilities Education, Research, and Service.

Louisiana State University Health Sciences Center.

Field, S., Martin, J., Miller, R., Ward, & Wehmeyer, M. (1998). Self-determination for persons with disabilities: A position statement of the Division on Career Development and Transition. Career Development for Exceptional Individuals, 21,113–128.

Individuals with Disabilities Education Improvement Act of 2004, 20 U.S.C. § 1400 et seq. (2004).

Kim, K.-H., & Morningstar, M. E. (2005). Transition planning involving culturally and

linguistically diverse families. Career Development for Exceptional Individuals, 28, 92-

103.

Kohler, P. D. (1996). A taxonomy for transition programming: Linking research and practice. Urbana-Champaign, IL: Transition Research Institute.

Landmark, L. J., Ju, S., & Zhang, D. (2010). Substantiated best practices in transition: Fifteen plus years later. Career Development and Transition for Exceptional Individuals, 33, 165-176.

Leake, D., Black, R., & National Center on Secondary Education and Transition, Minneapolis,

MN. (2005). Cultural and Linguistic Diversity: Implications for Transition Personnel.

Essential Tools: Improving Secondary Education and Transition for Youth with

Disabilities. National Center on Secondary Education and Transition. Institute on

Community Integration, University of Minnesota, Minneapolis, MN, Retrieved from

www.ncset.org.

Leake, D. W., Black, R. S., & Roberts, K. (2003). Assumptions in transition planning: Are they

culturally sensitive? Impact, 16, 28-29.

Mazzotti, V. L., Rowe, D. A., Sinclair, J., Poppen, M., Woods, W. E., & Shearer, M. L. (2015).

Predictors of post-school success: A systematic review of NLTS2 secondary analyses.

Career Development and Transition for Exceptional Individuals, 38, 1-20.

Povenmire-Kirk, T. C., Bethune, L. K., Alverson, C. Y., & Gutman Kahn. L. (2015). Journey, not a destination: Developing cultural competence in secondary transition. Teaching Exceptional Children, 47(6), 319-328.

Povenmire-Kirk, T., Diegelmann, K., Crump, K., Schnorr, C., Test, D., Flowers, C., & Aspel, N. (2015). Implementing CIRCLES: A new model for interagency collaboration in transition planning. Journal of Vocational Rehabilitation, 42, 51-65.

Povenmire-Kirk, T. C., Lindstrom, L., & Bullis, M. (2010). De Escuela a la Vida Adulta/From school to adult life: Latino youth in transition from school to adult life. Career Development for Exceptional Individuals, 33, 41-51.

Povenmire-Kirk, T. C., Test, D. W., Flowers, C., Diegelmann, K. M., Kemp-Inman, A., Ewers,

L., Wirt-Hamrick, J., Aspel, N., & Everson, J. M. (in submission). In the Driver’s Seat: CIRCLES as a Vehicle to Improve Service Delivery for Racially, Ethnically, and Linguistically Diverse Youth with Disabilities. Career Development and Transition for Exceptional Individuals.

Shogren, K. A., Wehmeyer, M. L., Palmer, S. B., Soukup, J. H, Little, T. D., Garner, N.,

…Lawrence, M. (2007). Examining individual and ecological predictors for the self-

determination of students with disabilities. Exceptional Children, 73, 488-509.

Test, D. W., Mazzotti, V., Mustian, A. L., Fowler, R., Kortering, L., & Kohler, P. (2009). Evidence-based secondary transition predictors for improving postschool outcomes for students with disabilities. Career Development for Exceptional Individuals, 32, 160-181. doi:10.1177/0885728809346960

Trainor, A. A., Lindstrom, L., Simon-Burroughts, M., Martin, J. E., & Sorrells, A. M. (2008).

From marginalized to maximized opportunities for diverse youth with disabilities: A

position paper of the Division on Career Development and Transition. Career

Development for Exceptional Individuals, 31, 56-64.

Appendices Table of Contents

Appendix A: Executive Summary ……………………………………………………..

39

Appendix B: Circles Overview
B1:
History and Overview Informational Presentation

………………………..
B2:
History and Rationale – Video

…………………………………………….
B3:
Team Roles and Responsibilities Matrix

………………………………….

42
43
44

Appendix C: Community Level Team (CLT) Resources
C1: Community Level Team (Video) …………………………………………
C2: Community Agency Invitation Letter Template ………………………….
C3: CIRCLES Community Level Team Agendas …………………………….
C4: CLT Nomination/Designation Sheet for School Level Team Members ….
C5: Interagency Agreement Form …………………………………………….
C6: Action Plan for New Districts …………………………………………….

46
47
48
52
53
57

Appendix D: School Level Team (SLT) Resources
D1: SLT Overview Resources …………………………………………………
D2: Using Technology to Increase Student Success …………………………..
D3: SLT Invitation Letter for Agencies ……………………………………….
D4: Sample Invitation Letter for Parents ………………………………………
D5: Sample Permission for Agency Involvement ……………………………..
D6: SLT Training Team Agenda ………………………………………………
D7: Student Dream Sheet ………………………………………………………
D8: Student Profile Sheet for SLT Members ………………………………….
D9: Student Presentation List ………………………………………………….
D10: SLT Signature Sheet ……………………………………………………..
D11: School-Level Team Meeting Minutes ……………………………………
D12: Special Educator Tasks to Prepare for School Level Team Meeting ……
D13: All About Me Template …………………………………….

73
76
77
78
80
81
83
86
87
89

90

92
93

Appendix E: IEP Resources
E1:
IEP Team with CIRCLES Video

………………………………………….
E2:
IEP Informational Presentation

……………………………………………
E3:
Transition Assessment Survey for Parents

………………………………..

94
95
96

Appendix F: Strategies for Teaming
F1: Video Resources …………………………………………………………..
F2: Forms and Documents …………………………………………………….

100
104

Appendix G: Evaluation
G1: IEP Participation Measure ………………………………………………..
G2: AIR Self-Determination Scale links ..…………………………………….
G3: Student-Agency Interaction Questionnaire ……………………………….
G4: Interagency Collaboration Survey Questions ……………………………..

105
106
107
108

Appendix H: Additional Resources and Contact Information …………………………

109

Appendix A: Executive Summary

Executive Summary
August 2016

Communicating Interagency Relationships and Collaborative Linkages for Exceptional Students (CIRCLES) is a transition-planning service delivery model designed to guide schools in implementing interagency collaboration among community, school, and IEP teams. A four-year cluster randomized trial research study was conducted by the University of North Carolina at Charlotte with funds from the Institute of Education Sciences, National Center for Special Education Research (#RSA324A110018) was conducted to examine the efficacy of CIRCLES. The following summary provides a brief description of CIRCLES, research design, and findings of the research study.

Circles Intervention

The CIRCLES intervention involved three levels of interagency collaboration including Community-, School-, and IEP-level teams. These teams worked together to address transition planning needs of students with disabilities to improve both in-school and post-school student outcomes. CIRCLES allowed agencies to provide support services directly to students and families who needed involvement from multiple adult service providers.

Community-level team. The Community Level Team (CLT) was comprised of administrators and supervisors of every agency able to provide transition services and could include: Vocational Rehabilitation, Department of Social Services, Health Department, The Arc, Easter Seals, Autism Society, transportation, residential service providers, and any other local service providers. District level staff (e.g., transition coordinator, compliance specialist) organized and convened the CLT to address larger issues of access to services within the community. The CLTs meet between two to four times per year to work on issues at the policy level. One key role of CLT members is to appoint a direct service representative from their agency to serve on the School-Level Team (SLT).

School-level team. The School-level team (SLT) brings adult agency representatives to meet directly with students and their families. The SLT was comprised of direct service providers (e.g., case managers, counselors, care coordinators) from each agency represented on the CLT, those professionals whom special educators might traditionally invite to attend IEPs, but due to the large number of students being served, these representatives are often unable to attend IEPs for every student in need. District staff responsible for convening CIRCLES meetings invited direct service providers to attend one full-day meeting a month (during the school year), in which the team met with a student every 30-45 minutes, and could see up to 10 students a day. Students create 10-minute presentation that describe their strengths, areas of need, and post-school goals. For the remaining time allotted (20 – 40 minutes per student), members of the SLT talked with the student, his or her family, special educators, and one another to determine the best way to deliver transition services to each student. In addition to giving the student, parent, and special educators a personal contact to associate with each agency, the SLT format also allowed time for appointments to be made and questions to be answered by agency members. Families discussed any needs they may have had as a whole (e.g., poverty, homelessness, transportation, food insecurity, guardianship assistance). Agencies negotiated with one another and the student and family to create the most comprehensive plan to meet each student’s specific needs.

IEP team. The IEP team is the final level in the CIRCLES multi-level approach. After the SLT meeting, special education teachers took the minutes of the SLT meeting to the IEP meeting and wrote the transition component based on the services agreed upon at the SLT. This process enabled the IEP team to write the other components of the IEP with the end goals of the student in mind. Because the district-level school staff were responsible for convening the CLT and SLT meetings, the time special education teachers typically spent inviting folks to IEP meetings was freed up for preparing students for SLT and IEP meetings.

Research Methods

A cluster randomized trial, where schools served as clusters, was used to assign schools into treatment conditions. Forty-four schools were randomly assigned into either the CIRCLES or Business-as-Usual (BAU) condition. All students in grades 10th to 12th who were receiving services under IDEA (2004) with Individualized Education Plans (IEP) were eligible to participate. Participating schools were asked to recruit at least 10 students for inclusion in the research component of the study. Most students who participated in the study were classified as specific learning disabilities, intellectual disabilities, other heath impairments, and other. There were no statistically significant differences between the CIRCLES or BAU conditions on disability classification. Given the multilevel structure of the data, with students nested within schools, multilevel modeling using posttest data collection was used to investigate the differences between the CIRCLES and BAU conditions. Survey research method was used to examine stakeholders’ perceptions of transition services.

Research Questions and Findings

Research findings are organized by the research questions. The first two research questions examined differences between the in-school measures of students IEP participation and self-determination. The third questions investigated difference in post-school outcomes (i.e., employment and school). The final question examined stakeholders’ perceptions about the effectiveness of transition services in the CIRCLES condition.

Research Question 1. Was CIRCLES more effective than the BAU model at increasing student’s participation in IEP meetings? Using HLM, the effects of CIRCLES for the IEP participation level suggested that there were statistically significant CIRCLES effects for IEP participation (γ01= .72, SE = .23, p<.01, r2 = 22%). CIRCLES explained 22% of the between measures variance in IEP participation. Students in the CIRCLES condition had a much higher level of IEP participation that students in the BAU condition.

Research Question 2. Was CIRCLES more effective than the business-as-usual (BAU) model at increasing students’ self-determination level? There were statistically significant higher CIRCLES effects for educators’ ratings of Capacity (γ01=. 22, SE = .07, p<.01, r2 = 21%) and Opportunity (γ01=. 23, SE = .08, p<.01, r2 = 18%). CIRCLES explained 21% and 18% of the between measures variance in educators’ Capacity and Opportunity, respectively. These results indicate that educators reported higher levels of students’ Capacity and Opportunity in the CIRCLES condition as compared to the BAU condition. For students’ self-ratings of self-determination, there were significant effects for Opportunity (γ01=. 19, SE = .08, p<.01, r2 = 17%), but there were no CIRCLES effects for Capacity (γ01=-.04, SE = .08, p>.05). The results indicate that students in the CIRCLES condition had higher on average levels of Opportunity, but there were no differences between the groups for the Capacity outcome.

Research Question 3. Was CIRCLES more effective than the business-as-usual (BAU) model at increasing student’s post-school outcomes? For post-school outcome results, there was not a statistically significant difference between treatment conditions of post-school outcomes. It should be noted that the sample size (35 schools and 220 students) was smaller than all other analyses, suggesting limited power for detecting effects of conditions.

Research Question 4. How did key stakeholders view CIRCLES? Parents, students, school and community-agency personnel who participated in CIRCLES received a survey about their perception and satisfaction with transition services. Results of the parent survey (N=77) indicated that (a) 100% agreed they had an active role in the process of preparing their child for life after high school, (b) 100% agreed they understood their child’s needs and goals, and (c) 92% agreed they communicated regularly with school personnel on the process of preparing their child for life after high school. The student survey (N=142) indicated that (a) 92% agreed they were involved in preparing goals for their future after high school, (b) 87% agreed their high school was helpful in preparing them for college, (c) 86% agreed their high school was helpful in preparing them for employment, and (d) 93% agreed they knew what adult services would help them after high school. Survey results for school and community agency personnel reported (a) All CIRCLES schools and community agencies reported increased collaboration, (b) Schools reported high levels of collaboration, but saw a need to reach out to more local businesses, community agencies, and technical education providers, and (c) Community agencies reported collaboration through CIRCLES strengthened their own outcomes, but still saw a need to “braid” financial resources.

Implications for Practice

Findings from the current study indicate both teachers and students involved in CIRCLES indicated students had greater participation in IEP meetings and greater opportunity to practice and demonstrate self-determination skills than did students in BAU schools. As a result, CIRCLES provides educators with a “two-for-one” strategy. By helping students prepare their presentation for the SLT meeting, presenting to the SLT, discussing adult services options with the SLT, and then using the same presentation at their IEP meeting, educators can provide multiple opportunities for students to learn and practice valuable self-determination skills. Survey results of key stakeholders also supported the positive impact of CIRCLES for transition planning.

Unfortunately, participation in CIRCLES did not increase student post-school outcomes. To date, the only predictor (Test, Mazzotti, et al., 2009) of improved post-school outcomes that has been causally linked to improved post-school outcomes is community-based work experience programs (Cobb et al., 2013). However, educators must still implement practices and strategies that have the best available evidence. For now, these results indicate in order to provide students with the best chance for post-school success, their program of study should include community-based work experiences combined with additional predictors of improved post-school outcomes. For students whose IEP goals, objectives, and transition services indicate the need for increased self-determination skills and linkages to adult services, CIRCLES is recommended.

Appendix B1

History and Overview Informational Presentation

Appendix B2

History and Rationale – Video

Appendix B3

CIRCLES Grant: Team Descriptions and Responsibilities Table

Team

Community Level

School Level

Individual Level

Key Purpose

*Build sustainability of CIRCLES by aligning community secondary transition & adult services systems.

*Administrative leadership for total array of transition services offered

*Finds solutions for problems that arise

*Provides student access to various representatives from community agencies

*Writes IEP including Transition Component

*Ensure input from students and parents re: transition planning process

Team Members

*Exceptional Children’s Coordinator

*Principals,

*Transition coordinator,

*School board rep,

*Parent

rep,

*Business rep,

*Administrator for local C of C,

*Postsecondary ed rep,

*Administrative reps from public service agencies (voc rehab, workforce development, transportation providers, etc)

*Administrative reps from other community service agencies (group homes, advocacy groups, etc)

*Student

*High school transition coordinators,

*special populations coordinator (voc ed)

*Regular education teacher,

*military recruiter,

*parent,

*case managers or other direct *service reps from community service agencies

*Student
*Parent

*School reps

*Reps from outside agencies

Team Responsibilities

*Work to solve issues that directly relate to students:

*Identify community resources

*Develop & update interagency service agreements

*Coordinate staff development

*Share info re: employment of individuals w/ disabilities

*Facilitates the transition planning process evolving around “student-centered planning philosophy”

*Provides information and pre-planning to guide Student-level team’s IEP process

*Develop timelines for postgraduate needs with student and parent input

*Conduct pre-planning transition meeting

*Takes transition planning information and develops IEP

*Review info related to present level of performance and future goals

*Develop transition component and IEP

*Provide additional info re: transition process

*Address all other relevant student issues

Meetings

*2 -4 times per year for

*1 – 2 hours

*Monthly excluding December, June and July

*Meetings last 20 minutes to 2 hours.

*May occur at any time based on need for development and revision of IEP

*May last from 1 – 3 hours, as necessary

Team Roles and Responsibilities Matrix

Appendix C1:

Community Level Team (Video)

Appendix C2

Community Agency Invitation Letter Template

Dear (Community Agency),

Our school district has been selected to participate in an intervention involving interagency collaboration for students with disabilities. This project, CIRCLES (Communicating Interagency Relationships and Collaborative Linkages for Exceptional Students) is a four-year intervention study that will examine the effects of a multi-level model (i.e., community, school, IEP) of interagency collaboration on transition outcomes. The University of North Carolina at Charlotte is conducting this study in collaboration with (Your County Here) County Schools and other Local Education Agencies as part of a grant funded by the Institute for Educational Sciences through the US Department of Education.

As a leader in the community, we would like to invite you to be a part of this community-level team. Through collaborative efforts with other county and community agencies, we would like your input in the identification of community resources, development of interagency service agreements, coordination of staff development activities, and sharing information related to employment of individuals with disabilities. Community-level teams will meet 2 to 4 times per year, as needed.

Someone from our school district will be contacting you with additional information and to personally invite you to join our community level team. We are looking forward to your participation.

Sincerely,

109

Appendix C3

CIRCLES Community Level Team Agendas

CIRCLES Community Level Team (CLT) AGENDA

CLT Meeting #1 Date:

20 minutes

15 minutes

10 minutes

10 minutes

Item

Time Allotted

Discussion (Key Points, Motions, concerns)

Action Voted

Next Steps/ Due Date

Who is Responsible?

Introductions 10 minutes
Ice Breaker

15 minutes

Description of CIRCLES

20 minutes
Values, Mission, Vision

Who Else Should Be Here?

10 minutes

School-Level Team Designations (Pass around sign up sheet)

Schedule Next Meetings

Parking Lot and Next Agenda Items

TOTAL MINUTES

110

ON THE BACK: Values, Mission, Vision

CIRCLES Community Level Team (CLT) AGENDA

CLT Meeting #2 Date:

Item

Time Allotted

Discussion (Key Points, Motions, concerns)

Action Voted

Next Steps/ Due Date

Who is Responsible?

Ice Breaker

10 minutes

10 minutes

10 minutes

Who Else Should Be Here?

Schedule Next Meetings

10 minutes

TOTAL MINUTES

110

Review Values, Mission, Vision statements

Brief Recap of CIRCLES

Report of Progress on School-Level Team Meetings

20 minutes

Agency Introductions: What services? To whom? Challenges you face in providing services?

40 minutes
5 minutes
5 minutes

Parking Lot and Next Agenda Items

ON THE BACK: Values, Mission, Vision

CIRCLES Community Level Team (CLT) AGENDA

CLT Meeting #3 Date:

Item

Time Allotted

Discussion (Key Points, Motions, concerns)

Action Voted

Next Steps/ Due Date

Who is Responsible?

Ice Breaker

10 minutes

10 minutes

10 minutes

Report of Progress on School-Level Team Meetings

20 minutes

10 minutes

Who Else Should Be Here?

5 minutes

Schedule Next Meetings

5 minutes

10 minutes

TOTAL MINUTES

110

Review Values, Mission, Vision statements, make changes?

Brief Recap of CIRCLES (Only if you have new members)

Review Challenges Identified by Agencies at CLT #2

Identify CLT Goals for the Year

30 minutes

Parking Lot and Next Agenda Items

ON THE BACK:

Values, Mission, Vision

CIRCLES Community Level Team (CLT) AGENDA

CLT Meeting #4 Date:

Item

Time Allotted

Discussion (Key Points, Motions, concerns)

Action Voted

Next Steps/ Due Date

Who is Responsible?

Ice Breaker

10 minutes

Review Values, Mission, Vision statements

5 minutes

Brief Recap of CIRCLES (Only if you have new members)

10 minutes

Report of Progress on School-Level Team Meetings

20 minutes

10 minutes

30 minutes

Schedule Next Meetings

5 minutes

Parking Lot and Next Agenda Items

10 minutes

TOTAL MINUTES

Review Goals Identified by Agencies at CLT #3

Identify Next Steps for CLT Goals for the Year

100

ON THE BACK:
Values, Mission, Vision

Appendix C4

CLT Nomination/Designation Sheet for SLT Members

Agency

Representative Name

Email

Telephone

Role

Appendix C5
INTERAGENCY AGREEMENT FOR TRANSITION SERVICES IN ____________________
PURPOSE

The purpose of this agreement is to facilitate the coordination of services to students with disabilities, ages 14 and above (or younger if needed), within ______________during transition from school-to-work and community living. For each individual to experience successful transition from school to post-secondary activities, an array of support and training opportunities are essential. A Community Level Transition Committee composed of parents, governmental agencies, community organizations, and private industry, is needed to provide leadership in developing an appropriate service delivery system. To accomplish this task the following services will be provided by each of the participating agencies.

This agreement is made and entered into between ___________________________ and the local governmental and private agencies responsible for adult services for individuals with disabilities.

GENERAL RESPONSIBILITIES

A. The agencies agree to support the development of regulations, policies and practices for a community transition committee.

B. The agencies agree to exchange information regarding program goals and student/client needs when appropriate.

C. The agencies agree to provide in-service training as needed.

D. The agencies agree to provide representation at quarterly meetings for the purpose of evaluating and planning cooperative services.

E. The agencies agree to provide representation on the school level transition teams when necessary.

LOCAL EDUCATION AGENCIES AGREE TO:

A. Provide the following services for students with disabilities based on need: (1) Job Placement, (2) Job Coaching (3) Vocational Assessment (4) Vocational Counseling (5) Modified Curriculum (6) Service Coordination (7) Job Follow-Up until exit from school (8) Follow-up annually after graduation or exit from school for a period of 3 years for the purpose of program evaluation.

THE COMMUNITY AGENCIES

Mental Health, Developmental Disabilities and Substance Abuse Services Agrees To:

·

Support transition services to young adults with developmental disabilities.

· Provide routine consultation with other agencies, referral to residential services, vocational follow-up, and post-graduation counseling.

· Provide certification of students for determining CAP-MR/DD, ADVP, and CBS

eligibility.

· Attend scheduled conferences of students in transition when appropriate before they

exit the school program.

· Provide case management services for eligible students

_____________Community College Agrees To:

· Provide services to students who have been admitted to the Community College

System.

· Support and assist youth with disabilities in job training and assessment through

enrollment in the curriculum program.

· Provide job placement services, career exploration and counseling, job seeking skills,

and financial aid to eligible students.

· Assist eligible students in accessing compensatory education and adult basic education

classes.

· Attend scheduled conferences of students in transition when appropriate before they

exit the school program.

The Community Rehabilitation Agency Agrees To:

· Support transitional services of identified young adults who are developmentally

disabled.

· Coordinate and assist with referral of students to the community rehabilitation agency.

· Provide services through vocational skill training, vocational evaluation, job

placement, job coaching, case coordination, long-term follow-up, and short-term

follow-up to eligible clients.

· Attend scheduled conferences of students in transition when appropriate before they
exit the school program.

Department of Social Services Agrees To:

· Support transition services of young adults with developmental disabilities.

· Provide routine consultation with other agencies making referrals for residential and

transportation services.

· Assist in the coordination of WorkFirst programs and transition services

· Assist with guardianship issues.

· Attend scheduled conferences of students in transition when appropriate before they

exit school.

Employment Security Commission of North Carolina (Job-Link Center) Agrees To:

· Provide transition services to any U.S. citizen or individual authorized to work by the

Immigration and Naturalization Service, who is of legal age.

· Provide services by distributing labor market and career information along

with appropriate and suitable job placement assistance to eligible clients.

· Attend scheduled conferences of students in transition when appropriate before they
exit the school program.

Workforce Investment Act Program Agrees To:

· Support transition services of economically disadvantaged youth.

· Provide services through career planning, career assessment, job training,

apprenticeships, job placement, support for educational services, and support services

to eligible and suitable clients.

· Attend scheduled conferences of students in transition when appropriate before they

exit school.

The Recreation Department Agrees To:

· Support transition services of individuals with disabilities.

· Provide services through various recreational opportunities and facilities.

· Attend scheduled conferences of students in transition when appropriate before they
exit the school program.
The Local Transportation Authority Agrees To:

· Provide social service agency transportation under a single provider concept to clients

of public and private non-profit agencies in Cleveland County.

· Provide transportation to the general public on a private contract basis.

· Support transition services to individuals with disabilities through consultation

services to teachers, students, and parents.

· Attend scheduled conferences of students in transition when appropriate before they
exit school.

Vocational Rehabilitation Agrees To:

· Support transition services of individuals with disabilities that will result in an

employment outcome.

· Coordinate referral of Vocational Rehabilitation clients.

· Sponsor in-school adjustment training, and job coaching services.

· Provide vocational evaluations, counseling, training and transportation assistance to

eligible individuals based on need.

· Provide follow-up services for employed students who have exited the school system.

· Provide all services indicated in the cooperative school system -VR agreement.

· Attend scheduled conferences of students in transition when appropriate before they
exit the school program.

Social Security Administration Agrees To:

· Assist students and their families in determining eligibility for benefits.

· Assist students and their families in accessing work incentives.

· Provide consultation to school personnel regarding social security benefits and related

issues.

· Attend scheduled conferences of students in transition when appropriate before they

exit the school program.

This agreement will be renegotiated on an annual basis. This agreement is being entered into

on

_______________________________________

______________.

Note: Signatures of Representatives of Participating Agencies should be attached.

Reprinted with permission of Shelby City Schools, TASSEL, 1997.

Appendix C6
Action Plan for New Districts

CIRCLES TRAINING INSTITUTE (CTI)

ACTION PLAN (for new incoming districts)

PART 1:

Membership:

Identify Potential Team Members: Identify the interagency members and the intra-agency members.

Community Level Team:

Vision/Values/Mission

Vision: What are the goals for this team? What would you like to see in a perfect world?

Values: What values do you share as team member? What values drive your vision?

Mission: What will your shared mission be? How will you know if your team is functioning appropriately or not?

Goals:

Roles:

Process:

Part 2:

Resource Assessment

Identify community resources in all post-secondary domains.

Domain

Agency

Contact Person

Responsible Party?

Postsecondary Education or Vocational Training

Employment

Independent Living

Community
Participation

Role Clarification:

Clarify desired roles of service providers (Both the role of the agencies and the individuals represented on the team in the provision of transition services of the actual “front line” {e.g. case manager, VR counselor, etc.})

Domain

Agency/Individual

Role

Postsecondary Education or Vocational Training

Employment

Independent Living

Community
Participation

Interagency Agreements:

Make plans for interagency agreements: list potential contacts, create drafts (see sample interagency agreement in Sample Documents), ask questions of project staff, etc.

Important points:

Plan initial organizational meeting:

Meeting

Date

Location

Community Level Team

School Level Team

Tentative agenda:

Community Level Team:

Part 3:

Resource Management:

Identify sources of additional funding (or ways in which funding can be blended, overlapped, etc.). List Potential Sources of Funding or ideas for blending/overlapping:

Also need to look at resources (other than funding) that can be blended, shared, etc.:

Standard Operating Procedure:

Please indicate plans for each of the below mentioned items and who is responsible:

Orientation Activities:

Frequency, time & Length of Meetings:

Meeting Reminders:

Member Absences:

Agenda:

Celebration?

Networking:

Identify community needs in the area of employment and other related adult services:

Coordinate community awareness activities.

Potential Activity

Purpose

Audience

Involved Agencies

Responsible Party/Timeline

Job Development:

Activity

Agency

Coordination Activities

Job Placement:

Activity

Agency

Coordination Activities

Part 4:

Membership:

School Level Team Members:

Structure:

How will your school level team be structured? How many schools will it serve? Where will it meet? How often?

Student and Family Involvement:

List some steps you may take to increase and enhance Student Involvement:

Parent Involvement

Barriers:

Develop strategies and generate solutions for overcoming barriers to service delivery. This activity should be done AGAIN with your Community Level and School Level Teams, but let’s get started – what are some potential barriers that you know exist?

Potential Barriers

Potential Solutions

Policies/Procedures involved

Part 5:

Pre-Planning:

Standard Operating Procedures:

Consider how your team will handle each of the following:

· Participant Training

· Frequency, time, and length of meetings

· Environmental arrangements

· Breaks and refreshments

· Meeting reminders

· Member absences

· Agenda development

· Documentation

· Team member roles and behavior

· Celebration

Part 6:

Student-Led IEP meetings:

List below strategies to develop student-led IEP meetings that would work for your school:

Coordinate job development and job placements among service providers:

Information only – NOT part of Action Plan:

General team Responsibilities for School-Level Team

1. Develop orientation process for new team members.

2. Assist in post-school follow-up on students and provide this information to team members.

3. Assist in analyzing post-school data to increase effectiveness of the delivery of transition services.

4. Assist in the evaluation of transition team planning.

5. Ensure smooth transfer of case management from public schools to other adult service providers.

6. Ensure open communication between school personnel and adult service providers outside of School Level Team meetings.

NOTES:

School Level Team Meeting Preparation Checklist

You may find it useful to designate a responsible party for each of these tasks.

1. Prepare the list of students to be presented at the team meeting no later than one month in advance.

2. Prepare written invitations to the planning meeting for students and their parent(s)/guardian no later than one month in advance. (clarify for parents – this is NOT the Invitation to Conference for IEP meetings)

3. Make needed transportation and daycare arrangements for students and their parent(s)/guardian in order to ensure their attendance at the meeting.

4. Notify core team members of the students scheduled for presentation to the School Level Transition Team, ensuring parent or student (if over18) permission to involve outside agencies.

5. School-specific team members of the students scheduled for presentation to the School Level Transition Team. (School staff don’t necessarily “present” at the meetings)

6. Send written invitations to student-specific members.

7.

Follow-up with telephone calls to ensure their attendance.

8.

Review with students the purpose of and the format for the meeting.

9.

Obtain input from the student regarding agenda items and suggestions for individuals to invite other than the ones previously determined.

10. Update the Student Dream Sheet (or other student input document/informal transition planning survey) annually.

11.

Provide student with an opportunity to practice for his or her meeting. This can involve viewing videotapes of previous meetings, role-playing, or discussing the process with an upperclassman. Students should understand that they are expected to take a lead role in their meeting. Teachers should assist students in what information needs to be shared with the team, how to state their post-school goals, how to request for services, appropriate questions to ask, and how to negotiate/compromise. This process should be related to the objectives in the Occupational Preparation courses in the Occupational Course of Study.

12.

Assist student in organizing a Career Portfolio for presentation to the team members. (exit meeting only)

13.

Send parents information regarding the School Level Transition Team process. Provide them with an opportunity to ask questions regarding the team meeting and give additional input regarding their child’s future goals (update the Student Mapping Form – this should be done annually).

14.

Finalize the agendas for each student meeting.

15.

Complete the School Level Transition Team Information Form.

16.

Make copies of this form for all team members.

17. Have student educational records available at the meeting for reference as needed

18. Set up the environment for the meeting and make arrangements to ensure the smooth entrance and exit of students and their parent(s)/guardian.

School Level Team Meeting Procedures Checklist

1. Each student and their transition Special Educator or Transition Coordinator co-chair the meeting unless the student has acquired the skills to chair their meeting independently (which is the goal for all students).

2. Each team member receives a copy of the School Level Transition Team Information Form.

3. The meeting begins with introductions.

4. Following introductions, the student and/or teacher states the purpose of the meeting.

5. Post-school outcome goals for each of the three domains (employment, education/training, independent living skills) will be indicated by the student and/or teacher.

6. These goals will be stated one at a time followed by an update on the student’s progress in each area. The focus question is “How are we going to get from where we are now to where we need to be by graduation?”

7. During this discussion, team members provide suggestions for transition activities related to the student’s future goals.

8. Team members provide information regarding their role in these activities.

9. At the conclusion of the meeting, the student and/or teacher will summarize the discussion; clarified recommendations, assignments of responsibility, and timelines.

10. The process for follow-up will addressed.

11. Prior to the student and his or her parents leaving the transition meeting, all team members will sign the Transition Team Signature sheet.

Special Education Coordinator in Preparation for School Level Meeting Checklist

1. Establish meeting times for individual students within the timeframe allotted for the whole meeting.

2. Obtain a location with the high school for the meeting and arranging the environment to make it as welcoming as possible.

3. Ensure that parents and students have transportation to the meeting and arrange for daycare if needed to facilitate student and parent to attendance.

4. Introduce team members.

5. Explain the absence of team members from meetings and make arrangements for absent team members to receive information from the meeting.

6. Assist the student in leading his or her meeting and provide the student with support during discussions.

7. Appoint a team member to serve as recorder for the meetings

8. Provide copies of meeting minutes to all team members who were assigned specific tasks.

Appendix D1

SLT Overview Resources

·

School Level Team (Part 1)

·

School Level Team (Part 2)

·

10 Steps to Planning and Conducting a Successful SLT Meeting (Steps 1-5)

·

10 Steps to Planning and Conducting a Successful SLT Meeting (Steps 6-10)

·

Preparing Students for the SLT Transition Team Meeting (Part 1)

·

Preparing Students for the SLT Transition Team Meeting (Part 2)

Appendix D2

Using Technology to Increase Student Success

·

Using Technology to Enhance Student Participation

·

Web 2.0 Instructions

Directions for Popular Web-Based Tools:

·

Animoto

·

Brainshark

·

GoAnimate

·

ToonDoo

·

Voki

·

Wobook

·

Wordle

Appendix D3

Sample SLT Invitation Letter for Agencies

Dear ________________________,

On ____________________________ at ____________________ in _____________________

(Date) (Time) (Room Number)

at

_____________________________, a school level transition team meeting will be held for

(Location)

______________________________. At this meeting, the team will be assisting this student and

(Student Name)

his or her parents in making plans for life after graduation. Items to be discussed at this meeting

include a review of the student’s achievements, post-school goals, and strategies for the

accomplishment of post-school goals. ________________ would like you to attend his/her

(Student Name)

meeting. Please make every effort to attend this important meeting. If you cannot attend, please

call ______________________________ (Exceptional Children’s Teacher)

at __________________________ or email at ___________________________________ so

(Phone Number) (email address)

your input can be obtained. Thank you for your support of ____________________________

(student name)

and his/her future dreams and goals.

Sincerely,

_______________________________________

(Exceptional Children’s Teacher)

Appendix D4

Sample Invitation Letter for Parents

Dear ________________________,

On ____________________________ at ____________________ in Room # _______ at

_____________________________, a school level transition team meeting will be held for

______________________________. At this meeting, the team will be assisting your child and

in making plans for life after graduation. At the meeting, your child will be sharing his/her

dreams for the future and ideas for how team members can help with achieve those dreams. Also

attending this meeting will be the following school staff:

Name

Position

In addition, community agency representatives from the following agencies will be in attendance:

Name

Position

Agency

Please sign the attached permission for the above agency representatives to meet with your child. We look forward to seeing you at this important meeting. However, tf you cannot attend, please

call ______________________________at __________________________ or email at ____________________________ so your input can be obtained. Thank you for your support.

Sincerely,

Appendix D5

Sample Permission for Agency Involvement

Student Name:

______________________________________

Please sign below to indicate that you give permission for the agency representatives listed below to be involved with your child’s school level transition team meeting. Please feel free to list any other agency representatives you would like to have invited to the meeting.

_____ Vocational Rehabilitation

_____ Division for the Blind

_____ Pathways Representative

____ Recreation Representative

____ DSS Representative (Adult Services)

_____ Case Management Services:

____________________________________________

_________

_____ CAP Services Provider: _________________________________________________________

_____ Day Treatment Provider: ________________________________________________________

_____ Developmental Therapy Provider: ________________________________________________

_____ Counseling Provider: ___________________________________________________________

_____ Intensive In-Home Provider: _____________________________________________________

_____ Multi-Systemic Therapy (MST) Provider: __________________________________________

_____ Outside Therapy: PT: _______________________________________________________

OT: _______________________________________________________

Speech: ___________________________________________________

_____ Other:

____________________________________________________________________

___

_____ Other:

_____________________________________________________________________

__
____________________________________________
Parent
____________________________________________
Date

Appendix D6

School Level Team Training AGENDA

SLT Meeting #1 Date:

Item

Time Allotted

Discussion (Key Points, Motions, concerns)

Action Voted

Next Steps/ Due Date

Who is Responsible?

Introductions

10 minutes

Ice Breaker

10 minutes

Who Else Should Be Here?

10 minutes

Schedule Next Meetings

5 minutes

Parking Lot and Next Agenda Items

10 minutes

TOTAL MINUTES

Review Values, Mission, Vision statements (use CLT version, but be open to changes)

15
minutes
CIRCLES Overview 30 minutes
90

ON THE BACK:
Values, Mission, Vision

Appendix D7

Student Dream Sheet

Student Name: _____________________________ Initial Date: _____________

School:

___________________________________ Teacher: ________________

Review Dates: ________________________ _______________________

________________________ _______________________

Anticipated Date of Graduation: ______________________

The following questions will be used to assist in transition planning activities and to determine post-school goals.

1. Where do you want to live after graduation? ________________________________

____________________________________________________________________

What kind of housing? _________________________________________________

2. How do you intend to continue learning after graduation? _____________________

____________________________________________________________________
____________________________________________________________________

What types of things do you want to learn after graduation? ____________________

____________________________________________________________________
____________________________________________________________________

Where do you want this learning to occur? _________________________________

____________________________________________________________________
____________________________________________________________________

3. What kind of job do you want now? _______________________________________

____________________________________________________________________
____________________________________________________________________

4. What kind of job do you want when you graduate? ___________________________

____________________________________________________________________
____________________________________________________________________

5. Where do you want to work? ____________________________________________

____________________________________________________________________
____________________________________________________________________

6. What type of work schedule do you want? __________________________________

____________________________________________________________________
____________________________________________________________________

7. What type of pay and benefits do you want from your future job? ________________

_____________________________________________________________________
_____________________________________________________________________

8. What types of chores do you do at home? ___________________________________

_____________________________________________________________________
_____________________________________________________________________

9. What equipment/tools can you use? _______________________________________

____________________________________________________________________
_____________________________________________________________________

10. Do you have any significant medical problems that need to be considering when determining post-school goals? ___________________________________________

____________________________________________________________________
_____________________________________________________________________

11. What choices do you make now? _________________________________________

____________________________________________________________________
_____________________________________________________________________

12. What choices are made for you that you want to take charge of? __________________

______________________________________________________________________

______________________________________________________________________

13. What kind of transportation will you use after graduation? _______________________

______________________________________________________________________
______________________________________________________________________

14. What do you do for fun now? ____________________________________________

____________________________________________________________________________________________________________________________________________

15. What would you like to do for fun in the future? _______________________________

____________________________________________________________________________________________________________________________________________

Appendix D8

Student Profile Sheet for SLT Members

Date: _____________

Student Name: _________________________ School: __________________

Student DOB: __________________________

EC Disability Category: _________________________

Strengths: ______________________________________________________________________________________________________________________________________________

General Student Info (IQ, Academic Testing Results, Academic Behaviors, MH Dx, etc): _____________________________________________________________________________________________________________________________________________________________________________________________________________________

Areas of Need: ______________________________________________________________________________________________________________________________________________

Post School Goals:

Education/Training: _________________________________________________

Employment: ______________________________________________________

Independent Living: _________________________________________________

Teacher Perspective: ______________________________________________________________________________________________________________________________________________

Parent Perspective: ______________________________________________________________________________________________________________________________________________

Other Important Information: ______________________________________________________________________________________________________________________________________________

Appendix D9

Student Presentation List

Student Name:
Parent Guardian:
School:
Exceptional Children’s Teacher:
Graduation Date:

Student Name:
Parent Guardian:
School:
Exceptional Children’s Teacher:
Graduation Date:

Student Name:
Parent Guardian:
School:
Exceptional Children’s Teacher:
Graduation Date:

Student Name:
Parent Guardian:
School:
Exceptional Children’s Teacher:
Graduation Date:

Student Name:
Parent Guardian:
School:
Exceptional Children’s Teacher:
Graduation Date:

Student Name:
Parent Guardian:
School:
Exceptional Children’s Teacher:
Graduation Date:

Student Name:
Parent Guardian:
School:
Exceptional Children’s Teacher:
Graduation Date:

Student Name:
Parent Guardian:
School:
Exceptional Children’s Teacher:
Graduation Date:

Student Name:
Parent Guardian:
School:
Exceptional Children’s Teacher:
Graduation Date:

Student Name:
Parent Guardian:
School:
Exceptional Children’s Teacher:
Graduation Date:

Student Name:
Parent Guardian:
School:
Exceptional Children’s Teacher:
Graduation Date:

Student Name:
Parent Guardian:
School:
Exceptional Children’s Teacher:
Graduation Date:

Student Name:
Parent Guardian:
School:
Exceptional Children’s Teacher:
Graduation Date:

Student Name:
Parent Guardian:
School:
Exceptional Children’s Teacher:
Graduation Date:

Student Name:

Parent Guardian:

School:

Exceptional Children’s Teacher:

Graduation Date:

Student Name:
Parent Guardian:
School:
Exceptional Children’s Teacher:
Graduation Date:

Appendix D10

SLT Signature Sheet

School Level Team Signature Sheet

Agency

Position

Email

Printed Name

Signature

Phone

Date

Appendix D11

School-Level Team Meeting Minutes

Date:

Present:

Student:

School:

Goals:

Education

Employment Independent Living

Student:

School:

Goals:

Education

Employment

Independent Living

Student:

School:

Goals:

Education

Employment

Independent Living

Student:

School:

Goals:

Education

Employment

Independent Living


Appendix D12

Special Educator Tasks to Prepare for School Level Team Meeting

Prepare list of students to be presented at team meeting no later than one month in advance.

Establish meeting times for individual students within the timeframe allotted for the school at the school level meeting, taking into consideration the annual review dates of the IEPs (See Priority Matrix).

Notify core team members of students scheduled for presentation to the School Level Team.

Prepare written invitations (not an “IEP Invitation to Conference”) to the planning meeting for students and their parent(s)/guardian no later than one month in advance. Include information about the School Level Team process (see school rep for templates).

Obtain a “Release of Information” form* from parent/guardian or student if over 18 years of age to share information with core team members.

Obtain “Permission to Invite Agencies” form* from parent/guardian or student if over 18 to invite student specific team members. Be sure to obtain parent and student input on team composition.

Make necessary transportation and daycare arrangements for students and their parent(s)/guardian in order to ensure their attendance at the meeting.

Schedule school-specific team members (not already on the team) of the students scheduled for presentation to the School Level Team.

Review purpose of and format for meeting with students.

Obtain input from students regarding agenda items.

Update Student Dream Sheet* (or other student input document/informal transition planning survey) annually.

Clarify expectations for student involvement in meeting and provided student with training and an opportunity to practice for his or her meeting. (e.g., viewing videotapes, role-playing, scripting, PowerPoint presentations, Web-based tools*).

Provide parents with an opportunity to ask questions regarding the process, give input regarding their child’s future goals (e.g., Parent Transition Survey, Parent Interview, etc.), and suggest agenda items.

Finalize agendas for each student meeting.

Ensure that student educational records are available at the meeting for reference as needed

Appendix D13

ALL ABOUT ME PowerPoint Template

How you can help me…

How you can help me…

Students will use words, images, graphics, and hyperlinks to create a page for each topic listed below.

1.

Hello Page

2.

About me (age, grade, school)

3.

My strengths

4.

My hobbies

5.

Things that are hard for me

6.

My favorite subject in school

7.

Things I like to do for fun

8.

Things I don’t like to do

9.

My future plans for working after high school

10.

What I have done to get ready

11.

How you can help me…

12.

My future plans for Education/Training after high school

13.
14.

My future plans for Independent Living after high school

15.
16.

Something no one knows about me

Appendix E1

IEP Team with CIRCLES Video

Appendix E2

IEP Informational Presentation

Appendix E3

Transition Assessment Survey for Parents

TRANSITION ASSESSMENT SURVEY FOR PARENTS

Dear Parents,

As your son or daughter moves closer to graduation, it is important to begin to plan for his/her future. At the next meeting the IEP team will develop a transition component for your child’s Individualized Education Program. The transition component will identify future goals for your son/daughter and ways to support him/her in reaching these goals. We would like to see all our students become productive members of society. Your input and involvement is critical. Please take a few minutes to complete this Transition Assessment. Think of your son/daughter as an adult after graduation and identify your dreams/goals for him/her.

Student Name: _____________________________ Parent Name: ______________

Initial Date: _______________________________ Updated: __________________

Employment:

I think my son/daughter could work in:

· Full time regular job (competitive employment)

· Part time regular job (competitive employment)

· A job that has support and is supervised, full or part time (supported employment) Military Service (Branch: _________________________)

· Volunteer Work

· Other: ________________________________________

My son’s/daughter’s strengths in the area of employment are:

My son/daughter seems to be interested in working as:

When I think of my son/daughter working, I am afraid that:

To work, my son/daughter needs to develop job-related skills in:

Post-Secondary Education/Training:

Future education/training for my son/daughter should include (check all that apply):

· College or University (4-year degree)

· Community College (2-year degree or certification program)

· Vocational Training at a Vocational School

· On-the-Job Training

· Adult Basic Education classes at the Community College

· Compensatory Education classes at the Community College

· Life Skills classes

· Other: ______________________________________

My son’s/daughter’s educational strengths are:

To attend post-secondary education/training, my son/daughter will need to develop skills in:

Independent Living:

After graduation, my son/daughter will live:

· On his/her own in a house or an apartment

· With a roommate

· In a supervised living situation (group home, supervised apartment)

· With parents

· With other family members

· Other: ____________________________________

My son’s/daughter’s strength(s) in the area of independent living are:

When I think about where my son/daughter will live in the future, I am afraid that:

To live as independently as possible, my son or daughter needs to develop skills in:

Community Participation:

When my son/daughter graduates, I hope he/she is involved in (check all that apply):

· Independent recreational activities

· Activities with friends Activities with family members

· Organized recreational activities (club, team sports)

· Classes (to develop hobbies, and explore areas of interest)

· Supported and supervised recreational activities

· Accessing community services/businesses

· Other: _________________________________________

During free time, my son or daughter enjoys:

My son’s/daughter’s strength(s) in the area of community participation are:

When I think of the free time my son or daughter will have after graduation, I am afraid that:

To be active and enjoy leisure time, my son or daughter needs to develop skills in:

Transportation:

When my son/daughter graduates, he/she will (check all that apply):

· Have a driver’s license and a car

· Walk, or ride a bike

· Use transportation independently (bus, taxi, train)

· Use supported transportation (family, service groups, car pool, special program)

· Other: _________________________________

My son’s/daughter’s strength(s) in the area of transportation are:

When I think of my son/daughter traveling around the community I worry about:

To access transportation my son/daughter needs to develop skills in:

Review items in the following three areas. Please identify areas in which your son or daughter needs information/support.

Social/Interpersonal:

_____ Making friends

_____ Setting goals

_____ Family relationships

_____ Handling legal responsibilities

_____ Handling anger

_____ Communicating his or her needs/wants

_____ Relationships with the opposite sex

_____ Counseling

_____ Other: ________________________________

Personal Management:

_____ Hygiene

_____ Safety

_____ Mobility/transportation

_____ Domestic skills

_____ Money management/budgeting

_____ Time/time management

_____ Personal care

_____ Other: _________________________________

Health:

_____ Ongoing care for a serious medical condition

_____ Sex education

_____ AIDS awareness

_____ Information on drug/alcohol abuse

_____ Other: __________________________________

McAlaran, S.J. (1993). The Colorado transition manual. Denver, CO: Colorado Department of Education

Appendix F1

Video Resources

·
Collaborative Teaming

·
Forming and Storming

·
Norming and Performing

·
Communicating Effectively

·
Managing Conflict

·
Teamwork Productivity

·
Membership

Appendix F2
·
Action Plan for New Districts

·
Interagency Teaming Guide

·
Team Roles and Responsibility Matrix

Appendix G1
AIR Self-Determination Scales

AIR Self-Determination Scale Student Form

AIR Self-Determination Parent Scale

AIR Self-Determination Scale Educator Form

AIR Adapted Self-Determination Scale Student Form

Appendix G2
*See School Representative for templates for these forms

IEP Participation Measure

1. Did the student lead the IEP meeting? (Did the student start the meeting, introduce him/herself, act as main speaker?)
· Yes
· No
2. Please rate the level of overall participation (0=no participation to 5=full participation).

0——————–1——————–2——————–3——————–4——————–5

IEP Participation Measure

1. Did the student lead the IEP meeting? (Did the student start the meeting, introduce him/herself, act as main speaker?)
· Yes
· No
2. Please rate the level of overall participation (0=no participation to 5=full participation).

0——————–1——————–2——————–3——————–4——————–5

IEP Participation Measure

1. Did the student lead the IEP meeting? (Did the student start the meeting, introduce him/herself, act as main speaker?)
· Yes
· No
2. Please rate the level of overall participation (0=no participation to 5=full participation).

0——————–1——————–2——————–3——————–4——————–5
Appendix G3

Student-Agency Interaction Questionnaire

Example of Student-Agency Interaction Questionnaire
1) Have student or family member complete the following questionnaire indicating highest level of interaction with each community agency. (Example list is provided. Use agencies in your area)

(0)

No interaction

(1)

Phone contact

(2)

Meeting scheduled

(3)

On caseload

(4)

Receiving support

Arc

Autism Speaks (Autism Society)

Community College

Community Action Programs

County Health Department

Department of Health and Human Services

Employment Security Office

Habilitation Agencies

JobLink

Transportation agencies

School District

Social Security Office

Related Services Agencies

University Extension Office

Vocational Rehabilitation

Appendix G4

Pre-Post Interagency Collaboration Survey

Using the scale provided, please indicate the extent to which you currently interact with each agency.

Five Levels of Collaboration and Their Characteristics

No interaction (0)

· Not aware of organization
· No interaction that I know of

Networking (1)

· Aware of organization
· Loosely defined roles
· Little communication
· All decisions are made independently

Cooperation (2)

· Provide information to each other
· Somewhat defined roles
· Formal communication
· All decisions are made independently

Coordination (3)

· Share information and resources
· Defined roles
· Frequent communication
· Some shared decision making

Coalition (4)

· Share ideas
· Share resources
· Frequent and prioritized communication
· All members have a vote in decision making

Collaboration (5)

· Members belong to one system
· Frequent communication is characterized by mutual trust
· Consensus is reached on all decisions
1) List your community agencies and organizations (examples provided for starting point)

My organization

Not sure

No interaction

1

Networking

2

Cooperating

3

Coordinating

4

Coalition

5

Collaboration

Arc

Autism Speaks (Autism Society)

Chamber of Commerce

Community College

Community Action Programs

County Health Department

Department of Health and Human Services

Employment Security Office

Habilitation Agencies

JobLink

Transportation agencies

School District

School Board

Social Security Office

Related Services Agencies

University Extension Office

Vocational Rehabilitation

Appendix H: Additional Resources and Contact Information

Resources

CIRCLES Website:
http://circles.uncc.edu/
almost everything is available here

Need additional help? Contact us:

Name

Email

Phone

Dr. David Test

dwtest@uncc.edu

704-687-8853

Dr. Tiana Povenmire-Kirk

doctcpk@gmail.com

541-912-2678

Dr. Claudia Flowers

ClaudiaFlowers@uncc.edu

704-687-8862

Dr. Nellie Aspel

naspel@clevelandcountyschools.org

704-812-4090

Dr. Jane Everson

Dr. Karen Diegelmann

Pre-Post Interagency Collaboration Survey

Using the scale provided, please indicate the extent to which you currently interact with each agency.

Five Levels of Collaboration and Their Characteristics

No interaction (0)

· Not aware of organization

· No interaction that I know of

Networking (1)

· Aware of organization

· Loosely defined roles

· Little communication

· All decisions are made independently

Cooperation (2)

· Provide information to each other

· Somewhat defined roles

· Formal communication

· All decisions are made independently

Coordination (3)

· Share information and resources

· Defined roles

· Frequent communication

· Some shared decision making

Coalition (4)

· Share ideas

· Share resources

· Frequent and prioritized communication

· All members have a vote in decision making

Collaboration (5)

· Members belong to one system

· Frequent communication is characterized by mutual trust

· Consensus is reached on all decisions

1) List your community agencies and organizations (examples provided for starting point)

My organization

Not sure

No interaction

1

Networking

2

Cooperating

3

Coordinating

4

Coalition

5

Collaboration

Arc

Autism Speaks (Autism Society)

Chamber of Commerce

Community College

Community Action Programs

County Health Department

Department of Health and Human Services

Employment Security Office

Habilitation Agencies

JobLink

Transportation agencies

School District

School Board

Social Security Office

Related Services Agencies

University Extension Office

Vocational Rehabilitation

1

Collaborative Work in Action

Randa Sfeir

Walden University

Collaborative Work in Action

Individuals with Disabilities Education Act (IDEA) considers learners with disabilities in their action plan to ensure that learners access education effortlessly (Parsons, 2017). Special education services see the provision of groundwork to facilitate quality and quantity education for disabled students, particularly in public schools. Furthermore, a collaboration action plan will provide a setting for change in the education arena for students with disabilities. The ARD or IEP Committee has to address the students’ individualized education plan to include post-secondary education, vocational education, integrated employment, continued adult education, independent and community living. Postsecondary education is a primary transition goal for the majority of secondary school students with disabilities, and completion of postsecondary education meaningfully improves an individual’s chances of securing meaningful employment and other positive adult outcomes ( Talapatra, Roach, Varjas, Houchins, and Crimmins, 2018). IDEA (2004) requires schools to invite participating agencies to the ARD meetings and makes sure all services deemed necessary provided (Povenmire-Kirk, Diegelmann, Test, Aspel, and Everson, 2015).

A meeting scheduled to evaluate the model CIRCLES introduced previously in an informative session and currently implemented as a transition-planning service delivery model. It designed to lead schools in implementing interagency collaboration at three teams, including Community Team (CT), School Team (ST), and the IEP team, concentrating on student involvement and leadership throughout the process.

Summary of the Meeting

The school-level team is composed of secondary school administrators, two counselors, two special and general education representatives from the secondary schools, the special education director, diagnosticians, Texas Workforce representative, and the transition specialists. During the meeting segment with my team members, we were able to table several issues that tend to affect the students with disabilities post-secondary issues. One of the primary concerns was providing each student with access to an array of representatives from community agencies and writing the IEP with transition goals. The discussion was about the post-school outcomes in which the students with disabilities still consistently experience poor results in the area of education, employment, and independent living compared to their peers without disabilities (Povenmire-Kirk et al. ,2017). We were able to discuss the various strategies and measures which are needed to be put in place to address these problems. Providing employment opportunities to such individuals will help eliminate the issue of over-dependency on their family members and the entire state at large. Employment will help students to earn their respective incomes, and thus they can meet their day to day requirements. The CIRCLES program, therefore, aims at transforming the lives of students with disabilities right from high school to adult life. Various students have various strengths in different fields of operation; thus, it aims at nurturing the skills and competence that numerous students with disabilities have to prepare them for a greater tomorrow.

As team collaboration, we focused on the Individualized Transition Plan (ITP) as a program to foresee the success and employment connection to learners with special needs after the post-secondary education. Also, the team reviewed the CIRCLES Community Level and IEP Teams. To ensure collective and all-inclusive team collaboration, we implemented (Fullan, M., & Quinn, J, 2016) collaborative approach, in particularly –Learning Leadership. From the creation of cultural growth, we organized the learning leadership where form the meeting, we established that leaders, teachers, and conditional peers organization of the work collectively improve learners learning process. The team used the Ontario approach, which is based on collaborative inquiry that involves new ways of working together (Fullan and Quinn, 2016). The four essential steps were used to assess the program, plan the next level where we provide student access to various representatives from community agencies, write IEP including transition component, and make sure to get inputs from students and parents for the transition planning process. Then act step is when problems arise, the team need to find solutions. The last step is to reflect on the success of the transition services to young adults with disabilities.

Strength and Need of the program

The assessment from the team established that the CIRCLES program portrays far-reaching outcomes for the students. The advantage of CIRCLES is that it empowered students and their families. The program equipped them with information about the agencies. The agencies helped the students and families understand processes and procedures, including eligibility requirements and how to apply for services (Povenmire-Kirk et al. ,2017). The students will have frequent opportunity to exhibit self-determination skills at school and their participation in their IEP meetings. A strength of the program is networking and collaboration between agencies and school personnel, discussing how agencies could work together to assist students, and share agency information about available community services.

The needs for the program are awareness between agencies and school staff and preparing students and families for the CIRCLES and transition meetings. They include the level of participation and agency assessment. There was no signature for the applicant in the segment on participation steps, and there was no amount of attendance. Guardians and parents did not attend most of the meetings.

Ongoing Program Evaluation

The following steps will be taken to ensure continuity in program evaluation.

· Check Transition goals and objectives for each student and follow up after the transition.

· Administrative support for transition

· Incorporating the use of a variety of funding sources

· Conducting agency meetings with both the family and the students

· Ensure proper training of all stakeholders on CIRCLES, including the families and students.

Environmental and Program Data

To ensure effective sharing of both the program and environment data with the pertinent stakeholders, we need to formulate a system that provides an update to each stakeholder in case of an amendment to the school and district policies.

From the complete assessment of the program, data channel to pertinent stakeholders is vital; thus, continuity in the evaluation was a matter of concern to the team during the meeting. Sharing of data is one fundamental aspect of the program that the team collaboratively agreed upon during the session. According to (Fullan, M., & Quinn, J, 2016), clarity of strategy is a cornerstone in the sharing of information with the pertinent stakeholders. Nevertheless, there is a need to ensure that various meetings will be carried out about the system update (Fullan, 2016). This will provide aid in ensuring that all the stakeholders in the organization are well aware of the current status of the program and environmental data. Updating pertinent stakeholders will help in ensuring that the formulation process, amendment process, and the implementation process experiences a smooth workflow because there will be effective coordination among these stakeholders.

Demonstrating school practices that positively impact areas of employment and postsecondary education would provide valuable information for planning programs for students with disabilities. The team members concluded that CIRCLES would continue to help the students with disabilities have a more significant opportunity to practice and demonstrate self-determination skills and be more involved in their transition meetings.

References

Fullan, M. (2016). Professional culture and educational change. School Psychology Review,

25(4), 496-500.

Fullan, M. (2017). Leading in a culture of change. John Wiley & Sons.

Individuals with Disabilities Education Improvement Act of 2004, 20 U.S.C. §1400 et seq.

(2004).

Kauffman, J. M., Hallahan, D. P., Pullen, P. C., & Badar, J. (2018). Special education: What it is

And why we need it. Routledge

Parsons S. (2017). Three Essays on Special Education Placement in Early Childhood and K-12

Education. Retrieved from

https://mospace.umsystem.edu/xmlui/bitstream/handle/10355/62333/research ?sequence=1&isAllowed=y

Povenmire-Kirk, T. Diegelmann, K.M., Test, D.W., Aspel, N., and Everson, J.M. (2015).

CIRCLES: An

Implementation

Guide. Retrieved from

https://circles.uncc.edu/

Povenmire-Kirka, T., Diegelmanna, K., Crumps, K., Schnorr, C., Testa, D., Flowers, C. and

Aspela, A. (2017). Implementing CIRCLES: A new model for interagency collaboration in

transition planning. Journal of Vocational Rehabilitation 42, 51–65

DOI:10.3233/JVR-140723

Talapatra, D., Roach, T., Varjas, K., Houchins, D., and Crimmins, D. (2018). Transition services

For students with intellectual disabilities: School psychologists’perceptions. Psychology in

the Schools, 56, 56-78.

Appendix C

Action Plan Title

Collaboration between schools and agencies

Program Goal

· The goal is to achieve writing IEP including Transition Component

· Provides student access to various representatives from community agencies

· Effectively utilized the outcomes to offer assistance and their parents to develop a positive future.

Implementation

Evaluation-Updates

Action Steps to Complete

When

When

By Whom

Resources: What Is Needed for This to Happen?

Progress Notes

Follow student IEP /transition goals and objectives.

Every 4 weeks/ after implementation

IEP team

Questionnaires forms /CIRCLES

administrative support for transition

After the follow-up

School Adminstrators/Transition specialist

Identify community resources

Develop & update interagency service agreements

Coordinate staff development

using a variety of funding sources,

During the implementation phase

Stakeholders

Having different funding sources

agency meetings with students and families,

Before the introduction of the program

Various agency representatives

A selected area where all the parties can coverage /use List of community agencies

training students and families plus school staff on CIRCLES

During the implementation process

Trainers from the agency

Training appliances /use

Journal of Vocational Rehabilitation 49 (2018) 45–57
DOI:10.3233/JVR-180953
IOS Press

45

CIRCLES: Building an interagency network
for transition planning

Tiana C. Povenmire-Kirka , David W. Testa,∗, Claudia P. Flowersa , Karen M. Diegelmanna ,
Kimberly Bunch-Crumpa , Amy Kemp-Inmana and Crystalyn I. Goodnightb
a University of North Carolina Charlotte, Charlotte, NC, USA
bUniversity of North Carolina Wilmington, Wilmington, NC, USA

Revised/Accepted August 2017

Abstract.
BACKGROUND: Best practices in transition planning include interagency collaboration during the planning process. While
IDEA 2004 requires interagency collaboration in the IEP process, getting all the right people to the table can be difficult.
OBJECTIVE: To investigate stakeholder perceptions of interagency collaboration resulting from Communicating Intera-
gency Relationships and Collaborative Linkages for Exceptional Students (CIRCLES).
METHODS: Using qualitative and quantitative methodologies, we explored stakeholders’ interagency collaboration expe-
riences with CIRCLES.
RESULTS: Data indicated high levels of interagency collaboration and satisfaction from students, parents, teachers, and
agency personnel.
CONCLUSIONS: CIRCLES may help transition personnel overcome many of the barriers to successful interagency
collaboration.

Keywords: Transition, transition planning, youth with disabilities, interagency collaboration

1. Introduction

A successful transition to post-school education,
employment, community engagement, and indepen-
dent living are goals of most high school students.
For many students, high school has become a time
of identifying goals and networking with friends
and supports to make those goals a reality whether
they involve preparing for postsecondary education,
choosing a career, or making decisions about where
they want to live. For students with disabilities, this
process can be difficult without the help of school
personnel and adult service providers (Kohler, 1996).

∗Address for correspondence: Dr. David Test, Department of
Special Education and Child Development, University of North
Carolina Charlotte, 9201 University City Blvd., Charlotte, NC
28223, USA. Tel.: +1 704 687 8853; Fax: +1 704 687 1625;
E-mail: dwtest@uncc.edu.

Federal laws including the Individuals with Disabili-
ties Act (IDEA, 2004) and the Workforce Innovation
and Opportunity Act (WIOA, 2015) stipulate guide-
lines for education systems and adult service agencies
in assisting youth with disabilities in this transition
process. IDEA (2004) mandates that each student
with disabilities have a transition component in
their Individual Education Program (IEP), based on
their individual interests, strengths, and needs, in
place by their 16th birthday. IDEA (2004) further
mandates that the transition component must con-
tain a coordinated set of outcome-related activities
which will guide the student through the transition
from high school to adult life. WIOA (2015) uses
this same terminology to define transition services
and to address service providers who work with
these students to connect them with opportunities
for postsecondary education and employment. These
coordinated services imply that these two systems

1052-2263/18/$35.00 © 2018 – IOS Press and the authors. All rights reserved

mailto:dwtest@uncc.edu

46 T.C. Povenmire-Kirk et al. / Building an interagency network for transition planning

work together to build a smooth transition. Mak-
ing and maintaining these connections across the
education system/adult service providers divide is
fundamental to ensuring positive post-school out-
comes for students with disabilities.

Kohler, Gothberg, Fowler, and Coyle (2016) in the
Taxonomy for Transition Programming 2.0 (Taxon-
omy), categorized this connectivity and intention of
educators and adult service providers (e.g., vocational
rehabilitation counselors, community rehabilitation
agencies, and providers of independent living) in
working together to assist in the successful transi-
tion to adult life for students with disabilities as
Interagency Collaboration. Within interagency col-
laboration, various stakeholders including parents
and students work together with transition teach-
ers and adult services providers to problem-solve
to develop student-centered transition activities to
be implemented through the student’s IEP (Webb,
Repetto, Seabrook-Blackmore, Pattersons, & Alder-
fer, 2014). Interagency Collaboration is pivotal
for increasing post-school outcomes for students
with disabilities (Noonan, Morningstar, & Gaumer
Erickson, 2008). In a systematic review of correla-
tional literature to identify in-school predictors of
post-school outcomes, Test, Mazzotti, et al. (2009)
identified interagency collaboration as a predictor of
positive post-school outcomes.

Even with guidelines (Kohler et al., 2016; Noo-
nan et al., 2008), and mandates (IDEA, 2004; WIOA,
2015), researchers have found building collabora-
tion across agencies is often difficult as educational
systems and adult service agencies may work with
different mindsets, such as specialized definitions and
policies for collaboration and assisting students with
disabilities in achieving their transition goals (Oertle,
Plotner, & Trach, 2013). For example, in a secondary
analysis of data from the National Longitudinal Tran-
sition Study-2 (NLTS2), vocational rehabilitation
(VR) counselors were found to have very little par-
ticipation in transition planning for students with
intellectual disability, as well as other disabilities
(Grigal, Hart, & Migliore, 2011). On one hand, transi-
tion teachers may find themselves overwhelmed with
the tasks of transition planning, wondering why the
vocational rehabilitation counselors are not partici-
pating, while on the other hand, VR counselors may
be waiting in the wings to be invited to the transition
planning table (Trach, 2012).

Unfortunately, research on effective strategies for
interagency collaboration has been sparse (Landmark
& Zhang, 2010; Oertle et al., 2013). In fact, Test,

Fowler, et al. (2009) found no evidence-based prac-
tices in the category of interagency collaboration in a
review of secondary transition literature. This lack
of research has been recognized by others. First,
in a position paper of the Council of Exceptional
Children Division of Career Development and Tran-
sition (DCDT), Mazzotti, Rowe, Cameto, Test, and
Morningstar (2013) called for researchers to focus
on interagency collaboration and identify evidence-
based practices in this area. More recently, Haber
et al. (2016) conducted a second meta-analysis of
in-school secondary transition predictors and found
interagency collaboration was a predictor of postsec-
ondary education and, even though there were few
studies investigating the topic, interagency collabo-
ration showed strong effects, suggesting the need for
effective strategies for promoting interagency collab-
oration. To date, current research has focused on three
areas (a) potential barriers to successful collabora-
tion, (b) perceptions of levels of collaboration, and
(c) successful models of interagency collaboration.

1.1. Barriers to collaboration

Reisen, Morgan, Schiltz, and Kupferman (2014)
conducted a Delphi study to investigate possible bar-
riers of transitioning from school to work for youth
and young adults with disabilities. Forty-six transi-
tion professionals (i.e., special educators, vocational
rehabilitation counselors, community rehabilitation
providers) across one state, identified and rated bar-
riers of school to work in 11 domains including
interagency collaboration. Within this category, lack
of continued supports after high school and lack of
knowledge of available supports ranked as having
the highest impact on youth and young adults with
disabilities.

Next, Meadows, Davies, and Beamish (2014)
conducted a confirmatory analysis of Beamish,
Meadows, and Davies (2012) data to ascertain special
educators’ level of locus of control over commonly
used interagency collaboration practices. Comparing
scores from rating scales on implementation levels of
15 interagency collaboration practices (Meadows et
al.) and a survey inquiring on teachers’ perceptions
of locus of control for each of the practices, results
indicated a positive correlation between teacher’s
perception of locus of control (i.e., school-based v.
regional/systemic) and level of implementation of the
practice.

T.C. Povenmire-Kirk et al. / Building an interagency network for transition planning 47

1.1.1. Perceptions of levels of collaboration
To understand perceptions of interagency collabo-

ration among VR counselors and transition teachers,
Taylor, Morgan, and Callow-Heusser (2016) uti-
lized two surveys to determine level of collaboration
and satisfaction with collaboration practices. This
four-state study found many of the responses by
VR counselors and transition teachers were some-
what aligned, reporting low levels of collaboration
in several areas, such as teachers providing student
information to VR counselors, teachers inviting VR
counselors to IEP meetings, and VR counselors par-
ticipating in the IEP meetings. One area of responses
showed a large difference across participants. VR
counselors regarded themselves as an essential part
of the transition planning process for students with
disabilities, while transition teachers indicated VR
counselors played much less of a role.

1.2. Successful models of interagency
collaboration

Other research has examined what is working
in interagency collaboration. For example, Noo-
nan, Gaumer Erickson, and Morningstar (2013)
investigated the level of high-quality interagency col-
laboration of 73 members of community transition
teams who received training and support for inter-
agency collaboration for one year. Members were
assessed before and after the first year using the
Transition Collaboration Survey which measured 11
essential components of interagency collaboration
(Noonan, et al., 2008). The 11 key strategies identi-
fied including (a) flexible scheduling and staffing, (b)
follow-up after transition, (c) administrative support
for transition, (d) using a variety of funding sources,
(e) state-supported technical assistance, (f) ability to
build relationships, (g) agency meetings with students
and families, (h) training student and families, (i) joint
training of staff, and (j) meeting with agency staff
and transition councils. Results revealed school staff
had an increase in all 11 components of high-quality
interagency collaboration, while agency staff had
increases in most of the components except adminis-
trative support for transition and training time.

In another study using the Levels of Collaboration
Scale (Frey, Lohmeier, Lee, & Tollefson, 2006) and
social network analysis, Noonan, Erickson, McCall,
Frey, and Zheng (2014) examined changes in collab-
oration among members of a state-level interagency
education team over a three-year period. Directors
of state-level agencies who worked with youth and

adults with disabilities, rated their own level of col-
laboration with the group, as well as their perception
of other agencies’ level of collaboration. In this study,
participants were given results of the analysis each
year and had the opportunity to generate and discuss
strategies for improving the collaboration, resulting
in increased levels of collaboration from networking
to cooperation over the three-year period.

Additionally, Povenmire-Kirk et al. (2015) con-
ducted focus groups with school district personnel
and adult service providers to investigate the
successes and challenges from the first-year imple-
mentation of a three-tiered model of interagency
collaboration. Stakeholders including school district
and agency personnel who were involved in plan-
ning or participating in Communicating Interagency
Relationships and Collaborative Linkages for Excep-
tional Students (CIRCLES) were asked to reflect
on the first year of implementation in their dis-
tricts. Themes for successes included increased levels
of networking and collaboration among agency and
school participants, improved communication about
services across stakeholders, and the esoteric gratifi-
cation of helping students develop self-advocacy and
self-determination by teaching them how to lead their
own School Level Team (SLT) meetings.

This review of literature, while offering essen-
tial characteristics (Lee & Carter, 2012, Noonan
et al., 2008) of quality interagency collaboration,
also presented ongoing challenges and suggestions
for improvement (Lee & Carter, 2012; Noonan
et al., 2012; Reisen et al., 2014; Taylor et al., 2016).
One research-based model that schools can use to
effectively implement interagency collaboration is
CIRCLES. The CIRCLES model of interagency col-
laboration, which has been successfully implemented
for four years in 12 school districts, addressed many
of these challenges and suggestions. In addition, in a
randomized control trial investigation of the efficacy
of the CIRCLES model, Flowers, Test, Povenmire-
Kirk, Diegelmann, Bunch-Crump, and Kemp-Inman
(2018), found students who went through CIRCLES
experienced higher levels of self-determination and
participation in their IEP meetings.

Therefore, the purpose of this study was to use
mixed methods (i.e., qualitative and quantitative)
to investigate the full implementation of the CIR-
CLES model of interagency collaboration. Using
grounded theory method, focus groups were con-
ducted to collect data on the perspectives of four
different stakeholder groups (i.e., students, parents,
teachers, agency personnel) to determine success

48 T.C. Povenmire-Kirk et al. / Building an interagency network for transition planning

and challenges throughout implementation of CIR-
CLES. Quantitative data were also gathered using
surveys to examine different stakeholders’ perception
of involvement in CIRCLES. The following research
questions were addressed:

1. What are CIRCLES students’ perception of
their preparedness, involvement in planning and
setting goals for post-secondary education, job,
and living in the community?

2. Are parents involved in planning and preparing
their child for post-secondary education, job,
and living in the community?

3. What are interagency members’ perception of
collaboration among schools and other agen-
cies?

2. Method

2.1. Description of CIRCLES service delivery
model

CIRCLES involves three levels of interagency col-
laboration including Community Level Team, School
Level Team, and IEP Team. While each team has
a specific purpose, they work together to address
transition planning needs and issues of individual
students with disabilities to improve both in-school
and post-school outcomes of students with disabil-
ities (Aspel, Bettis, Quinn, Test, & Wood, 1999;
Povenmire-Kirk et al., 2015). CIRCLES targets stu-
dents with disabilities who may need support from
multiple adult service providers to experience suc-
cessful post-school outcomes. For example, students
with a mild learning disability who have family issues
including poverty, homelessness, or high-risk parents
could benefit from services available through CIR-
CLES team members. On the other hand, similar
students who have a strong family system of support,
are college bound, and have no other specific needs
may not benefit from the interagency team involve-
ment that is the hallmark of CIRCLES. In summary,
CIRCLES allows agencies to provide support ser-
vices directly to students and families who need
involvement from multiple adult service providers
using three levels of teaming.

2.1.1. Community Level Team
The Community Level Team (CLT) is comprised of

administrators and supervisors of every agency able
to provide support for transition from high school to

adult life. This team could include Vocational Reha-
bilitation, Department of Social Services, Health
Department, The Arc, Easter Seals, Autism Society,
residential service providers, and any other local ser-
vice providers. The CLT is organized and convened
by district-level school staff (e.g., special education
director, program coordinator, transition specialist)
to address community-level needs for services. The
CLT meets two to four times per year to identify gaps
and overlaps in services, and work together to change
policy and practice to better serve youth with disabil-
ities. As the CLT works to identify and address areas
of need in their community, this can result in changes
in policies, services, budget allocations, or commu-
nity outreach and education. One of the key roles for
CLT members is to appoint a direct service represen-
tative from their agency to serve on their School Level
Team (SLT). As such, administrative-level buy-in is
vital to success of CIRCLES.

2.1.2. School Level Team
The School Level Team (SLT) is what makes

CIRCLES different than other models that uti-
lize interagency transition teams; while interagency
community-level transition teams exist, the SLT,
brings adult agency representatives together to meet
directly with students and their families. The SLT
is comprised of direct service providers (e.g., case
managers, counselors, care coordinators, etc.) from
each agency represented on the CLT; these are adult
service professionals special educators might tradi-
tionally invite to attend IEPs for students in need in
the more traditional model. These are also represen-
tatives who, because of the size of their catchment
area, are often unable to attend IEP meetings of every
student in need. Instead of inviting these representa-
tives to attend every IEP meeting, district-level school
staff responsible for convening CIRCLES meetings
invite them to attend one full-day meeting a month
during the school year, in which they see multi-
ple students and address post-school goals in areas
of transition, specifically, postsecondary education,
employment, and independent living. Rather than
spending time calling agency members to invite them
to IEP meetings, in the CIRCLES model, special edu-
cators prepare their students individually to present
information about themselves, including their post-
secondary goals and needs to SLT members. Students
use technology (e.g., PowerPoint, Voki, Wobook,
GoAnimate) to describe their strengths, areas of need,
and post-school goals. Student presentations typi-
cally take three to eight minutes. For the remaining

T.C. Povenmire-Kirk et al. / Building an interagency network for transition planning 49

time allotted (20 – 40 minutes per student), members
of the SLT talk with the student, his or her family,
special educators, and one another to determine how
best to deliver transition services to each student. In
addition to giving each student, parent, and special
educators a personal contact to associate with each
agency, the SLT format also allows time for appoint-
ments to be made and questions to be answered by
agency members. Families can discuss any needs they
may have as a unit (e.g., poverty, homelessness, trans-
portation, food insecurity, guardianship assistance,
etc.). Agencies negotiate with one another and the
student and family to create the most comprehensive
plan to meet each student’s specific needs. After each
student is seen, agency members prepare to hear the
next student presentation during a 5–10 minute break,
and then start the process over for each new student.
SLTs typically see between six and 10 students per
meeting day. To ensure follow-through of the service
plans developed at these meetings, and because the
SLT’s main purpose is to develop transition activ-
ities and services for the student with a disability,
the minutes of each SLT meeting are distributed to
every member of the SLT, the IEP team via the spe-
cial education teacher, the student, and his or her
parents.

2.1.3. IEP team
The IEP team is the final level in the CIRCLES

multi-level approach. After the SLT meeting, spe-
cial education teachers take the minutes and decisions
made at the SLT meeting back to their IEP meeting
and write transition components based on the ser-
vices agreed upon at the SLT. This process enables
the IEP team to write other components of the IEP
with end goals of each student in mind and plan
for transition activities and supports that exist and
are available to each student. Because the district-
level school staff are responsible for convening both
CLT and SLT meetings, time special education teach-
ers typically spend inviting folks to IEP meetings
is freed up for preparing students for SLT and IEP
meetings. Student assessments and interviews that go
into developing their presentations to the SLT are all
part of what should be standard operating procedures
for preparing for transition components of any IEP
meeting. The only activity that may not be part of
standard procedures is the training of the technol-
ogy tools to help students present. However, many
districts require students to present a portfolio their
senior year, and use the students’ SLT presentations
as both a practice activity and a starting point for

this larger portfolio presentation. In some schools,
teachers used technology their students utilize as part
of CIRCLES as “technology instruction” needed to
meet criteria associated with graduation. Figure 1
illustrates the relationships of these teams to one
another, the student, and the community.

2.2. Focus groups

2.2.1. Setting
We conducted focus groups at regular meetings

of CLT and SLT team members for agency person-
nel, and at high schools for parents, students, and
teachers. Although we offered focus groups to each
district, six of the 12 districts participated in all four
focus groups, giving us a total of 24 focus groups
(i.e., 4 = agency personnel, 4 = parents, 4 = students,
4 = teachers). The six districts that participated in
focus groups represented a range of demographics at
district and school level. One district was classified as
urban, two as suburban, and three as rural. Of the six
schools which participated in focus groups within the
districts, three schools had enrollment greater than
1000 students and five schools had more than 50%
free/reduced price lunch. Finally, during the grant,
two schools had school staff turnover, but there was
no agency staff turnover. District reasons for not par-
ticipating in focus groups included scheduling issues
and District Level Team leadership changes.

2.2.2. Participants
Each of the six districts held four focus groups

that included a total of 175 participants. Focus groups
varied from 3 to 18 participants. Overall, 62 district
and agency personnel, 40 teachers, 31 parents, and
42 students participated. We did not collect individ-
ual demographic information at these focus groups
as the unit of interest was the district’s experience of
CIRCLES, not the individual.

2.2.3. Instruments
We used IRB approved focus group questions

developed to maximize the use of focus groups versus
individual interviews (Morgan, 1996). We devel-
oped open ended, but guiding questions, designed to
maximize conversation between the members of the
various groups. Instruments used for each group are
available from the first author.

2.2.4. Data collection
Each separate focus group was facilitated by a

member of the CIRCLES project staff trained in

50 T.C. Povenmire-Kirk et al. / Building an interagency network for transition planning

Fig. 1. CIRCLES.

probing questions to glean more information in
response to the questions on our focus group pro-
tocols. All focus groups were audio-recorded and
transcribed by a professional transcriptionist.

2.2.5. Data analysis
Two members of CIRCLES project staff coded

transcripts of each focus group separately, begin-
ning with a general list of themes related to our
questions, regarding supports, barriers, and needs
moving forward. During the coding process, they
used grounded theory (Glaser & Strauss, 1968) and
allowed themes to emerge from the data, creating
new codes as these themes emerged. After coding
each transcript once, each coder returned with the
new list of themes generated by the data and coded
a second time. After all coding was complete, the
coders met to review their codes and generated con-
sensus. These codes were entered into N-Vivo and
code reports were developed. Coders then returned to
the code reports and wrote summaries of our findings,
again, reaching consensus. Focus group data were
gathered from participants from six districts for each

focus group category providing triangulation and
confidence in trustworthiness and credibility of the
data.

2.3. Student, parent, and interagency surveys

2.3.1. Participants
Surveys were administered to students and parents

who participated in CIRCLES and agency members
who attended the SLT or CLT meetings. There were
143 students, 72 parents, and 52 interagency members
who completed the surveys. All participants were
asked to complete the survey online at the end of the
school year. All 12 school districts were represented
in the samples. The return rate was 46% for the stu-
dent survey, 23% for the parent survey, and 88% for
interagency survey.

2.3.2. Instruments
Three surveys were administered to three stake-

holder groups, students, parents, and participating
interagency teams. Student and parent surveys were
administered at the end of the year after participating

T.C. Povenmire-Kirk et al. / Building an interagency network for transition planning 51

Table 1
Student Perception of Preparedness

Item Agree

M %

1. I am prepared for school (e.g., college, university, training) after high school. 2.58 64
2. I am prepared for a job after high school. 2.72 78
3. The school was helpful in preparing me for school (e.g., college, university, training) after high school. 2.87 84
4. The school was helpful in preparing me for a job after high school. 2.80 82
5. The school was helpful in preparing me for living in the community after high school. 2.70 66
6. I know what agencies/adult service providers will help me after high school (vocational rehab, social security,

department of social services, etc.).
2.62 70

7. I have been involved in preparing myself for school (college/university) after high school. 2.64 74
8. I have been involved in preparing myself for a job after high school. 2.78 83
9. I have been involved in preparing myself for living in the community after high school. 2.57 71
10. I have been involved in preparing goals for my future. 2.92 91

Table 2
Parent Perception of Student Preparedness

Item Agree/Strongly
Agree

M %

1. I understand the process of preparing my child for life after high school. 3.54 98%
2. I have had an active role in the process of preparing my child for life after high school. 3.66 97%
3. I communicate on a regular basis with school personnel on the process of preparing my child for life after high school. 3.36 92%
4. I understand my child’s needs and goals. 3.64 100%
5. The school is doing a good job preparing my child for employment after high school. 3.60 96%
6. The school is doing a good job preparing my child to live in the community after high school. 3.54 95%
7. The school is doing a good job preparing my child for education after high school. 3.62 96%

in CIRCLES and examined the perceptions of the
students’ preparedness to transition out of high
school. The survey to interagency teams examined
the extent of the collaboration across the different
agencies.

The student survey had 10 items that asked students
to rate using a 3-point scale (1 = disagree, 2 = not sure,
& 3 = agree) their perception of preparedness (see
Table 1 for the items). Parents responded to seven
items, using a 4-point scale (1 = Strongly Disagree,
2 = Disagree, 3 = Agree, & 4 = Strongly Agree), about
their perception of their child’s preparedness (see
Table 2). The agency member survey included 27
items asking respondents to rate (a) the extent their
transition collaborative team coordinated, imple-
mented, or collaborated on a series of transition
activities and (b) rate their organizations collab-
oration with other organizations (see Table 3 for
items).

2.3.3. Data analyses
Descriptive statistics are used to summarize all

participants’ responses. Specifically, means and per-
centages were used to summarize student and parent
survey results. For the agency members’ survey,

frequencies and percentages were reported for each
item.

3. Results

3.1. Focus groups

After analysis, we found themes discussed by focus
group participants fit into one of three categories (a)
Successes and Supports, (b) Challenges and Barriers,
and (c) Needs Moving Forward.

3.1.1. Successes and supports
Most agencies agreed that the CIRCLES process

was successful in several areas, including promoting
collaborative relationships that allowed community
agency members and school-level personnel to bet-
ter understand what each agency can offer students
and can better point families in the right direction for
services. The collaborative nature of CIRCLES also
motived team members, as they were able to hear
about successes of students and families getting the
services they need as a result of their efforts – they
felt that they had made a difference. Some aspects of

52 T.C. Povenmire-Kirk et al. / Building an interagency network for transition planning

Table 3
Interagency Collaboration Ratings

To what extent does your transition Very Small Somewhat Great Very
collaborative team: Small Great

1. Coordinates requests for and dissemination of information (e.g., to parents,
employers)

4% 6% 21% 47% 23%

2. Reduces systematic barriers to collaboration 4% 8% 13% 62% 13%
3. Implements collaborative funding of transition services 6% 12% 37% 29% 16%
4. Implements collaborative staffing of transition services 8% 4% 21% 50% 17%
5. Collaborates in the development and use of assessment data 8% 13% 17% 54% 8%
6. Coordinates and shares delivery of transition-related services 2% 4% 12% 58% 25%
7. Disseminates agency and service delivery systems information among

cooperating agencies
0% 0% 17% 52% 31%

8. Reflects collaborative program planning and development, including
employer involvement

2% 12% 29% 47% 10%

9. Reflects collaborative consultation between special, “regular,” and
vocational educators

10% 13% 25% 33% 19%

10. Reflects collaboration between post-secondary education institutions and
the school district

4% 4% 19% 45% 28%

What best describes the extent of your organization’s general collaboration:
11. Partner organizations take your organization’s opinions seriously when

decisions are made about the collaboration.
0% 0% 6% 58% 36%

12. Your organization brainstorms with partner organizations to develop
solutions to mission-related problems facing the collaboration.

0% 0% 9% 62% 28%

13. You, as a representative of your organization in the collaboration,
understand your organization’s roles and responsibilities as a member of
the collaboration.

0% 0% 36% 51% 43%

14. Partner organization meetings accomplish what is necessary for the
collaboration to function well.

0% 2% 15% 53% 30%

15. Partner organizations (including your organization) agree about the goals
of the collaboration.

0% 2% 11% 45% 42%

16. Your organization’s tasks in the collaboration are well coordinated with
those of partner organizations.

8% 4% 19% 46% 23%

17. The collaboration hinders your organization from meeting its own
organizational mission.

68% 17% 2% 9% 4%

18. Your organization’s independence is affected by having to work with
partner organizations on activities related to the collaboration.

64% 17% 8% 9% 2%

19. You, as the representative of your organization, feel pulled between trying
to meet both your organization’s and the collaboration’s expectations.

55% 17% 9% 11% 8%

20. Partner organizations (including your organization) have combined and
used each other’s resources so all partners benefit from collaborating.

0% 4% 28% 42% 26%

21. Your organization shares information with partner organizations that will
strengthen their operations and programs.

0% 0% 11% 57% 32%

22. You feel what your organization brings to the collaboration is appreciated
and respected by partner organizations.

0% 0% 9% 45% 45%

23. Your organization achieves its own goals better working with partner
organizations than working alone.

0% 0% 10% 38% 52%

24. Partner organizations (including your organization) work through
differences to arrive at win-win solutions.

0% 0% 8% 55% 38%

25. The people who represent partner organizations in the collaboration are
trustworthy.

0% 0% 2% 40% 58%

26. My organization can count on each partner organization to meets its
obligations to the collaboration.

0% 0% 15% 49% 36%

27. Your organization feels it worthwhile to stay and work with partner
organizations rather than leave the collaboration.

0% 0% 4% 32% 64%

CIRCLES seemed to be critical for success, including
clearly assigning responsibilities for follow-up and
providing reminders to each person involved, provid-
ing complete student profile sheets to agencies ahead
of time, and having teachers present in meetings to
help guide and support students as they presented.

Collaborative relationships. Meeting with other com-
munity agencies allowed all team members to better
understand what each one can offer students and
can better point families in the right direction for
services. Collaboration also has improved commu-
nication between the different agencies.

T.C. Povenmire-Kirk et al. / Building an interagency network for transition planning 53

“Through collaboration in CIRCLES meetings,
I learned what other agencies are out there and
what they do; it’s incredibly beneficial.” – Agency
Member

“ . . . I’ve learned from everybody around the
table and I’m able to help families better, point
them in directions.” – Special Education Teacher

“I like getting out with and networking with other
team members and seeing what these kids are
doing.” – Agency Member

When team members heard success stories,
“ . . . You feel like you’re making a difference.” –
Agency Member

The collaborative nature of CIRCLES meetings
was something enjoyed by agency members, teach-
ers, and families, alike.

“I really enjoyed having the teacher in there while
the student was presenting. It seems to make the
student a lot more comfortable.” – Parent

Developing systems for follow-up. One team member
at the SLT meetings wrote down what each student,
agency, and teacher had agreed to do and gave each
party a copy. Email reminders also helped for one
district.
Provide adequate student information in SLT. Giv-
ing the agencies student profile sheets ahead of time
was crucial for agencies to best know what would
be a good fit for each student, and to have some
background on the students.

“It’s just helpful to have a little background [from
the teacher] before we’re in front of the students.”
– Agency Member

“And the student profile sheets, having those
ahead of time helped you, as well, know the
student’s capabilities because some present dif-
ferently than their ability indicates or their IQ
indicates.” – Agency Member

3.1.2. Challenges and barriers
Despite the successes reported throughout the

CIRCLES process, team members perceived several
challenges and barriers that may need to be addressed
to produce optimal student outcomes. Primarily, these
challenges and barriers can be described in three
areas: understanding the process, getting everyone to
the table, and follow-up.
Understanding the process. During initial training,
some confusion occurred because team members

were not sure about many of the details of the process.
It sometimes was difficult for the transition team to
decide how to prioritize students, whether based on
age or need.

“So the training, you can sit in and you can listen
to what all it entails but you’re really not going to
understand it very well until you actually come
and sit down with the students and hear their
presentations.” – Transition Educator

“I think the training was not as clear because I
didn’t totally understand the difference between
the community level and the school level.” –
Agency Member

“So if I’m a mom walking in with my child I kind
of want to know what I’m walking into, and I’ve
seen looks of surprise . . . It’s a little bit intimi-
dating. I think the comfort level would be better
if they knew what to expect.” – Special Education
Teacher

Getting everyone to the table. When implementing
the CIRCLES process, it was sometimes challenging
to get parents and agencies to the SLT and CLT meet-
ings due to scheduling, agencies not responding to
meeting invitations, and parents feeling intimidated
to meet with a room full of professionals. Parental
participation in IEP meetings and other school-based
meetings has been documented to lag as students
get older; CIRCLES meetings are no exception. It
was challenging to get families to attend SLT meet-
ings, possibly because the situation is intimidating
for them, and often available meeting places were
not conducive to setting up an inclusive environment
(e.g., one big table).

“One of the hardest things to do when you set
up these meetings each month is to get participa-
tion from family members.” – Special Education
Teacher

Getting everyone together at one time is chal-
lenging due to agencies not responding and also
remembering to invite the right people.

“I guess the other part would be able to get
everybody together at one time, is always the
challenge.” – District Transition Specialist

Follow-up: Several factors also seemed to affect
follow-up on contacts after SLT meetings, includ-
ing a lack of clearly defined responsibility allocation
between parents and agencies, as well as privacy
concerns that prevented agencies from initiating the

54 T.C. Povenmire-Kirk et al. / Building an interagency network for transition planning

follow-up contact with parents. When agencies pro-
vided contact information and waited for families to
follow up, often families did not contact agencies
to follow through on plans made at the SLT. Who
is responsible for follow-up was not clearly defined
during the meetings. The information parents receive
also can be overwhelming, so it was difficult for them
to know where to start.

Furthermore, the outcomes from SLT meetings did
not always get transferred to the IEP’s transition plan.

“We give them our information and our business
cards and are kind of waiting for them to get in
contact with us, so I think that contact piece is
really the most difficult part.”- Agency Member

3.1.3. Needs moving forward
Several suggestions for meeting needs going for-

ward emerged that may help guide school districts in
implementing CIRCLES with optimal student out-
comes. These included establish responsibility for
follow-up, increase parental awareness and partic-
ipation, improve agency participation with careful
planning by individual student needs, ongoing train-
ing for teachers, and report successes and actions of
SLT back to CLT.
Responsibility for follow-up. First, it is critical to
clearly define who is responsible for making contact
for follow up, parents or agencies, and to obtain any
necessary parent permissions for agency follow-up.

“It’s sort of your pat on the back and your motiva-
tion when you hear that oh, they really did follow
through with that and they really are already con-
nected with VR.” – Special Education Teacher

Increase parental awareness. Second, parental
awareness and understanding of the CIRCLES pro-
cess should be promoted, possibly through brochures
given during IEP transition discussions, parent train-
ings and/or discussions about the process, formal
parent invitations to SLT meetings, and posting
resources on the school website. Provide parents with
information/brochures ahead of time, and provide
parents with some type of training to help them under-
stand the CIRCLES process. Also, increase parent
familiarity with CIRCLES by mentioning it or dis-
cussing it to some extent at every parent meeting,
and emphasize CIRCLES during the IEP meeting
when discussing transition. Send formal invitations
to parents about their child’s SLT meeting. Schools
could add a prominent link with CIRCLES resources
to their websites.

“If you meet with your freshman parents that
would be a good time to start talking with them.”
– Transition Specialist

“Possibly with training and them understanding
the benefit for their child would result in more of
them participating.” – Special Education Director

Improve agency involvement with careful planning.
Third, consider improving agency involvement by
identifying ahead of time those agencies that might
most support a particular student, and provide agen-
cies with student profiles prior to the SLT meetings
so the agencies can better prepare to meet their
needs.

“It creates buy in and yeah I would think that
it would create more participation.” – Agency
Member

Ongoing training for teachers. Fourth, training
should be ongoing as new teachers and agencies join
the CIRCLES process. Continue training new teach-
ers about CIRCLES, providing an overall perspective
of the program and each team level’s responsibil-
ity, and how to best prepare students for the SLT
meeting. Additionally, if teachers knew at the begin-
ning of the year all the dates for the meetings, they
could plan accordingly with their students. Set meet-
ing dates ahead of time, and provide reminders and
follow-up contact to agency members who miss a
meeting.
Report successes and actions of SLT to CLT. Finally,
a reliable system should be developed to report back
to the CLT team any decisions made at the SLT to
maintain motivation and effective decision-making at
the CLT level. These could include presenting a brief
stakeholder evaluation or survey of the SLT process,
SLT meeting notes, or even invite a student to present
at the CLT on occasion.

“It would be motivating for the CLT members to
hear success stories of students who connected
with agencies and continued this relationship
after the SLT. A brief evaluation of the SLT pro-
cess could be taken back to the CLT meeting, as
well as parent input and notes from the SLT meet-
ing. Perhaps a student could present at the CLT
meeting on occasion.” – Agency Director (CLT
member)

T.C. Povenmire-Kirk et al. / Building an interagency network for transition planning 55

3.2. Student, parent, and interagency surveys
results

3.2.1. Student perception of preparedness
The items, means, and percentage of students who

agreed with each item (1 = disagree; 2 = not sure;
3 = agree) are reported in Table 1. All means were
above 2.5, and the percentages of students who agreed
ranged from 64% (I am prepared for school (e.g., col-
lege, university, training) after high school to 91% (I
have been involved in preparing goals for my future).

3.2.2. Parent perception of child’s preparedness
Table 2 displays the means and percentage

of parents who agreed or strongly agreed with
the items (1 = Strongly Disagree; 2 = Disagree,
3 = Agree; 4 = Strongly Agree). All means were at or
above 3.36, with most parents agreeing or strongly
agreeing with statements, ranging from 92% (I com-
municate on a regular basis with school personnel on
the process of preparing my child for life after high
school) to 100% (I understand my child’s needs and
goals).

3.2.3. Interagency collaboration survey
The frequencies and percentage for all survey items

can be found in Table 3. At least 50% of respondents
rated items great or very great for all items expect
item 3 (Implements collaborative funding of transi-
tion services). The highest rated items (i.e., greater
than 90% rated great or very great) suggested respon-
dents collaborated, developed solutions, understood
their roles and responsibilities, felt trustworthy, and
felt worthwhile in working with partner agencies (i.e.,
items 11, 12, 13, 22, 24, and 27).

4. Discussion

While previous research (Flowers et al., 2018)
has demonstrated the positive impact of CIRCLES
on student self-determination and IEP participation,
findings from the current study indicate high lev-
els of stakeholder satisfaction with CIRCLES. For
example, both students and parents felt they had
been actively involved in the transition planning pro-
cess and that students were prepared for post-school
life. In addition, stakeholders indicated high levels
of interagency collaboration as a result of CIRCLES.
These findings extend the literature on interagency
collaboration in a number of ways. First, this study
appears to be one of the first to collect perceptions

of students and parents on their satisfaction with the
interagency collaboration provided. Second, the cur-
rent findings support previous research (Noonan et
al., 2014; Noonan et al., 2013; Taylor et al., 2016)
indicating agency satisfaction with specific intera-
gency collaboration strategies.

Other key findings from the study included strate-
gies for overcoming the barriers to interagency
collaboration noted in previous research (Meadows et
al., 2014; Reisen et al., 2014) including implementing
procedures for follow-up after SLT meetings, pro-
viding training to parents on what to expect from
CIRCLES, improving communication with agency
members, and continuing ongoing training for teach-
ers. These findings confirm those of Povenmire-Kirk
et al. (2015) and also extend the knowledge in the
field. For example, Noonan et al. (2013) named
establishing follow-up procedures for students and
providing training of families as two of the 11 key
strategies for successful interagency collaboration.
Another key strategy listed was training of teachers
and staff (Noonan et al., 2013), which may improve
teachers’ perception of locus of control, leading
to increased interagency collaboration (Meadows et
al., 2014). In addition, Noonan et al. (2014) noted
the importance of communication among agency
providers leading to higher levels of collaboration
and cooperation. The respondent groups in this study
included parents, teachers, and students, in addition
to the agency and district personnel who participated
in Povenmire-Kirk et al. (2015). It is encouraging to
find the same positives and supports identified across
all four groups, confirming what agency members
reported in 2015.

4.1. Limitations

One limitation of this study, as in many focus group
analyses, is that there may be undue influence of some
members of the group that stifle the input of a few. A
second limitation is that focus groups tend to attract
people who either really like or really hate a pro-
gram or entity. Third, because the focus of this study
was on district-level experiences with CIRCLES, par-
ticipant demographic were not collected. Together,
these limitations may have resulted in a sample not
representative of the whole.

4.2. Suggestions for future research

Results of this study indicated need for future
research in a number of areas. First, future research

56 T.C. Povenmire-Kirk et al. / Building an interagency network for transition planning

should collect stakeholder demographic data to
ensure representativeness. Second, although most
items on the interagency collaboration ratings (see
Table 3), were positive, 55% rated collaborative
funding of transition services as “very small” to
“somewhat.” As a result, future research is needed
to investigate ways to braid funding. It is possible the
pre-employment transition services and memoran-
dum of understanding required by WIOA (2015) will
provide an opportunity for this research to emerge.

Third, future research should consider gathering
pre-post data on consumer satisfaction and levels of
collaboration. Without these data, it is difficult to
claim a causal relationship between an intervention
and changes in satisfaction and collaboration.

Fourth, future research in the area of secondary
transition and interagency collaboration should con-
sider using social network analysis (SNA; Knoke &
Yang, 2008). SNA would allow researchers to exam-
ine changes in the strength of collaboration between
agencies over time.

Finally, while findings from the current study
indicate CIRCLES had a positive impact on local
community levels of interagency collaboration simi-
lar to Noonan et al. (2013), future research is needed
for strategies of both the local and state levels (cf.,
Noonan et al., 2014).

4.3. Implications for practice

Results of this study indicate CIRCLES may
improve the collaborative transition planning efforts
of teachers, parents, students, and agency members,
including vocational rehabilitation counselors. As
such, they point to several implications for practice.
First, as previous research has noted, teacher lack
of knowledge of available post-high school supports
(Reisen et al., 2014) and lack of information sharing
and VR involvement in the IEP process (Taylor et al.,
2016) are often barriers to successful interagency col-
laboration. It appears these barriers can be overcome
through the SLT process by having stakeholders learn
about the support each community agency can pro-
vide. This increased awareness can be then be shared
with other teachers and parents to extend the col-
laboration. Second, agency members, including VR
counselors should collaborate with other agencies
to expand their knowledge of what is available and
what each agency can provide to increase collabo-
ration. Third, school transition personnel should use
this model to implement a “CIRCLES-type” tiered
interagency collaboration program in their district

by first building a CLT. This can be accomplished
by connecting with an existing community team or
establishing a new one. The CLT can also provide
necessary training for teachers on preparing students.
With a CLT in place, the SLT can then bring students,
families, teachers, and agencies together to help stu-
dents transition seamlessly into their adult life after
high school.

5. Conclusion

When used with fidelity, the CIRCLES model
can ensure the right people are involved in transi-
tion planning process of students with disabilities.
Results of this study indicate CIRCLES may be
used to overcome many barriers to successful intera-
gency collaboration identified by previous research.
With careful planning and training, students, par-
ents, teachers, and agencies can all work together to
develop a collaborative plan for transition services
for each individual student.

Author note

This document was produced under U.S. Depart-
ment of Education, Institute for Education Sciences
Grant No. R324A110018 awarded to Dr. David W.
Test and Dr. Claudia Flowers at the University of
North Carolina at Charlotte. The opinions expressed
are those of the authors and do not represent views of
the Institute or the U.S. Department of Education.

Conflict of interest

None to report.

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Walden University

College of Education

This is to certify that the doctoral study by

Elizabeth Strong

has been found to be complete and satisfactory in all respects,
and that any and all revisions required by
the review committee have been made.

Review Committee
Dr. Mari Vawn Tinney, Committee Chairperson, Education Faculty
Dr. Paul Englesberg, Committee Member, Education Faculty
Dr. Marilyn Robb, University Reviewer, Education Faculty

Chief Academic Officer
Eric Riedel, Ph.D.

Abstract
Parents’ Perceptions of Transition and Postsecondary Services for Their Children with
Disabilities
by
Elizabeth J. Strong

MBA, City University, 1999
MS, Western Oregon State University, 1990
BS, Akron University, 1987

Project Study Submitted in Partial Fulfillment
of the Requirements for the Degree of
Doctor of Education

Walden University
August 2018

Abstract
Students with intellectual and other disabilities who age out of transition programs or
graduate from high school may experience marginalization as young adults. There exists
scant literature on the perceptions of parents about access to employment and services for
their adult children with disabilities. The purpose of this qualitative study was to explore
how parents perceived educational services, financial burdens, social isolation, and lack
of access to employment for their children with intellectual and other disabilities. Critical
disability theory and transformational theory constituted the study’s conceptual
framework. The research questions concerned how parents perceived access to services
related to financial assistance, postsecondary education, employment, and vocational
consultation. The design was a case study with a purposefully selected sample consisting
of 5 parents from a Western U.S. state. Data sources included field notes, interviews, and
artifacts. A field log, newspaper articles, and interview transcriptions were gathered,
sorted, and categorized into themes. Results of the study revealed that employment gaps
for adults with disabilities decreased with better knowledge about disability strengths,
social capital, employer and employee diversity training, and competitive employment
opportunities. A position paper was developed based on study findings, which was
targeted to employers and included information on the reasons for a business to embrace
diversity in the workplace. Business leaders’ promotion of social enterprises that enable
community inclusion and financial independence for people with disabilities may result
in a positive paradigm shift towards equitable employment as a positive social change
outcome.

Parents’ Perceptions of Transition and Postsecondary Services for Their Children with
Disabilities
by
Elizabeth J. Strong

MBA, City University, 1999
MS, Western Oregon State University, 1990
BS, Akron University, 1987

Project Study Submitted in Partial Fulfillment
of the Requirements for the Degree of
Doctor of Education

Walden University
August 2018

ProQuest Number:
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Dedication
I am dedicating this dissertation to Eric, Garrett, Niafo, Alex, Sarah, and Maria.
Your encouragement and love picked me up during the low points of the doctoral
journey. I will always be inspired by your persistence to make this world a better place
for all.

Acknowledgments
Dr. Mari Vawn Tinney, thank you for teaching me how to write in a scholarly
manner and for those kind notes of encouragement during the most challenging moments
of my life.
Dr. Paul Englesberg, thank you for teaching me how to be patient with the
doctoral writing process and how to appreciate rather than dread the experience.
Dr. Marilyn Robb, thank you for being the third set of eyes on the committee that
helped me prepare the dissertation for publication.
To the five participants, thank you for sharing your perspectives about transition
services. I have nothing but gratitude and respect for all of you.

i
Table of Contents
List of Tables ……………………………………………………………………………………………………… ix
List of Figures ……………………………………………………………………………………………………….x
Section 1: The Local Problem………………………………………………………………………………….1
Introduction ……………………………………………………………………………………………………..1
Transition Programs …………………………………………………………………………………… 4
Current Changes to Vocational Rehabilitation Services ………………………………….. 6
Other Factors that Impact Access to Services………………………………………………… 7
Accessing Services Related to Aging out and Data Collection ………………………… 9
Access to Services and Guardianship …………………………………………………………… 9
Other Factors Related to Accessing Services ………………………………………………. 10
A Gap in Practice …………………………………………………………………………………….. 12
The Rationale for the Problem ………………………………………………………………………….13
Evidence of the Problem from the Professional Literature …………………………….. 13
Definition of Terms…………………………………………………………………………………………17
The Significance of the Local Problem ……………………………………………………………..18
Guiding/Research Questions …………………………………………………………………………….21
Review of the Literature ………………………………………………………………………………….22
Theoretical and Conceptual Frameworks ……………………………………………………. 22
Current Research Literature ……………………………………………………………………………..25
Teaching Methodologies, Pedagogy, and Work Experience ………………………….. 27
Teachers Have Limited Knowledge of Resources ………………………………………… 29
Demographic Characteristics …………………………………………………………………….. 30

ii
Factors that Impacted Employment ……………………………………………………………. 32
Family Expectations and Monetary Resources …………………………………………….. 38
Lack of Understanding of Transition Services Implementation ……………………… 39
Parents as Primary Advocates ……………………………………………………………………. 41
Relevant Public Data………………………………………………………………………………… 43
Potential Implications for the Project ………………………………………………………………..44
Summary ……………………………………………………………………………………………………….45
Section 2: The Methodology ………………………………………………………………………………….46
Qualitative Research Design and Approach ……………………………………………………….46
Research Design………………………………………………………………………………………. 46
Participants …………………………………………………………………………………………………….49
Criteria for Selecting Participant ……………………………………………………………….. 49
Number of Participants …………………………………………………………………………….. 50
Sampling Procedures ……………………………………………………………………………….. 50
Procedures for Gaining Access ………………………………………………………………….. 51
Researcher-Participant Working Relationship ……………………………………………… 53
Ethical Protection of Participants……………………………………………………………….. 54
Data Collection ……………………………………………………………………………………….. 55
Face-to-Face or Skype Conference Call Interviews ……………………………………… 56
Member Checking ……………………………………………………………………………………. 58
Additional Data ……………………………………………………………………………………….. 58
Evidence of Quality and Procedure of Data Collection …………………………………. 59
Contents of Notes …………………………………………………………………………………….. 59

iii
Role of Researcher …………………………………………………………………………………… 60
Data Analysis …………………………………………………………………………………………………61
Evidence of Quality and Data Analysis Procedures ……………………………………… 61
Summary ……………………………………………………………………………………………………….63
Data Analysis Results ……………………………………………………………………………………..63
Process for Finding Data Results ……………………………………………………………….. 63
Findings…………………………………………………………………………………………………………64
Local Problem Data …………………………………………………………………………………. 64
Coding and Data Synthesis ………………………………………………………………………………66
A Priori Information Themes …………………………………………………………………….. 66
Profile of Participants ……………………………………………………………………………………..67
Profile of Acke and Abby ………………………………………………………………………………..68
We are Family …………………………………………………………………………………………. 68
School and Agency Programs ……………………………………………………………………. 68
What Does the Future Entail? ……………………………………………………………………. 70
Profile of Bahar ………………………………………………………………………………………………70
We Are Family ………………………………………………………………………………………… 70
School and Agency Programs ……………………………………………………………………. 71
What Does the Future Entail? ……………………………………………………………………. 72
Profile of Gabby ……………………………………………………………………………………………..73
We are Family …………………………………………………………………………………………. 73
School and Agency Programs ……………………………………………………………………. 73
What does the Future Entail? …………………………………………………………………….. 75

iv
Profile of Rafiq ………………………………………………………………………………………………76
We are Family …………………………………………………………………………………………. 76
School and Agency Programs ……………………………………………………………………. 76
What Does the Future Entail? ……………………………………………………………………. 78
A Summary of Outcomes from Interviews and Other Sources ……………………………..79
Charter School versus Public School Experiences ……………………………………….. 80
Class Size ……………………………………………………………………………………………….. 81
Programs from Middle School to High School…………………………………………….. 81
Educational Classification of Disability ……………………………………………………… 82
Classroom Environment and Teacher Communication …………………………………. 83
Preparing for College ……………………………………………………………………………….. 84
Work Experience and then Employment …………………………………………………….. 86
County, State, Federal, and Private Business as Partners ………………………………. 87
Parent Advocate ………………………………………………………………………………………. 89
Social Isolation………………………………………………………………………………………… 90
Monetary Concerns ………………………………………………………………………………….. 91
Planning for the Future …………………………………………………………………………….. 93
Evidence of Quality ………………………………………………………………………………………..94
Interpretation of Findings ………………………………………………………………………………..95
Specialized Services and Placement …………………………………………………………… 95
Teacher Collaboration in the Community………………………………………………….. 101
Aging out or Postsecondary Options ………………………………………………………… 101
The Burden of Financial Support and the Potential for Social Isolation ………… 103

v
Dedicated Caregivers ……………………………………………………………………………… 106
Employer Expectations from Employees with Disabilities ………………………….. 111
Self-Confidence Gained from Employment ………………………………………………. 112
Additional Factors Related to Interviews: Communication, Social Capital, and
Tools ………………………………………………………………………………………………..113
Summary of Themes ……………………………………………………………………………………..115
Limitations and Discrepant Cases of the Findings …………………………………………….117
Factors Related to Competitive Employment of Individuals with Disabilities ………118
Sheltered Workshop Versus Competitive Work …………………………………………. 118
Competitive Work for Young Adults with Disabilities ……………………………….. 119
Section 3: The Project …………………………………………………………………………………………120
Rationale ……………………………………………………………………………………………………..120
Review of Literature ……………………………………………………………………………………..121
Conceptual Framework ………………………………………………………………………………….122
A Community Example of the Conceptual Framework ………………………………. 123
Foundations of Adult Learning and Transformational Learning ………………………….123
Social Transformation …………………………………………………………………………….. 125
Colearning …………………………………………………………………………………………….. 125
Mutual Respect ……………………………………………………………………………………… 127
Coaching ………………………………………………………………………………………………. 128
Summary of Transformative Learning, Colearning, and Coaching ………………………130
Literature Review of Competitive Employment Gains and Positive Outcomes
for Young Adults with Disabilities ……………………………………………………….130

vi
Changing Educational Trends ………………………………………………………………….. 130
Successful Predictors of Work Access for Young Adults with Disabilities …………..136
Social Capital in Less Populated Areas …………………………………………………….. 136
Work Environment…………………………………………………………………………………. 138
A Change of Employer and Employee Perspective …………………………………….. 139
Work Performance and Quality of Life for Young Adults with Intellectual
Disabilities ………………………………………………………………………………………..143
Employment Outcomes for Young Adults with a Mild Intellectual
Disability ……………………………………………………………………………………. 144
Overcoming Workplace Barriers of Young Adults with Autism Spectrum
Disorder (ASD) ………………………………………………………………………………….144
Employment Outcomes for Young Adults with ASD …………………………………. 145
Summary of Paradigm Shift Towards Employment of Individuals with
Disabilities ………………………………………………………………………………………..146
Project Description………………………………………………………………………………………..149
Existing Supports …………………………………………………………………………………… 149
Roles and Responsibilities ………………………………………………………………………. 150
Potential Barriers …………………………………………………………………………………… 151
Needed Resources ………………………………………………………………………………….. 152
Potential Solutions to Barriers …………………………………………………………………. 152
Project Evaluation Plan ………………………………………………………………………………….153
Stakeholders ………………………………………………………………………………………….. 154
Project Implications ………………………………………………………………………………………155

vii
Closing the Gap between Services and Access …………………………………………… 155
Applications of the Project……………………………………………………………………………..157
Future Research ……………………………………………………………………………………………158
Section 4: Reflections and Conclusions …………………………………………………………………159
Project Strengths and Limitations ……………………………………………………………………159
Recommendations for Alternative Approaches …………………………………………………159
Scholarship, Project Development and Evaluation, and Leadership and
Change ……………………………………………………………………………………………..160
Scholarship ……………………………………………………………………………………………. 160
Project Development and Evaluation ………………………………………………………… 160
Leadership and Change …………………………………………………………………………… 162
Reflection on the Importance of the Work ……………………………………………………….162
Conclusion …………………………………………………………………………………………………..163
References …………………………………………………………………………………………………………165
Appendix A: The Project …………………………………………………………………………………….203
Reasons for Businesses to Embrace Diversity in the Workplace …………………………203
Impact of the Laws…………………………………………………………………………………. 205
Our Company Would like to Offer you a Job ……………………………………………………207
Business Learning Foundations For Success …………………………………………………….208
Transformation of the Business ……………………………………………………………….. 209
Colearning Experiences at all Levels ………………………………………………………… 209
Coaching ………………………………………………………………………………………………. 210
Mutual Respect for All……………………………………………………………………………. 211

viii
Myths about Hiring an Individual with a Disability …………………………………………..211
Myth Busters ………………………………………………………………………………………………..213
Is Hiring Individuals with Disabilities Applicable to Different Industries? …………..213
Fear of Additional Supervision and Loss of Productivity …………………………………..215
Additional Supervision …………………………………………………………………………… 215
Productivity of Employee ……………………………………………………………………….. 215
The Fear of Being Stuck Forever. …………………………………………………………….. 215
Further Evidence for Hiring Individuals with Disabilities ………………………………….216
Marriott Corporation. ……………………………………………………………………………… 216
Utah Resources for Competitive Workplaces for Individuals with Disabilities ……..219
Utah’s Model Employer Government Activities ………………………………………… 220
Resources for Businesses Owners Who Are Open to Hiring Individuals with
Disabilities ………………………………………………………………………………………..222
Summary of Unrealistic Perception of Individuals with Disabilities ……………………223
Conclusion …………………………………………………………………………………………………..223
Cited Works …………………………………………………………………………………………………224
Appendix B: Semistructured Interview Questions ………………………………………………….227
Appendix C: Dependability Strategy …………………………………………………………………….229

ix
List of Tables
Table 1. Number of Parent Quotes in News Articles by Theme. ………………………………..67

x
List of Figures
Figure 1. The labyrinth of services ……………………………………………………………………….117
Figure 2. Three stages of transformation during colearning ……………………………………..127
Figure 3. Coaching guidelines ……………………………………………………………………………..150

1

Section 1: The Local Problem
Introduction
Young adults with intellectual and other disabilities who aged out of a transition
program or graduated from high school encountered obstacles when accessing services
from outside agencies, colleges, and employment organizations (Baker, 2013; Blacher,
Kraemer, & Howell, 2010; Canha, Owens, Simoes, & Gaspar de Matos, 2013; Carter et
al., 2013; Kerr, 2013). Reporters for a Utah newspaper in the local study area observed
that there were no guarantees or assurances of transition into state, federal, and nonprofit
services and employment for adult students with intellectual and other disabilities (Baker,
2013; Kerr, 2013). When adults with intellectual and other disabilities attended transition
programs or high school, their parents had at least seven hours a day where their
supervision was not necessary. The roles of parents of adults with disabilities changed
when their sons or daughters aged out of school-district transition programs or graduated
from high school, and, as a result, parents’ perceptions about access to school and
community services and employment changed because direct school-district transition
support was no longer available to parents.
In this study, I presented parents of young adults with intellectual and other
disabilities information about transition services and future employment for their young
adult children. Access to such information could result in a direct pathway of
employment and postsecondary education in local services between school districts,
outside agencies, and potential employers, thus empowering parents and children with
disabilities to freely pursue opportunities in their communities.

2

Most parents of adults with intellectual and other disabilities are managers of their
adult children’s employment and service options. After school-district transition services
or secondary education, the parents primarily managed service delivery for their young
adult children (Chambers, Rabren, & Dunn, 2009; Clegg, Ansorge, Stackhouse, &
Donlan, 2012; Grigal, Hart, & Migliore, 2011: Hendricks & Wehman, 2009). Davis and
Beamish (2009) researched the roles of parents of adults with disabilities and the
different events that could or could not take place following their children’s termination
from school-district transition programs and graduation from high school. Educators in
Utah and other western U.S. states conducted annual needs assessments and annual
reports about disability services. However, these needs assessments and annual reports
only included data from adults with disabilities services, state, federal, and nonprofit
agency-provider surveys (Chambless, McCormick, & Robinson, 2010; Colorado State
Rehabilitation Council, 2012; Harkin, 2012; Oregon Department of Human Services &
Vocational Rehabilitation, 2017; Utah State Office of Rehabilitation, 2011; Wilhelm &
Robinson, 2010). The investigators for these needs assessments and annual reports
excluded parents’ perspectives and the parents’ knowledge of management for service
delivery systems.
As part of the Individuals with Disabilities Education Act of 1991, the U.S.
federal government mandated annual individual education plan (IEP) participation from
parents of students with disabilities, teachers, and school administrators as well as
applicable state, federal, and nonprofit agency support professionals, family advocates, or
developmental disability caseworkers until a student turns 18 years old. The Utah state

3

annual report revealed a limited concentration on data from adults with disabilities due to
privacy laws and parent guardianship policies. These researchers also had time-
constraints and strict criterion guidelines established by the state of Utah.
Congress signed the Americans with Disabilities Act (ADA) into law in 1991.
The ADA (1991) included civil rights protections for individuals with disabilities and
guarantees of equal opportunities for public accommodations, employment,
transportation, state and local government, and telecommunications. Since the law’s
enactment, Utah moved from being a state with inaccessible sidewalks, buses, and
buildings to a state working to ensure access to all locations and activities for individuals
with disabilities (Harkin, 2012).
Conversely, the case was different for young adults with intellectual (persons with
an I.Q. of 70 or lower) and other disabilities due to their inability to gain total access to
employment or attend college (Baker, 2013; Balcazar, Kuchak, Dimpfl, Sariepella, &
Alvarado, 2014; Harkin, 2012; Kerr, 2013). For the past two decades, this element of the
ADA lagged behind the law’s other successes. According to Canha et al. (2013), the
successes of family dynamics, economic status, community supports, and availability of
services affected transition outcomes.
In the next section, I describe some community supports and services for adults
with intellectual and other disabilities who attended transition programs or received
specialized support services in high school. I also describe Utah legislative changes that
could impact access to transition services for aging out and graduated adults with
intellectual and other disabilities. I also define other disabilities encompassed in the

4

definition of disability used in this study. These disabilities include autism spectrum
disorder (ASD), traumatic brain injury (TBI), hearing/deafness, visual impairment,
multiple disabilities, mental health, and specific learning disabilities.
Transition Programs
The federal government attempted to remediate this discrepancy regarding adults
with intellectual and other disabilities and their ability to gain employment by
establishing many transition programs (Americans with Disabilities Act, 1990). These
programs provided job training for adults with intellectual and other disabilities, ages 18
years to 22 years, within school districts or at job sites within the community if they were
unable to obtain a high school diploma (Information retrieved from Utah school district
websites, September 2012). Such transition programs were available for adults with
intellectual and other disabilities within Flowing Rivers School District (FRSD)
(pseudonym) and other Utah counties. In a few cases, adults with intellectual and other
disabilities earned a diploma. These students were no longer eligible for a school district
transition program within FRSD and other Utah counties. Of the students with
intellectual and other disabilities who earned a diploma had the option of finding
employment through community services such as vocational rehabilitation (VR) or
attending a 2-year and 4-year degree college program. Furthermore, some federally
funded colleges had disability support services for any student with a disability.
In this Utah study area are three different types of transition programs for young
adults with intellectual disabilities and other disabilities within FRSD and in other Utah
school districts. Each program has different learning models. Program A provided in

5

school, pre-vocational skills, life skills, and independent living services (Information
retrieved from a Utah school district website, September 2012). In this program, students
accessed the community through volunteer work. Support from the school faded as
support from peers and community increased. In essence, students phased-out of a school
schedule and into a workday schedule. The workday schedule continued after a student
aged-out of the program.
Program B in this county provided vocational and educational programs in a
sheltered workshop or enclave settings within a Utah school district (Information
retrieved from a Utah school district website, September 2012). The students cared for
linen and laundry. They also did assembly and custodial work as well as food services. In
this program, students and their families developed partnerships and linked with
community programs and resources so that upon aging out, community supports were
accessible. Unlike Program A, this program did not discuss fading of support from the
school to the community on their website.
At one time, Program C provided transitional services in a high school setting
where some students commuted to different volunteer work sites within the community
(Personal communication with the anonymous speech-language pathologist, August
2011). In 2011, this program moved to a central location along with special education
teacher, aide, and related services (occupational, functional communication, vision,
hearing, and physical therapy) supports. As such, young adults with cognitive
impairment, ASD, and multiple disabilities from various high schools experienced
opportunities to participate individually or in groups of four or five at different work sites

6

within the community with or without teacher aide or peer support. Unlike Program A
and B, this program had a rural setting and did not post a website that states its mission,
goals, and objectives at this time (Information retrieved from a Utah school district
website, September 2013).
Therefore all three transition programs had some form of coordination and
planning with parents of young adult students with intellectual and other disabilities,
teachers, and outside agencies with family advocacy or development disability
caseworkers or VR counselors. However, some Utah parents worried that there were not
enough extended job support experiences between the ages 16 and 24 years for their
children with social and communication disabilities. As a result, Easter Seals-Goodwill
paired teen mentors with teen and young adults with disabilities who wanted to volunteer
in various work settings. Teens and young adults with disabilities in this program
encompassed workplace experiences and social interactions that intended to help them
with their higher education and employment goals (Cortez, May 15, 2015a).
Current Changes to Vocational Rehabilitation Services
Postsecondary students with disabilities and students with disabilities who
attended these transition programs had the option to request VR support. At the Utah
Capitol building during some recent session, legislators made some changes to the
vocational rehabilitation (VR) services (Anonymous email communication within a Utah
school district, January 23, 2015). These changes were due to an increase in the number
of clients served and the cost of services for diagnostic, restoration, and training. For

7

example, there was approximately a 49% increase in expenditures from Fiscal Financial
Year (FFY) 2007 to FFY 2014 for Utah.
As of July 22, 2014, the federal government passed the Workforce Investment Act
(WIOA), and this act allowed officials in the state of Utah to implement an “Order of
Selection” process. Under this “Order of Selection” process those officials in Utah could
prioritize who received funding for VR services. This recent change of events affected all
current students with disabilities who had a current Individualized Plan for Employment
(IPE) in the following ways. Any students with a current IPE had financial assistance but
only if VR received funding from the State and Federal government. If the funds were not
available, then students continued to receive VR counseling with no payment for training
and schooling. However, all students with disabilities could continue to apply and placed
on a waiting list until monies became available. The first category in the “Order of
Selection” are mostly students with most significant disabilities, ages 16 – 21 years.
Therefore any specialized education teacher needs to encourage students with disabilities
to apply for VR services when they turn 14 years old or before they age-out (Anonymous
conversation with a VR case manager on August 19, 2015). At this time, VR officials are
unable to serve all young people with disabilities, and these officials are hopeful that this
new “Selection of Order” process will improve this situation over a long period
(Anonymous email communication within a Utah school district on January 23, 2015).
Other Factors that Impact Access to Services
Occasionally, the parents of young adults with disabilities who attended
Individual Education Plan (IEP) meetings assumed that the IEP was a means to receive

8

automatic VR services. According to Utah state law, the parents and student who
qualified for specialized education support were to review and discuss three components
with the IEP team at or before the student turned 16 years old. These three components
are the student’s career interests, current coursework, and ways that the IEP will address
the student’s future postsecondary goals or aging out transition program goals. (Retrieved
from the website https://www.disabilitylawcenter.org/education/). However, many
transition planning goals in middle school and high school fail to provide guidelines for
students with disabilities and their parents on how to navigate the entire transition
planning process.
Instead, students with disabilities answer questions provided by the State of
Office of Education about what job the student would like to have, a short statement
about the student’s strengths by the teacher and the type of courses that will support the
student’s transition goals. I witnessed the following scenario at some IEP meetings. The
student wanted to be a nurse, but the student could not read past the 3rd-grade level or
calculate math problems past the 2nd-grade. The teacher moved on to another portion of
the IEP instead of discussing how students could pursue nursing in a unique way such as
charting notes and managing a patient’s medication. At another IEP meeting, I observed
how teachers at the junior high reviewed the student’s career interests and told parents to
expect more information about transition plans at the high school (Personal observation at
IEP on November 18, 2015). At any 10th-grade high school IEP meeting, teachers
usually encourage parents to apply for VR services for a child to start an Individual Plan
for Employment (IPE) before that child ages-out of a transition program or graduates

9

from high school (Personal observation from IEP meetings since 2011 to current date). At
these IEP meetings, the parents received a booklet of community services with VR’s
number written on the front. I can only recall up to five times where the VR counselor
attended an IEP transition meeting (Personal observations at IEP meetings from school
years 2013-2015).
Accessing Services Related to Aging out and Data Collection
At 22 years of age, all students within Utah transition programs aged-out
(Individuals with Disabilities Education Act, 1990). That is, all Utah state transition
services for assisting with employment through the school districts were no longer
available (Individuals with Disabilities Education Act, 1990). When students with
disabilities aged-out of a school district program or started postsecondary education after
12th- grade, the school district tracked them for up to one year. Then the data from the
survey transferred from a statewide data bank to the Federal government’s databank
(Newman, Wagner, Cameto, & Knokey, 2009). Sometimes, the data gathering process
failed because (a) the student with intellectual and other disabilities misunderstood the
question enough to answer it, (b) the postsecondary student opted out of survey
participation, or (c) the parents had no guardianship authority.
Access to Services and Guardianship
In other cases, some parents without guardianship only guided and asked for
participation with community support systems when their young adult with disabilities
aged-out or received a certificate of completion. However, there are parents with full
guardianship. When parents obtained guardianship, it could cost as little as $450.00 or as

10

much as 2,000.00 dollars (Anonymous personal communication with VR counselor,
October 16, 2012). Some parents completed the paperwork independent of a lawyer and
go through a non-profit agency such as a parent advocacy group and other parents
retained a lawyer (Anonymous personal conversation with VR counselor, October 16,
2012). At FRSD IEP transition meetings, I observed how only a small number of parents
obtained guardianship for their adult children with intellectual and other disabilities.
Before the student turned 18 years of age, the IEP team case manager inquired about the
status of guardianship and asked that the parent and student with a disability sign an “Age
of Majority Rights” form (Retrieved from a website
http://www.schools.utah.gov/sars/DOCS/IEP/11.aspx). The status of guardianship is
valuable information for the planning of a student’s transition from school to the
community because it impacts the amount of parental decision-making made on behalf of
the student with disabilities.
Other Factors Related to Accessing Services
There are additional factors that could impact accessing services after aging out
from a school district transition program or graduation from a high school. Some students
who aged-out of a transition program were at risk to become isolated from employment,
social life, and recreations because they no longer received school district transportation
services or had daily access to friends in a program (Anonymous personal
communication on May 7, 2014). Some parents changed from dual income to a single
household income to care for their adult children with intellectual and other disabilities.
The latter could create reduced income for transportation that could cause social isolation

11

to both the parents and their adult children with intellectual and other disabilities.
Additionally, the postsecondary student with disabilities may not problem solve
adequately enough to navigate through a college environment and advocate for VR
support (Personal experience and anonymous communication at IEP meetings from
August 2012, 2013, and 2014).
When students aged-out of school district programs at age 22 with a certificate of
completion or graduate from high school with a diploma, the parents or guardians
assumed some or all collaboration, management, and advocacy work for their adult
children with intellectual and other disabilities. At this juncture, parents and I discovered
how school district and community agency information was difficult to interpret due to
ill-defined categories and mazes of community agency resources. Personally, as a parent
of a daughter with dyslexia and anxiety, I received transition information at the
Individual Education Plan (IEP) meeting, and I attended a meeting on VR services during
a parent/teacher conference night about six months before she graduated. When my
daughter turned 18 years, she had independent decision-making and full privacy rights.
Her decision-making skills made collaboration, management, and advocacy difficult
because her social-emotional skills were immature for multi-step tasks. As a result, she
missed college enrollment deadlines and follow-up appointments with outside agencies.
She never did receive VR support or disability service support at college because VR
counselors assessed her as having adequate skills to find work and enroll independently
in any college program. Currently, my daughter is 24 years of age, and she has quit two

12

college programs even though she has been in good standing academically. She relies on
friends and family members to help her navigate the Medicaid system.
Another dilemma that eventually affected these young adults with intellectual and
other disabilities was in regards to how businesses learned about grants and tax incentives
to hire adults with disabilities. Utah legislators passed legislation to allow a continued a
tax credit of 3000.00 dollars per employee per year for up to two years to businesses for
hiring any person with a disability. For businesses to qualify for this tax credit, the
employee must either be receiving services from a program certified by the State
Department of Human Services or be eligible for services from the Division of Services
for Young People with Disabilities (DSPD) at the time the individual began working for
the employer. Also, the employee must work for the employer in the state of Utah for six
months, and the employer must pay the employee minimum wage. (Information shared
by a DSPD service director at a professional conference in the study area, February 4,
2015).
A Gap in Practice
The process of applying for services with DSPD and VR services has many
tedious steps and deadlines. According to DSPD, about 4000 persons with disabilities
received assistance, and about 2000 applicants remained on a waiting list for services as
well as other people that were ignorant about DSPD services (Information shared by a
DSPD director at a professional conference in the study area, February 4, 2015). There is
a gap in practice between parents, teachers, state/federal, and non-profit agencies
regarding the collaboration of communication updates that could or could not impact

13

access to services. There are many agencies and advocacy groups in Utah that are
accessible to parents of children with intellectual and other disabilities and school
districts. However, resources within Utah high schools, colleges, transition programs,
state and non-profit agencies have been reduced down to websites, links, pamphlets, a
brief one on one consultation, and waiting lists.
The Rationale for the Problem
Evidence of the Problem from the Professional Literature
Parents of adult children with disabilities may not fully understand the services
available to their children once they age out or transition from school programs. Some
parents attributed their lack of understanding of services to limited access to general
information or guidance from school personnel (Grigal et al., 2011). The unique
perspective of the parent should be considered by the school, business, and agency
personnel when identifying possible reasons why adult children with disabilities have
problems accessing services of school districts, outside agencies, and potential
employers, according to Canha et al. (2013). In their systematic literature search, Davis
and Beamish (2009) discovered, however, that only a few small-scale U.S. studies had
been conducted on parents’ perspectives on family experiences and outcomes after the
children of these parents aged out and exited a school transition program. Thus, there
appears to be a gap in the literature on the study topic.
In the Utah area examined in this project, the Utah government commissioned
Chambless et al. (2010) to conduct a needs assessment to determine the rehabilitation
needs of adults with disabilities. A census report conducted by a Utah university

14

indicated a 46% employment rate for all adults with disabilities within the local study
location as compared to a 39% rate nationally (Wilhelm & Robinson, 2013). Chambless
et al. associated the higher employment rate with lower state-wide unemployment rates.
In a 4-year period between 2004 and 2008, the percentage of employed adults with
disabilities had not changed at the local and national level (Chambless, 2010; Harkin,
2012; Wilhelm & Robinson, 2013). According to Harkin (2012), the cause of the lag in
the employment of adults with disabilities was due to the 2008 recession and other
events. (I confirmed this information with a DSPD director at a local study conference on
February 4, 2015.) This lag in the employment of adults with disabilities resulted in
higher unemployment rates, lower median wages, a disinterest in searching for jobs, and
longer periods of poverty than other low-income populations (Disability Statistics and
Demographics Rehabilitation Research and Training Center, 2011; Livermore, 2009).
In Utah and other western states of the United States, special committees
represented adults with disabilities. National and Utah government leaders noticed a lag
in the employment of adults with disabilities and how this population had further been
affected by the economy (Balcazar et al., 2014; Harkin, 2012). To address these issues,
officials in Utah and other western states of the United States organized special
committees at the federal level and conducted needs assessments and economic impact
studies at the state level in the local area of this research study. Officials in the Obama
administration also signed the Workforce Investment Act into law on July 22, 2014.
Former U.S. Senator Tom Harkin, a special committee member, identified adults with
disabilities who were not working because they were not interested in returning to any

15

job (Harkin, 2012). He also stressed how adults with disabilities experience poverty at a
much higher level than the general population, and therefore, have a harder time
recovering from poverty (Harkin, 2012). Leaders in Utah and other Western U.S. states
conducted needs assessments to learn about employment supports for adults with
disabilities. These adults with disabilities requested better support for tuition and books
expenses, ways to locate potential employers, health benefits, and job training for a short
time (Colorado State Division of Vocational Rehabilitation, 2012; Lucenko et al., 2009;
Oregon Department of Health Services/Vocational Rehabilitation, 2017). Community
members could develop employment projects to alleviate poverty from needs assessment
results and economic impact studies. Researchers who conducted economic impact
studies have calculated that agency and officials’ support of VR can result in increases in
the earning potential of their client because state coffers have more tax revenues when
adults with disabilities work, which results in less benefit assistance (Kregal, 2012;
Wilhelm & Robinson, 2013). Despite these benefits for Utah and other Western U.S.
states, most officials continue to notice high unemployment for adults with disabilities
(Kerr, 2013).
Although these economic impact studies, special committee reports, and needs
assessments have provided numeric data on the problem and a better understanding of
services access from the perception of adults with disabilities, other avenues need to be
explored to further comprehend access issues following individuals’ aging out of
transition programs and graduation from high school. In my review of the literature, I
found no information about the parent’s perspective in regards to transitions from

16

preschool to 12th- grade level schooling, postsecondary experiences, and aged-out
options following their son or daughter’s exit from school-based transition programs and
secondary education. I also found few studies concerning the risk of social isolation and
financial dependency on families. Davis and Beamish (2009) suggested that parents want
to be more involved in the transition process and have access to better transition planning
services. The parents of adults with severe disabilities in the study reported barriers such
as elevated levels of unemployment, community isolation, and financial dependency
upon families (Davis & Beamish, 2009). I observed how most of the parents of adults
with intellectual and other disabilities in FRSD directly noticed the outcome of the aging
out and graduation processes, but they were not often involved in the federal/state and
legislative changes.
Based on my review of the literature, there appears to be a gap in collaboration
and timely access to resources related to (a) transitions from preschool to 12th-grade
level schooling, (b) postsecondary information, (c) services following aging out between
parents, teachers, and state, federal, and nonprofit agencies, and (d) financial and social
service supports in the local area. If parents could access updated resources, then the
parents of children with intellectual disabilities and other disabilities could lead to better
choices in guiding their children. As a result, parents’ perceptions may have an improved
understanding of access to services in the following areas:
• transitions from preschool to 12th-grade level schooling,
• aging out and postsecondary options from outside providers with support
specific to community living, employment, and higher adult education,

17

• financial independence and DSPD support, and
• employment and community opportunities and social isolation.
Definition of Terms
Age out: A term used for the termination of individual special education services
offered by the state when students reach 22 years of age (Sanford et al., 2011).
Asperger syndrome: A term that used to be a subcategory of autism spectrum
disorder (ASD); In the DSM-5, however, Asperger syndrome is no longer a diagnostic
category as it is now considered a broad collection of issues under the category ASD
(Paul & McCarty, 2014).
Autism spectrum disorder (ASD): A neuro-developmental disorder where the
child exhibits persistent deficits in social communication and social interaction as well as
restricted, repetitive patterns of behavior, interests, or activities (Paul & McCarty, 2014).
Critical disability theory (CDT): A theory that encompasses the notion that a
disability is not the consequence of impairment but, rather, is a social construct rooted in
an individual’s personal experiences with society dignity (Mazeikiene & Ruske, 2011;
see, also, Freire, 1970).
Developmental disabilities (DD): A severe, chronic disability that originated at
birth or during childhood and is expected to continue indefinitely, and which
substantially restricts the individual’s functioning in several major life activities
(American Association on Intellectual and Developmental Disabilities, 2010).

18

Multiple disabilities: Concomitant impairments, which can include hearing,
vision, intellectual, physical, speech, language, or learning disabilities which result in
severe educational needs (IDEA, 1990).
Social Security Insurance (SSI): An supplemental income program for individuals
with little or no income or minimal prior work experience that the government subsidies
through general tax revenues. The participants follow strict income and resource limits
(Kregal, 2012).
The Significance of the Local Problem
Researchers suggested possible reasons for elevated levels of unemployment,
community isolation, and financial dependency upon parents when their children with
intellectual and other disabilities aged-out of a transition program or graduated from high
school. There were multiple possibilities for the lack of access to services after aging out
or graduating from high school. These possibilities could be a disconnection between
pedagogy and the amount of job training support as well as employer expectations of job
skills needed to employ adults with disabilities could be possible barriers. For example,
these young adults with intellectual and other disabilities experienced a variety of
teaching pedagogy which prepared some of them, but not others for employment or work
experience outside of high school (Neubert & Moon, 2006; Phillips et al., 2009).
Moreover, the job training program provided better integration of young adults with
intellectual and disabilities; it also increased reliance on job training support which could
lead to unsuccessful independent competency levels (Ferguson, McDonnell, & Drew,
1993; Riches & Green, 2003).

19

A possible cause for reliance on job training support and a disconnect between
teaching pedagogy could stem from a lack of awareness of what employers considered to
be priority job skills (Darling-Hammond, 2010; Phillips et al., 2009; Riches & Green,
2003). These factors created an atmosphere of marginalization that facilitated learning
opportunities for some adults with intellectual and other disabilities “yet restricting
opportunities for others” (Knoll, 2009, p. 122). The marginalization of young adults with
intellectual and other disabilities affected all demographic and geographic areas—locally,
nationally, and internationally—creating a financial burden on families of young adults
with disabilities and their communities (At-Turki, 2012; Hasnain & Balcazar, 2009;
Sanford et al., 2011). Therefore, the lack of adequate teaching pedagogy found in the on-
the-job training for these students as well as the disparity of the different types of job
training programs impacted access to services and employment for adults with
intellectual and other disabilities which could result in marginalization of these adults.
Other researchers cited additional possible reasons for an impact on access to
services, and these were a financial burden and community isolation. Some parents had to
change from a two-income family to a one-income family because their adult children
with disabilities needed supervision, guidance with daily living skills, and transportation
to physicians, jobs, postsecondary school, and social events (Davis & Beamish, 2009;
Madaus, Grigal, & Hughes, 2014). Other possible reasons for financial burden in the
Utah families could be that some families could not apply for assistance whereas other
families could apply for and received $650.00 to 1000.00 dollars per month (Personal
communication with anonymous adult disabilities advocate, November 13, 2012). This

20

assistance amount is budgeted to cover rent, food, utilities, clothing, entertainment, and
transportation. Lastly, if adults with intellectual and other disabilities remain unemployed
or earn lower than median pay of the general population, then their ability to move from
poverty to sustainability becomes harder to achieve (Schecter, June 21, 2013).
Sometimes one burden leads to other burdens for both the parents and their
children with intellectual and other disabilities. When adults with intellectual and other
disabilities aged-out of a program, there was less socialization with peers. Blacher et al.
(2010) reasoned that cognitive and multiple deficits impacted adults with intellectual and
other disabilities. Only with family support, these adults with disabilities could contact
peers and access community services. In summary, even though Utah and other western
states received more tax revenue and provided less allocation of benefit assistance to
employed adults with disabilities, this populations’ employment in the community lagged
behind adults without disabilities (Balcazar et al., 2014; Harkin, 2012). At-Turki, (2012),
Janus, (2009), and Phillips et al., (2009) suggested a couple of possible factors that
contributed to this lack of access to service. First, school district transition programs were
preparing parents for future transitions between developmental milestones instead of
having job transition support and teaching pedagogy aligned with potential employer
expectations. Second, aging out of a school district transition program without
community support from outside agencies lead to community isolation and increased
financial dependency upon families which created apathy towards finding jobs in the
community

21

As a result, these adults with disabilities became marginalized as members of
society, and parents of these adults encountered financial burdens and changes in family
dynamics. The purpose of this study is to gain in-depth knowledge from the parents’
perspectives of service access related to (a) transitions between preschool and 12th-grade
level schooling, (b) public assistance, (c) postsecondary education, and (d) employment
as well as (e) the potential burden of financial support and risk of social isolation after
their children with intellectual and other disabilities aged-out or graduated from high
school.
Guiding/Research Questions
For this case study, I developed three research questions to explore participating
parents’ perspectives of their experiences with the aging out process and of the
postsecondary options for their adult children with intellectual and other disabilities.
These questions also allowed me to explore if lack of access to services resulted in
financial support burdens on parents and the possibility of social isolation for their
children with disabilities. The questions were the following:
1. How do parents perceive transition experiences of their children with
intellectual and other disabilities who have qualified for specialized services
and placement while attending preschool-12 grade level school?
2. How do parents perceive the aging out or postsecondary options for their
children with intellectual and other disabilities who have attended school-
district transition programs or graduated from a high school?

22

3. How do parents perceive the burden of financial support and potential of
social isolation for their children with intellectual and other disabilities who
have aged-out of a school-district transition program or graduated from a high
school?
The participating parents’ retrospective responses to individual interview
questions provided insight into their experiences of the aging out and postsecondary
process for adult children with intellectual and other disabilities. For example, their
retrospective responses afforded a better understanding of how to access Utah state-run
application processes for Supplemental Security Insurance (SSI) and Developmental
Delay (DD) services, vocation rehabilitation counseling, nonprofit social advocacy
groups, employment agencies, and recreation organizations.
Review of the Literature
Theoretical and Conceptual Frameworks
In the following section, I present the conceptual context of an explanatory
theory, Critical Disability Theory and CDT principles, and social constructivism which
helped me understand the potential reasons related to the marginalization of and
significant hiring gap between individuals with or without disabilities.
Critical disability theory. Young adults with disabilities who participated in a
transitional training program experienced different types of employment within their
communities. Unfortunately, when some of these students reached 22 years of age, there
could not be further employment opportunities or training due to hygiene, cognitive,
behavioral, or physical challenges (Havercamp & Scott, 2015; Shogren & Shaw, 2017).

23

As a result, their life could become more isolated due to financial, time, and
transportation constraints placed upon the parents of young adults with intellectual and
other disabilities (At-Turki, 2012; Janus, 2009; Phillips et al., 2009). Although there are
many different reasons for this phenomenon, I focused on the concept of dignity for
young adults with disabilities or Critical Disability Theory (CDT). From the standpoint of
CDT, disability is not the consequence of impairment; rather, it is a social construct based
upon an individual’s personal experiences with dignity (Freire, 1970; Garrison-Wade,
2012; Mazeikiene & Ruske, 2011). Furthermore, disability is an interrelation between
impairment, individual response to impairment, and the social environment (Anastasiou
& Kauffman, 2011; Devlieger, Rusch, & Pfeiffer, 2003; Freire, 1970). Freire (1970)
explained individuals with different learning abilities acquire a voice in society by giving
them opportunities to experience life. Breault and Lack (2009) complemented Freire’s
words by suggesting that critical pedagogy is a political position that teachers must take
to change attitudes, beliefs, and even definitions that could marginalize individuals with
disabilities and other groups in society. Lastly, the social disadvantage experiences
caused by the physical and social environment of young people with disabilities failed to
meet the needs of these citizens who do not relate to the social expectation of normalcy
(Freire, 1970; Hosking, 2008; Ward, Nichols, & Freedman, 2010).
Historically, CDT emerged with Paolo Freire’s pedagogy. To him, it was
important to strive “for social equality,” develop “the dignity of all marginalized people,”
and give “voice to the voiceless” (Mazeikiene & Ruske, 2011, p. 29). Freire (1970) was
purported to engage in genuine contemplation of the kind when a person is conscious of

24

his or her relationships within society. Freire’s critical disability pedagogy connected with
social constructivism which defined the social reality between reconstructed groups of
individuals (Baglieri, Valle, Connor, & Gallagher, 2010; Bone, 2017; Mazeikiene &
Ruske, 2011; Plata, 2011). Freire (1970) emphasized that teachers, parents, students, and
administrators are mutually responsible for a system in which all learn and grow within
the community. Additionally, Freire’s critical disability pedagogy related to dignity for
marginalized populations, which includes people oppressed due to disability, race, or
economic status. Mazeikiene and Ruske (2011) agreed that the “issue of dignity for
young people with disabilities had not been sufficiently developed within sociology and
education” (p. 21). Freire (2007) suggested that this issue was due to society’s resistance
to change.
CDT principles and social constructivism. When considering CDT principles
and social constructivism, these constructs have helped me understand the potential
reasons related to the marginalization of and significant hiring gap between individuals
with or without disabilities (Darling-Hammond, 2010; Hosking, 2008; Knoll, 2009;
Mazeikiene & Ruske, 2011). Disability has been described as a social construct resulting
from limitations that others place on persons of a different gender, ethnicity, physical, or
cognitive ability (Baglieri et al., 2010). For example, researchers noted that adults with
cognitive disabilities and adaptive living deficits were less likely to work full-time for an
employer. Instead, these individuals worked part-time hours with fewer wage increases or
restricted to segregated facility-based settings and earned less than minimum wages

25

(Hughes, 2013; Hughes & Avoke, 2010; Lindstrom, Doren, & Miesch, 2011; Morgan &
Openshaw, 2011; Smith & Routel, 2010).
At a national and a Utah level, most members of society consider young people
with disabilities to be a homogeneous group (Smith & Routel, 2010). Instead, adults with
disabilities are a heterogeneous group with many different characteristics—various
classifications of disability, intellectual and physical challenges, gender, class, and
cultural—to name just a few (Ferguson & Nusbaum, 2012; Grigal et al., 2011; Hasnain &
Balcazar, 2009). Bone (2017) and Hosking (2008) explained that there is a gap between
the medical model which tries to abolish disability and the society model which
accepts/rejects and values/devalues young people with disabilities as equal/unequal
members of the community. Therefore, given this discourse, it is important to protect the
dignity and civil rights of all marginalized populations within communities.
Current Research Literature
I used educational data and book sources from a local university library and
online publisher sites (Sage Publishing, Carfax Publishing, Routledge Publishing, Wiley
Online Library, Wiley-Blackwell Publishing, Dalhousie University) for this literature
review. These online publisher sites provided me with further peer-reviewed studies
where I found additional references. For finding readings of Freire and case study
methodology, I benefitted from locating such resources at a local university library.
Additionally, I searched through the following Walden University educational databases:
Academic Search Complete Publications, ProQuest Central New Platform, and Sage
Premier. Some of the disability-related and case study articles were linked and organized

26

in Mendeley Desktop, and other articles were orderly local problem scenarios that
pertained to areas such as parent perspectives, social isolation, financial burden, and
pedagogy. The Boolean searches consisted of phrases that had connecting words of
or/and a concentrated search of the years from 2012 through 2016). The keywords used
and cited in 32 of the articles in the literature review section are constructivism, critical
disability theory, perspectives, disabilities, intellectual disabilities, cognitive disabilities,
mental health, autism, learning disabilities, postsecondary, transition planning,
vocational rehabilitation, and employment. It was not my intention to focus on any
particular type of disability classification, but in some cases when I focused on a
particular type of disability classification, I found more articles about parental
perspectives.
In this literature review, I provided possible factors related to parents’ perceptions
related to their experiences, their children’s aging out options, and their burden of
financial support and social isolation of their children with intellectual and other
disabilities who have attended and aged-out of school-district transition and secondary
programs. Several factors are discussed to help understand the practice gaps between
employers, parents, teachers, and outside agency staff and reasons for financial burden
and social isolation. I discuss the following factors: (a) teaching methodologies,
pedagogy, and work experience for adults with disabilities, (b) teachers’ knowledge of
resources, (c) demographic variables,(d) self-determination, communication, and self-
care, (e) family expectations and monetary resources, (f) lack of understanding of how
transition services applied, (g) parents as primary advocates, and (h) relevant public data.

27

Teaching Methodologies, Pedagogy, and Work Experience
Over many years, teachers and researchers practiced and investigated effective
ways to address gaps in transition services. A variety of teaching methodologies,
pedagogy, and work experiences were available to adults with disabilities which could or
could not prepare them for employment (Alverson, Naranjo, Yamamoto, & Unruh, 2010;
Carter, Brock, & Trainor, 2014; Chambers et al., 2009; Hasnain & Balcazar, 2009;
Lindstrom et al., 2011; Phillips et al., 2009).
Teaching methodologies. There are some agreements and disagreements
regarding teaching methodologies amongst researchers. Lindstrom et al. (2011) offered
case study results that indicated transition services lead to increased confidence and
clearer planning for post-graduation education and work of young adults with disabilities.
A comparative study by Chambers et al. (2009) of 15 surveyed high school participants
indicated that 83% of students with disabilities reported that high school had prepared
them for work, but only 19% of the students felt prepared to attend college. Whereas only
63% of high school students without a disability felt prepared for work, yet 40% of those
students felt prepared to attend college. Comparatively, other researchers conducted a 10-
year follow-up case study that involved two young adults with ASD and four young
adults with multiple disabilities that indicated full inclusion in the general education
classroom leads to societal exclusion after graduation. This teaching methodology
encouraged a reliance on SSI (Kregal, 2012; Philips et al., 2009). Also, Carter et al.
(2014) identified how teacher transition-related needs of adolescents with severe and
developmental disabilities were heterogeneous. In fact, 107 out of 134 students with

28

severe disabilities had exceptional profiles that were distinctive to each student. A Carter
et al. (2014) study also observed that teachers needed to include parental perspectives
about their children to gain the latest information for a transition profile. Therefore, the
parent’s perspective is an area for further exploration.
Pedagogy. Researchers started to explore foundations for a better transition from
high school, college, and work settings for young adults with disabilities. Grigal et al.,
(2011), Hasnain and Balcazar, (2009), and Philips et al., (2009) agreed that a young adult
with disabilities needed work experience while in high school. After a systematic review
of peer-reviewed articles, technical papers, and dissertations done by Alverson et al.
(2010), there also needed to be more cross-agency data to establish common operational
definitions. Canha, Owens, Simoes, and Gasper de Matos (2013) also reported parents of
adult children with intellectual and other disabilities perceived that teachers did not
collaborate with the community enough to facilitate a successful transition from school to
adult life. Of transition empowerment, teachers who used best practices which promoted
student involvement observed successful transitions of youth with disabilities.
Work experience. Researchers initiated further need for research in the area of
work experience for adolescents and young adults with disabilities. Lindstrom et al.
(2011) noted that young adults with disabilities needed work experience to gain complex
skills like teamwork, responsibility, and ethics. Grigal, Hart, and Weir (2012, 2013) and
Philips et al., (2009) reported that young adults with disabilities should have customized
employment that matches their wants and skills for the job as well as the employer’s
needs and skills for the job. There are many different disability classifications. Therefore

29

researchers need to continue to explore workplace experience from the perspective of
parents and of young adults with disabilities.
Teachers Have Limited Knowledge of Resources
Researchers discovered the importance of teacher knowledge about the need for
collaboration with outside agencies and transition planning while students with
disabilities attended school. Although special education teachers are actively involved in
transition planning, their knowledge of extended services such as VR, parent support
groups, and alternative avenues for financial support is limited (At-Turki, 2012; Gillan &
Coughlan, 2010; Li, Bassett, & Hutchinson, 2009; Phillips et al., 2009).
Resources. Some researchers explored and disagreed about successful
implementation of transition programs at the high school level. In contrast to Philips et al.
(2009), Li et al. (2009) found situations where job training and academics should not be
blended because youth with disabilities had unique needs. Specifically, Li et al. (2009)
provided a survey to 343 special education teachers who belonged to a professional
organization to investigate five domains—interagency collaboration, job development,
the role of liaisons between agency and parent, teachers’ role with limited knowledge,
and the impact of dual roles assumed by teachers. Li et al. (2009) indicated that educators
who assumed dual roles as teacher/coordinator provided better transition services because
they collaborated with interagency/job development staff and acted as a liaison between
an agency and parents. Furthermore, when teachers collaborated with interagency staff,
they learned more about resources for parents such as support groups and alternative
avenues for financial support (Grigal, Migliore, & Hart, 2014). Teachers who performed

30

dual roles as educator/collaborator provided better support to parents, yet researchers
showed how teachers did not consistently apply this practice.
Demographic Characteristics
Researchers determined associations and predictors for demographic
characteristics. Some researchers associated demographic characteristics such as gender,
race/ethnicity, size of community population, access to transportation, and disability
competency/category with differential work outcomes (Balcazar et al., 2012; Boeltzig,
Timmons, & Butterworth, 2009; Grigal et al., 2011; Newman et al., 2009; Simonsen &
Neubert, 2012; Test et al., 2009). Other researchers indicated that demographics and
student competency are predictors of employment, and school programs are not
predictors of employment after exiting a transition program (Carter, Austin, & Trainor,
2012; Joshi, Bouck, & Maeda, 2012; Madaus et al., 2014; Wehman, 2013). For example,
Chan et al. (2017) noted that sustained community employment predictors for adults with
ASD were living a large populated area, participating in inclusive education, and having
independent daily living skills. Also, few adults with ASD took and passed a driving test
to obtain a driver’s license, so a long commute to work from a rural area could be taxing
(Falkmer et al., 2015). Yeung and Rauscher (2014) agreed that young adults with
disabilities living in urban population areas have better employment opportunities and
transportation systems than rural population areas. Therefore, access to transportation and
size of the community affected job prospects for young adults with disabilities.
Gender. Some researchers ascertained that there were no gender differences.
However, there were wage differences between men and women with disabilities. The

31

results a few researchers found from a survey given to community rehabilitation
providers at the individual level (who work in the community with typical peers with at
least minimum wages) and to nonprofit agencies (who work in a community where other
crews with disabilities and receive less than minimum wage) and sheltered workshops
(without pay) revealed that there were no significant differences between the age of men
and women with Developmental Disabilities (DD) who held jobs and between gender
differences and types of employment settings (Boeltzig et al., 2009; Simonsen &
Neubert, 2012). Between men and women with DD, there were significant differences in
weekly wage earnings and distribution across industries (Boeltzig et al., 2009). For
example, men with DD earned approximately 22.00 dollars more than women with DD.
Although men with DD earned more wages in food service, maintenance, and janitorial
jobs, women with DD earned more wages in assembly/manufacturing and clerical jobs.
In contrast, Simonsen and Neubert (2012) found that gender was not a predictor of
community employment; however, the dependent variable in their study did not include a
minimum number of hours worked per week.
Race/ethnicity and disability classification. Researchers found differences
between race/ethnicity and disability classification of young adults with disabilities who
pursued employment. Simonsen and Neubert (2012) conducted a survey of transitioning
youth with intellectual and other developmental disabilities of varies races/ethnicities,
including Caucasian/White, Black/African American, Asian, Spanish/Latino origin,
American/Alaskan Native, and Native Hawaiian/Other Pacific Islander, and American
Indian. Contrary to other studies, Caucasian/non-Hispanic race/ethnicity had negative

32

employment outcomes which attributed to a better representation of a diverse national
demographics (55%); whereas other studies only compared 33% of a diverse national
demographics (Simonsen & Neubert, 2012).
Disability classification. Overall, due to the level of functioning of young adults
with intellectual disability and/or other disabilities, there was greater employment support
for young adults with severe disabilities in special education programs than from VR and
mental health support which was significantly lower in post-school employment (Hart,
Grigal, & Weir, 2010; Joshi et al., 2012; Test et al., 2009). The school staffs’
implementation of work experiences in school was not significant for young adults with
mild intellectual disabilities. However, the geographical location of the school was
significantly related to the participation in paid work experience apart from school-
sponsored work (Graham, Keys, McMahon, & Brubacher, 2015; Joshi et al., 2012). For
example, urban students with disabilities are six times more likely to have experienced
paid employment than rural students with disabilities. In contrast, the school size and
percentage of students receiving specialized instruction was not a predictor of
employment-related transition activities (Joshi et al., 2012). Many different aspects
impact the employment of people with disabilities.
Factors that Impacted Employment
Researchers learned how classification, personal factors, self-determination,
communication, self-care, social skills, job search skills, and transportation impacted
people with ASD and intellectual disabilities than other disabilities.
Autism spectrum disorder (ASD). Young adults with ASD experienced more

33

dependency on their families for basic needs, financial support, housing, daily
supervision, and companionship than their same age peers. Wehmeyer, Shogren, Zager,
Smith, & Simpson (2010) indicated that more research was needed to investigate the
effects of teaching students with ASD self-determination skills as a transition skill. In
comparison, the NLTS2 data showed that 43% of postsecondary students with ASD did
participate in college education (Chiang, Cheung, Hickson, Xiang, & Tsai, 2012). Chiang
et al. (2012) predicted how family and student characteristics, along with transition
planning factors, impacted better postsecondary outcomes for students with ASD. Some
of these predictions were: (a) high parental expectations and high annual household of
above $25,000, and (b) an above average academic level. Chiang et al. (2012) also found
a significant correlation between student’s participation in transition planning and
involvement in postsecondary education. However, students with ASD who participated
in transition planning did not necessarily have a predictor of participation in
postsecondary education. Only the student’s primary IEP post-high school goal was a
predictive factor.
Outcome of outside agency assistance. Researchers showed how transition
planning did not guarantee full-time employment for adults with ASD. Burgess and
Cimera (2014) indicated that people with ASD only worked part-time and required more
funding than other disabilities except for sensory disorders. The VR agencies in the 50
states increased their services for transition-age adults with ASD from 913 individuals in
2002 to 8,154 individuals in 2011. However, there was variability in the rate of
successful employment over time within each state. Even though transition-aged adults

34

with ASD had equal access to employment support; there continues to be no
improvement of employment outcomes for adults with ASD from 2002 to 2011.
Impact of personal factors. Young adults with disabilities are successful as
employees. However, their level of adaptive, cognitive and social skills defines their
successes. Shogren and Shaw (2017) suggested from their study that people in the high
incidence disabilities group (specific learning disabilities, emotional disturbances, speech
or language impairment, and other health impaired) had greater opportunities for
postsecondary employment. In contrast, the cognitive incidence disabilities group (ASD,
multiple disabilities, and deafness) and the lower incidence disabilities group (intellectual
impairment) had lower rates of employment. The cognitive and lower incidence
disabilities group of people were not provided the same access to and experiences in
integrated employment as the higher incidence disabilities group. Subsequently, people
with intellectual impairment and cognitive impairments demonstrated higher levels of
financial support, but they had lower levels of financial independence. These researcher
results amplified the need for developing opportunities for competitive employment for
people with intellectual impairment, ASD, deafness, and multiple disabilities.
Self-determination, communication, and self-care. Researchers associated
several competencies about the areas of self-determination, communication, and self-care
with future employment prospects (Jivanjee, Kruzich, & Gordon, 2009; Ju, Zhang, &
Pacha, 2012; Seong, Wehmeyer, Palmer, & Little, 2015; Test et al., 2009). Jivanjee et al.
(2009) conducted a pre-post focus group questionnaire of 42 family members who were
supporting persons with mental health problems in Oregon/Washington. These family

35

members balanced assistance for their son, daughter or sibling with mental health
disabilities with encouragement for independence. These family members also reported
how the maladaptive behaviors of their son, daughter or sibling created significant
barriers to community integration and transition to adulthood. Test et al., (2009)
identified and correlated school predictor data with a potential level of evidence for
employment. These researchers indicated 16 evidence-based predictors: career
awareness, community experiences, exit exam requirements, interagency collaboration,
occupational courses, paid employment for work experience, parental involvement, a
program of study, self-advocacy/self-determination, self-care/independent living, social
skills, student supports, a transition program, vocational education, and work-study.
However, Wang, Hill, and Hofkens (2014) indicated in their study that parents’
traditional involvement became less effective at the middle school and the high school
level. Subsequently, Hirano, Garbaez, Stanley, and Rowe (2016) explained that parents of
secondary students became less involved for the following reasons: (a) lack of knowledge
about how to contact community support, (b) lack of communication with their youth
about plans for the future, (c) fewer expectations for the future from the parent’s
perspective, and (d) time and energy.
Carter et al. (2013) also added that self-determination skills are a developmental
task that students with ASD and intellectual disabilities can learn, but these supports
should start before these students enter high school. Specifically, Ju et al. (2012)
surveyed 168 employers to assist with the identification of five top job skills of
employees with disabilities and without disabilities. The five top job skills were these

36

abilities: (a) to demonstrate personal integrity and honesty, (b) to follow instructions, (c)
to show respect for others, (d) to be on-time, and (e) to show high regard for safety
procedures of employees with disabilities. These top five job skills were the same for
employees without disabilities except that being able to read with understanding was
rated higher than showing regard for safety procedures.
Social skills, job search, and transportation. People with disabilities
experience different outcomes for employment. Zalewska, Migliore, and Butterworth
(2016) illustrated the relationship with employment of young adults with disabilities.
The youths with ASD scored lower on the social skills scale in the area of assertion when
compared to their peers with other disabilities. Youths with ASD and intellectual
disabilities did not initiate job search strategies such as checking with employment
services, employers, or family and friends about jobs than youth with other disabilities.
Forty-one percent of youth with ASD and 20% of youth with intellectual disability had
driver’s license or a permit as compared to 74% of youths with other disabilities. These
researchers also added that 55% of youths with ASD and 53% of youths with an
intellectual disability used ride services from family/agency/ dial-a-van services to get to
their current or most recent job. Therefore, employment outcomes for youth with ASD
and intellectual disability were less successful compared to youths with other disabilities.
These researchers further discovered that psychological empowerment associated with
self-determination skills. Plus, the youth with disabilities who were employed had higher
social skills than peers who were not employed, and youths with disabilities who knew
how to drive or how to take public transportation had higher opportunities for

37

employment. Many factors impact the transition of young adults with disabilities and the
collaboration early between schools and VR agency could make the employment process
more unified.
Employer and employee attitudes. Even though governments provide incentives
to hire employees with disabilities, some employers will not employ adults with
disabilities. Kaye, Jans, and Jones (2011) surveyed human resource professionals and
supervisors who were resistant to complying with ADA employment provisions. The
participants reported the following obstacles to employing workers with disabilities: (a)
lack of awareness of disability and accommodation issues, (b) concern over cost, and (c)
fear of legal liability. Furthermore, some employers expressed a willingness to hire adults
with disabilities, but then they did not hire these applicants. The HR and supervisors rated
the job applicants as warm people yet not employable (Kulkarni & Kote, 2014). These
job applicants with disabilities were type-cast as not competent or suitable employees.
Obstacles to employment. Kulkarni and Lengnick-Hall (2014) summarized
obstacles that could block people with disabilities in the workplace. First, some managers
could stereotype and be biased. Second, managers could be using hiring sources that have
only a few people with disabilities. Third, the recruiter could be narrowing the search by
screening applicants, and during the screening, the mention of a disability could exclude
the job applicant. A group of United States employers participated in a survey which
showed a negative bias towards hiring people with disabilities. Kulkarni and Lengnick-
Hall (2014) concluded that attitudinal barriers continue to exist in the workplace which
then result in fewer opportunities for people with disabilities. Fourth, people with

38

disabilities self-created their barriers when they inaccurately assessed their limitations
and had difficulty transitioning into the workplace. Lastly, some business establishments
posted support for equal opportunity but did not practice equal opportunity employment.
Family Expectations and Monetary Resources
Family expectations and monetary resources could also influence post-transition
employment. A comparative study of caregivers of 246 young adults with learning
disabilities, Down syndrome, cerebral palsy, and undifferentiated learning disabilities
such as ASD and intellectual disability with moderate/severe IQ indicated positive
feelings from parents about having their young adults with ASD and Down syndrome
work. Whereas, there was a higher rate of negative feelings from parents about having
their young adults with cerebral palsy work (Blacher et al., 2010). Furthermore, the
parents of young adults with ASD reported how they expected their son or daughter to
live in the community with greater frequency than the parents of young adults with Down
syndrome, cerebral palsy or moderate /severe intellectual disability. Blacher et al. (2010)
also suggested the parents of young adults with Down syndrome earned more money than
the other caregivers and experienced greater socioeconomic advantages. However, these
researchers did not address the possibility that the parents’ higher socioeconomic status
could discourage independent living in the community for their young adults with Down
syndrome. They noted how family members managed SSI and encouraged their young
adults with cerebral palsy or moderate/severe intellectual disability children to stay in
residence.

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Lack of Understanding of Transition Services Implementation
Parents and teachers navigate between massive federal and state-funded systems.
The political leaders debate and decide how to manage and fund the county, state, and
federal programs. In past years, schools emphasized academics more than functional
community skills. There could be a lack of understanding of how transition service
experiences contribute to later employment; that is, some teachers could implement an
educational program to establish what transition goals need to be learned. Only not
address where and how these skills are taught (Carter, Austin, & Trainor, 2011; Cimera,
Wehman, West, & Burgess, 2012; Cobb & Alwell, 2009; Daviso, Denney, Bauer, &
Flexer, 2011; Hendricks & Wehman, 2009).
For example, students with emotional or behavioral disorders and the female
gender students with low self-esteem had lower rates of competitive employment after
high school than other groups (Doren & Benz, 1998; Wood & Cronin, 1999).
Accordingly, students with disabilities who had high-performance grades in reading,
writing, and math were twice as likely to be employed competitively than those students
with lower academic skills (Doren & Benz 1998). The federal and state government may
collaborate to provide additional training and funding support to young adults with
disabilities, yet there continue to be gaps within both government agencies.
Vocational rehabilitation (VR) services. The role of the VR is to assist youth
with disabilities in bridging the planning gaps in their transition to postsecondary and
after transition services. When the parents of young adults with disabilities navigate the
VR support systems, they discover that the process is time-consuming and confusing.

40

Equally important, VR staff often offered different VR counselors who had various
eligibility requirements, and VR staff rarely provided job placement and mentorship
placement due to funding restrictions (Carter, Trainor, Cakiroglu, Swedeen, & Owen,
2010). The NDRN (2012) stated that many state VR agencies are unwilling or unable to
coordinate services until later in the student’s transition years or near the end of high
school. At the same time, the adults with disabilities who registered early for VR services
continued to experience slow application processes due to an order of selection (OOS)
state policy (Honeycutt, Bardos, & McLeod, 2015a).
Order of selection (OOS). The state-controlled and planned for the annual cost of
occupational rehabilitation services and allocated VR money to individuals based on the
severity of their disability. Honeycutt et al. (2015a) stated that OOS created an obstacle to
young adult students with disabilities who were applying for school to work transition.
The young adults with severe disabilities were served immediately while those young
adults with less severe disabilities were placed on a waiting list for many months or never
served at all due to resource limitations.
Sheltered and non-sheltered workshops. Non-sheltered workshops cost less
than sheltered VR services, yet the majority of individuals with intellectual disabilities
work in sheltered workshops (Blacher et al., 2010; Cimera et al., 2012; Migliore, Grossi,
Mank, & Rogan, 2008). Those individuals with intellectual disabilities who received
services in the sheltered workshop are usually exhibiting learned helplessness or
developing behaviors that might not be acceptable in non-sheltered environments
(Cimera et al., 2012). Due to sheltered workshops’ loss of popularity, the state-federal

41

VR programs developed supported employment (SE) services for people with intellectual
and other disabilities. The SE service provides competitive work in an integrated setting
with ongoing support services (United States General Accounting Office, 2001). State
VR agencies are investing in SE as a service mechanism to facilitate successful
competitive employment closures (Wehman, Chan, Ditchman, & Kang, 2014).
Student-focused planning. The Cobb and Alwell (2009) systematic review of the
literature indicated how there were relative gaps in educational practice despite empirical
and theoretical knowledge of educators. There also seemed to be a lack of respect and
understanding by some teachers for their students with disabilities and a lack of cognitive
clarity and systematic instruction in specialized instruction curricula. Additional factors
that affected student-focused planning were teachers’ uneven transition expertise, low
levels of parent/student involvement, and the influence of families and extended families
on career choices and job acquisition. Joshi et al. (2012) countered that some factors are
beyond teachers’ control for providing work experiences due to a lack of employers
willing to participate and of schools with a high special education population do not have
enough resources for paid employment experiences.
Parents as Primary Advocates
Parents of young adults with intellectual and other disabilities are primary
advocates who experience with their son or daughter the transition to post-school life.
Parents are intermittent participants in transition research (Davis & Beamish, 2009).
According to Davis and Beamish (2009) over the past 20 years, parents have continued to
report low family participation in the transition process and poor coordination of

42

transition planning. These parents of adults with disabilities also identify concerns with
unemployment, restricted levels of participation in community activities, and prevalence
of dependence upon families (Clegg et al., 2012; Davis & Beamish, 2009). The research
on this topic within the United States mostly concentrates on parent and student
involvement in transition planning, systematic national data collection, and development
of surveys about transitions (Davis & Beamish, 2009; Landmark, Ju, & Zhang, 2010;
Rabren & Johnson, 2010). There is limited research on parent perspective of transition
from school for their young adults with disabilities, with the exception of studies done by
At-Turki (2012), Blacher et al. (2010), Gillian and Coughlan (2010), Hasnain and
Balcazar (2009), Jivanjee et al. (2009), Li et al., (2009), and Test et al. (2009).
At-Turki (2012) and Gillian and Coughlan (2010) created international peer-
reviewed studies which offered parental perspectives, but these articles are not applicable
to Utah transitional services policies and procedures. At-Turki’s study had a focus on the
Hashemite Kingdom of Jordan. At-Turki (2012) reported vocational training that was not
compatible with labor markets and that hindered the realities of employment for persons
with disabilities. There continued to be employers who believed that persons with
disabilities do not have the same abilities as another employee without disabilities. As a
result, the company ignored the legislative law to hire a designated number of persons
with disabilities. Gillan and Coughlan (2010) noted how transition services in Ireland
were not individual-centered and how services lacked coordination between services. For
example, Ireland’s transition services split off into different branches where the service
system consists of waiting lists, limited information about available options, and lack of

43

parent involvement in decisions and planning. Overall, there were less financial support
and organization of government policies and procedures in both the Kingdom of Jordan
and Ireland when compared to the state of Utah.
Relevant Public Data
From articles in a Utah newspaper from 2013 to 2014, I found reports on the
following subjects: (a) experiences of students with disabilities pre- and post-graduation
from a high school, (b) factors that could be impacting employment for any young adults
with or without a disability, and (c) strategies implemented by communities and colleges
to address unemployment of young adults with disabilities. For example, Wood (2013)
reported on the importance of parent advocacy and the need for a liaison between the
parents and the school to help educate and guide the parents of students with disabilities
through the special education process. Furthermore, Merling (2013) discussed how
polarization for high and low skills (service workers, waiters, and security guards) could
limit employment opportunities for high school graduates. Some colleges/universities are
trying to address the need for highly skilled workers by developing support service
options such as academic tutoring and a life skills counselor for young adults with
disabilities (Pope, 2013). There are community success stories such as one report where a
police department employed two employees with disabilities after job coaching from a
nonprofit organization (Cortez, 2014). Lastly, the staff in the Utah State Office of
Education has been coordinating with university researchers to gather survey information
on the transition process (Conversation with nonprofit parent support agency, June 25,
2014).

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Potential Implications for the Project
Parents already know through their own experiences that their aged out adult
children with disabilities encounter barriers of elevated levels of unemployment,
community isolation, and financial dependency upon them (Davis & Beamish, 2009). To
promote social change, I could encourage a ‘community of practice’ where there is
collective attention between parents to improve knowledge about services before and
after their son or daughter ages-out of a transition program or prepare to graduate from
high school (Wenger, 1998). I could promote learning from each other by collecting and
sharing resources—experiences, tools, and methods for approaching repeating problems.
I could collaborate with parents in small group and one-to-one meetings. In doing so,
these parents could shift from justifiable marginal participation into complete
participation (Lave & Wenger, 1991). Through these means, parents could have better
access to resources within their unique communities and could learn how to proactively
advocate for collaboration of transition planning services within school districts and
between outside agencies before their children with intellectual and other disabilities
ages-out of a transition program and graduate from high school.
Also, I could attempt to influence and promote a change in practice, if necessary,
concerning suspected practice gaps between schools and outside agency services and
actual employment positions for young adults with disabilities after they age-out of
transition programs and graduate from high school. Through exploration, I could better
understand possible influencers within or outside school districts that either promote
social change or demote social change of these young adult students with disabilities.

45

Through this discovery process, norms for critique could succeed along with feasible
goals for social change (Hosking, 2008).
Summary
There is only limited research on how the parents of adults with intellectual and
other disabilities perceive transition and postsecondary options. The lack of access to
services affects the burden of financial support of parents as well as the possibility of
social isolation of their children with intellectual and other disabilities. Using the critical
disability theory as a guide will promote a better understanding of parent perceptions
about gaps between the aging out process within a school district and postsecondary
access to outside agencies and employment opportunities. Further exploration could
provide enhanced awareness of how parents could access transition, postsecondary,
financial, and social services and employment for their children with intellectual and
other disabilities through community networking.

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Section 2: The Methodology
In this section, I describe how I used an exploratory case study to gain insight into
parents’ perspectives of access to services for their adult children with intellectual
disabilities or other disabilities. I wanted to gain perspective on how parents perceived
their children’s experiences of their transitions from preschool to 12th-grade level and
after high school graduation. I also wanted to better understand parents’ perspectives on
their children’s options after aging out as well as the potential for financial burden on the
family and social isolation. In the section, I address the following areas: participants and
procedures for gaining access to information, my working relationship with participants,
the ethical protection of participants, data collection procedures and management of
interview data, and thematic analysis of interview transcripts and procedures for ensuring
the credibility of data.
Qualitative Research Design and Approach
I conducted an exploratory case study of how parents of young adults with
intellectual disabilities or other disabilities perceived the transition process offered via
school district programs and their children’s access to outside agency supports or
employment after aging out or graduating from high school. I also explored parents’
perceptions of the financial burden and social isolation risks following the aging out
process. My specific focus was within counties in the U.S. state of Utah.
Research Design
I designed a case study to explore the local problem and gain in-depth knowledge
of the study phenomenon. I specifically focused on lack of access to services for students

47

with intellectual disabilities and other disabilities as they transition from preschool to
12th-grade level schooling and age out of a transition program or graduate from high
school. I also concentrated on ascertaining participating parents’ perspectives of the
financial burdens they faced after such transitions and their young adult children’s risk
for social isolation. My three guiding research questions were as follows:
1. How do parents perceive transition experiences of their children with
intellectual and other disabilities who have qualified for specialized services
and placement while attending preschool-12th-grade level school?
2. How do parents perceive the aging out or postsecondary options for their
children with intellectual and other disabilities who have attended school
district transition programs or graduated from a high school?
3. How do parents perceive the burden of financial support and potential of
social isolation for their children with intellectual and other disabilities who
have aged-out of a school district transition program or graduated from a high
school?
The case study I conducted promotes better understanding, I believe, of the study
phenomenon among educators, community service personnel, parents of young adult
children with intellectual and other disabilities, employers, and local and national
professional organizations (e.g., Council for Exceptional Children, National Association
for Mental Illness (NAMI), and the Utah Speech and Hearing Association.
A single case study or exploratory design. According to Yin (2014), an
exploratory case study is a single case study in which a researcher seeks to understand a

48

phenomenon more deeply by analyzing multiple subunits gathered from interviews,
public data sources, artifacts, field notes, and observations. Parents also could feel safer
to express their ideas more freely. A few studies (Baxter & Jack, 2008; Corcoran,
Walker, and Wals, 2004) reported how parents who had set aside or had not addressed
social issues before were more willing to participate in this explorative research process.
Justification for case study design. At first, I considered an ethnography
research design; however, that design was not appropriate for this research project.
Instead, I explored how parents perceived the transition experiences of their children with
intellectual disabilities and other disabilities. Researchers who use ethnographic studies
focus with great depth and detail on a group of people or person to learn more about their
cultures and beliefs. Whereas researchers using an exploratory case study design apply
inductive analysis followed by a description of perceptions or a process (Merriam, 2009).
Comparatively, an ethnographic researcher participates in groups’ community affairs or
religious rituals as a quiet observer and then, after gaining the trust of group members
invites participants to talk (Glesne, 2011). Some ethnographic study researchers spend a
year or more immersed in the culture and experiences of a group of people (Glesne,
2011). In contrast, I conducted face-to-face or Skype (with and without video) interviews
with purposefully selected volunteers to explore and gain insight into the perceptions of
parents. Although I described participants’ perceptions in- depth, I did not have extensive
data required for an ethnographic study.
Quantitative versus qualitative research. Some quantitative researchers use 5-
to 7-point scale surveys with large samples of randomly selected participants and then

49

analyze numerical data (Creswell, 2009). Quantitative and qualitative researchers both
state the purpose, establish a problem, formulate research questions, define the research
population, identify preferred methods, develop a time frame for data collection, collect
and analyze data, and present outcomes (Glesne, 2011; Lodico, Spaulding, Voegtle,
2010). I presented these similar elements to show the processes of qualitative research. I
did not pursue a quantitative study design, which would have involved discovering
relationships between independent and dependent variables (Creswell, 2013). I used a
qualitative case study to gain an in-depth knowledge of participants’ perceptions of their
children with intellectual and other disabilities experiences from preschool to 2 years
following graduation from high school or a transition program.
Participants
In this section, I describe the criteria for selecting participants, the sampling and
gaining access procedures, how to manage researcher and participant relationships, and
ethical protection of participants.
Criteria for Selecting Participant
I purposefully selected parents and guardians of children with intellectual and
other disabilities who met the following criteria:
• Participants were parents or guardians of children with intellectual and other
disabilities who graduated from high school or aged out of transition program
one to two years after graduation.

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• Participants were parents or guardians of children with intellectual and other
disabilities who participated in an IEP or 504 meetings anytime during
preschool to 12th-grade level schooling.
• Participants were involved in any of the 28 nonprofit parent and family
advocacy organizations in the Utah county selected for the study.
I expanded the range of purposefully selected participants to other counties in
Utah after five days if I had not found enough variation in demographic information from
selected parent participants in a specific Utah county.
Number of Participants
Five participants were chosen to allow for an in-depth exploration of a few
parents’ perceptions (Creswell, 2009; Lauckner, Paterson, & Krupa, 2012; Polkinghorne,
2005). I used two guidelines to help me determine if I had selected enough participants
(Seidman, 2013). First, I asked if there were a sufficient number of participants and
experiences to assure that others outside of the sample made a connection with the
experiences of participants. Second, I listened to participants until information from
participants emerged and repeatedly diverged into the same patterns of perception.
Sampling Procedures
I used transferability strategies to develop trustworthiness. First, I exercised the
maximal variation sampling method where I purposefully selected participants that had
different demographic characteristics such as disability classification, program type
experiences, and income ranges instead of similar demographic characteristics (Creswell,
2012, 2013; Polkinghorne, 2005; Seidman, 2013). However, because I only received

51

three or fewer responses to the invitation for participants, I added snowball sampling
where potential participants who did not meet the criteria could voluntarily forward the
study announcement or could blog to other possible participants registered with the
cooperating agency. When I determined whom to select with the snowball sampling, I
continued to purposefully select participants by using demographic characteristics. By
including snowball sampling and maximal variation sampling as transferability strategies,
there was a higher likelihood of gathering enough data for a better understanding of
participant perceptions and a more in-depth account of participant experiences
(Polkinghorne, 2005; Seidman, 2013).
Procedures for Gaining Access
Following approval from IRB, there were 28 possible non-profit parent/family
advocacy groups in this study’s area. I contacted three of the potential non-profit
parent/family support groups by phone and email because I needed organizational
cooperation before I was permitted to approach volunteers. After three weeks of pursuing
non-profit organizations, only one of three parent/family advocacy groups reached out by
phone, accepted my invitation, and signed the letter of cooperation. Previous to their
acceptance, for an additional two weeks, I shared and answered questions about the
contents of an introduction letter and then requested approval of the accessibility
procedures from the parent/family advocacy group’s administrator. Following these
actions, the designated parent/family official signed a cooperation form. Due to limited
staffing, this organization was not able to post the research announcement in their
newsletter for two weeks. For those two weeks, the designated administrator and I agreed

52

to a link from their website that I could use to add a free blog I began to write about the
study. Overall, I spent up to seven weeks gaining access to potential participants with the
cooperation of a non-profit parent/family advocacy group.
In summary, I posted a blog networked to the cooperating organization’s website
which notified potential parent participants of the study. I had proposed that the
cooperative organization email a flyer to parents; however, this group did not have
adequate staffing to perform this task. Instead, I posted the flyer on the blog. Although I
designed the appearance of the blog flyer and research announcement to be different,
their text was the same. I wrote text that had a brief description of the study, participant
criterion, a contact number, and email address for potential participants to use when they
had questions about being a participant in the study.
I disclosed in conversation and email correspondence the presentation of a gift
card worth 10 dollars from a local grocery store as a token of appreciation for each
participant’s volunteer work in the study (Russell, Moralejo, & Burgess, 2000). I added
that all participants who had signed a consent form could withdraw from the study but
could continue to receive a gift card.
Also, I had planned to inform potential participants about the study by
announcing this information at any of the 28 parent/advocacy group monthly meetings. I
intended to introduce the following announcement contents: a brief description of the
study, participant criterion, and my phone number and email address. At the end of the
announcement, I wanted to present a flyer with the same information to each potential
participant. The duration of this announcement was 3-5 minutes. However, I did not

53

attend organization meetings because meetings were convened only during school
calendar months.
Researcher-Participant Working Relationship
In the local area for this study within the state of Utah, I could be considered an
outsider to the community because I was not born and raised in the same area, nor do I
participate in the main religious organization of this region of the western United States. I
attended to cultural norms such as never requesting an interview on a family home
evening night or Sunday. I dressed in conservative attire and used a calm vocal tone. I
conducted these interviews with both the mother and father or solely with the mother, but
I did not meet with the father privately. I learned how to fit in or to be accepted as a
trusted person by paying attention to how the words of the participants are expressed and
by being diligent to any non-verbal language cues such as mood and facial effects (Baur,
Van Elteren, Nierse, & Adma, 2010; Glesne, 2011). By efficiently listening, I inferred
meaning from participant responses and developed a better appreciation for the
participants’ situations (Yin, 2014).
I worked with a group of parents who brought a variety of caregiver experiences.
It was imperative that I established rapport, fit in, built trust, and was an active listener to
any response (Glesne, 2011; Yin, 2014). As a speech-language pathologist, I developed a
rapport with students to encourage utilization of therapy strategies that were appropriate
for each student. As a researcher, however, I established rapport to gain information from
the parents that remained highly confidential (Baur et al., 2010). As I kept their responses
to questions in confidence and worked on alleviating participants’ feelings of

54

vulnerability, my demeanor and professional practices-built trust with the participants
(Baur et al., 2010; Glesne, 2011). Glesne (2011) suggested that the building of trust
begins with establishing rapport. The participants’ rapport and trust were achieved by
being sensitive to the nonverbal language of participants as well as showing the
participants how conscientious, empathic, and engaged I was with them (Glesne, 2011).
Ethical Protection of Participants
I assigned pseudonyms to protect the anonymity and help to preserve the
confidentiality of all potential participants who responded to newsletters, emails, and
blogs. I asked participants to establish contact via phone or email to protect their privacy.
I implemented these efforts to maintain confidentiality as a necessary protective measure
because participants could have colleagues, relatives, or other church members within
100 miles or less of them. Some participants did not want acquaintances and non-
acquaintances in the community to know about their participation because they did not
want to appear as if they were straying from the local social norms. I respected this
privacy by not discussing with anyone the participants’ responses (Glesne, 2011;
Merriam, 2009; Seidman, 2013). Other ways to protect their privacy was to organize the
data into summarized, aggregated narratives, and paraphrased text of participant quotes.
Even with scrutiny for the preservation of anonymity and confidentiality, there continued
to be the risk of recognition, so the participants were given pseudonyms for names and a
few locations (Glesne, 2011).

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I provided forms for the transcriptionist and participants that explained the risks
and precautions taken to protect the rights of participants when a private organization did
not guarantee confidentiality. These forms were:
1. A confidentiality form where I documented a plan to acknowledge procedures
to protect the participant’s anonymity and confidentiality.
2. An informed consent form where I shared with the participant an invitation to
participate, risks of vulnerability, rights of the participant to help mitigate the
risks of vulnerability, confidentiality of records, and contact information for
IRB (Seidman, 2013).
The participants were not obligated to stay in the study, and they continued to have
anonymity and confidentiality protection during and after the study was completed.
To protect data storage, I copied lists, graphs, field notes, newspaper articles, and
transcripts of the interviews as well as from member checking notes into PDF copies that
were uploaded to a Cloud lockbox and after five years will be deleted by Iron Mountain.
Iron Mountain is a security company that destroys paper documents and database files. I
gave a pseudonym to all digitally recorded interviews, and then I gave these files to a
transcriptionist.
Data Collection
For this study, I conducted one face-to-face and three Skype conference call
interviews. I also collected documents such as Deseret News articles. I used Deseret
News articles, from 2013 to 2017, to provide a broad stroke source of parents’
experiences related to their children with intellectual and other disabilities as they

56

transition into the community. I used semi-structured interviews to explore in-depth the
perceptions of parents who are caregivers to young adult children with intellectual and
other disabilities (see Appendix B). These conversations with parents assisted with
making connections with community resources and enabled them to have a voice (Foley,
1998). Lastly, when I selected information from Deseret News and conducted interviews
for evidence of credibility, the study contents became a trustworthy source of information
for colleagues and another scholar.
Face-to-Face or Skype Conference Call Interviews
Only one participant wanted to participate in-person for a face-to-face interview.
The other participants chose a phone conference via Skype conference call, either with
audio-only or video. Only two out of the five participants selected a video Skype
interview. The other two participants met via phone conference with audio-only Skype. I
gave these option choices due to the size of the county, the logistics of commuting,
privacy, and due to being home-bound with the care of their young adult child with
disabilities. I arranged for the face-to-face interview and the Skype conference calls to
take place at a mutually convenient time and place. Before starting either of the face-to-
face and other phone conference interviews, I requested of the participants if it would be
acceptable to digitally record the conversation for clearly remembering what they said as
well as for providing a transcript for future analysis.
Seidman (2013) suggested that phenomenological researchers should conduct
three 90-minute interviews that cover the following areas—life history, experiences, and
reflection. Although Polkinghorne (2005) agreed with Seidman (2013), he recognized

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that the majority of qualitative study interviews took 60-minutes. I conducted one 60-
minute interview with the married mother and father and each of the three mother
participants. Comparatively, I did not need three 90-minutes’ interviews because I was
not exploring the life history and critical reflections of parents. Instead, I interviewed the
parents in one session to explore the parents’ experiences and obtained demographic
information. As a result, I utilized an exploratory method of data collection from
Polkinghorne (2005) to address case study design procedures plus time and budget
constraints.
I used a digital recorder and a laptop with a microphone as a back-up to collect
data from face-to-face and Skype conference call interviews. Only the voice output from
Skype video remained digitally recorded to protect the identity of the participants.
I asked presupposition questions which encouraged thoughtful responses (Glesne,
2011). Even though presupposition questions were used to assist with participant
response completeness, limit interviewer bias, and facilitate organization of interview
responses (Allen, 2014; Glesne, 2011; Hancock & Algozzine, 2011). I also knew that the
participants who recalled experiences over time might experience faded memories of the
past (Denzin & Lincoln, 2004). To come as close as possible to the selected participants’
experiences, I learned from the first interview to focus on parent experiences of their
adult children with disabilities from middle to aging out of a transition program or
graduating from high school because all parents experienced faded memories before
middle school time spans.

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I also requested demographic characteristics about economic status based on
income tax range, children’s, classification, gender, ethnicity, age range, parent’s
occupation, and type of employment for a young adult child with a disability. I inquired
about their experiences with applying for and contacting services after their son or
daughter had aged-out of transition programs or had graduated from high school as well
as transportation and isolation issues, along with finding out if there were any family
lifestyle changes. Additionally, I solicited information about services provided while
attending A, B, or C transition programs and about how the special education and related
service providers of these programs prepared them for life after their son or daughter
aged-out. I managed the interviews for over a period of two weeks.
Member Checking
I used member checking as a trustworthiness and credibility strategy. I provided
transcription copies to the participants to check for content plausibility (Seidman, 2013). I
emailed a pdf (read-only) copy of the transcription to each participant after two weeks of
transcription completion. I scheduled a 10- to 15-minute member checking session via
Skype conference call because I had moved out of the state of Utah. During these 10- to
15-minute conference calls, we briefly referenced and discussed their perspectives about
parent advocacy, teaching methodology, and social and financial burdens.
Additional Data
The logged field notes contained thoughtful comments, analysis of interview
procedures, and a critique of data collection methods. I used these recorded records to
solidify credibility and transferability content in this study. I triangulated field notes with

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transcribed interviews and with material from public documents from Deseret News
articles.
Evidence of Quality and Procedure of Data Collection
I developed an audit trail by keeping logged notes of transcribed interviews for
confirmability purposes. Within a time-span of 48- to 72-hours, a transcriptionist
transcribed interview data. After receiving the transcript from the transcriptionist, I read
and listened to the same digital recording and made notes in the transcript margin about
voice inflection, pauses, and tone of voice (Ryan, Gandha, Culbertson, & Carlson, 2014).
I used this procedure to reflect on the words said by each participant (Freeman, DeMaria,
Preissle, Roulston, & St. Pierre, 2007; Glesne, 2011). Lastly, I judged how much of the
interview could be useful for the study, and I created aggregated summaries from all
transcripts. I used the log to self-critique the interview experiences. I wrote the following
five components into the log. First, I wrote a list of questions asked. Second, I wondered
if there were other issues I should have requested to promote elaboration from the
participants. Third, I flagged in interview notes where I should begin at another
interviewees’ session. Fourth, I noted any particular circumstances that I felt affected the
quality of the interview and any other comments that prepared me for subsequent
interviews. Lastly, I identified tax code data about gender, socioeconomic ranges,
ethnicity, age range, and occupation (Glesne, 2011).
Contents of Notes
After each interview to promote trustworthiness, I evaluated the effectiveness of
the interview process by using a dependability strategy (see Appendix C) that was

60

suggested by Hollway and Jefferson (2000): first, what did I notice? I implemented this
question by continually searching for discrepancies in data collection and data analysis.
Thus, I did not ignore relevant points of view. Second, why did I notice what I noticed?
When I asked this question, I reflected on what I had observed and heard. I used this
strategy to help me to think critically. Third, how did I interpret what I noticed? I
achieved applicable self-reflection by spending appropriate amounts of time with
participants to build rapport and trust. Lastly, how did I know that the interpretation was
the “right” one? I knew the interpretation was correct by analyzing participant responses
from the conceptual framework of CDT, reflecting upon their answers, and
acknowledging limitations in the study.
Role of Researcher
I have been a speech-language pathologist for 25 plus years in the private,
medical, and public education sectors. I became interested in transition services when my
daughter received specialized instruction and support in high school. Even though she
participated specialized education in the high school, she struggled to find employment,
guidance, and financial assistance for social services and community college after
graduating with a diploma from high school. In Fall 2015, I attended a NAMI meeting to
learn more about a family member’s mental health and how to be a resource for him or
her. I did not anticipate contact from parents in NAMI meetings because I was the only
parent in the group with a child over the age of 18. The other parents had children who
were three years to 16 years of age. Also, I did not disclose any information about being a

61

student at Walden University. However, a few parents knew that I was a speech-language
pathologist for the same district where their children attended school.
I had to be mindful of my role as a researcher. As I asked parents about their
perceptions, I continued to reflect on how or why questions as I collected data to be
savvy to contradictory information. Secondly, I stayed flexible to unexpected occurrences
if there was a contradiction, and then I gathered more evidence through a literature
review and stated the limitations of the study. Lastly, I avoided biases by sharing any
contradictory evidence even if it disagreed with the research questions.
Data Analysis
In this section, I explain evidence of quality and data analysis procedures and
summarize trustworthiness quality indicators.
Evidence of Quality and Data Analysis Procedures
For coding the data, I sorted and categorized Deseret News articles, and field log
notes into a priori codes that were pre-determined and aligned with research questions
RQ1, RQ2, and RQ3 about parents’ perceptions to self-critique the data collection and the
interview transcript content from selected participants. When applicable, I gathered the
interview content, and subcategorized codes into CDT, teaching methodology, pedagogy,
and work experience of teachers from preschool through transition program or 12th-
grade, teachers knowledge of resources, demographic characteristics, children with
intellectual and other disabilities, self-determination, communication, and self-care skills
items. I also added the subcategories of family expectations and monetary resources,
parents’ understanding of transition services, and their role as advocates. After that task, I

62

completed and sorted these analytical subcategories into subunits for gender,
racial/ethnicity, disability classification, sheltered versus non-sheltered workshops, and
student-focused planning.
I used analytic memos in the margins of the transcribed interview. Then I
designed a matrix/table to organize further developing themes (Saldana, 2013). I used a
matrix or table as a method for labeling, sorting, and accessing information acquired
through interviews (Hancock & Algozzine, 2011; Miles & Huberman, 1994).
Additionally, I used self-reporting and introspection from interviews to explore themes
because self-reporting and introspection comments are considered a critical component to
gathering data about the human experience (Polkinghorne, 2005).
I used additional procedures to remain honest, flexible, and to tolerate any
ambiguity in the study. Dey (1993) suggested that any category is not final and should be
continually modified and updated through interactions with the data. Therefore, I had to
be mindful of the risk of fitting qualitative data into a set of codes and categories that
were not applicable when analyzing data.
To critique this qualitative study, I also used some of Rocco’s (2010) guidelines
for critiquing qualitative studies. First, I had a rigorous methodology and data collection
procedures that were grounded in relevant literature. And secondly, I had a clear
explanation of sampling strategies, data analysis process, discussion of study
significance, and implications of research results so peers would be able to replicate or
review this study for their purposes.

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Summary
I maintained trustworthiness by using credibility, transferability, dependability,
and confirmability strategies or tools as quality indicators. I selected and purposely chose
participants with maximum variation and snowball sampling. The results of data and field
notes were analyzed and stated to transfer knowledge from one researcher to another.
Secondly, I provided notes on the interview process with self-guided interview reflections
to demonstrate dependability. Additionally, I developed an audit trail by keeping logged
records of transcribed interviews and by using the log to self-critique my interview
experiences for confirmability purposes. Lastly, I used member checking to ensure that
data and tentative interpretations of that data are credible. I triangulated field notes with
transcribed interviews and public documents from Deseret News articles.
Data Analysis Results
Process for Finding Data Results
I generated data by purposefully selecting participants with maximum variation
and snowball procedures. As a result, I had five parent participants of young adult
children with disabilities who had either graduated from high school, planned to attend a
postsecondary institute or transition center, or had aged-out of a transition program from
2013 to 2017. Each parent lived in either an urban, suburban, or rural area and worked
outside of the home with an annual household income of between $35,000 and $95,000.
Lastly, the parents in this study were caregivers for their young adult children diagnosed
with medical and educational classifications of other health impaired, ASD, intellectual

64

disability, Down syndrome, anxiety, pervasive developmental disorder-not otherwise
specified (PDD-NOS) and nonverbal learning disorder (NLD).
I gathered data by interviewing all five parents for 60-minutes and by reviewing
Deseret News articles from 2013 to 2017, explored other sources of information from
professional, state and federal websites, and examined field notes to determine
dependability of the data. For credibility, I digitally recorded all five interviews and then
spent 15- to 20-minutes reflecting on each interview to decide how I could gain a deeper
understanding of their experiences without biases. And after each transcription, I
reviewed and checked for accuracy of interpretation and any other additional perspectives
from the parents.
I recorded additional data by occasionally jotting down notes about gaining access
procedures and about reflections about an interview. I also designed word tables to help
with the organization of data in preparation for data analysis. I triangulated all data from
field notes, reflections, Deseret News articles, and parent quotes. Then, I aggregated
information from the parent participant’s transcriptions.
Findings
Local Problem Data
I discovered from a priori knowledge and data obtained from the interviews.
There is a gap of collaboration and timely access to resources about (a) transitions from
middle through high school, (b) postsecondary information, (c) services following aging
out between parents, teachers, state/federal, and non-profit agencies, and (d) financial and
social service supports in the local practice. From the perspectives of parents of children

65

with intellectual disabilities or other disabilities access to updated resources would lead to
better choices in guiding their children. When parents of children with intellectual
disabilities or other disabilities received transition service resources; it improved the
parents understanding of how to access services. Plus, the parents then had a less
complicated way to access services (a) between transitions from middle through high
school, (b) for school district aging out and postsecondary options from outside providers
specific to community living, employment, and higher adult education, (c) for financial
independence and DSPD support, and (d) about employment and community
opportunities and social isolation.
I purposively generated, gathered, and recorded data to gain a better
understanding of how parents perceived transition services which specifically focused on
the phenomenon of where there was a lack of access to services when students with
intellectual disabilities or other disabilities transition from preschool to 12th-grade level
schooling. However, the parent participants were unable to recall with certainty events
from preschool up to middle school, but parents presented better perceptions about their
young adult children aging out of a transition program or graduating from a high school.
The parents of children with intellectual and other disabilities shared minimal
information about any financial burdens. However, parents shared transparently their
concerns of social isolation after their young adult children graduated from high school or
aged-out of a transition program.

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Coding and Data Synthesis
I organized the coding and data synthesis into two areas: (a) a priori information
themes and (b) summation narrative themes to systematically explain the findings of this
study.
A Priori Information Themes
I developed a list of possible categories from previous literature searches. These
literature search categories were: teaching methodology, pedagogy, work experiences,
teacher knowledge of resources, demographic variable, self-determination,
communication, self-care, family expectations and monetary resources, how transition
services work, parents as advocates, and legal trusts. I reviewed 25 articles from the
Deseret News from 2013 to 2017 to obtain additional a priori information for this study.
When I compared the topic derived from the literature review and Deseret News articles;
I discovered 15 articles out of the 25 articles that emphasized same inductive themes
from parent quotes. Seven themes emerged from parent quotes I then determined the
number of parent quotes that were appropriate for each theme as shown in Table 1.

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Table 1
Number of Parent Quotes in News Articles By Theme
Themes

Number of parent quotes

Teacher Methodology and Pedagogy

5

Teacher Knowledge of Resources

2

Communication

1

Self-Care

1

Family Expectations and Financial Concerns

5

Parents as Advocates

4

Legal Trust

2

Profile of Participants
I interviewed five participants from rural, suburb, and city locations within the
study area. All participants were Caucasian within the age range of 30- to 70-years of
age. The participants shared information about being the parents of a young adult with
other health impairments or Down syndrome, intellectual disability, or ASD. The
participants work in the fields of education, county or federal government, or healthcare.
Two of the participants were married, and I summarized their story in one narrative rather
than two separate accounts. One of the parents was a single working mother. The other
two parents were married, and only the mothers participated in the study. After all four
narrative profiles, I wrote the meanings of findings as related to alignment with RQ1,
RQ2, and RQ3 and how some narrative content connected to a priori knowledge from
literature reviews and the Deseret News articles.

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Profile of Acke and Abby
We are Family
This story takes place in a suburb outside of a major city in the study area. The
characters are Acke (the father) and Abby (the mother), and they live with their only
young adult daughter. Their daughter did not have to share time with anybody or another
person’s interests to learn how to manage conflict. Acke worked in the field of education,
and Abby worked for the county.
School and Agency Programs
Their daughter was classified as other health impaired. The IEP team decided on
this classification because their daughter demonstrated the following characteristics:
anxiety, nonverbal learning disability, and sensory integration disorder. Due to this fact,
Abby thought that her daughter’s social skills appeared to develop slower than peers her
age. As a result, their daughter participated in special education instruction for one hour
of the day from first to twelfth grade. Acke and Abby’s daughter has attended elementary
and secondary level public and middle-level charter schools. During their daughter’s
middle school years, sixth through eighth grades, the parents transferred her to a charter
school because the class sizes were smaller—one teacher per every ten students.
Comparatively, at the time, public school middle schools had a ratio of one teacher for
every 40 students. After three years, the charter school changed its focus back to
elementary curriculum. The administration at the charter school had to modify the charter
school’s focus because there wasn’t enough funding to fill middle school teacher
positions with State standard endorsements and qualifications.

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High School. As a result of the charter school closing, Acke and Abby re-enrolled
their daughter into a public high school, with ninth through twelfth grades. Their
daughter attended as a freshman student, and Acke worked as a teacher at the same high
school. In this way, he had access to most educators and administrators. It was during this
time that Acke advocated for and assisted his daughter more directly. Abby shared that
during this period in their daughter’s life, Acke was able to advocate for their daughter
more effectively than she could because he knew the high school system better. Previous
to this time in their lives, Abby was the primary advocate for their daughter.
Then in their daughter’s later years of high school, Acke transferred to a different
high school to work as a counselor. Both parents reported that the special education
teacher in the high school system provided them with the most resources and guidance on
how to find a job and college assistance for their daughter before graduation.
Graduation. Acke and Abby and their daughter celebrated her graduated in June
2016 with a diploma. As of August 2016, their daughter continued to work part-time as a
custodian at school in their county. Besides academic experiences, Acke and Abby also
noted how work experiences improved their daughter’s ability to be socially confident
and demonstrate self-satisfaction more naturally. Their daughter’s work experiences
taught their daughter how to be on time for work and to be responsible for job duties even
though she does not like specific tasks of her job. During the summer of 2016, Acke and
Abby had met with disability services at a local university. They learned that the
university had a smaller satellite campus close to their home.

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What Does the Future Entail?
In high school, the counselor and mostly the special education teacher at the high
school encouraged the parents to apply for a VR grant. Just before the Utah legislation
cut funding for such a program due to state fiscal priorities, their daughter accepted grant
funding. This award and a small scholarship earned from their daughter’s academic
performance will supplement their daughter’s education funding. Acke and Abby
received no state assistance and managed their daughter’s health care and other expenses
with private insurance provided through employment at their jobs. They both found that
the cost of mental health services for their daughter had impacted the family budget, and
for this reason, they were thankful that their health care covered mental health services.
They had enough money to cover out of pocket medical costs.
Profile of Bahar
We Are Family
This story takes place in a rural area outside of a city in the study area. Bahar used
to be a stay at home mom, but as the children grew up, she decided to work in the field of
healthcare. Bahar lives with her husband, a son and two daughters. She gave birth to her
daughter with disabilities after she had her son. Her daughter always wanted to be like
her brother and sister, so she would share stories with her friends that included the new
vocabulary learned from movies and conversation with her brother and sister.
Bahar also established a parental support group that meets a few times per year
where the parents share their resource knowledge with each other. Furthermore, she

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provides liaison support for new mothers of children with disabilities by giving contact
information to parents with similarly aged children with like disabilities.
School and Agency Programs
Bahar’s daughter received a classification of Trisome-21/Down syndrome per
medical guidelines and intellectual disability per IEP team decision. Her daughter
participated in specialized instruction from preschool to the 12th-grade in a rural public
school system. Bahar described how her daughter learned life skills such as how to ask
for help, along with different reading and math strategies, speech techniques, and social
skills when she attended a transition program. Before her daughter attended the transition
program, the teachers from preschool to 12th-grade mostly concentrated on academics
instead of on life skills.
Transition program. This transition program is new to this rural school district.
Before the more modern program developed, the students with significant disabilities
were given a title, Exceptional Senior (pseudonym) and then stayed at the high school
until the age of 22 years. The new transition program opened two years ago. The students
now go through the 12th-grade at a high school, and then they leave to go to a separate
application. The teacher for the transition program used curriculum that concentrated on
life skills and job experiences. According to Bahar, the transition program was only to
focus on life skills and job preparation because students already had learned academics to
match their potential [learning ability] in high school.
Job site. For the past two years, Bahar’s daughter tried out different job site
experiences as a volunteer with the assistance of a job coach. At the time of this

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interview, her daughter worked without a job coach as a paid employee at a gas station
where she completed a few job tasks such as stocking the shelves. She also helped a
small group of preschool school students.
Her daughter used to be happy with isolating herself in her room. Now, her
daughter showed a positive attitude towards life and enjoyed being surrounded by people.
Bahar also acknowledged the rural community where the neighbors and business owners
are kind, giving, and accepting of her daughter’s disability.
What Does the Future Entail?
When Bahar’s daughter was born, she immediately applied for state assistance.
During this time in life, Bahar and her husband were college students with their first
baby. Her application stayed on a waiting list for only one year. As a result, she received
state assistance for respite care and medical insurance since her daughter was a baby. Her
strategy was to apply early and keep calling and pestering the State of Utah Social
Services office and the support coordinator. Bahar explained that she advocated for
Social Security Insurance (SSI) when her daughter was a baby to assist with the cost of
care. Her daughter continues to receive SSI assistance.
Life after aging out. Bahar visualized her daughter taking local community
college courses in art and creative writing and then writing children’s literature at the
core reading level. Even though, Bahar’s daughter will be aging out of a transition
program. She did not think her daughter had made enough gains to graduate from the
transition program.

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Legal trusts. Guardianship had not been set-up for Bahar’s daughter because it
was costly. Besides that, because her daughter with Down syndrome was high-
functioning, Bahar felt that she would be taking away her daughter’s independence.
Profile of Gabby
We are Family
This story takes place in an urban area of the study area. Gabby worked outside of
the home in healthcare, and the father worked outside of the house as well. Her daughter
is the youngest child, and the brother is the oldest sibling in the home.
School and Agency Programs
Gabby’s daughter was diagnosed with Down syndrome at birth and classified
with intellectual disability by the IEP team.
Middle school. In middle school, Gabby’s daughter’s learning performance was a
bit ahead of the rest of the students in the classroom but not high enough for the general
education curriculum. When her daughter attended middle school, her teacher did not
provide homework. Gabby was frustrated when no homework was sent home because she
thought her daughter needed repetition to learn and retain academic information. In fact,
Gabby did not care what type of homework would be assigned. Just one worksheet a day
would have been beautiful to her.
High school. In contrast, the high school provided a simpler version of high
school level of science and arts. Gabby’s daughter became a part of doing botany projects
and participating in Romeo & Juliet. The high school IEP team discussed and
implemented social opportunities within the school instead of attending a transition class.

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During the school store experience, Gabby’s daughter learned how to interact with
different people, how to make eye contact with the customer, and how to ask the students
questions instead of them asking her questions. She also learned how to monitor the
credit and debit operation of the store and to count back change.
Related services. Gabby’s daughter received physical therapy for a limited time
and speech therapy for quite some time (Gabby did not provide an exact timeline). Both
services were right for her daughter. Even though her daughter’s speech improved, she
continued to have pragmatic language deficits such as when she could not keep a
conversation going for more than two reciprocated turns. There were no related speech
services on her daughter’s IEP for the transition program.
Teacher Preparation. Overall, this mom felt that her daughter had some
prepared and some unprepared teachers in the public-school system. She felt as though
some teachers never tried to set higher benchmarks for her daughter. It looked to her as if
the teachers taught content on a level that would be a good fit for most of the students in
the class but not for the few others because the teachers seemed to be too busy to address
each student’s learning needs. Additionally, teachers did not know a lot about extra
community services. Gabby could recall only one high school teacher who had shared
information with her about different community services. She also believed that special
education programs managed money inappropriately. Gabby emphasized that the special
education system needed repair before services addressed the individual needs of
students.

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Transition program. As of Fall 2016, Gabby’s daughter entered a transition
program, and the curriculum changed from academic skills to life skills—budgeting and
shopping for clothes and groceries. In addition to these skills, her daughter went out into
the community to explore different job options. Gabby stayed involved with educational
issues by talking to other moms who parented other young adults with Down syndrome.
According to Gabby, these other mothers continued to be concerned about previously
learned math, reading, and writing skills because teachers only taught life and vocational
skills in the transition programs.
What does the Future Entail?
Both parents work to assist with their daughter’s financial needs. Plus, her
daughter has been on a waiting list to receive SSI since birth. However, Gabby felt
fortunate that she and her husband made enough money to support their daughter’s needs
because they knew of other families who struggled financially to take care of their son or
daughter’s expenses.
Caregiver. Gabby ultimately feels that she and her husband will always be their
daughter’s caregiver whether she lives on her own or with them. They have thought about
planning and setting up care for their daughter before either of them dies. Moreover, they
did not expect their son who is in his early twenties to take on this responsibility.
Additional remarks. Gabby spoke about how there are enormous amounts of
resources for parents. Unfortunately, the lists of resources are too extensive for many
parents to find and to consider. She emphasized that parents needed an advocate or a

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liaison that connected them to appropriate services because parents wanted a direct line
of communication to different organizations.
Profile of Rafiq
We are Family
This story takes place in a suburb outside of a major city in the study area. Rafiq
was a divorced and single parent, and she works for the government. The mother
described herself as the boss, disciplinarian, comforter, and soloist for her daughter.
When Rafiq received respite care for one year, she was relieved to have a few hours to
herself. She also saw herself as an interpreter between her daughter’s literal
understanding and the reality seen by her other children and other family members. Rafiq
felt that some family members didn’t understand ASD and what it would take for her
daughter to be “normal,” like them. Her daughter did quickly become upset because she
interpreted figurative words literally, and then Rafiq had to be the peacemaker between
her daughter and other family members.
School and Agency Programs
Rafiq’s young adult daughter with ASD and intellectual disabilities participated in
an intern program. This intern program had a community partnership with local and
federal government as well as local businesses. These community business partners
agreed to train an intern student. If the student did a great job, he or she obtained jobs as a
full-time employee.
Middle school and high school. Rafiq described her experiences with teachers as
a close network of specialists who seemed to know how to help all students with special

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needs, not only her daughter. The educational community openly considered the
information presented by other mothers and distributed any applicable new information
to other parents. In the past, there had only been one complicated relationship with a
teacher at the middle school. Rafiq did not perceive it as an unresolved relationship with
the middle school teacher. Instead, she acknowledged that her daughter was going
through the beginning stages of puberty. Furthermore, Rafiq perceived that the teacher
was overwhelmed, which contributed to a challenging middle school year. When she
attended high school, her daughter participated in academic classes modified for her
cognitive abilities.
Transition center. At the transition center, the staff concentrated on teaching
Rafiq’s daughter life skills such as how to make a change and do her laundry. Rafiq
daughter’s first internship job was transporting residences to activities in the recreation
room of long-term care or acute care facility. She has also worked as a custodian at a
movie theater and a bowling alley.
Each time Rafiq’s daughter participated in a job she learned how to make a list of
tasks and how to check things off the list. These positions taught her how to be respectful,
how to work cooperatively with co-workers, and how to keep track of her hours worked
on a time card. Her daughter also learned how to make a change at the grocery store and
managed bus schedules. Also, Rafiq daughter’s transition program had an apartment and
laundry facilities to practice independent living skills.
Rafiq felt that the transition program taught her daughter how to say what she did
not like, but the school curriculum did not focus on teaching taking small risks when a

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person feels a bit anxious about a new experience. Rafiq shared details of how the
consequence of taking a bit of risk brought an increased feeling of a sense of
accomplishment. She reported that knowing real fear and things that made her daughter a
little nervous needed addressing along with self-determination skills.
Community partnership program. The community partnership program only
had funding for six months out of the year. Rafiq had to find things for her daughter to do
when she was not participating in the community partnership program. Examples of what
Rafiq was asking herself are (a) How can I keep my daughter exercising, (b) How can I
get her to volunteer somewhere, and (c) How can I get her out of her room? Rafiq’s only
complaint about the community partnership program was that it was only in operation for
six months a year.
What Does the Future Entail?
At this stage in life, Rafiq’s daughter was not confident or comfortable with
others. She has a lot of emotional dependence on Rafi which made it difficult for her to
leave town even when there was a relative to take care of her daughter. When her
daughter was younger, she did not seem to be aware of her differences among other
students. At this time, Rafiq’s daughter had become more conscious of her differences,
and this awareness had shaken her self-confidence. Nevertheless, Rafiq’s daughter had
improved her life and work skills. In spite of these improvements, her daughter continued
to isolate herself in her bedroom because she did not want to try new experiences.
Rafiq was thankful for having the money to support her daughter. She knew of
other people who were struggling financially. Rafiq knew that she had to plan for the

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future for her daughter, but this planning had not taken place yet. As long as her daughter
continued to respect her motherly authority, Rafiq did not see the need for guardianship.
A Summary of Outcomes from Interviews and Other Sources
Each parents’ perception provided a lens into the experiences of their young adult
children with disabilities. I organized the five parent participants’ experiences into the
following themes:
1. Charter school versus public school;
2. Class size;
3. Programs from middle to high school;
4. Educational classification of disability;
5. Classroom environment and teacher communication;
6. Preparing for college;
7. Work experience and then employment;
8. County, state, federal, and private businesses as partners;
9. Parent advocate;
10. Social isolation;
11. Monetary concerns; and
12. Future Planning.
I narrated these themes from the applicable information gathered from the interview from
each participant. I also shared perceptions that directly applied to each parent’s
experience.

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Charter School versus Public School Experiences
Acke and Abby, parents of a young adult with other health impairments,
described how the middle school charter school and the public high school used different
teaching methodologies and pedagogy. The charter school had smaller class sizes. And
although the charter school teacher was willing to learn how to help the daughter via
information from parents, the general education teacher struggled with meeting their
daughter’s specialized needs in the general education classroom. Other parents
experienced smaller class sizes at the middle school charter school and witnessed better-
specialized attention for their children when the charter school staff had specialized
credentials. A mother of a young adult son with ASD made the following statement about
a dedicated charter school in Utah:
The [program] has given him an opportunity to interact and develop friendships
with like-minded youth also challenged by ASD in a collaborative environment. It
removes the grading, judgment, and evaluation present in school replaced with
collaboration, responsibility, and pride in accomplishment (Bench, 2015, p. B1,
B8).
Just as Acke and Abby, Bahar, Gabby, and Rafiq noted how teachers with
specialty credentials and experience appeared to have a genuine interest in their
children’s education. Acke and Abby also described how teachers with appropriate
training and who took an interest in their daughter’s education obtained the best results,
year to year. Plus, Rafiq explained how her daughter had a challenging middle school
year. Although she did not fault the teacher, Rafiq shared how the teacher had limited

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behavioral experience which impacted her daughter’s academic progress. As a result,
teachers who stayed current with methods and philosophies appeared to present a genuine
professional interest in young adults with disabilities.
Class Size
Acke and Abby’s daughter went from a small class ratio of ten students to one
teacher at the charter to larger classroom settings of 40 students to one teacher at the
public high school. To reduce the effects of that transition, Acke provided additional
support for his daughter because he worked as a teacher in the same high school as she
did. Bosworth (2014) showed that students who struggled with learning did better in
reduced sized classrooms although students who performed better academically were not
affected by class size. Along with that finding, Hattie (2012) also determined from an in-
depth meta-analysis that reducing class size from 25-30 students to 15-20 students
indicated a small amount of change. Acke and Abby provided educational support
opportunities for their daughter intuitively without reading research literature. In this
case, Acke and Abby’s daughter transitioned from a small to a more significant learning
environment with the implementation of social and emotional support. Their daughter
received a small amount of practical education in a small classroom setting which could
have influenced their daughter’s academic progress.
Programs from Middle School to High School
Except for Acke and Abby, each parent participant described different curriculum
emphasis from middle to high school. The program curriculum for Acke and Abby’s
daughter with other health impairment remained the same in her IEP year after year. She

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attended only one specialized instruction class, and the rest of her classes were in
generalized instruction. Bahar shared how her daughter with Down syndrome maintained
the same specialty program from preschool to high school. The teachers taught
specialized reading, writing, and math instead of life skills. Gabby had a daughter with
Down syndrome as well, and she expressed frustration with the specialized instruction
system. In middle school, Gabby’s daughter had learning abilities that were higher than
the rest of classroom but not high enough for general education classes. From Gabby’s
perspective, it appeared that the middle school program mostly fit the needs of many
students instead of a few of the other kinds of students. At the high school level, Gabby
noticed a shift in focus where academic content classes modified subject areas to her
daughter’s learning needs. The teacher provided her daughter with job experiences and
was not too busy to address her daughter’s needs within the high school setting. Rafiq’s
memory of her daughter with ASD and intellectual disability were vague. She stated that
high school mostly concentrated on modified academic subjects to address her daughter’s
cognitive needs. The participants in this study witnessed how their children experienced
different methods of teaching that either increased or decreased the learning potential of
their children.
Educational Classification of Disability
Gabby and Bahar knew their two daughters were likely to be diagnosed with
Down syndrome at birth. However, for educational purposes, their children were
classified as an intellectual disability. As a result of early diagnosis intervention, only
Bahar’s daughter received community, state, and federal funds. Other parents did not

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have the same experiences with their children in the public-school system as Gabby and
Bahar. Tanner (2016) interviewed a mother who said, “She [daughter with ASD] didn’t
meet the stereotypical behaviors…It was always the hands-off approach. People [doctors
and teachers] dismiss it [ASD] in girls” (p. A3).
Similar scenarios happened with Rafiq’s, Acke and Abby’s daughters. Rafiq
described how the medical specialists diagnosed her daughter with PDD-NOS, then with
ASD. The educational staff on the IEP team settled with the classification of intellectual
disability and ASD. Acke and Abby had to contact medical professionals to determine
why their daughter was not performing academically like her peers. The medical staff
diagnosed their daughter with anxiety, Non-verbal Learning Disorder (NLD), and sensory
integration problems. The first-grade IEP team decided on other health impaired as an
educational classification. The participants with young adult children with Down
syndrome received earlier intervention than the participants with young adult children
with ASD and other health impaired.
Classroom Environment and Teacher Communication
Acke and Abby reported that the special education teacher in the high school
system provided them with the most resources and guidance on how to find a job and
college assistance for their daughter before graduation. Abby added that it is essential for
parents to be involved in their children’s education by showing how you appreciate the
teacher and at the same time, monitoring your children’s annual IEP progress. Also,
Rafiq, Acke, and Abby reported how teachers with appropriate training and who also
took an interest in their daughters’ education obtained the best results, year to year. Acke

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shared that parents and educators should also discuss subjects about how a chemical
interaction between the brain and medication could take two to three weeks, and
therefore, psychology and counselor strategies should be used to help the patient cope
with this difficult period. Or a mental health professional should maybe use psychology
strategies before administering medication. Anderson (2014) wrote an article about a
mother of a son with mental illness who needed additional supports due to the stigma of
mental illness. She disclosed to Anderson (2014),
The people who say thank you outnumber the detractors at least 10 to 1. In
addition to getting help for my son, I am connected with advocates and “dragon
moms” … I don’t feel alone and isolated anymore. It’s not just me. (p. A3).
Unlike the mother of a son with mental illness, Bahar communicated how the
teachers and parents in this rural community shared and collaborated on the educational
and vocational needs of students, and each group was willing to learn about new
information. In contrast, Gabby perceived classroom environment and teacher
communication differently from the other parent participants. She believed that too much
of the school budget monies go towards classroom resources instead of fixing broken
systems and policies.
Preparing for College
Acke and Abby described how their daughter had graduated from high school and
worked as a part-time custodian. They believed work experiences outside of high
school—working as a landscaper for a year and a part-time custodian—helped to build
her self-confidence and self-satisfaction in preparation for part-time or full-time college

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enrollment in the Fall of 2016. Also, their daughter’s special education teacher had a lot
of knowledge about finding VR funding and college grants or scholarships for the
postsecondary transition.
The process. Abby described how she and her husband learned about funding
through contact with the VR agency and with the counselor at the high school. Abby’s
description of the counselor at her daughter’s school showed how effective a positive
relationship between staff and parents could bring about opportunities for the children
with intellectual and other disabilities. Abby shared this:
A small portion of the counselor and a significant part of her special education
teacher encouraged and helped us through the course of getting together with VR
earlier on. Perhaps a year ago we made a connection there through our special ed.
And they work closely together, and I don’t know if you know the funding has
changed drastically for that. So, we got in on that before everything ended
drastically. And so, she’s [their daughter] been followed, minimally for that year
of …her senior year…but then as that was coming to a close, we were able to
apply, and they’re helping her with her college now. So, VR gave her [their
daughter] ideas for how to get started, who to contact.
Acke added, “So we have taken advantage of a lot of the resources that are available….”
Both parents and their daughter had met with the disability services office at a local
college. In the summer of 2016, Acke and Abby and their daughter continued to
contemplate whether or not to attend part-time or full-time college classes.

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Even though Bahar’s daughter did not graduate with a diploma, she wanted her
daughter to experience college life. Bahar revealed that her daughter had adequate
writing skills to write children’s books. Other parents have trusted a college’s
accommodations only to be let down. The mother of a young adult son with ASD said,
“We were led to believe there was more support than there was” (Pope, 2013, p. A10,
A11). This mother found another college that provided the accommodations required for
her son. Parents of young adults with intellectual disabilities or other disabilities wanted
their children to have similar opportunities and experiences as other young adults without
disabilities.
Work Experience and then Employment
All five participants’ daughters with a disability had participated in chores at
home or work in the neighborhood or the community during and after high school. Acke
and Abby’s daughter worked consistently at a part-time job as a janitor. Gabby’s
daughter has worked as a dog sitter for vacationing neighbors and participated in the store
at the high school. Gabby’s daughter transitioned into a transition learning center in Fall
of 2016. Bahar’s daughter participated in a job coaching program in cooperation with the
transition program. According to Bahar,
the transition program did a class that was all about jobs and what do you want to
do and different skills to learn. They (the school staff) were able to find jobs in
the community, and we would have job coaches go in and help them, and that’s
how she was able to go from volunteering at a job into a paid position without a
job coach.

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For the last couple of years, her daughter has worked a gas station and at an
elementary school where she helped small groups of children. At the interview in July of
2016, I learned that Bahar was researching options for her daughter after she ages-out of
the transition program. Bahar felt that every program was so different, so she didn’t think
that there was a plan for her daughter at this time. Bahar’s daughter with intellectual
disability performed expected job tasks by her employer without coaching. As Bahar’s
daughter ages-out of a transition program, her mother searched for a job that matched job
performance with her daughter’s job preferences.
County, State, Federal, and Private Business as Partners
Rafiq was the only parent in the study who experienced a service delivery model
after her daughter aged-out of a transition program. Rafiq’s daughter has aged-out of the
school district transition program. In the community where she lived, the county and
other agencies have developed an “All Pathways.” (pseudonym). There are a few other
agencies who participated in this service: (a) Vocational Rehabilitation, (b) Plains
(pseudonym) Adult Rehabilitation Center, (c) a county school district in Utah, (d) U.S.
Department of Education, and (e) Health and Human Services for Young People with
Disabilities. All agencies participated either in funding or staff support. People in these
organizations actively pursued community business partners and provided financial
incentives to those partners. After a community business partner contract established a
site for training, the agency staff placed adults with disabilities into internships which
sometimes lead to a permanent employment position.

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Rafiq’s daughter interned at a care facility that had both a long-term care side and
an acute side. She helped the recreation director by taking residents to various activities,
passing out games to them, and delivered the newspaper to residents’ room. Rafiq
reported that her daughter did satisfactory work at this job but “it was not her favorite.”
Rafiq’s daughter did not like to tidy up or clean things up at this internship site. In the
summer of 2016, Rafiq’s daughter interned at a retail store where she did a bit of
cleaning, pulled, sorted and returned signs to the shelves, attached size stickers on shoe
boxes, took clothes out of boxes then laid them out for hangers and the steamer. Rafiq
thought that the cleaning type jobs were not her daughter’s favorite because she had
coordination issues. “Plus… just like anybody else, it is not a job that she likes, so she is
not keen on doing a fantastic job at it. But I think it did teach her the idea of the discipline
aspect of it that this is what work is like.”
In high school, Rafiq’s daughter didn’t like the work duties at the bowling alley
and the movie theater where the staff “took a bit of a shine to her.” After completing
work, “there was a reward for her—small popcorn and drink. These acts of kindness by
the staff made her “a lot happier about working there.” Rafiq thought that her daughter
learned that “you work first, and then you get a reward after, which is sort of like the
basic idea of work, kind of.”
Rafiq had service gaps of 6 months before her daughter received another
internship job. Rafiq discovered that “The right fit between the participant and
community partner is essential. But it is a very time-consuming process.” Similar to
Bahar, Rafiq learned how important job preference and matching of job skills were for

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producing better employment success for her daughter with ASD and intellectual
disabilities.
Parent Advocate
All five parents described themselves as parent advocates. Rafiq described herself
as her daughter’s “champion” and her “defender.” She shared that nothing in her
daughter’s life would happen unless she “set the wheels in motion.” Rafiq did this by
regularly reading articles online and subscribing to newsletters. She also revealed that
when her daughter was little, she mostly read articles about treatment. In comparison, she
continued to read and researched articles, but the topic changed to adult services.
Gabby described herself as a person who tried to “do what I need to do for my
daughter to make it workable for her.” There was a transportation scenario where the
district’s transportation department staff expected Rafiq’s daughter with Down syndrome
to walk a mile and a half to the public bus stop. Gabby advocated for the safety of her
daughter and was approved for the door to door transportation from home to the
transition center.
Bahar described her experience after she moved into a rural community.
…[I] just moving to our small town, I came here, and nobody else had services,
nobody else knew about anything, and so we formed a parent group, and now they
all come to me still saying…What are we going to do about this? The district
won’t let us do this; what are we going to do? I’m a fighter.
Abby thought that parent involvement was beneficial to her daughter’s education:

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[you] have to stay on top of things and not pester, but just be involved so that they
(teachers) know you’re on board, and that you are interested so that they know
they’re being…one, appreciated, but also that we’re keeping an eye on things.
Even though these five participant parents seized the role of an advocate; other
parents had some self-doubt about taking on this position. A mother of a son with
Attention Deficit Disorder (ADD) said, “It’s hard to advocate a lot of times for your kids.
You can feel alone. You don’t want to ruffle feathers, but at the same time, you are the
only one who is going to do that” (Wecker, 2015, p. A1, A6). Four of the participants in
this study expressed word phrases of leadership: (a) “I’m a fighter,” (b) “set the wheels in
motion,” (c) “stay on top of things,” and (d) “make it workable for her.” However,
leadership skills did not happen automatically. All participants grew into their leadership
roles as their children transitioned from preschool to elementary, elementary to middle
school, middle school to high school, and high school to postsecondary education or
transition services.
Social Isolation
Four out of five parents expressed concern about social isolation. Rafiq’s daughter
became more self-conscious about how she socialized with peers her age. Her daughter
seemed to function better socially when she was younger. Although her daughter
improved upon her social skill levels, she became more aware of “how lacking she is”
and “just how much difference there is between her and most other people.” Also, due to
limited programs for young adults with disabilities who have aged-out of a transition
program, her daughter experienced episodes of social isolation which impacted her

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social-emotional health. As a result, her daughter became more reclusive and defensive
around other family members.
Acke and Abby shared that their daughter mostly met other people through her
jobs because “it is hard for her to have friends and to integrate.” When their daughter
made a “connection,” she made friendships although her friendships were not close ones.
Abby saw the importance of her daughter establishing any friendship.
Bahar thought that her daughter had improved her social and communication
skills from working with other people in the community. Gabby also shared how job
experience in the store at the high school had helped her daughter learn interaction skills
with other people. However, Gabby felt that her daughter did not reciprocate sustained
interactions with people. She was concerned that the lack of conversation skills would
make it harder for her daughter to obtain a job in the future. In contrast, Bahar lived in a
smaller community where her daughter knew most members of the town. The other
parent participants lived in the suburbs with less frequent social interactions. These
parent participants appeared to be more protective due to the risk of harm in the
population, possibly due to the size of their communities. Lastly, these parent participants
arranged for and searched for structured environments and social learning experiences
which did not always offer spontaneous social conversational opportunities on a daily
basis.
Monetary Concerns
All five participants were worried about other parents in the community who
might not have the funding, or a means to obtain resources in different counties. Gabby

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felt fortunate that she and her husband had jobs to support their daughter. From the time
of her daughter’s birth, she applied for and continued to wait for Social Security
Insurance (SSI). She and her husband assumed that they would always take care of their
daughter because they have the means to do it.
Acke and Abby were also a household with dual income. They both agreed that
having good insurance through their employer was “very fortunate.” In a Deseret News
article, a parent of a son with mental illness said, “A quarter of my income goes to
treating my child with mental illness” (Anderson, L., 2014, p. A3). Comparatively,
Acke’s and Abby’s daughter was offered a scholarship for her grades, and the department
of VR had provided some support for college. They do not consider themselves poor or
wealthy. When VR offered to provide some extra funding for postsecondary education,
they felt thankful for this monetary support.
Bahar had received support through SSI since her daughter was a year old. She
and her husband were students with not much money and did not have family around
always when she applied for SSI. Bahar knew of other people who did not apply for SSI.
These others felt that SSI was a form of welfare or that state tax dollars depleted with
SSI. Bahar had found every resource she could that helped to take care of her daughter.
Otherwise, her daughter would not have opportunities to learn about independent living
skills and social skills in different community environments.
Rafiq had a difficult time answering the question about monetary needs. She felt
that other parents had it much worse than she did. In Rafiq’s financial needs for her
daughter with disabilities, however, Rafiq did talk about receiving respite care for one

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year. When the respite care staff had visited the home a few times per week, Rafiq had a
couple of hours to herself. She said, “It was the best year of my life.”
The participants all had different scenarios for monetary support for their young
adult children with disabilities. These scenarios were: (a) dual income from parents on
waiting list for SSI assistance, (b) dual income parents without SSI assistance, (c) parents
who receive SSI assistance, and (d) a parent who does not receive SSI support but really
appreciated respite care in order to take a break, re-focus, and re-vitalize herself.
Planning for the Future
Bahar hadn’t pursued guardianship for her daughter because guardianship was
expensive, and her daughter listened to instructions and safety concerns. Some young
adults with disabilities can become be a safety risk to themselves and other family
members. This possible threat was not the case with Bahar’s daughter. Instead, Bahar
shared how her daughter with Down syndrome was intellectually high-functioning, loved
to be around other people, and was kind to her family and community members. Bahar
did not want guardianship for her daughter because guardianship would take away her
daughter’s independence. As a family, guardianship wasn’t a concern of theirs because
her daughter was thriving as an active member of the community. However, she
acknowledged that it would be a concern in the future.
Rafiq did not have guardianship for her daughter with ASD, and Rafiq admitted
that life does not go on forever. Therefore, Rafiq knew that guardianship plans needed
attention in the future. Acke and Abby hoped that they witnessed a daughter
demonstrating self-determination skills, but for now, they are slowly moving towards

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supporting a daughter with other health impairment in college. Gabby shared that she and
her husband will always be responsible for her daughter with Down syndrome who is
intellectually high-functioning. Gabby stated that she and her husband planned set-up
care for their daughter before they died because their son was too young for the
responsibility.
Other parents acknowledged that guardianship is a financial challenge; however,
they are willing to pay the courts for their adult children have a legal advocate. A few
statements from these parents describe their insights. From a mother of a son with an
intellectual disability, “Someone has to look out for J, so no one is taking advantage of
him” (Cortez, 2015a, p. A1, A8). And from a father of a son with Down syndrome, “It’s
always a dilemma when you have a guardianship position. You have to put in so much
protection, and it costs so much that people choose not to take it because they just can’t
afford it” (Cortez, 2015a, p. A1, A8).
Guardianship is a personal decision made by all parents with young adults with
disabilities. Teachers introduce the topic of guardianship at IEP ninth-grade meeting.
Every parent has a reason why or why not guardianship should be considered for their
young adult children with disabilities (Millar, 2014). Some parents interpret guardianship
as a protective act, and other parents view guardianship as means to limit their young
adult children with disabilities independence.
Evidence of Quality
I purposefully selected five participants who met participant criteria. I developed
interview questions to align with a literature review of the local problem and RQ1, RQ2,

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and RQ3. I member checked each transcription with each participant by sending a copy
of the transcription to all participants. I spent 15 minutes each discussing the wording of
the transcriptions with each person. During these member checking sessions, I verified
themes for social isolation, guardianship, parent advocacy, planning for the future,
teaching pedagogy and methodology, and outside agency support and work experiences
as well as any new developments related to transition services for their young adult
children.
Furthermore, I gained additional understanding from re-reads of narratives,
keywords, and subthemes. The themes that emerged from interview stories, and a priori
knowledge from literature review, the Deseret News, and government websites were
• specialized services and placement,
• teacher collaboration in the community,
• aging out or postsecondary options,
• dedicated caregivers,
• the burden of financial support and the potential for social isolation,
• employer expectations from employees with disabilities, and
• self-confidence gained from employment.
Interpretation of Findings
Specialized Services and Placement
The participants’ children were either on track to attend, had attended, or were in
preparation to graduate from transition services. Students who participated in a transition

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program were not eligible for a certificate of completion until they could age-out of the
program.
School programs. When I compared three of the participants’ perceptions with
two other participants’ views, I noticed how the teacher’s pedagogy and methodology
changed relative to how well each of their children performed in the general education
setting as well as in their cognitive and mental health abilities. At times, these young
adults with intellectual and other disabilities had experienced a variety of teaching
pedagogy which could or could not have prepared them for employment or work
experience outside of high school (Neubert & Moon, 2006; Phillips et al., 2009). A peer-
reviewed article by Papay, Unger, Williams-Diehm, and Mitchell (2015) proposed
developing self-determination and career awareness in the primary grades. Self-
determination skills are a lifelong process, and by incorporating this skill into the
elementary curriculum, the parents experience a better understanding of the transition
process over a longer period. At the middle school level, some participants perceived that
they received appropriate academic instruction. However, other participants observed that
the specialized instruction classrooms were adapted, but they were not modified to meet
the individual needs of their children. In a Carter et al. (2014) study the researchers
agreed that students with severe disabilities needed to receive education as heterogeneous
groups. Due to these students’ unique profile, the transition education benefited from
tailored, individualized plans.
After middle school, the children of Acke and Abby, Gabby, and Rafiq children
received general education and work experience for social communication concerns

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while attending high school. Whereas, Bahar’s daughter did not start job experiences
until she entered the transition program. All participants had young adult children who
had worked as volunteers or neighbor helpers or part-time employees while attending
high school. According to Lindstrom et al. (2011), young adults with disabilities needed
work experience to gain sophisticated skills like teamwork, responsibility, and ethics. In
the workplace young adults with intellectual disabilities who experienced high-preferred
and high-matched skills sometimes demonstrated higher productivity and task completion
(Hall, Morgan, & Salzberg, 2014). However, Papay and Bambara (2014) cautioned that
work experience effectiveness had mixed findings which may or may not associate with
family involvement and short periods of employment rather than long-term employment.
Equitability. Every program that participants’ daughters with disabilities
attended in the community was dependent on the continuation of funding from state and
federal legislators. Furthermore, the marginalization of young adults with intellectual and
other disabilities affects all demographic and geographic areas—locally, nationally, and
internationally—and creates a financial burden on families of young adults with
disabilities and their communities (At-Turki, 2012; Hasnain & Balcazar, 2009; Sanford et
al., 2011). A family’s income also impacted the quality of healthcare services and amount
of adjunct services or social insurance support (Fremstad, 2009; Parish, Rose, Grinstein-
Weiss, Richman, & Andrews., 2008). Another researcher also argued that being disabled
resulted “in poverty, a lack of healthcare, inaccessibility to a proper education, and
isolation” (Bone, 2017, p. 1307). Due to the unpredictable nature of funding and family
income, Bahar utilized resources in her community that helped to take care of her

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daughter. The other participants managed healthcare and the care of their daughters with
their private funding sources.
Unfortunately, parents received accommodations and modifications to their
children’s individualized educational plan, but specialized educational supports do not
amend the culture surrounding disability services. The parents in this study wanted equal
opportunity for their young adult children. At times, the location or type of school
negatively or positively impacted program development. For example, a charter school
where Acke’s and Abby’s daughter attended closed enrollment for high school to their
daughter due to funding and a limited number of certificated high school teachers. The
charter school experienced financial hardship. The high school where their daughter
transferred to collaborated, developed programs, and expanded resources to parents. Until
two years ago, Bahar’s daughter attended a rural high school where the transition
program was in the planning stages.
Equitable learning. I discovered that both the teacher and parent contributed to
the educational and workplace achievements. In the Deseret News article (Author
unknown, January 11, 2014), a parent explained how her son received hands-on
experience that he did not get at a traditional school, and he has flourished. Holwerda,
Brouwers, de Boer, Groothoff, and van der Klink (2015) as well as Wagner, Newman,
Cameto, Garza, and Levine (2005) indicated that teachers’ expectations of a student’s
ability to work in competitive employment were the only statistically significant
perspective. Therefore, a teacher or parent who was to underestimate the abilities of

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young adults with disabilities could have a future impact on their student’s success as
employable individuals in competitive employment.
An example of this scenario would be when Gabby’s daughter attended a
specialized classroom in a public school to address her cognitive needs. Gabby thought
her daughter’s middle school educational experience was not adequate because the
teacher concentrated on the various needs of her daughter’s peers as a group and not on
her daughter’s learning needs. Her daughter was marginalized for having a higher
cognition in the specialized classroom and for having a lower cognition compared to
general education peers. In high school, her daughter received academic instruction with
modifications to meet her learning needs and gained school store experience to improve
her social communication skills.
There continues to be inequitable employment support from VR with regards to
types and severity of the disability. Other researchers indicated that there was better
employment support for young adults with severe disabilities from VR than for young
adults with mental health who had significantly lower opportunities for employment
(Hart, Grigal, & Weir, 2010; Joshi et al., 2012; Test et al., 2009). Recent data from
Honeycutt, Thompkins, Bardos, & Stern (2015b) indicated that the percentage of
applicants who received VR services ranged from 31 to 82 percent nationally. In
comparison to the nation, Utah did not have the highest ratio of applicants nor did it have
the lowest ratio of applicants (Honeycutt et al., 2015b). Rafiq agreed that employment
support was better in the transition program than in VR. She reported how different

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agencies were working together to find jobs for young adults with disabilities, but these
programs did not run year-round and were always at risk for budget cuts.
Teaching methodology and equity. Many of the methods and practices in
pedagogy had changed in the school districts due to anticipated modifications in federal
and state funding practices. Teachers are always adjusting to state and district
interpretation of educational laws about educational transition services. Even though all
five participants were Caucasian, their experiences with transition services followed a
different plan for each of their young adult children. All five parents relied on other
parents, themselves, and educators to provide guidance in preparation for many
transitions from preschool through postsecondary or transition center services that
occurred in their young adult children’s educational and community living experiences.
Bone (2017) pointed out that the educational community needed to define disability as a
valid identity as opposed to a caregiver’s burden. Therefore, the community would
address services for people with disabilities better by changing their conversation about
diversity and action.
Despite adequate socioeconomic status, Acke, Abby, and Bahar experienced
abundant opportunities, but two other parents expressed feelings of unpreparedness.
Gabby and Rafiq perceived their children’s middle school experience as non-equitable
services for what their children needed at the time. Moreover, Rafiq was experiencing
gaps in program services since her daughter aged-out of a transition program. Under the
educational laws of the federal government, it required that parents received unbiased
information and that each student received an equal opportunity to advance. The Obama

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administration had mandated Every Student Succeeds Act (ESSA) which became
implemented into state-level educational institutions by 2017. Despite these laws and
acts, there continued to be non-equitable services for their children with disabilities. By
changing the conversation about disability services, diversity, and action, programs for
people with disabilities could transform into actual individualized equitable services.
Teacher Collaboration in the Community
Every parent had a different type of experience when they each began
collaborating with teachers. Canha et al. (2013) reported that parents of adult children
with intellectual and other disabilities perceived that teachers did not work with the
community enough to facilitate a successful transition from school to adult life. Gabby
observed that teachers at the middle school and few at the high school were not
collaborating with the community to facilitate successful transitions from high school.
Rafiq was frustrated with the service gaps for employment once her daughter aged-out of
a transition program. In comparison, Acke, Abby, and Bahar were grateful for the
services they received in high school, transition programs, postsecondary support from
VR counselors, and disabilities service counseling from a local college.
Aging out or Postsecondary Options
All five participants were experiencing different stages of transition: (a) high-
school to college, (b) high-school to transition center, (c) transition center to aging out,
and (d) aging out to community living. All five parents had to advocate for service
options for their children with intellectual and other disabilities.
Parents as protectors and advocates. All five parent participants described

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themselves as advocates for employment, postsecondary education, and work experiences
in the community. When the parents’ young adult children were actively participating in
public high school and transition programs, the parents described their experiences as
collaborative with teachers and administrative staff. All of the parents, except for Gabby,
experienced a collaborative outcome when their young adult children transitioned from
high school to a postsecondary or a transition program.
Gabby stated how the high school teacher gave her a pamphlet about VR without
explanation about their services and other agency services. Gabby also shared how the
high school teacher had not arranged for the door to door transportation for her daughter
with intellectual disabilities. Gabby advocated for the door to door transportation for her
daughter from home to the transition center and back, instead of the high school teacher.
West and Pirtle (2014) held a focus group where they explored mothers’ and fathers’
perspectives on special educators and the attributes that influenced effective inclusive
practices. Similar to Gabby’s scenario, these parents requested that teachers demonstrate
advocacy skills, good listening associated with interview skills, and promotion of
schoolwide programs for acceptance of differences.
Equally important, West and Pirtle noted that only the mothers identified critical
transition periods support from teachers—into transition programs or aging out of
transition programs or graduating from high school and then attending college. In
contrast to research findings from West & Pirtle, Acke expressed awareness and past
participation in the transition from middle to high school for his daughter. Acke’s
awareness correlated to his experiences as a teacher and a counselor.

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Compared to the other participants, Rafiq described herself to be a protector and
interpreter for her daughter. When her daughter was not working, she became
increasingly dependent on Rafiq. Surprisingly, Rafiq felt as though she was the only one
in the family who could take care of her daughter although she has a few family members
available to help her. Rafiq shared how other family members expect her daughter to
grow out of ASD. She found herself defending and educating family members about her
daughter’s behavior. Hence, she does not get time to herself to relieve the stress of being
a caregiver.
The Burden of Financial Support and the Potential for Social Isolation
Four of the participants expressed more concern over the potential for social
isolation than the burden of financial support. One participant was grateful for funding
from the state.
Primary support and guardianship. All participants were accustomed to being
the central support for their young adult children with disabilities. They reported that they
had enough funds to provide caregiving and other additional costs for their young adult
children. Additionally, Bahar was concerned about her daughter losing her independence,
if she were to apply for guardianship. Each parent acknowledged the importance of
guardianship and making plans should they die suddenly (Cortez, October 24, 2015b).
And, all participants had thought about making plans. Each parent in this study was an
active advocate for their young adult child with disabilities and had mentioned a partial
type of plan for future support. The Millar (2013) study findings are similar to
participants. With parental perspectives in mind, guardianship is a legal process where

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the courts appoint someone to have power over another individual. Instead of focusing on
guardianship, Millar stated that both schools and parents needed to promote self-
determination skills and alternative community support that protected the civil rights of a
young adult with a disability. Millar emphasized that guardianship takes away autonomy,
and families should exercise caution as the last resort. Hence, these partial types of plans
for their adult children with intellectual or other disabilities need to review the least
restrictive supports before considering any guardian appointment.
Communication and social competency. Four of the participants expressed how
their young adult children with intellectual disability, other health impaired, and ASD had
lacked self-determination and communication skills which appeared to negatively impact
their relationships with other family members, colleagues, and peers. Acke’s and Abby’s
daughter needed to be encouraged to initiate friendships through workplace
acquaintances. A reason for their daughter’s communication challenges could be that
language, and social deficits which occurred at a young age then carried over to
adolescence (Whitlow &Watts, 2014). Gabby’s daughter continued to demonstrate
limited conversation skills which impacted her ability to work with other workers and ask
questions about procedures. Whitlow and Watts (2014) stated that “social competency is
highly dependent on language skills” (p. 32). Lastly, Rafiq’s daughter did not have
enough work due to 6-month program gaps. As a result, her daughter became more
dependent on Rafiq and less confident in social settings.
Even though, Rafiq’s daughter had improved her social communication skills and
became more aware of how she compared to her same age peers without a disability. In

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contrast to the other participants, her daughter had much more difficult time adjusting to
social scenarios in the community. A potential reason for Rafiq daughter’s social factors
were explained by a Taylor, Smith, and Mailick (2014) longitudinal study which
examined outcomes for adults with ASD and focused on the timing of the relations
between behavioral change and vocational activities. The participants in the study were
adults with ASD, ranging in age from 19.0 to 53.3 years and parents of some adults with
ASD. Stats showed that approximately 64.1 of adults with ASD had a diagnosis of a
comorbid psychiatric disorder. Besides communication and social skill factors, Taylor et
al. (2014) claimed that the relations between vocational activities and behavioral
development for adults with ASD tended to be the same as adults without disabilities,
including the potential depression due to underemployment status. This study also
indicated that adults with ASD who worked in vocational placements where there was a
greater degree of independence had reductions in ASD symptoms and maladaptive
behaviors. Wehman et al. (2014) also indicated in a study that there needed to be more
research on how the social and psychological factors of ASD impact young adults as they
transition out of school. At this time, there are no practical applications for behavioral
support implementation for young adults with ASD in the community and work settings
(Landmark et al., 2010). Without communication, social skills, and opportunities for
independence, individuals with ASD are less successful at forming relationships in the
family and workplace.

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Dedicated Caregivers
The parents expressed how they would always be the primary provider of care for
their children and how they would forever stand by them, even if other family members
and teachers did not understand their child’s disability. All parents appeared to want more
information about how to be more assertive when planning for their children’s
educational future and vocational experiences (Milshtein, Yirmiya, Oppenheim, Koren-
Karie, & Levi, 2010). The parents also wanted to know how to present their cases to
decision makers in the schools, outside agencies, businesses, and legislators. A
conclusion emerged that no parents be allowed to carry their burden alone; instead,
people in the community need to bear the burden together.
For parents not to carry their burden alone, school districts could promote
partnerships with parents. A study by Pleet-Odle et al. (2016) suggested that school
districts needed to raise expectations for postsecondary success by developing a
partnership with the parents of children with intellectual or other disabilities. Teachers
could empower parents by
• letting parents know about adult service providers in the first year of high
school,
• connecting parents to role models such as successful adults with disabilities,
• interacting respectfully with families with varying backgrounds,
• planning early for the transition by teaching elementary school students about
self-advocacy,

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• partnering with parents to identify everyday activities that develop
employability and life skills as well as natural supporting help from other
family members,
• enabling parents to trust their instincts and consider receiving special
education service until they graduate or age out, and
• having families with their children participate in school or community-based
activities that foster teamwork and leadership.
Guardianship. None of the parents in this study had pursued legal trust
protection for their children with disabilities and guardianship due to time constraints and
expense. Furthermore, none of the parents mentioned any concern about how the state
could or could not take care of their young adult child with a disability should they suffer
an unexpected death or a significant injury. A Millar (2014) study supported taking these
kinds of legal actions by parent participants. Millar believed that school district IEP
teams put too much emphasis on guardianship. Sometimes, the school districts IEP
created undue stress and financial expenses for the parents of adults with disabilities. I
found that every day-to-day care for their children with disabilities took precedence over
the parents’ planning for their children’s future, and all parents accepted their
responsibility as the forever caregiver with no expectations placed on other family
members. Millar’s research results reinforced these precedencies. Furthermore, none of
the parents thought guardianship was necessary because their children were not harmful
to self or others and followed house rules. Even if the above case were true, Millar (2013)
suggested alternative support systems for the family before guardianship. Some of these

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supports might be respite care, analysis of medications, and partial guardianship until
behaviors subside. When these parents retire, they could experience a lifestyle which
could or could not change their perspective about asking for more family support, setting
up a trust, and applying for guardianship.
Risks of social isolation. The parent participants talked about driving their young
adults to programs and about initiating work as well as social opportunities for their
young adult children with disabilities. Without the parents’ money for transportation and
their time to drive the children to those locations, their children would not have had these
opportunities. Even though all five parents dedicated countless planning hours and pay
for their young adult children with disabilities, there continued to be at risk social
isolation due to communication, cognitive planning deficits, limited self-determination
skills, and gaps between services or employment (Bell & Clegg, 2012).
Social Inclusion. Although people with disabilities have friendships, their level of
social inclusion changed if they had no access to the community. Furthermore, service
providers seldom sustained social inclusion in system-wide organizations due to small-
scale of their interventions and confusion amongst stakeholders about the meaning and
content of social inclusion (Amado, Stancliffe, McCarron, & McCallion, 2013;
Simplican, Leader, Kosciulek, & Leahy, 2015). Amado et al. (2013) concluded that social
inclusion was successful when people with disabilities participated in varying
environments that involved opportunities for significant interactions. Simplican et al.
(2015) and Luckasson and Schalock (2013) endorsed ecological factors of individual,
environmental, and social factors to define social inclusion for individuals with

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developmental disabilities. These researchers suggested that there were several ecological
factors to consider when considering the social inclusion of individuals with
developmental and other disabilities.
Individual. Social inclusion increases happiness, but a sense of belonging and
social inclusion may or may not increase loneliness.
Interpersonal. Family members, friends, and group home staff results in positive
or negative relationships due to feelings of respect and trust or discrimination in
workplace settings or abuse from family members, intimate friends, or service providers.
Organization. These conditions exist with group cultures such as the family,
churches, schools, places of employment, and law enforcement. Some organizations are
ambivalent and sabotage enabling conditions at the individual and interpersonal level.
However, positive organizational establishments improve the effectiveness of individual
and interpersonal conditions.
Community. These conditions are types of living accommodations, availability
and access to appropriate services and transportation, community attitudes, culture, and
geography. Amado et al. (2013) cautioned that there is limited research on public
attitudes.
Socio-political. There is limited research that examines how political levels
impact social inclusion. In their study Hermsen, Embregts, Hendricks, and Frielink
(2014) concluded that funding cuts had negative influences on organizational cultures
and staff behavior.

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The results of their study and other research studies indicated that the risk of
social isolation occurred due to communication, cognitive planning deficits, limited self-
determination skills, and gaps between services or employment as well as social inclusion
factors. All researchers agreed that there needed to be more research in the area of social
isolation and social inclusion.
Expectations of parents. Each parent participant talked about the young adult
child’s level of independence and how they were facilitating activities at home and
community to work on those skills. Blacher et al. (2010) reported how the parents of
young adults with ASD expected their son or daughter to live in the community with
greater frequency than was expected by the parents of young adults with Down
syndrome, cerebral palsy, or moderate /severe intellectual disability. I did not gather the
same data as Blacher et al. (2010). In my findings, the two participants with young adult
children with Down syndrome wanted them to be as independent as possible. Rafiq has a
daughter with ASD and intellectual disability. She did not discuss any expectation of
having her daughter live independently. Acke and Abby were expecting that their
daughter with other health impairment try-out college but it was not an expectation to
finish college then move out of their home. In comparison, Wehman et al. (2014) focused
on predictors of successful transition from school to employment for youth with
disabilities. These researchers added that young adult children with higher parental
expectations of self-support and of acquiring a job had better competitive employment
outcomes. I did not get a clear impression of participant parents’ perspective about future
expectations for their young adult children with disabilities.

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Employer Expectations from Employees with Disabilities
Researchers and parent participants identified the job skills of employees with and
without disabilities. Specifically, Ju et al. (2012) surveyed 168 employers to assist with
the identification of five top job skills of employees with disabilities and without
disabilities. The five top job skills were the ability to (a) demonstrate personal integrity
and honesty, (b) follow instructions, (c) show respect for others, (d) be on-time, and (e)
show high regard for safety procedures of employees with disabilities. These top five job
skills were the same for employees without disabilities except that being able to read with
understanding was rated higher than showing regard for safety procedures. According to
the parents in this study, job training skills at transition programs focused on how to do
these ten tasks to
• interact with different people,
• make eye contact with the customer,
• ask other people questions before others ask them questions,
• monitor the credit and debit operation of the store and count back change,
• build self-confidence and self-satisfaction as well as showing respect,
• work cooperatively with co-workers,
• show up on time for work,
• keep track of hours,
• make a task list and check each task off the list, and
• get to work by bus.

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Compared to Ju et al. (2012), these parents’ perception of a transition program
and job training skills emphasized interpersonal and individual social interaction skills
with other employees, money management of pay, and community knowledge about bus
service to and from work. Whereas the Ju et al. (2012) study showed how employers
expected their employees to have personal character skills of integrity, honesty,
respectfulness, punctuality, and alertness for safety within the workplace as well as
attention to instructions. Therefore, employers were not as concerned about social
inclusion in the workplace as were the parents of children with intellectual or other
disabilities.
Self-Confidence Gained from Employment
For the participants in this study, the amount of confidence gained from
employment depended upon the individual needs of their children with disabilities. Rafiq
noticed less confidence with social encounters at work or in the community when placed
in the different working environment after her daughter with ASD aged-out of a
transition program. Some people with disabilities were not transitioned into the
workplace because they lacked self-awareness of their limitations and misunderstood
some parts of the job selection process (Kulkarni & Lengnick-Hall, 2014). According to
Wehman et al. (2014), there are numerous empirical articles on explored interventions for
problem behaviors of children and adolescent age with ASD, but there was limited
research on transition-age adults with ASD.
Comparatively, Lindstrom et al. (2011) indicated that transition services lead to
increased confidence, to clearer planning for post-graduation education, and to additional

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work opportunities for young adults with disabilities. Other researchers also suggested
that stable behavior, self-management, and reduced rates of problem behavior are
significant for securing employment (Landmark et al., 2010; Test, Mazzotti, et al., 2009;
Wehman et al., 2014). Therefore, the amount of confidence gained from employment
depended on different disability and transition service factors as well as comprehension
of self and the job selection process.
Additional Factors Related to Interviews: Communication, Social Capital, and
Tools
Researchers who collected data from systems and individual outcomes for persons
with an intellectual and developmental disability experienced many obstacles for
effective dissemination of national project and state findings. Gabby also expressed
concern about the amount of information for parents because there was no liaison to
assist parents with aging out opportunities or with community job opportunities for their
children with intellectual and other disabilities. Similarly, Ticha, Hewitt, Nord, & Larson
(2013) agreed that some of these obstacles were presentations with content that was
understandable to parents, practitioners, scholars, and policymakers to have better
accessibility to publications. Moreover, other parents commented that some teachers
unintentionally marginalized their students with intellectual and other disabilities.
Some special education and related service professionals marginalized parents by
“showering them with information” without listening to the parents’ immediate needs
(West & Pirtle, 2014). Curry, Jean-Marie, and Adams (2016) also pointed out how social
networking and parent motivational beliefs in urban school districts showed parents how

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their involvement did influence their children’s education. They found that over time
parents could establish partnerships with other parents and informal connections with
teachers. Nevertheless, some school districts allowed parent involvement but
implemented behavior plans and modifications to the student’s education plan which
deflated the parent’s ability to be an active partner in the educational process (Curry et
al., 2016). As a consequence, when parents of children with disabilities afforded the
opportunity to become an involved partner in the educational process, these parents
developed self-efficiency.
Another parent shared how her daughter did not like some of the custodial jobs at
the transition center, but these work experiences taught her to complete a task much
better. However, Hall et al., (2014) asserted that workplace experience, counselors, and
teachers needed to consider assessment tools for job preference and job-matching to
provide better job experience. Hall (2017) also reported that employment for people with
disabilities needed to be a compatible match between the person’s skills and preferences
and job requirements. Morgan and Openshaw (2011) emphasized how the IDEA
reviewed the importance of discussing the student’s preferences, strengths, and interest
(Section 602, 34[b]). Their research used two different assessment tools, job-preference,
and job-matching. Each tool was compatible with low-level readers. With these
assessment tools, teachers, job seekers, and transition teams can reasonably identify a
job-preference which is matched up with the job-seekers level of skill (Hall et al., 2014;
Morgan & Openshaw, 2011). Moreover, the individuals with disabilities who participated

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in competitive employment had better rural community involvement in job-preference,
job-matching, and networking.
Researchers discovered how social capital contributed to better rural community
involvement than other larger communities. The Beaudoin and Thorson (2004) and
Morgan and Openshaw (2011) studies equated more rural community involvement with
social capital because the rural community was neighborly and had an awareness of
others as compared to larger communities. Wehman et al. (2015) indicated that high
school transition programs, postsecondary education attendance, and vocational services
did not predict competitive employment for young adults with disabilities. However,
there could be a connection between social capital and successful competitive
employment in rural areas.
Summary of Themes
These parent participants provided many different insights into how their young
adult children with intellectual and other disabilities were accessing education, daily
living tasks, community involvement, and job experiences. The parents expressed
concern about (a) equitable learning environments, (b) the continued need to advocate for
their young adult children, (c) the gaps in communication between middle school and
high school personnel, and (d) outside agency supports when their young adult children
transitioned from specialized or inclusion learning environments and from transition
programs into community living. Furthermore, when these young adults with disabilities
were not working or participating school or programs, they experienced social isolation
which increased the burden of care on the parents. In fact, the parents were so busy

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managing and advocating for their young adult children’s life that planning for
unexpected events was not a priority. Therefore, parent participants appeared to advocate
for their young adult children with disabilities to reduce the risk of social isolation and
reduction of underemployment. Although parents were thankful for some form of social,
educational, and workplace support for their children, they perceived the overall social,
educational, and workplace collaboration efforts between school, state, federal, and other
community agencies personnel as a labyrinth (see Figure 1). Thus, parents seek changes
in thinking to facilitate independent living for young adult children with disabilities.
All five participants initiated and collaborated educational services for their young
adult children with intellectual and other disabilities. They discussed transition planning
goals between community business partners as well as VR staff, teachers at the high
school, and disability services at the university. Some of the participants experienced
gaps in service when their young adult children were not employed or were not receiving
educational services. All five participants were up to date on the latest research about
transition success from adolescence to adulthood. Each parent had a different perspective
on transition services and teacher knowledge about methodology and pedagogy that
related specifically to their children’s learning needs. The parents planned for their
children’s future more than for their destiny. However, the most critical outcome of the
interviews with four participants was the concern for increased social isolation as a result
of unemployment and structured program lapses.

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Figure 1. The coordinated efforts by personnel at schools and state, federal, and
community agencies to facilitate employment for individuals with disabilities. Many
parents in the study found it difficult to navigate the resources offered by these entities.
Limitations and Discrepant Cases of the Findings
There were no discrepant cases in the findings; all parents reported the same
themes that were specific to the transition stage for their young adult children with
intellectual and other disabilities. However, there were limitations of the findings due to:
1. The small number of participates because this figure only represented a tiny
fraction of the community.
2. The type of disability of their children because this study only represented a
couple of Down syndrome, one ASD, and one other health impaired
classification.
3. The demographic data because the data represented Caucasian parents only.
Specialized
Services
Collaboration
Options Caregivers
Social
Isolation
Financial
Support
Employer
Expectations
Self
Confidence
Employment

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Factors Related to Competitive Employment of Individuals with Disabilities
In preparation for a position paper, I investigated options for reduction of social
isolation and improvement of employment of individuals with disabilities after aging out
of a transition program. I noted that young adults with disabilities sustained social
interaction and community involvement by participating in the workplace and school
employment programs. Furthermore, youth with disabilities employed by business were
paid minimum wage. In comparison, young adults with disabilities who participated in
sheltered workshops were unpaid or received a lower than minimum wage.
Sheltered Workshop Versus Competitive Work
Recent research indicated that sheltered work services are not self-sustaining. The
National Disability Rights Network, (NDRN) (2012) reported that sheltered workshops
get most of their money from government agencies. Sheltered workshops allocated funds
as follows: (a) 46% from state and county agencies, (b) 35% from production contracts,
(c) 9% of retail sales, (d) 2% from donations, (e) 1% from investment income, and (f) 7%
from other sources (United. States General Accounting Office, 2001). The NDRN (2012)
acknowledged that the workshop executives did not have the marketing skills, or business
plans experience to run a workshop efficiently because the workshops did not earn
enough through their contracts. In contrast, the non-profit and competitive workplaces
obtained contract work. Thus, the sheltered workshops were driven to produce motivating
workflow, and competition replaced the income generated by federal and state service
systems. In contrast, data supported competitive employment more than sheltered
workshop employment because the sheltered workshops appeared to disregard the

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individual’s disability, whereas people in competitive workplaces provided more
individualized accommodations to employees with disabilities (Hoffman, 2013).
Competitive Work for Young Adults with Disabilities
To address the need for more competitive workplace opportunities for persons
with disabilities, I wrote a position paper on why businesses should consider hiring
persons with disabilities. I developed this position paper to encourage talking points for
business partnership3 to help alleviate any misconceptions about hiring an employee with
a disability. By talking about these misunderstandings, some employers could change
their ideas about the cost of providing modifications and accommodations and how to
manage a more diversified company (Hartnett, Stuart, Thurman, Loy, & Batiste, 2011).

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Section 3: The Project
To address the needs of adults with disabilities, I discussed in Section 2. I
developed a position paper with suggestions for why business leaders should hire young
adults with disabilities. I supported this position paper with foundational insights based
on these learning theories: (a) transformational learning, (b) colearning, and (c) coaching.
The position paper I created included discussion of historical changes in U.S. law related
to disability and the impact of these statutes (see Appendix A). I also addressed some
myths about employing adults with disabilities and focused on workplace dignity and
diversity and why business employers should employ young adults with intellectual and
other disabilities. After reading the position paper, community business leaders and
organizations may learn specific reasons why hiring young people with disabilities may
benefit businesses. In the position paper, I provided reasons for hiring individuals with
disabilities in competitive workplaces and resources for business leaders in the rural and
urban area of the study site who are interested in employing individuals with disabilities.
Rationale
I developed the position paper to introduce the option of hiring young adults with
intellectual and other disabilities at a business within a rural or urban community. This
document could be an adaptable template to meet the needs of rural and urban businesses.
This position paper provided answers to why some businesses are employing and
investigating a more diverse workforce of young adults with intellectual and other
disabilities. Without community and business partner involvement, a population of young
adults with disabilities can become more homebound (Bell & Clegg, 2012). As a result,

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these adults with disabilities experience fewer opportunities for community socialization
and demonstrate regression from previously learned work skills (Whitt, Cawley, Yonker,
Polage, 2014). By discussing the ideas and suggestions included in this position paper,
community business members may take action as they become more aware of the
isolation and regression risks for young adults with disabilities. In summary, this position
paper could be a catalyst to activate community involvement and business partnerships in
ways that could reduce social isolation of both parents and their young adult children
with intellectual and other disabilities. By creating this position paper, I hoped to engage
the community and business leaders in a discussion about hiring young adults with
disabilities and how to effectively integrate these individuals into to the community and a
variety of workplace settings.
Review of Literature
I used educational data and book sources from a local university library and
online publisher sites (Sage, Carfax, Routledge, Wiley Online Library, Wiley-Blackwell
Publishing, and Dalhousie University) for this literature review. I found additional
references because these online publisher sites further extended the literature search.
The resource personnel at a local university library assisted with an extensive literature
search for adult learning theorists, Knowles and Mezirow. The Knowles and Mezirow
models pertained to areas such as social transformation, andragogy, and stages of
transformation. I also used EBSCO and social work databases, which I accessed using
Walden University and Utah State University resources. These databases included

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Academic Search Complete, ProQuest Central New Platform, Sage Premier, and
Springer.
I linked some of the project and learning theory articles I found to data
management site, Mendeley Desktop. I used Boolean searches which consisted of
phrases with connecting words of “and” and “or” included in them. I focused my search
on years between 2012 and 2017. However, I broadened the literature search to between
1986 to 2011 when I found 2012 to 2017 required additional primary verification and
historical support. The keywords I used were community outreach, andragogy,
transformative learning, social services, colearning, coaching, higher education,
transition services, competitive employment, labor participation, specific disabilities,
and accommodation issues. I cited 38 of the articles I found in the literature review in
this section.
Conceptual Framework
The parent participants were active advocates for their children but continued to
report gaps in service between middle school and high school and transition services after
their children aged out of a transition program. They wanted to learn how to work with
business partners and with state and federal agencies to address program gaps and the risk
of social isolation of their children with intellectual and other disabilities. When
developing the project, I researched three areas of learning theory: (a) transformational
learning, (b) colearning, and (c) coaching. I used these theories as a conceptual
framework because staff in a business organization who hire a young adult with
disabilities need to have the following management skills: (a) personal reflection, (b)

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leadership skills, and (c) positive collaboration (Cox, 2015; Rutherford, Walsh, & Rock,
2011). These business skills are essential because business partnerships could fall apart
without much planning and use of these skills. Sometimes the business partnerships are
often unsuccessful due to conditions that are outside of the business team’s control
(Aguilar, 2016). According to Vogel (2016), “communities are led by growth” (p. 103).
No matter how smart the members of the business team are, there needs to be person or
persons in the group who knows how to access knowledge from others in the community,
whether it be from the plant floor or the office.
A Community Example of the Conceptual Framework
A family car wash in Florida is an example of how a business provided jobs for
employees with ASD when given university resources and financial guidance from other
business persons in the local community. Staff at the university provided consultation on
how to set up the car wash so the employees would have a system to follow (D’Eri &
D’Eri, 2014). Another car wash business owner lent his car wash to run the family car
wash as a pilot project (D’Eri & D’Eri, 2014). The employees with ASD that participated
in the project demonstrated a higher level of performance and developed better social-
communication skills while being employed (D’Eri & D’Eri, 2014). Therefore, adults
with disabilities and their employers learned how to transform a job experience.
Foundations of Adult Learning and Transformational Learning
An employer of a business that is committed to hiring young adults with
disabilities needs to provide alternative ways to teach, manage, and retain employees with
or without disabilities. Chen (2014) noted, that “learning is transformative and leads to

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personal development” (p. 407). To Chen, adults transformed and further developed
intrinsically from learning experiences. Some of Chen’s investigation applied to
businesses. For example, the business members could have certain beliefs that could be
challenged internally through discussions with other members of the group. Furthermore,
in his transformative learning theory, Mezirow (2009) provided a pathway to change
because the learner has a transformative experience from a problematic event or thought.
From this transformative experience, the employer learning gains are more “inclusive,
differentiated, permeable, and has an integrated perspective” (Mezirow, 2009, p. 22).
Mezirow (1998) also cautioned that his transformational theory was not meant to be
sequential. Instead, adults experienced different phases in their life which caused them to
reflect and gain a deeper understanding of their practices.
Transformational theory (Mezirow, 2009) is applicable when employers hire a
diverse population of employees. The employer would have diversity training, and the
employees with and without disabilities would be assigned the opportunity to reflect on
this new information. Moreover, the human resource department of businesses could
have internal supports available to their employees as they moved through these
reflective transitions. Daloz (1999) wrote a reflection on adult student mentorship which
one can apply to employers who change their business model:
Over the years, I have come to believe that the line between learning and healing
is finer than we think … Within the obvious limits, perhaps a deeper
understanding of the dynamics of healing would inform our knowledge of
learning (p. 241).

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When business leaders adopt a social responsibility such as hiring more employees with
disabilities, they may foster less social isolation and more independence for these
employees.
Social Transformation
Social transformation occurs when a non-profit or for-profit organization provides
community services to the disadvantaged people of society. The volunteers learn to
observe without judgment. Rutherford et al. (2011) designed a community outreach that
needed an interdisciplinary lens where service providers and community involvement
was necessary. With this model, these researchers introduced the concept of social
justice, colearning, and action research. I applied the principles of colearning and the
three phases of transformation in the position paper. Even though this article does not
directly affect to adult business learning, it does provide information on why an
organization can transform into a social enterprise and maintain this entity within the
corporate place to continue the colearning process.
Colearning
Colearning was a grassroots idea. Research and implementation of a colearning
environment with university faculty, students, agency staff, and clients designed by
Rutherford et al. (2011). In a business climate, colearning would occur between
management and employee. Colearning environments also took place within
communities and equalized power relationships (Curry & Cunningham, 2000). The three
stages of transformation provided the framework for how colearning occurs. The three

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stages of transformation were (a) micro—self-internalization, (b) meso—service
integration, and (c) macro—society-externalization (Rutherford et al., 2011).
Micro-self-internalization. This stage of transformation occurs internally with
individuals such as managers and employees. This phase of critical consciousness can
help managers achieve a reflection of a person’s belief systems, both personally and
professionally. These people do not share private thoughts with others.
Meso-service-integration. This stage of transformation helps to inform the
person’s reflections. At this level, the manager and employees with or without disabilities
examine the workplace practice to find out the effects of social and accommodation
factors on the productivity of all employees. Once the employee without disabilities
establishes a rapport with the employee with disabilities, who could or could not need
assistance, the employer inquiries about how satisfied they are with the job. The
employees with disabilities are equal partners, so the employee without disabilities and
the business waits for natural opportunities, not staged opportunities.
Macro-society externalization. This stage occurs when the company and
employees with or without disabilities have equitable communities at their place of work.
The participants of equitable communities have significant control of the decision-
making process to achieve justice, freedom, and ecological balance. The employer of the
business does not shy away from power instead all employees work as equals within the

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business organization (see Figure 2).

Figure 2. Three stages of transformation during colearning (Rutherford et al., 2011).
Mutual Respect
It is essential that all individuals involved in any business understand that mutual
respect is earned and occurs over time. There also should be a shared vision for
collaborative learning as companies hire more employees with disabilities. Furthermore,
relationships needed to be build up over time to achieve trust between the employer,
employees with or without disabilities, and outside agency supports. Eventually, it will be
necessary for all stakeholders to learn how to address issues of safety and security along
with developing similar and non-judgmental relationships. Accordingly, there needed to
be a shared focus on ‘working with’ instead of ‘doing for’ (Rutherford et al., 2011). The
individuals involved in a business transformation should be willing to take risks and push
the boundaries of bureaucratic and traditional practices. Business organizations that
participate in social transformation projects demonstrate a sense of innate worth and
dignity of all people.

Meso Macro
Service
Integration
Self
Reflect
Beliefs
Society
Externalization
Micro

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Coaching
Businesses can use similar adult learning theories to facilitate change in an
organization. Cox (2015) introduced how Knowles’ theory of andragogy and Mesirow’s
transformative learning theory can be used to coach adults. Members of the International
Coaching Federation (2002) stated that coaching “helps people produce extraordinary
results in their lives, careers, businesses, or organizations. Through the process of
coaching, clients deepen their learning, to improve their performance, and enhance their
quality of life” (p. 1).
Andragogy versus transformative learning. Knowles’ theory of adult learning
established learning on intrinsic motivation instead of self-reflection as a result of a
conflict. Cox (2015) defined coaching as a process that “integrates experiences, concepts,
and observations to facilitate understanding, provide direction, and support action and
integration” (p. 30). Nevertheless, adult learners who received coaching were not always
self-directed by intrinsic motivators as Knowles suggested.
Researchers in the field of coaching utilized Mezirow’s theory of transformative
learning to address the adult learner’s lack of self-direction by intrinsic motivators. Cox
(2015) proposed that Mezirow’s theory of transformative learning was also relevant to
coaching because it created changes in the learner’s assumptions about themselves.
Mezirow (1990, 1997, 2000) suggested that people tended to reject ideas that were not
within their frame of reference. For example, an adult who experienced an event that
contradicted his or her expectations, frustrations, intentions or challenges about values
and beliefs could question his or her effectiveness. Then the adult could have

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inconsistencies and conflicts created as an opening for learning known as “disorienting
dilemmas” (Mezirow, 1990). After experiencing disorienting dilemmas, employees could
experience several phases of transformation. These disorienting dilemmas should then
initiate coaching from another employee or outside sources.
Guidelines. After the employers read the position paper about why a business
should hire young adults with disabilities, they could want more instructions from
different coaching sources—a university, VR agencies, and other support personnel such
as occupational, physical, communication, or vision therapist. These guidelines for
various sources would be similar to what an employee with or without disabilities could
need some guidance from the same above sources. The coach guides the employer and
employees through disorienting dilemmas by
• helping the individual think through their difficulties by encouraging critical
reflection to help identify frames of reference,
• using stories or ask for examples from the individual that illustrate that the
current predicament is not remarkable and there is no need to feel isolated,
• helping the individual analyze a variety of interpretations and alternative
scenarios, the potential roles, and relationships,
• assisting the individual in formulating plans to deal with new realities;
especially when trying out new responsibilities and building new
relationships, and
• providing examples of models for functioning within the perspective or offer
opportunities to role play (Cox, 2015).

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Summary of Transformative Learning, Colearning, and Coaching
Colearning environments are needed to achieve social transformation within a
business organization, where the employer and employees with or without disabilities
share an equal partnership in the company. Therefore, all employees should exhibit
mutual respect. The employer and employees could develop mutual respect and grow in
their colearning experiences by going through micro, meso, and macro stages of
transformation. Sometimes the employer could designate a coach for those employees
who needed additional support to address skill building. The employer could also use the
transformative learning and coaching models where nonjudgmental listening and open
questioning would build on the employee’s learning experience.
Literature Review of Competitive Employment Gains and Positive Outcomes for
Young Adults with Disabilities
Changing Educational Trends
Researchers suggested that preparation for transition into the community needed
to start at the elementary level of education for all students with disabilities. To fulfill this
goal, teachers at the elementary level engaged their students and parents in transition-
focused activities. These activities included developing self-determination, career
awareness, and increasing parents knowledge about the transition planning process at
each school level—elementary-middle school, middle school-high school (Novak, 2015;
Papay et al., 2015). These researchers proposed the following self-determination
activity—the Self-Determination game for elementary classrooms. The teacher guided
the game by asking a series of questions that aligned with self-determination. The

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questions centered around hypothetical scenarios and “what ifs,” and students answered
the questions from their perspective. These researchers also suggested elementary
activities to develop career development. These activities were (a) career day, (b) career
interview with guest speakers, (c) classroom roles such as attendance and cleaning tables,
and (d) student designed career trading cards with career descriptions in the community.
When elementary teachers collaborated with parents and introduced information on the
transition process, families were better prepared to be effective members of the transition
planning team.
The teachers’ and parents’ expectations for living independently and working for
competitive employment also impacted future transition planning for the young adult
with intellectual disabilities and other disabilities. Holwerda, Brouwers, de Boer,
Groothoff, and van der Klink (2015) investigated the expectations of teachers and parents
for young adults with intellectual and developmental disabilities to obtain competitive
employment. Holwerda et al. (2015) observed that teacher and parent expectations
predicted employment options for the young adults with intellectual and developmental
disabilities. If parents had a high expectation for their young adult children with
disabilities to work in the community, these young adults were usually working in the
community within a time span of two years. Teachers are encouraged to share any
vocational knowledge with the parents of the young adult with disabilities.
As students with disabilities enter middle school and high school, the researcher
developed other practices to improve employment or postsecondary success following
high school. Simonsen, Fabian, and Luecking (2015) and Schall et al. (2015) suggested

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four other factors which increased employment for young adults with disabilities: (a) high
social and classroom behavior scores, (b) attendance at IEP meetings, (c) self-advocacy
skills, and (d) career awareness training and computer skills. Seong et al. (2015)
conducted a study where student participants learned the attitudes and skills necessary to
lead their own IEP. These students’ who self-directed their IEP gained self-determination
skills over time. Other researchers investigated the process of collaborative assessment
and a discovery process between special education and adult service providers
(Stevenson & Fowler, 2016).
Collaborative assessment for employment planning. Some researchers asserted
that transition assessments needed to be a person-centered process. Stevenson and Fowler
(2016) claimed that transition assessment and a discovery process focused on person-
centered results, but the transition assessment did not direct integrated employment. The
discovery process directed integrated employment by learning about what is important to
the adult with disabilities. The discovery process mostly centered on adults with
intellectual disabilities whereas the transition assessment addressed on all students with
disabilities. The discovery process also concentrated on immediate employment and the
transition assessment gathered information for employment, postsecondary education,
independent living, and instructional planning. Both processes when implemented
together could streamline collaboration of services between special educators and VR
counselors.
Parental involvement. The role of parent involvement has changed from a
passive to an active member of the IEP team. In the past, researchers predicted that parent

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involvement is one of 16 factors that increased the chance of employment for adults (Test
et al., 2009). Pleet-Odle et al. (2016) and Hirano, Garbaez, Stanley, & Rowe (2016)
added that a parent’s involvement in the education of their youth went beyond traditional
involvement activities and expanded into several roles as decisionmakers, evaluators,
collaborators, instructors, coaches, and advocates. Furthermore, these researchers
identified evidence-based predictors that included parental high expectations and
involvement in transition planning. To help facilitate progress in transition planning for
opportunities post-graduation and aging out of a transition program, Pleet-Odle et al.
(2016) gathered information from parent advocacy groups and compiled a “To-Do” list
for teachers, VR counselors, and other professionals. These researchers presented
strategies to promote high expectations and involvement from parents for post-school
success either in competitive employment or postsecondary settings.
First, teachers, VR counselors, and other professionals need to change parents’
feeling of powerless to empowerment by engaging them in training opportunities to
address transition-related school and adult support services, eligibility, and access.
Second, teachers need to organize collaboration meetings between families to explore
family support groups focused on transition issues and use social media and local
newspapers to celebrate student achievements as well as establish connections of families
with successful alumni. During the collaborative meeting, all professional staff need to
communicate with parents in a manner that respects their cultural-linguistic differences
and lifestyle priorities. Plus, teachers can begin planning for a student’s transition by
contacting families early in the school to discuss the student’s future goals and

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aspirations. Teachers can facilitate discussion of future goals and aspiration in the home
by providing the families with resources for behavior and self-sufficiency. Educators can
also improve citizenship skills by encouraging families to have their youth participate in
academic, recreational, extracurricular, spiritual, and community settings and events.
Lastly, the IEP team can empower parents to envision what their son/daughter’s future
will be and provide further resources in the process of either aging out or graduate with a
diploma.
Vocational rehabilitation (VR) agency practice. The law requires state VR
agencies to be “actively involved in the transition planning process with the school
districts (C.F.R. 361.22(b), 2004), instead of “when the student is nearing graduation”
(C.F.R 4424 Title 66, 2001). In fact, VR agencies in the U.S. served “almost one-third”
(p. 29; para. 2) of the transition-age population (Honeycutt et al., 2015a). Recently,
Burgess and Cimera (2014) discovered that VR service delivery was more successful in
low population areas than in populations of 10,000 and above, even though there were
adequate funding policies available to individuals with disabilities.
Earlier is better. In the local study area when the student with a disability was 14
years of age, some of the VR staff developed a service plan for making community
connections after the individual with a disability completed the online VR application.
Some counselors for VR requested an early registration for VR services so the students
could begin receiving services in their sophomore year of high school. Most school
districts do not start planning for postsecondary education until high school. Cimera,
Burgess, and Wiley (2013) explored if earlier transition planning by age 14-years resulted

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in better vocational outcomes for young adults with ASD. They argued that transition
planning and services provided at age 16-years instead of 14-years created more barriers
to employment with individuals with ASD. Their results also indicated that when states
provided earlier transition services over a span of three years; their service costs reduced
by 30%.
Honeycutt et al. (2015b) also suggested policies that combine factors such as
counselor skills, program development, and quality monitoring approaches to bridge the
gap from OOS. Furthermore, VR staff could define with consistency when youths with
disabilities should receive VR support, establish measures that reflect goals of
individuals, and standards to measure services and success (Honeycutt et al., 2015b;
Shipan & Volden, 2012. Honeycutt. (2015b) Also Honeycutt discovered the following
states’ transition outcomes: (a) youth who applied for VR services had percentage ranges
of 4 to 14; (b) youth who applied for and received VR services had percentage ranges of
31 to 82; and (c) youth who received VR services and closed with an employment
outcome had percentage ranges of 40 to 70. These researchers observed that there were
many different agencies and state-level factors that were concurrent with these
percentages. Honeycutt et al. (2015a) reasoned that due to the wide range of differences
between states’ transition outcomes for individuals with disabilities, policymakers could
develop indicators for agencies to assess services for the transition-age population.

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Successful Predictors of Work Access for Young Adults with Disabilities
Over the past few decades, young adults with disabilities experienced better
educational opportunities along with better inclusion and participation opportunities.
(Hatfield, Falkmer, M., Falkmer, T., & Ciccarelli, 2017; Katz, 2014). For example, over
the past three years, ASDSpeaks—a non-profit organization, Microsoft—a large
corporation, and Rising Tides Carwash—a small business, developed job opportunities
and coordinated with university research teams to learn more about addressing behavioral
and adaptive intervention and creating work-based setting employment for adults with
ASD. Chan et al. (2017) noted that sustained community employment predictors for
adults with ASD were living a large populated area, participating in inclusive education,
and having independent daily living skills. Similar to Chiang et al. (2012), Chan et al.
(2017) and Taylor, Henninger, and Mailick (2015) predicted a relationship between
sustained employment and a higher family socioeconomic status. The family socio-
economic status was unrelated to young adults with ASD with an average IQ having a
higher employment rate of 24.7% and a lower employment rate of 14% for young adults
with ASD with a lower IQ. Therefore, adults with ASD and intellectual disability
sustained employment better if they exhibited daily living skills such as self-care,
cooking, and housekeeping skills, and if they were living in a large populated area with a
transportation system.
Social Capital in Less Populated Areas
Incidentally, there was one parent participant out of the five parent participants
who expressed how the rural community where she lived assisted with providing her

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daughter with job experiences. She perceived the community to be trustworthy people
who helped to protect and include her daughter in community life. Middleton, Murie, and
Groves (2005) noted that social capital became stronger in a community due to an
extended period of community vesting.
Comparatively, Simplican et al. (2015) developed a model of the social network
and community participation to better understand the social inclusion of people with
intellectual and developmental disabilities. Their model illustrated how members in a
community benefited from the inclusion of individuals with intellectual and
developmental disabilities. These researchers endorsed social inclusion, but their model
may or may not apply to various people with disabilities.
Overmars-Marx, Thomese, and Meininger (2017) illustrated the challenges of
social inclusion in the neighborhood where residents with intellectual disabilities lived in
a group home. Specifically, people with intellectual disabilities only greeted their
neighbors yet interacted more freely with clerks at a store. Caregivers at the group home
supported the neighborhood social inclusion but struggled with creating opportunities for
the people with intellectual disabilities (Hermsen, Embregts, Hendricks, & Frielink,
2014). Thus, most people with disabilities require caregiver support to implement
community activities.
Amado et al. (2013) explained that lack of complete integration was due to (a) the
size of the community with larger communities having more segregated settings, (b)
family involvement, (c) extent of vocational services, and (d) the availability of
transportation. That is to say, people with disabilities have increased community presence

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rather than community organization for the facilitation of complete integration within
large towns and cities. However, a smaller community has less segregation, better family
involvement and vocational support services, and limited transportation availability.
Work Environment
The employer’s workplace environment determines the likelihood of young adults
with disabilities working in the competitive business. Ellenkamp, Brouwers, Embregts,
Joosen, and van Weeghel (2016) conducted a literature search of which environment-
related factors contributed to obtaining or maintaining work in competitive employment
for individuals with intellectual disabilities. These environment-related factors were (a)
arrived on time, (b) performed the job well with limited supervision, (c) received limited
accommodations, and (d) worked with a diverse company population. In comparison,
Erickson, von Schrader, Bruyere, and Van Looy (2014) found that employers differed
about hiring individuals with intellectual disabilities. Some employers who stereotyped
individuals with intellectual disabilities showed disengagement towards them while other
employers were positive about hiring employees with intellectual disabilities. Those
employers who were positive about hiring individuals with intellectual disabilities also
used sources of support in the workplace from coworkers, managers, job coaches, and
family members.
Some companies hired adults with disabilities when support services provided
better availability and quicker responsiveness to employers’ needs for job coaches and
other support staff. Plus, the employer who had a positive experience with hiring a person
with a disability considered other individuals with disabilities. However, there continue

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to be mixed employer attitudes such as negative stereotyping, disengagement, and
favorable reports about hiring people with intellectual disabilities (Ellenkamp et al.,
2016).
Presentation. There continue to be stigmas about the employability of individuals
with disabilities by other employees who worked for a plant. Nota, Santilli, Ginervra, &
Soresi (2014) randomly assigned 80 employees who worked in the metalwork industry to
either one of these conditions:
• Candidates with disability introduced by referring to their disability classification.
• Candidates with disability introduced by mentioning their strengths.
Some randomly selected participants had heard descriptions of individuals with
intellectual disability, hearing impairment, and behavioral problems such as
aggressiveness and angry outbursts. Nota et al. (2014) indicated that employers were
more accepting of individuals with intellectual disability and hearing impairment than
individuals with aggressiveness and anger problems. When employees provided
descriptive information about the candidates with disabilities, the employee participants
became more socially accepting of all three individuals with disabilities. These
researchers also suggested that the type of disability and how the strengths of individuals
with disabilities influenced employer attitudes (Nota et al., 2014). Although this study
occurred in Italy, the results showed that manufacturing industries might be starting to
demonstrate more social acceptance towards individuals with disabilities.
A Change of Employer and Employee Perspective
Some industries provided more opportunities to adults with disabilities than

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others. Erickson et al. (2014) showed that an employer change in attitude occurred
because employers acknowledged fewer organizational barriers to hiring individuals with
disabilities as a result of fewer attitudes/stereotypes and more supervisor knowledge of
accommodations, cost of training, or supervision. However, Houtenville and Kalargyrou,
(2015) noted that there continued to be less accepting attitudes from employees and
supervisors within the construction, government, retail trade, transportation and
warehousing, wholesale, and financial activities. Conversely, the service industries were
more willing to hire adults with disabilities. For these reasons, the employer and
employee attitudes towards hiring and working with individuals with disabilities are
dependent upon the service type industries, supervisor knowledge about hiring
individuals with disabilities, and the reduction of other employee stigmas concerning
working with other adults with disabilities.
Some industries hired community rehabilitation (CR) providers to facilitate the
development of natural supports in the workplace and consultative supports for company
management and workers. The CR provider supported the employee with a disability by
(a) identifying opportunities for workplace inclusion, (b) formulating strategies for
communication and relationships with co-workers and managers, (c) providing
consultation services, and (d) assessing the outcome of workplace interventions (Hagner,
Dague, & Phillips, 2014). The CR providers stay current with rehabilitation issues by
attending continuing education credit classes either in-person, at conferences or through
online training and a list of training found on the New England TACE center website.
Furthermore, Hagner et al. (2014) noted that CR providers support suggested the

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inclusion of workers with disabilities and successful employment within competitive
workplaces. In a follow-up study, Hagner, Dague, and Phillips (2015) observed
employees without disabilities were willing to help employees with disabilities more than
75% in the workplace. The data from these researchers suggested increased support for
hiring employees with disabilities in a competitive workplace setting.
Sheltered employment versus competitive employment. Sheltered workshops
were initially set up to teach individuals with disabilities job skills and how to obtain
employment. The shelters were also meant to protect individuals with disabilities from
public judgment and shame (NDRN, 2012; Rinaldi, 2014). Some employers were given
certification by the Department of Labor Wage and Hour Division to pay individuals with
disabilities. However, these individuals earned less than minimum wage by their
employers. Siperstein et al. (2014) argued that sheltered workshops did not provide
pathways for independent employment and those VR agencies needed to provide access
for young adults with intellectual disabilities to actively participate in the competitive
workforce. The employer’s ability to pay an hourly wage below the federal minimum is
based on an outdated reliance on “an absolute connection between pay and productivity”
(O’Brien & Callahan, 2010, p. 2). The sub-minimum wage philosophy was developed
more than 70 years ago and was designed to help veterans return to industrial work
(NDRN, 2012). In the past, politicians and advocates for young people with disabilities
claimed that individuals with disabilities had earned more money in sheltered workshops
than they would make with supported community work.

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Historically, individuals with disabilities worked in low-skilled or repetitive
manufacturing-type labor. Cimera (2017) indicated that individuals with disabilities
earned more hourly wages in the community. However, he cautioned that earned
community wages for individuals with disabilities depended on the following variables:
(a) disability type, (b) occupation, (c) VR agency, and (d) the region. Still, individuals
with significant disabilities use high-power wheelchairs for mobility and high-tech
communication devices for communication which has given them more employment
opportunities within the business.
Tool for supporting communication in the workplace. Researchers developed
communication tools to ensure effective communication between young adults with
intellectual disabilities (ID) and ASD spectrum disorders (ASD) and workplace
supervisors, co-workers, and support staff. The young adult with ID/ASD used
“Communication Stories” to advocate for themselves in the workplace (Pouliot, Muller,
Frasche, Kern, & Resti, 2017). The young adults with ID/ASD applied these
“Communication Stories” because the electronic application provided a single page text
paired with pictures, a video with audio recordings. They also received quality
monitoring assistance of the application (van der Meer et al., 2013; Carter et al., 2014). If
a young adult with ID/ASD has no access to high-tech applications, the “Communication
Stories” are paired with PowerPoint or word processing software and printed onto
cardstock with minimal reflection lamination.

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Work Performance and Quality of Life for Young Adults with Intellectual
Disabilities
Adults with intellectual disabilities benefit from job experience and higher-level
adaptive skills. Siperstein, Heyman, and Stokes (2014) indicated that 72% of adults with
intellectual disability who maintained competitive employment had job experience before
the age of 21. These adults with intellectual disabilities were competitively more eligible
for work when they had high-level adaptive skills and were without emotional or
behavioral problems, and they lived independently or in a group home rather than with
their families.
Siperstein et al. (2014) and Carter et al. (2011) agreed that adults with an
intellectual disability had better employment outcomes due to their higher functioning
adaptive skills and due to their being less independent on families. Furthermore,
Simonsen and Neubert (2012) and Wehman et al. (2014) indicated additional vocational
skills that had a highly significant relationship with competitive employment for adults
with disabilities. For example, adults with intellectual disabilities who were employed by
competitive business had greater communication, self-feeding, self-dressing, orientation
ability to get from one place to another, and household responsibilities. Other researchers
investigated the quality of life for people with intellectual disabilities.
Blick, Litz, Thornhill, and Goreczny (2016) compared the quality of life for
people with intellectual disabilities who worked for competitive employment, sheltered
workshops, and adult day care programs. Their research results indicated that individuals
with intellectual disabilities who worked for competitive employment participated in

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more community events than sheltered workshops and adult day care programs. These
people with intellectual disabilities also reported having access to a bank account and
creating their daily schedules. Therefore, individuals who worked in competitive
employment experienced life much like their co-workers. Subsequently, students with
intellectual disabilities benefited from programs that taught adaptive skills from
elementary into vocational education programs and included the practice of these skills
outside of the school at the job sites (Bouck, 2014; Siperstein et al., 2014).
Employment Outcomes for Young Adults with a Mild Intellectual Disability
Researchers noted that 60% of employees with a mild intellectual disability
worked employed part-time and 78% of those individuals earned at or above 7.08 dollars
per hour. Forty-three percent of the employees with mild intellectual disability also
reported that “they liked their job fairly well” and 29% reported that “they liked their job
very much” (Bouck and Chamberlain, 2017, p. 218). Surprisingly, the employees with a
mild intellectual disability who did not receive postschool job training were likely to be
more successful in working part-time or full-time. This research may or may not have
started a paradigm shift towards on the job experiences as opposed to off-site job training
and assessment.
Overcoming Workplace Barriers of Young Adults with Autism Spectrum Disorder
(ASD)
Young adults with ASD experienced interview and workplace barriers.
Researchers identified the following job seeking and workplace barriers: (a) resume
development, (b) phone contact, (c) interviews, (d) the adaptation to new job routines, (e)

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communication, and (f) social interaction (Gold, Fabian, & Luecking, 2013; Muller,
Schuler, Burton, & Yates, 2003). Other researchers found possible solutions to job-
related barriers. Lorenz, Frischling, Cuadros, & Heinitz (2016) collected data from an
online survey to 65 individuals with ASD (36 females and 29 males) which included
quantitative data measures. These researchers qualitative results indicated that adults with
ASD used communication (23%) and acceptance of change (21%) over external help
from work environment (15%). Lorenz et al. quantitative results showed the highest
correlation between personal strengths in the workplace as self-efficacy (r = .45),
occupational self-efficacy (r = .48), life satisfaction (r = .62), and job satisfaction (r =
.81). These correlations between control items were moderate to strong. Therefore, these
individuals with ASD broke through workplace barriers when they found an appropriate
work setting that addressed their individual needs.
Employment Outcomes for Young Adults with ASD
Researchers have evidence that young adults with ASD demonstrated increased
weekly hours and independence in the workplace. Specifically, Schall et al. (2015)
conducted a 5-year random clinical trial (CRT) with 49 high-school-aged individuals
between 18 and 21 years who diagnosed with ASD. These participants were eligible for
supported employment and exhibited independent self-care skills. At the competitive
work-site, the non-control participants with ASD received long-term support services.
These support services were consultation with the employer regarding workstation design
and task assignments, behavioral problem solving, and ways to increase productivity.

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First, the researcher’s analysis of wages earned by young adults with ASD showed
US wages between $9.53 to $10.66 per hour, and those participants who employed in the
control group earned US wages between $9.67 to $10.00 per hour. Second, the non-
control group worked significantly more hours after a year of employment. After
graduation, the range of hours worked for employed young adults with ASD (non-control
group) was 0-40 hours weekly within 3- months and 12-months whereas the control
group was 0-22.5 hours weekly within the same amount of time. Plus, individuals with
ASD who needed partial physical assistance a least once a day for up to 2-hours to
complete a task with acceptable speed progressed to no support to complete the task. As a
result, young adults with ASD had a higher employment rate than the control group and
an employee retention rate of 83.8%. Researchers also noted that the predictors of social-
communication showed how participants evolved from verbal/gestural prompting daily
for 30-minutes to 2-hours to interact with co-worker and supervisors to no support.
Therefore, individuals with ASD who worked in competitive workplaces eventually no
longer required support staff.
Summary of Paradigm Shift Towards Employment of Individuals with Disabilities
In the hiring process, young adults with intellectual and other disabilities can
experience positive outcomes. I have the main paradigm shifts towards employing young
adults with intellectual and other disabilities. The main paradigm shifts are (a) education
changes, (b) social capital, (c) reduction of sheltered workshops, and (d) more acceptance
of people with disabilities working for competitive businesses.

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There is more research on how to implement assessments, include parents, and
collaborate with VR for employment planning. First, the transition assessment collects
information to learn what changes apply to the IEP transition plan and the discovery
process provides immediate job experiences on or off the high-school campus (Stevenson
& Fowler, 2016). The high parental expectations and involvement in the transition
planning process predict improvement of postsecondary and employment success for
their young adult children with disabilities (Pleet-Odle et al., 2016). VR services for a
young adult with disabilities reduce costs and provide optimal services when serving a
population of less than 10,000. VR agencies that offer enrollment of 14-years of age and
facilitate counselor skills, program development, and quality monitoring approaches
provide the best possible services to the community (Cimera et al., 2013; Honeycutt et
al., 2015a).
Another successful predictor of work access for young adults with disabilities is
social capital. Researchers also indicate that caregiver support for young adults with
disabilities is necessary for better integration into the community (Overmars-Marx et al.,
2017). People with disabilities who live in larger cities experience greater amounts of
social isolation and less assistance from VR, yet they receive better access to
transportation. Conversely, smaller communities of less than 10,000 people have better
community integration and V.R. support, but transportation for adults with disabilities is
inadequate (Amado et al., 2013).
When competitive workplaces are open to leaving social capital footprints in the
community due to better support networks with job coaching of individuals with

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disabilities, there is less stereotyping, and more understanding of an individual’s
disability. Moreover, in a competitive workplace, individuals with disabilities are
punctual and stay with companies for extended periods of time (Ellenkamp et al., 2016;
Erickson et al., 2014). Second, young adults with intellectual disabilities employed in
competitive workplaces experience different job scenarios before 21-years of age. These
people with intellectual disabilities also have higher level adaptive skills and no type of
behavior or emotional issues (Siperstein et al., 2014). And any individual with a mild
intellectual disability had part-time or full-time employment without postsecondary
training (Bouck & Chamberlain, 2017; O’Brien & Callahan, 2010).
Similar to adults with intellectual disabilities, adults with ASD need a period of
on the job support with a community support person. Then, the adult with ASD can
become more independent at the competitive workplace. Some of the independent
characteristics are social-communication, completing tasks at the same rate as other
employees, and same pay and work hours as co-workers (Schall et al., 2015).
In the past 70-years states and federal lawmakers established and amended
funding for sheltered workshops. The initial purpose of sheltered workshops was to
protect the well-being of veterans returning from war and individuals with disabilities.
However, there has been a paradigm shift about how to employ young individuals with
disabilities where sheltered workplaces are seen as not providing services toward
independent employment and how VR services need to provide more access to
competitive workplaces for young people with disabilities (Erickson, Lee, & von
Schrader, 2016; Kraus, 2017; Siperstein et al., 2014).

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Project Description
I developed a position paper that addressed why businesses should hire young
adults with disabilities. The position paper can be used as a guide by business
organizations to discuss the implementation of jobs for individuals with disabilities along
with community supports such as universities, VR, and other community support
specialists.
Existing Supports
The position paper provides examples of existing supports of successful business
models and contact information for business organizations that mentor other business
owners interested in hiring employees with disabilities. Some of these business mentors
could provide additional information on how to transform the culture of a competitive
workplace. Some business mentors use coaching and transformation strategies in
competitive workplaces (see Figure 3). To do this, the mentor guides the employer and
employees through disorienting difficulties by
• helping the employees think through their dilemmas by encouraging critical
reflection to help identify frames of reference,
• using stories or ask for examples from the employees that illustrate how the
current predicament is not remarkable, and there is no need to feel isolated,
• helping the employer and employees analyze a variety of interpretations and
alternative scenarios, the potential roles, and relationships,
• assisting employer and employees to formulate alternative plans, and

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• providing examples of models for functioning from the perspective of an
employee with a disability (Cox, 2015).
There is no particular step-by-step process when the mentor uses these strategies.

Figure 3. Coaching guidelines.
Roles and Responsibilities
I discussed roles and responsibilities that the business owner could consider to
form partnerships with community members who are knowledgeable about the needs of
young adults with disabilities.
Community engagement and partnerships. Community involvement and
cooperation are ongoing collaborative learning experiences that assist in integrating
parents and young adult children with intellectual and other disabilities with lawmakers,
scholars, and business partners. The business supporters of a competitive workplace for
Coaching
And
Transformation
Critical
Reflection
Analyze
Interpretations
and Alternative
Scenarios
Model
ExamplesStories
Formulate
Alternative
Plans

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young people with disabilities would identify a safe environment where their voices and
concerns can be listened to and acted upon by parents, scholars, and lawmakers (Molina,
2013). The business owners could read the position paper to implement a value-based
model that calls for action through community partnerships. Here are a few examples of
who those community partnerships could be.
University personnel. University professors, graduate assistants from various
departments of education, social work, nursing, and other humanity areas could develop
and share knowledge about effective delivery of job adaptions and modifications. The
professors and business partners could organize colearning environments where students
at the university could coach the workers with disabilities.
Fieldwork. Graduate assistants from multiple departments could colearn with
parents, professors, and business managers about how to implement work projects that
could better improve the dignity and self-worth of young adults with intellectual and
other disabilities.
Potential Barriers
I speculated that potential barriers would arise from human rights policies and
procedures that were unaddressed by human resources and floor managers. Another
possible obstacle to workplace inclusion of adults with disabilities would be how to
manage an employee with disabilities accommodations and how another employee would
react to new diversity and equitable standards.

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Needed Resources
For the project to be successful in a competitive workplace, businesses need to
have resources available to them. Therefore, job coaches might have to collaborate with
the employer on how to use colearning and coaching strategies. The employer would
implement training on diversity and equity standards to all levels of personnel within the
company. The timeline for training would begin before the company started to hire adults
with disabilities and during the training of employees with disabilities. The duration of
the training could be assessed by observation and evidence of inclusive behavior among
co-workers and decided by the management of the company.
Potential Solutions to Barriers
I speculated that mutual respect between the employer and employees with or
without disabilities addressed the possible solutions to barriers. The employer needs to
establish a virtuous organization to accomplish mutual respect. A virtuous organization
has top-level management that openly exhibits good citizenship behaviors such as
kindness, empathy, courage, and compassion towards employees with or without
disabilities (Whitt, Cawley, Yonker, & Polage, 2014). Given a virtuous organization that
is led by top leadership provides over time, a workplace environment that supports
accommodations for employees as a regular practice may assist with minimizing stigmas.
A virtuous organization could provide accommodations such as (a) help with
transportation, (b) offer a flexible work schedule, and (c) assign a personal care assistant
(Anand & Sevak, 2017; Kregal, 2012). In business, the transformation occurs when
companies are willing to take risks and push the boundaries of bureaucratic and

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traditional practices. Business organizations who participated in social transformation
projects demonstrated a sense of innate worth and dignity of all people. However,
business and community partners need to develop trustworthy relationships over an
endless amount of time.
Project Evaluation Plan
I used a goal-free evaluation (GFE) to assess the likelihood of businesses reading
and applying the principles of this position paper. I used the GFE because a goal-based
evaluation (GBE) would not address the innovations and innovative initiatives of this
position paper (James & Roffe, 2000; Scriven, 1991). In contrast, the goal-based
evaluation (GBE) measured specific objectives. In comparison, the GFE does include
anticipated effects, measured outcome, or impacts which can be intended or unintended.
Instead, there are observed behavior and actions of people that are unstructured by the
evaluator (Scriven, 1991). Also, the GFE applied when a business does not have program
goals for a particular project or event (Youker & Ingraham, 2013).
The GFE can be combined with the GBE after GFE has provided the necessary
information for the business. Such an occurrence happens when the GFE needs further
explanation of anticipated effects such as management factors, employee support, and
organizational factors (James & Roffe, 2000). In this case, the business might prefer to
use a survey. Some companies use surveys to discover certain information about a
particular group of people (Stake, 1970). The employer could send out a measurable
survey to all employees at the beginning, middle, and end of the year. The manager could
modify the survey to meet the needs of all employees. However, these methods could not

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be suitable for all business entities, and in that case, businesses could custom design their
assessment parameters.
As a broad goal, I decided to have businesses review the position paper that
discusses why it is essential to hire young adults with disabilities. When businesses
review the position paper, I further facilitate this goal by providing a list of business
organizations that supported employment of people with disabilities and provided
examples of other start-up or companies that had changed their hiring policies. I
anticipate that the outcome of this goal would be different for each business. The merit of
the position paper is based on the actual activity of companies to hire more young adults
with disabilities. The timeline for implementation of this goal is dependent upon the
actions of business persons and stakeholders who read this position paper. The process of
learning and of discussing the position paper with other business organizations could
happen with immediacy, during the process of starting up a new business or changing a
current business model, which could take six months to a year or longer.
Stakeholders
The stakeholders for this project are business organizations and their employees.
The business organizations have a vested interest in hiring young adults with disabilities.
The main vested benefit would be to add diversity and to promote social responsibility
within the workplace. The employees of a business have a similar vested interest who
could be motivated by the need to witness a department’s success. Other stakeholders
might be business mentors and organizations with a common goal to increase the number
of young adults with disabilities in competitive workplaces. Some stakeholders who

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might act as advisors for the business could be university personnel and students to
promote their educational research and advocate for young adults with disabilities.
Project Implications
Closing the Gap between Services and Access
Individuals with disabilities are a homogeneous group. Each with disabilities and
without disabilities has different job preferences and job skill strengths. Therefore,
schools and outside agencies would benefit from closing the gaps between services and
access. According to new provisions in the law, Workforce Innovation and Opportunity
Act of 2014 (WIOA) requires that VR agencies adopt a role in preparing youth with
disabilities for competitive integrated employment. The statue includes provisions to
increase the role of VR agencies in providing pre-employment transition coordination
and services as well as supports employment services for young adults. The law also
requires formal cooperative agreements between state VR, Medicaid, and developmental
disabilities agencies that address the delivery of VR services. Furthermore, the WIOA
statues limit the number of young adults with disabilities who could begin jobs that pay
less than minimum wage. Thus, the WIOA prohibits schools from contracting with sub-
minimum wage providers.
According to the former Department of Labor Secretary, Tom Perez (2015) in a
blog announcing the appointments to the Advisory Committee on Increasing Competitive
Integrated Employment of Individuals with Disabilities,
Competitive integrated employment works – for individuals, for employers and
society. Models have repeatably shown that people previously considered

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“unemployable” can work, can be productive and can achieve independence. As
such, investing in this approach is a wise use of public funds (paragraph 5).
The employer benefits from employing people with disabilities, and competitive
integrated employment is an economic responsibility of communities.
Preparation for employment. During the transition planning process, the
students with disabilities would develop personal goals that prepare them for life after
high school graduation. Students with disabilities would benefit from being active
participants in their transition planning from age 14 until graduation, and then teachers
would facilitate better plans for students’ future. As previously discussed, students with
disabilities would be provided with employment experience as they attended high school
because students with disabilities who participate in transition planning, employment
opportunities in the high school and the community demonstrate improvements in self-
determination and self-advocacy skills. They also show improvement in vocational skills
such as the computer, organizational, and mechanical skills through work experience
projects (Hatfield, Falkmer M., Falkmer T., & Ciccarelli, 2016).
Competitive workplace. Businesses require access to (a) readily available job
coaches, (b) scholars at universities with knowledge about accommodations for
workplace environments as well as family member support. When a business chooses to
implement job programs that hire individuals with disabilities in turn these individuals
with disabilities have an improved quality of life. These young people with disabilities
gain positive experiences of working with other employees, and this added experience
improves these individuals’ socialization skills. More importantly, there could be fewer

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gaps in employment for individuals with disabilities because there would be more job
opportunities. Equally important, individuals with disabilities would experience a greater
variety of jobs that would take into consideration the individual’s job preferences and job
placement when businesses would form partnerships with job coaches, scholars at the
university, and family member support.
Applications of the Project
The application of this position paper is to stimulate conversations between
business organization leaders about (a) gaps of job experiences before and during
transition services and after aging out of a transition program, (b) agreement when
community employment begins at competitive worksites, and (c) policies of how
community businesses can address these issues through positive change. Some of these
conversations could start with parents, high school students, transition teachers, and the
principal about how to provide equitable employment opportunities for all students.
Alternatively, business groups might benefit from holding a town hall meeting to discuss
with lawmakers what needs to be done to employ adults with disabilities. Communities
could proactively implement an employment project that could stimulate involvement
from lawmakers, business partners, parents, and scholars to increase awareness of
competitive employment opportunities for young adults in their community. State
agencies could educate other members of the community about the risk of social
isolation, what marginalization is, and how to assess fair practices concerning young
adults with intellectual and other disabilities.

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Future Research
More research could conduct how to
• assess and implement job preference for young adults with various types of
disabilities,
• provide better community awareness of the social and psychological effects of
social isolation for young adults with disabilities and their parents,
• promote accessibility to a variety of competitive workplaces,
• organize communities to provide safe, accessible transportation, and
• change policies that marginalize students with disabilities to support a more
equitable learning community from elementary continuing up to 26-years of
age.

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Section 4: Reflections and Conclusions
Project Strengths and Limitations
The strengths of this project were that the position paper provides topics of
discussion about employing people with disabilities for competitive businesses. The
position paper also includes local and national examples of businesses in which people
with disabilities received training and employment. Using information gleaned from real
cases, I was able to provide evidence of how business leaders could implement the
contents of this position paper. Other strengths of this project were that the position paper
revealed historical facts and benefits of employing people with disabilities in competitive
workplaces.
The limitations of this project are that the position paper lacks a chapter on how to
facilitate employment of young adults with disabilities. I did not write this section
because businesses need to know why their establishment benefits from employing
individuals with disabilities as a starting point for discussion. Then business could be
more receptive to facilitating employment of individuals with a variety of disabilities.
Recommendations for Alternative Approaches
I reflected on an alternative approach to address the employment of young adults
with disabilities that incorporated university support. The university support staff could
be graduate students and professors with a specialty in adult rehabilitation or transition
services. The potential project could provide integrated project experiences to facilitate
innovative approaches to promote the employability of people with disabilities. The
project would take place in a controlled competitive workplace environment with

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immediate vocational assistance from graduate students and professors. However, this
alternative approach would not address the overall problem of businesses continuing to
employ fewer people with disabilities than people without disabilities. For example, in
the local study area, the unemployment rate was 3.5% for individuals without disabilities.
However, the unemployment rate for individuals with disabilities was 9.9%.
Scholarship, Project Development and Evaluation, and Leadership and Change
In this section, I describe my experiences with scholarship, project development
and evaluation, and leadership and change. The project development and evaluation
include my role as a scholar, practitioner, and project developer.
Scholarship
I learned that the content of the position paper required the same amount of
research depth as the qualitative study. I was naïve to think that writing a position paper
would be like writing a 10-page paper for a college-level class. I experienced excitement
when I researched and found appropriate sources of information, but I also felt
discouragement sometimes when I located pertinent sources of support. I also found that I
needed to balance my written expression advocacy words with the need to spark interest
in the business community.
Project Development and Evaluation
After discussion with my chairperson and methodologist, I decided that a position
paper would meet a community and educational need. I addressed this need by writing
about why businesses could hire individuals with disabilities instead of how companies
could employ individuals with disabilities. It was necessary to answer the question “why”

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because people with disabilities continue to be unemployed at a lower rate than people
without disabilities, despite community volunteer and funding supports as well as state
and federal legislation (Taylor, Henninger, & Mailick, 2015; Ticha, Hewitt, Nord, &
Larson, 2013).
Scholar. I have developed better scholarly writing skills and increased my
knowledge about how to write narratives so that different reader audiences will benefit
from the content. I have also learned that procrastination is not my friend. However,
when I changed my study environment to improve my concentration, I discovered that
classical music provided a calming experience for writing. I continue to always be in a
state of ‘catch-up’ because I work 30 hours a week and balance family member care with
doctorate work. Also, I experienced occasional moments of disorganization and mental
fatigue. From these weaknesses, I have learned that files on the computer needed to be
concrete and accessible. I tend to be a free spirit, so I had to change many of my
behaviors to accommodate the scholarly tasks of being a doctorate student.
Practitioner. I have become more aware of how I address postsecondary needs of
high school students with disabilities and how to prepare them for competitive
employment. I have been asking my students what their goal for employment is, and then
based on that, I can make changes to their plan or continue with the same transition plan.
I learned from research that these strategies promote self-determination and self-
advocacy skills in my students.
Project developer. I enjoyed the project development stage of the dissertation
process. The project development stage allowed me to dream and be creative. I found it

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surprising that while the project development stage allotted moments of creativity, I
continued to be mindful of alignment and how literature should guide but not dictate
pertinent topics of discussion to write in the position paper. After all, this position paper
was for the business community audience.
Leadership and Change
I have always been a leader for change in any workplace setting by integrating my
speech-language pathologist skills of teaching individuals with disabilities how to
independently communicate and socialize with peers, other employees, and other
members of the community. I have a stable code of ethics to uphold the dignity of
individuals. Over my twenty-plus years as a speech-language pathologist, I voiced my
opinion about the imbalance of services to students who were living in poverty, were
homeless, or could not fight for services on their own. Thus, I am always reading
research articles and thinking of ways to improve the quality of life for individuals with
intellectual and other disabilities through the promotion of inclusion into the community.
Reflection on the Importance of the Work
A friend of mine who grew up in Africa said, “It takes a village to raise a child.”
This Nigerian proverb has been translated multiple times into many languages, and it
holds true to my own life. For, I discovered a village of supporters as I revised, analyzed,
synthesized data and content multiple times, and discussed ways to implement the study
in the community to promote social change. I believe I would have quit my scholarly
journey without the support of family and close friends.

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The importance of writing practice and editing skills became my most significant
challenge due to the slow nature of these processes. I continued to revise and edit because
I knew that writing is a process that takes years of practice. I have heard different
perspectives from other doctoral students on what the terminal journey was for them—a
test of endurance and persistence. To me, this doctoral program challenged my fears of
academic failure, maintaining the balance between work, home, and academic life as well
as the ability to push myself through episodes of mental fatigue. With this in mind, I
would advise others to take the doctoral journey because it strengthens character and
validates a person’s belief system about working together as a village of concerned
citizens for the people in the community without a voice.
Conclusion
It takes a community of caring individuals to offer opportunities for social event
participation, part-time or full-time employment, and job coaching to young adults with
intellectual and other disabilities. Social change takes constant time and energy from
progressive thinking community members that are will to transform old policies and
procedures. Schools, outside agencies, and competitive workplace employers can be
source community change and support to young adults with disabilities who want access
to employment and community inclusion. Business leaders need to include workplace
diversity training and initiate company-wide social events for employees with or without
disabilities. A virtuous organization forms over time when employers promote mutual
respect and provide a nurturing positive team experience for all employees with or
without disabilities. As a result, top management in a virtuous organization actively

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implements workplace personnel supports and makes accommodations for employees as
a regular practice.

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Appendix A: The Project
Reasons for Businesses to Embrace Diversity in the Workplace
By

Elizabeth J. Strong

In a state in the Western United States, business development is thriving and benefiting
from an unemployment rate of 3.5%. However, 9.9% of individuals with disabilities
continue to be unemployed. Of the 9.9%, about 40.8% of individuals with disabilities
work in sheltered workshops. The purpose of this topic is to provide businesses with
background information and positive reasons for employing individuals with disabilities.
The topics that address the problem of businesses not embracing diversity in the
workplace are learning foundations tailored to businesses and answering why young
people with disabilities would benefit from employment in competitive workplaces.
These are the specific topics to address:

the historical changes in the laws;
the possible impact of the laws about employment;
the myths and myth busters about the employment of individuals with
disabilities;
the application of hiring individuals with disabilities in different industries;
examples of companies who are employing adults with disabilities; and
resources in Utah for the inclusion of young people with disabilities within the
Salt Lake City area.

The optimal outcome of learning more about this topic would be that businesses explore
how to implement a plan to increase employment of individuals with disabilities.

Historical Changes in the Law

In 1840 the Perkins Institute for the Blind in Massachusetts opened to provide jobs
for individuals with blindness. These individuals segregated from competitive job
markets to create permanent job opportunities for them (Hoffman, 2013, NDRN,
2012). Unfortunately, in February of 1934, President Franklin Roosevelt issued an
Executive Order stating that it was all right to pay individuals with disabilities below
the minimum wage. Then in 1938, the Fair Labor Standards Act (FLSA) passed and

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created a special exemption for employers to provide payments that were
significantly lower than minimum wage to workers with disabilities.

Sheltered workshops were popular from
1950’s and 1960’s. The Developmental
Disability Assistance and Bill of Rights
(DD Act) passed in 1963. The DD Act
focused on support and opportunities for
independence, productivity, integration,
and inclusion of young people with
disabilities in the community that
emphasized employment. However, in
1966 PL 89-601 created a broader
definition under the FLSA by increasing
the number of workers that can be paid
less than the federal minimum wage while
also increasing the number of sheltered workshops. Then in 1973, the US government
passed the Rehabilitation Act which provided a clear emphasis on the importance of
competitive wages for all types of individuals with disabilities (PL 93-112, 1973). In
1986, the FLSA amended again, and this amendment removed any minimum wage
floor for workers with disabilities which could lead to employers exploiting their
employees with disabilities. In 1990, the U.S Congress passed the Americans with
Disabilities Act (ADA). The Congress enacted the ADA to eliminate discrimination,
segregation and ensured that individuals with disabilities fully participated in all that
society had to offer them.

Furthermore, the U.S. Supreme Court’s decision in Olmstead v. L.C. held that the
ADA required the removal of individuals with disabilities from institutional settings
and into communities if possible (Hoffman, 2013; Novak, 2015). In 1999, Justice
O’Connor and other justices acknowledged two reasons why institutionalization did
not fulfill the purposes of the ADA:

1. “Institutional placement” of individuals with
disabilities who can “handle and benefit from
community settings perpetuates unwarranted assumpts
that [they] are incapable or unworthy of participating in
community life” (Olmstead v. L. C., 527 U.S. 581,600,
1999).

2. Institutionalization “severely diminishes the
everyday life activities of individuals, including family relations, social contacts, work
options, economic independence, educational advancement, and cultural enrichment”
(Olmstead v. L. C., 527 U.S. 581, 601, 1999).

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Impact of the Laws
Despite the Center for Medicare and Medicaid Services (CMS) and the Rehabilitation
Services Administration (RSA) agreement with the courts; the states continued to access
money that kept sheltered settings for individuals with disabilities. As a result, the current
Social Security Law does not address employment opportunities that are integrated and in
the community settings (Hoffman, 2013). Therefore, employers of sheltered workshops
pay subminimum wages to

individuals with disabilities. Furthermore, the Department of Labor (DOL) Wage and
Hour Division was given the authority to issue certificates to employers who allowed
employers to pay less than the average wage if a worker’s disability interfered with their
productivity or earning capacity on the job. Consequently, these individuals with
disabilities remain dependent on public benefits and subsidies because their employers
pay less than the minimum wage and do not provide benefits (NDRN, 2012).

The workplace is not to be in a segregated setting. The NDRN (2012) advocated for
customized employment instead of sheltered workshops. The model for customized
employment determined the strengths and interests of the individual with a disability, and
the needs of the employer. The employer’s customized job addressed actual tasks that
needed completion in the workplace. These employers also individually negotiated and
developed reasonable accommodations and support necessary for an individual to
perform their job. Obviously, these companies respected employees with disabilities
skills, preferences, and interests.

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The NDRN continued to argue that sheltered workshops lead to no end. The NDRN
(2012) claimed that:

1. Job training should not take 10 to 20 years to get a job, especially if the job
does not match the preferences, skills, and interests of the individual with
disabilities.

2. There are limited contracts and types of jobs at sheltered workshops.
Individuals with intellectual and other disabilities spend their day doing small
challenge work such as sorting, collating, labeling, folding, mailing, sewing,
subassembly, heat sealing, hand packaging which are bulk services for
businesses (Migliore, Grossi, Mank, & Rogan, 2008).

3. Most of the job experiences entail bench work and do not promote self-
determination, self-direction or skill development.

4. Sometimes the environment that these individuals work in does not take into
consideration the persons’ disabilities. For example, an individual with ASD
could have a difficult time working in the crowded and busy room or an
individual with hearing impairment placed in loud and dusty industrial setting.

5. Sheltered workshops usually keep their best employee when these employees
would match a job in competitive employment.

Although individuals with disabilities are starting to work in new competitive
employment sites; there continue to be more segregated settings. The NDRN (2012)
calculated that for every one person disability working in competitive employment, there
are three other persons with disabilities working in a sheltered workshop. However,
Novak (2015) reported that there had been some changes in the federal Medicaid rules
that created financial incentives for states to rebalance their long-term support service
systems towards entrepreneurship or competitive workplaces. Although Rinaldi (2014)
showed successful outcomes of competitive workplace

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partnerships with individuals with disabilities in the community, there continues to be a
gap in employment for adults with disabilities. Rinaldi (2014) also indicated that several
sheltered workshops and facility-based day programs in numerous states and
communities unnecessarily segregated individuals with disabilities which violated of the
ADA. Since 2011 the US Department of Justice (DOJ) has been enforcing the ADA’s
mandate in the Olmstead case. For example, the DOJ (2014) discovered that thousands of
individuals with intellectual and developmental disabilities were spending the majority of
their day receiving segregated services. And these individuals with intellectual and
developmental disabilities were found to have the capability to perform at an integrated
work site in the community. As result of DOJ’s discovery, Rhode Island has a ten-year
agreement to provide (a) supported employment jobs for approximately 2,000 transition-
age youths and adults and (b) prepared career preparation experience—mentoring, job
site visits, and internships for integrated employment at competitive wages (Novak,
2015).

Our Company Would like to Offer you a Job
The idea of hiring an individual with disabilities is widely tolerated but nationally not
accepted by all community members. Unfortunately, young people with disabilities who
received

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the government supported employment services are earning a minimum wage and only
20 to 25 hours a week of employment. The Workforce Innovation and Opportunity Act
(WIOA) is legislation that was specifically designed to help intellectual, and development
disabilities job seekers access employment, education, training, and supportive services.
Under this bill, states have 10 years to resolve the following four ADA violations:

1. Individuals with disabilities will receive assistance with finding jobs in
communities that provided minimum wages and offered the maximum number of
hours consistent with the employee’s abilities.

2. Individuals with disabilities will receive recreational and educational support for
non-work activities in the community.

3. High school students with intellectual or developmental disabilities will prepare
for competitive employment through internships and mentoring programs.

4. The public funds would shift from sheltered settings to services in integrated
settings (McLain & Walus, 2015).

Business Learning Foundations For Success
Businesses with management who buy into the idea of a diversified workplace need a
learning foundation to facilitate the transformation of all employees. Also, business
management needs to possess personal reflection, leadership, and collaboration skills for
facilitation of workplace diversity. Such a program could be possible with the following
learning foundations: (a) transformation theory, (b) colearning theory, (c) coaching, and
(d) mutual respect. I combined educational and business frameworks to provide a

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foundation or a method of thinking for the implementation of increasing employment of
individuals with disabilities.

Transformation of the Business
Transformation does not occur instantly. Every employee goes through an individual
transformation while adjusting to changes within the workplace. There can be a coach
who guided the employees with diversity training and a support system within the
business that allows all employees to adjust to a more diverse workplace at the
employees’ own pace. For example, the H.R. department personnel might provide
employees with or without disabilities an opportunity to reflect upon this new
information. And the H.R. department of businesses might have internal supports
available to their employees as they move through these reflective transitions.

Colearning Experiences at all Levels
Colearning environments equalize power relationships within a business. At first, all
managers within a business reflect upon their observations and listen to all employees
and outside agency supports. After quiet observation, all employees with or without
disabilities, managers, and outside agency supports and share ideas on how to improve
work relationships and company productivity. The managers reframe from staged
sessions. Instead, these sessions occur naturally throughout the workday. Then over time,
a relationship builds between management and employees with or without disabilities

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where all share decision-making. (See below for colearning ideas for businesses).

Coaching
After businesses hire young adults with disabilities, companies could want more
instructions from different coaching sources—a university, vocational rehabilitation
agencies, and other support personnel—occupational, physical, communication, or vision
therapists. These guidelines from various sources would be similar to what an employee
with or without disabilities needs. The coach guides the employer and employees through
disorienting dilemmas by
helping the employees think through their dilemmas by encouraging critical
reflection to help identify frames of reference;

using stories or asking for examples from the employees that illustrate how the
current predicament is not remarkable and that there is no need to feel isolated;

helping the individual analyze a variety of interpretations and alternative
scenarios, the potential roles, and relationships;

assisting the employees to formulate plans to deal with new realities, especially
while trying out new responsibilities and building new relationships; and

providing examples of models for functioning within the perspective or provide
opportunities for role play (Cox, 2015).

These guidelines fall into no particular order.

Supports & Shares Ideas Shared Decision-making
All
company
Staff
Outside
Agencies
Employees
Mangers
Outside
Agencies
Company
staff &
outside
agencies
Reflection

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Coaching guidelines for businesses

Mutual Respect for All
Relationships need to be build up over time to achieve trust between the employer,
employees with or without disabilities, and outside agency supports. There also needs to
be a shared focus on ‘working with’ instead of ‘doing for’ (Rutherford et al., 2011). The
companies involved in a business transformation should be willing to take risks and to
push the boundaries of bureaucratic and traditional practices. Business organizations who
participate in social transformation projects demonstrate a sense of innate worth and
dignity of all people.

Myths about Hiring an Individual with a Disability
Some business managers continue to have outdated perceptions about hiring individuals
with disabilities. A study by Kaye et al. (2011) explored why some employers do not
employ individuals with disabilities. These researchers distributed questionnaires to
human resource professionals and managers working at ADA-recalcitrant organizations,
and a total of 463 respondents completed the survey. According to their study data, some
of the respondents did not hire individuals with disabilities because they were concerned
about the

• cost of accommodations;

• lack of awareness as to how to manage workers with disabilities and their
accommodation needs; and

Coaching
Guidelines
Analyze
Alternative
Scenarios
Critical
Reflection
Formulate
New Plans
Using Stories
Provide
Examples of
Models

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• fear of being stuck being stuck with a worker who cannot be disciplined or
fired due to fear of a possible lawsuit.

However, 70% of the respondents were concerned about (a) procedures to assess an
applicant’s ability to perform job tasks, (b) the extra supervisory time, (c) the equality of
skills performance to a person without disabilities, and (d) professional limitations on
how to interview an applicant with disabilities.

A more recent literature review done by Vornholt, Uitdewilligen, & Nijhuis (2013)
showed that the acceptance of individuals with disabilities in workplace influenced the
characteristics of the coworkers, of the individuals with disabilities, and of the employer
or organization. Their literature review provided a possible characteristic explanation as
to why 70% of the respondents in the Kaye et al. (2011) study showed concerns about
hiring individuals with disabilities. In fact, Vornholt et al. (2013) literature review
showed how gender, age, and education influenced coworkers’ attitudes toward
individuals with disabilities. For example, co-workers with lower levels of education and
older males were more negative about working with individuals with disabilities. At the
same time, the co-workers who were highly educated and younger females did not exhibit
as much social distance from individuals with disabilities. However, there needs to be
more empirical research in this area to be conclusive. Overall, the competency of the
individual with disabilities and the lack of knowledge about the individuals’ disability
appeared to be a barrier for employment, but there was a positive paradigm shift as

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managers and co-workers became educated through training (Houtenville & Kalargyrou,
2015; Vornholt et al., 2013).

Myth Busters
Researchers have been asking why businesses continue not to hire or start to hire
individuals with disabilities. Erickson et al. (2014) investigated how employers of
companies perceived the hiring individuals with disabilities and whether or not their
policies and procedures were working for these companies. Specifically, these
researchers conducted a survey study in 2011 of employer views on employment barriers
for individuals with disabilities and compared that data to a previous Cornell/SHRM
study completed in 1998. Erickson et al. (2014) reported that:

1. A few companies included individuals with disabilities in their diversity and
inclusion plans that required: (a) subcontractors to follow disability
nondiscrimination requirements, (b) relationship development with
community organizations, (c) providing training on disability awareness and
nondiscrimination, (d) a procedure for establishing a grievance for reasonable
accommodations, (e) allowances for enough time left for an extended period,
(f) a specific person or office that desigated accommodations, (g) flexible
work arrangements, and (h) a return to work/disability management program.

2. Fewer employers reported organizational barriers to hiring individuals with
disabilities.

3. The cost of accommodations for individuals with disabilities remained a
concern for companies.

4. Fewer employers continued to be concerned about attitudes/stereotypes,
supervisor knowledge of accommodations, cost of training, or supervision
were a barrier to employment of individuals with disabilities.

5. While the process of experience or training continued to be a high concern for
some employers; fewer employers than those 15 years ago saw lack of related
experience or training among individuals with disabilities as an issue.

Is Hiring Individuals with Disabilities Applicable to Different Industries?
Due to the different types of industry, company managers had different concerns about
hiring individuals with disabilities. However, researchers asserted that coworkers and
supervisors who had previously worked and hired individuals with disabilities had fewer
concerns on the job as compared to other workers and supervisors who had not worked
with individuals with disabilities. Houtenville and Kalargyrou (2015) investigated
perspectives of companies in the hospitality industry in comparison with employers of

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other industries about employing individuals with disabilities. These researchers used
data analysis from a 2008 ODEP survey of Employer Perspectives on the Employment of
Young people with disabilities that asked a sample of 3,797 companies about recruiting,
hiring, retention, and advancement issues. Houtenville and Kalargyrou (2015), Domzal,
Houtenville, and Sharma (2008), and Diksa and Roger (1996) confirmed that service-
producing companies would be more likely to hire individuals with disabilities than
goods-producing companies. At the same time, the employers in service-producing
companies such as leisure and hospitality were more likely to identify the customers’
attitudes towards frontline employees with disabilities as a challenge for hiring
individuals with disabilities. In contrast, Kou and Kalargyrou (2014) studied how
customers at a restaurant served by individuals with disabilities perceived their dining
experience.

Businesses considered customer attitudes and workplace accommodations. Each business
type had a different perception. Meinert (2012) showed that 56% of companies end up
paying nothing towards accommodations, and if companies do pay for accommodations,
it is usually a one-time expenditure of US $500. However, not all industries reported the
same perception about the cost of compensation for employees with disabilities. The
construction, manufacturing, transportation, and warehousing industries were most
concerned about workers’ compensation

costs. According to Kalargyrou (2014), a Walgreen’s warehouse supervisor reported that
employees with disabilities had lower injury and turnover rates than other employees
without disabilities. Some researchers and scholars have provided successful examples of
workplace scenarios where a company has hired a person with a disability. I listed a few

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fears and solutions for businesses (Peck and Kirkbride, 2001). The customers showed
moderately active purchase intention for restaurants that employed a significant amount
of service staff with disabilities, but patrons chose this type of dining experience with
family and friends instead of business or romantic occasions.

Fear of Additional Supervision and Loss of Productivity
Companies are concerned about particular attention devoted to persons with disabilities
and about the competitive nature of workplace productivity.

Additional Supervision

A company hired an employee with a developmental disability as a
greeter. The company told the vocation rehabilitation agency that
they would do all the training.

Unfortunately, the company provided minimal training, and the
employee started to be unsuccessful at her job. After meetings with
Vocational Rehabilitation (VR), the company allowed the VR
specialist to provide structured training for the employee with a
developmental disability. Peck and Kirkbride reported that this employee continued to
work for this company for seven years or more.

Productivity of Employee
A company hired an employee with deafness to type for a data entry department. The
employee with deafness productivity standards was the same as other employees without
disabilities. This employee with deafness was not distracted by other workers and
produced better than other employees without deafness.

The Fear of Being Stuck Forever.
Companies want to have the options of hiring qualified employees and of terminating
employees when they are not performing duties of the job.

The Right to Terminate an Employee with Disabilities

An individual with a developmental disability worked in a cafeteria. The employee
worked as a dishwasher and did general cleaning. The employee received job coaching
for two weeks. After the job coach left, the employee had difficulty keeping up with the
job schedule. The employer provided a schedule to assist the employee with knowing
what the duties were of the job. The employee with developmental disability kept up with
the job duties after the employer’s intervention for a couple of months. Unfortunately, the
employee started to show up late for work, and the employer conferenced with the

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employee about arriving on time for work. The employee continued to arrive late for a
couple of months and then was terminated by the employer.

Most individuals with a disability do not want to be marginalized by their employers. If
an employer were to terminate an employee without a disability for the same behavior,
then the employer should do the same for an employee with a disability.

The Fear of Damaged Goods
Companies do not want to be involved with potential risks
where they can lose profitability. The employer needs to
know that the employee will be an asset to their company. As
mentioned earlier, the employee with deafness was an asset to
a data entry business because the employee was not distracted
noise and other employee conversations. Another scenario to
consider would be to hire an individual with developmental
disabilities who has limited reading skills to work in an office
setting to shred highly sensitive documents. Instead of
considering the limitations of an individual with a disability
as damaged goods, companies have an opportunity to provide jobs to individuals with
disabilities because these individuals have assets and abilities that other employees
without disabilities do not possess.

Further Evidence for Hiring Individuals with Disabilities
Youth with disabilities who attend paid on-site workplace experience before they
graduate from high school have a better chance at being employed post-school. Many
corporations are participating in programs to provide paid work internships throughout
the United States. This section will highlight a few of those programs.

Marriott Corporation.
The Marriott Foundation for Young people with disabilities established the program
Bridges in 1989. Bridges have served nearly 20,000 youth with disabilities across these
cities: Atlanta, Chicago, Dallas, Washington, DC, Los Angeles, New Orleans,
Philadelphia, Oakland, and San Francisco (Simonsen, Fabian, & Luecking, 2015). Each
state has different funding models that combine local, state, federal, and private funding.
The Bridges program implements standardized interventions with a national office. The
Marriott Corporation provided the staff oversight, mandatory training to human resources
and managers, supervisory guidance, and policies and procedures for the program and
staff performance. Bridges accept approximately 20 students into each of their designated
city programs. Each student is tracked within a data management system after completing
the two-year Bridges program (Simonsen et al., 2015).

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Benefits discovered by corporations. The Marriott Corporation found that the
turn-over rate had dropped from 50% to 32% after they started to hire adults with
disabilities. Walmart experienced a similar low turn-over rate and a lower rate of injuries
(Houtenville & Kalargyrou, 2015). Another corporation, Walgreens, has employees with
disabilities and employees without disability work alongside each other and receive the
same pay scale. Forty percent of the Walgreens workforce were young people with
disabilities. Walgreens even adapted the South Carolina factory to make it more
handicapped accessible, which has benefited both employees with or without disabilities
(NDRN, 2012). Some of the Walgreens’ adaptations at their South Carolina plant were
adjustable workstations and clear icon-driven touch screen computers. They also created
picture signs that showed individuals with physical, cognitive, intellectual, and mental
disabilities how to perform various jobs. Walgreens did not keep their diversity in the
workplace a secret from other companies. Instead, Walgreens shared their program
processes with other retailers (NDRN, 2012).

Social Enterprise Business. Social enterprises are non-profit organizations that
can be used to increase employment opportunities for young people with disabilities. The
main goal of a social enterprise is to maintain profitability and have a social impact. The
nonprofit board of directors governed these social enterprises. I will provide a brief
overview of two social enterprises: Hudson Community
Enterprises (HCE) and the Center for Head Injury
Services (CHIS). Katz (2014), the author of this article on
CHIS, worked for the Kessler Foundation. The Kessler
Foundation invested $487,700 in seed funding to HCE
and provided an additional no-interest loan of $250.000.

Hudson Community Enterprises. HCE in Jersey City,
New Jersey, operates a group of social enterprises that
contracts out to other businesses and performs the
following jobs: (a) digital mail management, (b) document imaging, and (c) document
shredding. In 1957, HCE started out as an organization
that focused on job preparation and retention services
for individuals with disabilities. In 2004, HCE changed
their business model focus to an organization that
developed social enterprises that created jobs for
individuals with disabilities (Katz, 2014). HCE
started up a shredding company, Metro Shredding
because a shredding company had marketplace
potential and employment for a large number of young
people with disabilities. As the shredding business
grew, HCE’s customers began to request services for
scanning documents. In the year 2005, HCE launched
two companies, Metro Shredding and Metro
Scanning. The Metro Scanning company required its

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employees to have graduated from a nine-week document imaging specialist training;
such training required a seventh-grade reading level and a satisfactory job performance.

In 2008, HCE launched another social enterprise called Metro Digital Mail Management
(MDMM). The MDMM company used high-speed scanners to open envelopes, capture
images, classify data and store contents on a secure portal. Due to market demand,
MDMM expanded their social enterprise business by adding a microfiche laboratory in
2012. Eighty-one percent of HCE’s workforce are individuals with disabilities. The
entry-level pay is between $8.50 to $10.50 per hour with productivity incentives that can
raise the wage to $14.00 per hour. Full-time employees received full benefits, and part-
time employees received state-mandated benefits. In 2013, HCE grossed $4.3 million and
was able to account for 32% of overall income which means that HCE is financially self-
sustaining.

The Center for Head Injury Services (CHIS). The CHIS is located in St. Louis,
MO. CHIS provided vocational placement for individuals with head injuries and other
neurological impairments. The U.S. economic downturn caused CHIS to diversify
occupational services into the culinary field. Destination Desserts (DD) employees with
head injuries and other neurological impairments baked cookies and delivered them hot
and fresh as a nightly snack to the college students. The job skills for a bakery required
mixing, baking, ordering, shipping, and cashiering skills, which allowed DD to
accommodate different skill levels.

In 2012, DD received a planning grant from Kessler Foundation for $50,000. DD started
to sell cookies, cupcakes, and brownies from a food truck at events and office parks
throughout St. Louis and discontinued product delivery. During the test phase of the DD
business, the company grossed $30,000 in revenue. Kessler Foundation rewarded the
Destination Desserts’ success with a $500,000 grant. With this grant, DD purchased and
renovated a 14-foot box truck to CHIS’s specifications. They opened their mobile bakery
business in May of 2013. The DD bakery served fruit smoothies, coffee, latte, cupcakes,
breakfast pastries, and cookies.

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DD trained all employees in food handling and safety, essential recipe production, and
product finishing. The employees rotate between the following workstations: measuring,
mixing, baking, glazing, decorating, packaging, cleanup, and sanitation. Each employee
learns customer service skills by working directly with the public as trainees on the food
truck. The employees earned an entry-level pay of $7.35 per hour. As of 2013
Destination Desserts was financially self-sustaining because DD projected to gross
$100,000, and their net revenue was projected to be $30,000.

Utah Resources for Competitive Workplaces for Individuals with Disabilities
Utah has the lowest number of young people with disabilities unemployed.
Comparatively, West Virginia has the highest number of young people with disabilities
unemployed. The state of West Virginia has an unemployment rate of 19.5% for young
people with disabilities whereas the state of Utah has an unemployment rate of 9.9% for
young people with disabilities (Kraus, 2017). In Utah, 40.8% of young people with
disabilities worked with other individuals with disabilities, and 77.1% of young people
with disabilities worked with individuals without disabilities (Erickson, Lee, & von
Schrader, 2016). These positive statistics did not occur overnight. Community members
in Utah advocated for government programs and businesses to establish a diversified
workforce that included young people with disabilities.

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Utah’s Model Employer Government Activities
In 2007, former Governor Jon
Huntsman issued an Executive
Order, Designating the Intent of
Utah State Government to Be
the Model Employer for People
with Disabilities (EO 2007-
0013, 2007). The EO 2007-0013
required that the Utah
Department of Human
Resources (UDHR) to do more,
and they (a) conducted an
outreach campaign for young
people with disabilities, (b)
surveyed hard-to-fill positions,
(c) recruited young people with
disabilities to fill these areas,
and (d) created a task force to explore additional strategies to increase the employment of
young people with disabilities within state government. To expedite the former Governor
Jon Huntsman’s EO 2007-0013, Governor Gary R. Herbert signed House Bill 17 which
established the Alternative State Application Process (ASAP). Under the direction of the
UDHR, the bill required the agency to establish rules and policies for the facilitating of
the executive branch agencies to identify qualified candidates with disabilities (House
Bill 17, 2012). Governor Herbert did not sign the H.B 17 until 2012 because the H.B. 17
went through legislature review. The program, ASAP actually started-up in 2011. The
ASAP program provided opportunities for qualified candidates with disabilities to fill
vacant positions for a six-month trial examination period. When the examination period
finished, then the worker with disabilities was placed in the position and provided with
the state’s customary probation period.

Utah businesses are opening doors for work. Many Utah businesses modeled
recruiting, hiring, accommodating, and advancing young people with disabilities. Some
of these businesses participated in the Think Beyond the Label campaign to promote
hiring and retaining of employees with disabilities. Some of the Utah businesses that are
part of the Think Beyond the Label are Goldman Sachs, Salt Lake City, Utah World
Trade Center, UPS, Utah State Office of Rehabilitation, Work Ability, and the Salt Lake
Chamber-Utah Business Employer Team (Website Utah.gov Services, 2010) (See table
on page 222). Recently, a Howdy Homemade Ice Cream opened to employ adults with
disabilities.

Howdy homemade ice cream. On September 2, 2017, the Nielson family opened
a franchise that employs adults with special needs. Chris Nielson, the father of a young
adult son with a disability and a general contractor by trade, reached out to Tom Landis,

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the owner of an ice cream restaurant in Dallas, Texas, who employed adults with
disabilities. Tom Landis, the owner of the franchise Howdy Homemade, shared how the
restaurant business has “quick turnover and low employee morale” (Wilde, 2017, p. C1).

Tom Landis also explained that business could not be primarily about the “feel good
aspects” because “there are people out there who believe a business that mostly employs
adults with disabilities is unachievable. Instead, the employees and I at Howdy
Homemade have to do better” (Fox News, July 2016). Chris Nielson added,

Our main goal and hope are that people recognize exactly what our employees
can do instead of what they can’t do. I think when a disability or a special need
comes up, often our mind starts running on to what are the limitations or the
disabilities instead of thinking about (how) someone with ASD, they have great
retention skills, and someone with Down syndrome, they’re just naturally the
happiest and loving people that you come across (Wilde, 2017, p C1).

Therefore, individuals with disabilities can perform just as well as individuals without
disabilities in the workplace when introduced to tasks that highlight their strengths.

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Resources for Businesses Owners Who Are Open to Hiring Individuals with
Disabilities

Organization

Description

Contact information

Think Beyond the Label

Promotes hiring and training of
young people with disabilities

801-887-9388 or at
cruddell@utah.gov

Disability Friendly
Business

A business completes accessibility
assessment and commits to training
employees

Local Chamber of
Commerce or
Governor’s Committee
on Employment of
Young people with
disabilities at 801-887-
9392

Utah’s Business
Relations Team

Provides consultation, training to
businesses at no cost

PWDNET Business
Relations Team at (801)
887-9538 or at
leahlobato@utah.gov.

The Utah Targeted Tax
Credit – TC-40

Given to a business that hires
individuals with severe disabilities

801- 538-4498 or at
tljones@utah.gov.

SSDI Work Incentives

Special rules make it possible for
young people with disabilities
receiving SSDI or SSI to work and
still receive a monthly payment.
Different rules apply to each
program.

1-800 -772-1213 or at
https://www.ssa.gov/ssi/
text-work-ussi.htm

Note: SSDI provides benefits to individuals with disabilities who are insured by worker
contributions to the Social Security trust fund. SSI program makes cash assistance
payments to individuals who are aged, blind or have a disability. The program is based on
family need and considers both income and resources.

223

Summary of Unrealistic Perception of Individuals with Disabilities

Many businesses hire individuals with disabilities. In fact, some of these businesses are
huge companies who have a CEO committed to accepting and implementing work
programs for individuals with disabilities. Some of these companies are Ford Motor
Company, IBM, Microsoft, SunTrust Bank, AT & T, Boeing, Wells Fargo, Johnson &
Johnson, Federal Express, Proctor & Gamble, Honeywell, and Caterpillar. To these
companies, young people with disabilities are productive and contribute to the success of
the company. The public continues to remain unconvinced. Green and Brooke (2001)
stated that negative stereotypes by the media had created an unrealistic perception of
young people with disabilities. In the past, the media portrayed workers with disabilities
as less productive than coworkers. The media also showed workers with disabilities as
needing a different set of work standards, which cost the company large sums of money
(Green & Brooke, 2001). Meanwhile, company leaders who have hired individuals with
disabilities have realized that such a decision benefited their community and at the same
time have met their business needs.

Conclusion

The myths about hiring individuals with disabilities created obstacles for diversity in the
workplace. Some business changed their company culture to include diversity. These
businesses find opportunities within their company where employees with disabilities
perform jobs that highlight their strengths. Furthermore, the history of legislation and
statues in support of individuals with disabilities working in competitive workplaces
showed how state funding and economics could adversely or inversely affect the ability
for businesses to employ individuals with disabilities. The learning foundations
illustrated by these conceptual frameworks—transformation theory, colearning, coaching,
and mutual respect—also guided employees with or without disabilities as businesses
transform into a more diversified workplace. In Utah, businesses continue to organize
competitive workplace employment more than sheltered workshop employment for
individuals with disabilities. Also, businesses that hire individuals with disabilities
provide management and employer support. In fact, the companies that hire individuals
with disabilities advocate for all their employees. These businesses share models on how
to diversify the workplace and make accommodations for all employees with other
businesses.

224

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227

Appendix B: Semistructured Interview Questions
Teaching Methodologies, Pedagogy, and Work Experience

1. What do you think your son/daughter learned from their special education both at
school and in a transition program and after they aged-out of a transition program?
2. Did there seem to be different types of teaching philosophies from high school to
transition and post-transition to aging out of a transition program?
3. Do you think work experiences helped you son/daughter find employment during and
after post-transition programs?
4. What type of work experience did they have?
5. Why were these experiences important?

Teachers have Limited Knowledge of Resources

6. Do you think teachers know how to locate resources in the community? Can you give
a couple of examples?

Demographic Variables (gender, race/ethnicity, disability)

7. I have a few census type questions. Is your young adult son/daughter a female or
male?
8. What is your race/ethnicity?
9. What classification did the IEP teams or disability services make?

Self-Determination, Communication, and Self-Care

10. Do you think communication skills and self-care skills have impacted your
son/daughter?
11. How have these skills impacted their lives?
12. Does your son/daughter have adequate self-determination skills and if so what types
of skills do they have?
Family Expectations and Monetary Resources

13. What expectations did you have about school programs, transition programs, and
aging out programs?
14. Did any of these programs meet your expectations?
15. If yes or no, explain why or why not they did not meet your expectations?
16. Did you expect more or less monetary support from agencies or non-profit
organizations and why?

228

Lack of Understanding of How Transition Services implementation occurs
(sheltered/non-sheltered workshops, student-focused planning)

17. Describe the type of program(s) or employment (without saying where/who) that your
son/daughter participate in or work at in the community? Include any high school
program.
18. How long has he/she worked at these facilities?

Parents as Primary Advocates

19. Do you consider yourself an advocate for your child?
20. Please describe what being an advocate is to you? Without saying specifics (name,
address, persons involved), describe some of your advocacy experiences

229

Appendix C: Dependability Strategy
To promote trustworthiness, I evaluated the effectiveness of the interview process
after each interview by using a dependability strategy that was suggested by Hollway and
Jefferson (2000):

1. What did I notice? I will implement this question by constantly searching for
discrepancies in data collection and data analysis. Thus, I will not ignore relevant
points of view.

2. Why did I notice what I noticed? When I ask myself this question, I will be
reflecting upon what I will be observing and hearing. I will use this strategy to
think critically.

3. How can I interpret what I noticed? I will accomplish this reflection by spending
appropriate amounts of time with participants to build rapport and trust.

4. How can I know that my interpretation is the “right” one? I will know my
interpretation is correct by analyzing participant responses from the conceptual
framework of CDT, reflecting upon their responses, and acknowledging
limitations in the study.

Blank Page

4

Data Analysis

Randa Sfeir

Walden University

Data Analysis

Special Education services envisioned to provide individualized support to students with disabilities as they work their way through the education system. Currently, post-school outcomes for youth with disabilities measured by the level of engagement in three areas: postsecondary education or training, employment, and independent living (Povenmire-Kirk, Diegelmann, Test, Aspel, and Everson, 2015). Individuals with Disabilities in Education Act

(IDEA, 2004) Requires a written plan charting services and activities for transitioning students with disabilities from high school to adult life be written in the individualized education program (IEP) no later than the student’s 16th birthday. IDEA 2004 further says the schools should base the transition planning process on the student’s strengths and needs. Representatives from agencies that will provide adult services to the student during or after transitioning out of school are part of their IEPs. One research-based model that schools can use to implement interagency collaboration effectively is CIRCLES. CIRCLES makes the work of both school and agency staff more effective and efficient. Transition to postsecondary vocational training is more successful when participants and their families, special education teachers, and vocational rehabilitation counselors and agencies work together

Analysis of the Data Collected

I began representing the school district as the transition specialist. In Texas, my title is the Transition and Employment Designee (TED). I have to make sure that the ARD Committee is addressing the student with disabilities the movement from school to post-school activities. It should include postsecondary education, vocational education, integrated employment (including supported employment), continuing and adult education, adult services, independent living, or community participation. The data examined were: The student transition planning supplement, annual IEP documents, transition goals and objectives, parents’ input, informal and formal vocational assessments, and student’s interviews. The data also contained sections that covered demographic information, members of the ARD Committee’s participation in transition planning and activities, and the SPED teachers’ input and their satisfaction with TEDs’ involvement.

Strengths of the Data

The input from the teachers revealed that they have concerns about the roles of stakeholders in transition planning. They believe that the collaboration between school personnel and agencies is ineffective. Teachers and parents stated that there is no involvement and expected responsibilities of agencies in transition meetings. When interagency collaboration occurs in partnership with teaching, students self -determination skills, student involvement in school level and IEP team meetings will increase, which leads to improved in-school and post-school outcome (Povenmire-Kirk et al. 2017). Teachers and parents highlighted the value of vocational rehabilitation in the transition planning of students with disabilities.

Needs

The data form the IEP transition supplements was not explicit for many students. In the participation measures section, there was no signature for the student, and there was no level of participation. The agency questionnaires were missing, and there were no formal or informal vocational assessments. Parents did not participate in the majority of the ARD meetings.

Fullan’s Four Elements

Purpose Driven

Collaboration between crucial agencies in transition planning, particularly special

education and vocational rehabilitation is a critical element for successful post-secondary

outcomes of students with disabilities.

Goals That Impact

Every effort to collaborate between schools and agencies is necessary. The goal is to achieve the desired outcomes for the students and effectively utilized so we can help them and their parents develop a positive future. According to Tayloe (2013), several strategies are critical for interagency collaboration for effective practices in schools: follow-up after the transition, administrative support for transition, using a variety of funding sources, agency meetings with students and families, and training students and families

Clarity of Strategy

Fullan and Quinn (2015) stated, “leaders must develop a shared understanding of people’s minds and collective action” (p.10). Coherenceturn into a function of the relationship between the growing explicitness of the strategy and the changing culture. Fullan and Quinn, 2016). Transition is more successful when participants and their families, special education teachers, and interagency collaboration work together. When all relevant school personnel and service agencies are involved, there will be improved education and employment outcomes for students with disabilities.

Change Leadership

There are numerous models to provide transition planning services, but most fall short of accomplishing the goal of seamless service provision that truly prepares students for life after high school (Povenmire-Kirk et al., 2015). The CIRCLES model involves three levels of interagency collaboration, including a Community Level Team, a School Level Team, and an IEP Team. The program will allow agencies to arrange, offer, and facilitate support services directly to students and their families. The schools’ administrators buy-in is vital for CIRCLES to be successful in schools. They are “a powerful force for braiding together of resources, identifying gaps and overlap, and streamlining the processes available in a given district for transitioning to better outcomes for people with disabilities” (Povenmire-Kirk et al., 2015, p. 14).

Student outcomes will improve when all stakeholders invest in focusing on better collaboration. The inherent strength of full team building, administrative support, consistent training efforts, clear expectations, time commitments, and measurement of outcomes of interventions will serve to increase the results for the post-secondary life of students with disabilities.

References

Fullan, M., & Quinn, J. (2016). Coherence: The right drivers in action for schools, districts, and systems. Thousand Oaks, CA: Corwin.

Individuals with Disabilities Education Improvement Act of 2004, 20 U.S.C. § 1400 et seq. (2004).

Povenmire-Kirk, T. Diegelmann, K.M., Test, D.W., Aspel, N., and Everson, J.M. (2015). CIRCLES: An Implementation Guide. Retrieved from

https://circles.uncc.edu/

Texas Education Agency (2018). Special Education Reports. Retrieved from

https://rptsvr1.tea.texas.gov/adhocrpt/adser.html

Taylor, D. (2013). Interagency Barriers and Facilitators in Transition Planning for Students with

Disabilities. Retrieved from

file:///C:/Users/rasfe/Documents/Interagency

Appendix B

�Nice job on the written portion of your paper. Thank you for including headings to organize your paper.

�Nice job here as well. You would have had Advanced, but you needed to go more in depth on the first component. If you would have included more details, 2-3 sentences, I would have scored you Advanced here.

�Thank you for including this after the reference page. Well done on your presentation.

�I didn’t see where you addressed the second prompt in the presentation.

Presentation includes district strategic plan and/or program goals. If your program does not have any goals or plans, list key topics/quality indicators to discuss with the stakeholders that would help drive your discussions on program effectiveness.

TRANSITION PROGRAM
OISD SPED

CIRCLES

Agenda
Introduction/ breaking the ice/common ground activity
School members introduction
History of Transition
Facts and Data
Define Transition Services in Texas
Introducing CIRCLES/ short video
CIRCLES Teams
Guiding Questions

I Introduction
Form equal sized teams of 3-6 players. Give each team a sheet of paper and a pencil. Tell teams their challenge is to list everything they can think of that all team members have in common.
Tell teams they have three minutes to create their lists, so they need to work quickly. To add to the excitement, tell the teams when they have 1 minute left, thirty seconds, and so forth.
When time is up, find out which team has the longest list and ask them to read the similarities they listed. Then ask teams whose similarities have not already been
How easy was it to discover something in common with another group member?
• How can similarities draw us closer together? read aloud to read some of theirs.
Introduction to the Team members
Define Stakeholders
Introduce IEP participation measures

History Individuals with Disabilities Education Act
IDEA 1990
Driven by parents
Concede that children
given FAPE
BUT graduating to
WHAT??
Transition mandated
Linkages to agencies
Is based on the individual student’s needs, taking into account the student’s preferences
and interests; and
3. Includes —
(i.) Instruction;
(ii.) Related Services;
(iii.) Community Experiences;
(iv.) The development of employment and other post-school adult living objectives; and
(v.) If appropriate, acquisition of daily living skills and functional vocational evaluation.

Texas Requirements
All Texas Public School Districts Including Charter Schools
Students Receiving Special Education Services
By Primary Disability
PEIMS Data 2018-2019
Statewide

Primary Disability
OI OHI AI VI DB ID ED LD SI AU DD TBI NCEC
3,593 76,291 7,028 3,884 310 56,886 31,789 163,688 107,668 71,951 25 1,325 7,553

Transition planning begins no later than age 14

Through the Years
at OISD
Middle School
Career Exploration
General Knowledge of Careers
Development of
Social Skills
Decision making
Self determination
Self-advocacy
Development of work ethic and responsibilities
Identify preferences, needs, and interests
Development of Transition Plan (Age 14)
Graduation options discussion

Through the Years
at OISD
High School
Career Preparation
Demonstration of general knowledge of careers
Implementation of
Social Skills
Decision making
Self determination
Self-advocacy
Demonstration of work ethic and responsibilities
Implementation of Transition Plan
Graduation Path Determined (end of 8th grade)

OISD Special Education
Vision
OISD Develops responsible citizens by creating equal opportunities for all students through personal relationships that foster innovative leaders prepared to be successful in a global society.
Demographics of SPED students
9% of the students in OISD are SPED.
Elementary School: 3% SPED students including Speech Impairments students who are instructional settings.
Ethnicity: 98% White 1.5% Hispanic 0.5 % other races
Middle School/JR High: 3% of the students are SPED.
Race/Ethnicity: 99% White 1% other races
High School: 3% SPED ED. 98% White and 1% Hispanic and 1% other races.
Students for transition services for the 2019-2020 who turned 14 and older
Total students: 91
After High School planning is very important
Community College, College, or University
Competitive Employment
Supported/Integrated/Customized Employment

DATA to Review
The student transition planning supplement
annual IEP documents
transition goals and objectives
parents’ input
informal and formal vocational assessments
student’s interviews

IEP Meeting

SPED Students Transition Services at OISD
coordinated set of activities
promotes movement from school to post-school activities
outcome-oriented process
individual student’s needs
student’s preferences and interests
Examples of Transition Activities
Practice self-advocacy skills
Participate in community service, in-school work
experiences, or job shadowing
Learn shopping, cooking, housekeeping skills

Welcome to the CIRCLES

Multi-Level Approach to Transition Planning for Students with Disabilities
Community Level Team
School Level Team
IEP Team

Community Level Team
Agencies/Service Providers
In Texas/ Southeast Texas:
Texas Workforce
Spindletop Center : A community mental health and intellectual and developmental disabilities center located in Southeast Texas.
Lamar University three branches/Disability centers and services.
Discuss policy/braid together resources
Collaborate for service delivery
Do NOT work directly with students
Meet 2-4 times/year

APPOINT a Representative to Serve on School Level Team

Community Level Team

School Level Team

Work DIRECTLY with students/families

Collaborate to provide services to INDIVIDUAL students

See students from multiple schools for transition planning

Meet Monthly

AND – pre-plan transition goals for the IEP team

What is a Team?
group of two or more people who work together interdependently in order to address common needs and to pursue common goals. Over time and with much hard work, the group will become a team.
Teamwork occurs when 1) roles are clearly understood, 2) goals are clearly understood; 3) structures and practices are understood and agreed upon; and 4) interdependent relationship.
What is Collaboration?
Collaboration is about delivering results across boundaries. It requires: a) letting go and trusting your partners; b) going beyond your own tribe; and c) recognizing that you can’t control complex systems. (Archer & Cameron, 2009)
OUR TEAMS: comprised of direct service providers (e.g., case managers, counselors)
Junior High: School counselor, diagnostician, administrator, Sped ed director.
High School: School counselor, diagnostician, administrator, CTE teachers, sped ed director.
The SLT members will be trained in what CIRCLES is, and what is expected from them. Let them know the schedule for the SLT meetings for the year (developed with Teacher and District Staff input).

Student Level or IEP Team
School Personnel, Related Services Personnel Specific to Individual Students
Prepare students to present at the School Level Team meeting
Bring pre-planning from School-Level Team back to the IEP meeting to
Write transition goals

Community
Team

IEP Team

School Team

Post School Outcomes for Students with Disabilities

Sharing Cake
Collaboration is about sharing resources, problem-solving, and ensuring access to available services.
Why is CIRCLES a good idea?
Interagency collaboration is supported by research
CIRCLES facilitates and enhances the process of transition planning
CIRCLES supports IDEA
CIRCLES provides evidence for Indicator 13
CIRCLES assists in overcoming barriers to interagency collaboration

CIRCLES Supports IDEA
A coordinated set of activities for a student with a disability that is designed to be within a results-oriented process that is focused on improving the academic and functional achievement of the child with a disability to facilitate the child’s movement from school to post-school activities, including postsecondary education, vocational education, integrated employment (including supported employment), continuing and adult education, adult services, independent living, or community participation (300.42(a)(1).
IDEA: School System Accountability For Agency Follow-through
If a participating agency fails to provide agreed-upon transition services described in the IEP of a student with a disability, the public agency must reconvene the IEP team to identify alternative strategies to meet the transition objectives for the child set out in the IEP (300.324(c)(1).
If the transition component indicates that an adult service provider is going to provide a service and the agency fails to follow-through – it is the responsibility of the IEP team to reconvene and determine a strategy for obtaining an alternative strategy. – CIRCLES makes people feel more accountable.
It is important to have adult service input PRIOR to making them the “responsible person” on the transition component for a service or activity – A School Level Team provides this opportunity.

Guiding Questions
Where does the student want to go?

The desired post-school outcomes of the student are stated, including
Post secondary education/training
Employment
Community living
Residential
Participation
Recreation/leisure
What will the student learn and be able to do?
Within this multi-year plan, the IEP team must decide what specific transition activities in which the student will participate each year to achieve
each year to achieve the post-school outcomes.

Team
Problem Solving
Shared Decision Making
Student/Family/School/Community
Families as Equal Partners
Recognizing the Critical Role of Families in All Transition Activities.

Thank You for Being a Part of My CIRCLES

References
Archer. D., and Cameron, C. (2014). Collaborative Leadership: Building Relationships, Handling Conflict and Sharing Control (2nd ed.). Human Resource Management
International Digest, 22
Individuals with Disabilities Education Improvement Act of 2004, 20 U.S.C. § 1400 et seq. (2004).
Povenmire-Kirk, T. Diegelmann, K.M., Test, D.W., Aspel, N., and Everson, J.M. (2015). CIRCLES: An Implementation Guide. Retrieved from
https://circles.uncc.edu/
Texas Education Agency (2018). Special Education Reports. Retrieved from
https://rptsvr1.tea.texas.gov/adhocrpt/adser.html

Rubric Detail

Select Grid View or List View to change the rubric’s layout.

Content

Name:

 

EDDD_8075_Module6_Assignment_Rubric

Description: EDUC 8075 Course Project
Assessment of Dispositions and Program Knowledge

  • Grid View
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Section 1: District Newsletter Presentation – Philosophy of Education and Practice, Four Disposition Categories
Explains philosophy of education addressing professional conduct, professional qualities, communication, and collaboration.

Section 1: District Newsletter Presentation – Dispositions and Philosophy of Education I
Describes why dispositions are important to developing and sustain a philosophy of education.

Section 1: District Newsletter Presentation – Dispositions and Philosophy of Education II

Section 1: District Newsletter Presentation – Personal Dispositions
Describes personal dispositions and explains how they are evident within their personal philosophy.

Section 1: District Newsletter Presentation – Impacts on Social Change and Future Research I
Explains how personal philosophy of education can impact future activities that will promote social change as well as impact future research.
Section 1: District Newsletter Presentation – Impacts on Social Change and Future Research I
Explains how personal philosophy of education can impact future activities that will promote social change as well as impact future research.
Section 1: District Newsletter Presentation – Impacts on Social Change and Future Research I
Explains how personal philosophy of education can impact future activities that will promote social change as well as impact future research.

Section 1: District Newsletter Presentation – Impacts on Social Change and Future Research II

Points:

.5 (1.19%)

Information regarding how personal philosophy of education can impact future research activities to promote the best possible education for all students is limited or missing.

Feedback:

Section 2: Content Study – Problem Statement I
Describes a logical argument to address an identified gap in practice and evidence that justifies that the problem is meaningful to special education.

Section 2: Content Study – Problem Statement II

Section 2: Content Study – Purpose
Explains the overall purpose or intention of the study and makes clear connections between the problem being addressed and the focus of the study.

Section 2: Content Study – Significance I
Explains how the study will fill a gap in practice, make an original contribution to the local setting, and support professional practice. Explains who would benefit from the study and how it may lead to positive social change.

Section 2: Content Study – Significance I

Section 2: Content Study – Significance I

Section 2: Content Study – Background Literature I
Provides a representative list of scholarship and findings that support and clarify the main assertions in the problem statement, highlights their relationship to the topic, and supports the existence of the local problem.

Section 2: Content Study – Background Literature II

Section 2: Content Study – Research Questions
1-3 research questions are provided that are clearly connected to the study problem and purpose, which will lead to the development of what needs to be done in this study and how it will be accomplished.

Section 2: Content Study – Possible Types and Sources of Information or Data
Lists possible types and sources of data that could be used to address the proposed research question(s).

Section 2: Content Study – Possible Analysis
Explains possible ways to organize and analyze the results obtained by the research strategies detailed previously and is aligned to research questions and the possible data that will be collected.

Section 3: Reflective Conclusion – Philosophy of Education and the Influence on Research and Practice.
Summarizes how their philosophy of education influenced them to select the possible study topic and how this process may influence future practice.

Content/Information
Clarity of purpose; Critical and original thought; Use of examples

Mechanics , Syntax, Organization
Communicates ideas clearly;
Demonstrates knowledge of writing conventions (grammar, syntax, spelling, sentence variety)

Sources and Evidence
Use of credible, relevant sources to support ideas in correct APA format

Novice Emerging Proficient Advanced

Points:

.5 (1.19%)

Information regarding philosophy of education addressing professional conduct, professional qualities, communication, or collaboration is limited or some of the components are not addressed.

Feedback:

Points:

1 (2.38%)

Briefly describes philosophy of education addressing professional conduct, professional qualities, communication, and collaboration. Brief statements are made to address each component.

Feedback:

Points:

1.5 (3.57%)

Explains philosophy of education addressing professional conduct, professional qualities, communication, and collaboration. Details are provided regarding the importance of specific elements of each component in implementing philosophy of education.

Feedback:

Points:

2 (4.76%)

Explains philosophy of education addressing professional conduct, professional qualities, communication, and collaboration. Details are provided regarding the importance of specific elements of each component in implementing philosophy of education. Examples from personal experience and evidence from research is used to support the analysis.

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Points:

.5 (1.19%)

Information regarding why dispositions are important to developing and/or sustaining a philosophy of education is limited or missing.

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Points:

1 (2.38%)

Identifies why dispositions are important to developing and/or sustaining a philosophy of education.

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Points:

1.5 (3.57%)

Describes why dispositions are important to developing and sustaining a philosophy of education.

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Points:

2 (4.76%)

Critically analyzes why dispositions are important to developing and sustaining a philosophy of education. Examples from personal experience are used to support the response.

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Points:

.5 (1.19%)

No examples from theory and/or research are cited to support the description.

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Points:

1 (2.38%)

Cites one example from theory and/or research are cited to support the description.

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Points:

1.5 (3.57%)

Cites at least two examples from theory and research are cited to support the description.

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Points:

2 (4.76%)

Cites more than two examples from theory and research are cited to support the description.

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Points:

.5 (1.19%)

Information regarding personal dispositions and how they are evident within their personal philosophy is limited or missing.

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Points:

1 (2.38%)

Lists less than 3 personal dispositions and briefly identifies how they are evident within their personal philosophy.

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Points:

1.5 (3.57%)

Describes 3 personal dispositions and explains how they are evident within their personal philosophy. Clear connections between each disposition and personal philosophy are made.

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Points:

2 (4.76%)

Describes, with extensive detail, 3 or more personal dispositions and analyzes how each one is evident within their personal philosophy. Clear connections between each disposition and personal philosophy are made including examples of how each disposition can be applied in professional practice.

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Points:

.5 (1.19%)

Information regarding how personal philosophy of education can impact future research activities to promote the best possible education for all students is limited or missing.

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Points:

1 (2.38%)

Identifies how personal philosophy of education can impact a future activity that will promote social change. Connections between philosophy of education and social change are not clear.

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Points:

1.5 (3.57%)

Explains how personal philosophy of education can impact future activities that will promote social change. Clear connections are made between the philosophy of education and social change.

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Points:

2 (4.76%)

Critically analyzes how different aspects of personal philosophy of education can impact future activities that will promote social change. Clear connections are made between the philosophy of education and specific areas of social change.

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Points:

1 (2.38%)

Briefly states how personal philosophy of education can impact a future research activity to promote the best possible education for all students. Connections between philosophy of education and research activity are not clear.

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Points:

1.5 (3.57%)

Describes how personal philosophy of education can impact future research activities to promote the best possible education for all students.

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Points:

2 (4.76%)

Analyzes how personal philosophy of education can impact future research activities to promote the best possible education for all students. Several examples of research are provided and clearly connected to the philosophy of education.

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Points:

.5 (1.19%)

Information regarding a logical argument for the need to address an identified gap in practice is unclear, minimal, or missing. Support from current literature is missing.

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Points:

1 (2.38%)

Lists a logical argument for the need to address an identified gap in practice. The problem is loosely identified. Some pieces of literature are cited but they do not support the gap in practice or are not current.

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Points:

1.5 (3.57%)

Describes a logical argument for the need to address an identified gap in practice. The problem is clearly identified and supported by current literature.

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Points:

2 (4.76%)

Describes a logical argument for the need to address an identified gap in practice. The problem is clearly identified with extensive details including the impact of the problem on students as well as educators and is clearly supported by current literature.

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Points:

.5 (1.19%)

Preliminary evidence that provides justification that this problem is meaningful to the field of SPED is unclear or missing. Citations are missing or they do not highlight the relevance and/or currency of the problem.

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Points:

1 (2.38%)

Identifies preliminary evidence that provides loose justification that this problem is meaningful to the field of SPED. Provides less than three key citations that highlight the relevance and/or currency of the problem.

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Points:

1.5 (3.57%)

Describes preliminary evidence that provides justification that this problem is meaningful to the field of SPED. Provides three to five key citations that highlight the relevance and currency of the problem.

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Points:

2 (4.76%)

Analyzes preliminary evidence that provides justification that this problem is meaningful to the field of SPED. Several pieces of evidence are described and clearly support the problem. Provides five or more key citations that highlight the relevance and currency of the problem.

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Points:

.5 (1.19%)

Information regarding the overall purpose or intention of the study and connections between the problem being addressed and the focus of the study are minimal or missing.

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Points:

1 (2.38%)

Lists the overall purpose or intention of the study. The connections between the problem being addressed and the focus of the study are not clearly aligned.

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Points:

1.5 (3.57%)

Explains the overall purpose or intention of the study and makes clear connections between the problem being addressed and the focus of the study.

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Points:

2 (4.76%)

Analyzes the overall purpose or intention of the study and makes several clear connections between the problem being addressed and the focus of the study. Purpose is supported with research or examples.

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Points:

.5 (1.19%)

Information regarding how the study will contribute to filling the gap in practice identified in the problem statement and the original contribution this study may make in the local setting is limited or missing.

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Points:

1 (2.38%)

Identifies how the study will contribute to filling the gap in practice identified in the problem statement and lists the original contribution this study will make in the local setting. Limited details are provided and the connection between the elements is unclear.

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Points:

1.5 (3.57%)

Explains how the study will contribute to filling the gap in practice identified in the problem statement and describes the original contribution the study will make in the local setting.

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Points:

2 (4.76%)

Analyzes how the study will contribute to filling the gap in practice identified in the problem statement and describes the original contribution this study make will in the local setting supported with examples and research.

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Points:

.5 (1.19%)

Information regarding how the research will support professional education practice or allow practical application at the local site is minimal or missing. Information regarding who benefits from the findings/project deliverable and how they benefit is minimal or missing.

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Points:

1 (2.38%)

Identifies how the research will support professional education practice or allow practical application at the local site. Lists who benefits from the findings/project deliverable and how they benefit. Limited details are provided and the connection between the elements is unclear.

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Points:

1.5 (3.57%)

Describes how the research will support professional education practice or allow practical application at the local site. Explains who benefits from the findings/project deliverable and describes how.

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Points:

2 (4.76%)

Analyzes how the research will support professional education practice and allow practical application at the local site. Analyzes who benefits from the findings/project deliverable and describes how. Analysis is supported with examples and research.

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Points:

.5 (1.19%)

Information regarding how the potential findings might lead to positive social change is unclear or missing.

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Points:

1 (2.38%)

Lists how the potential findings might lead to positive social change.

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Points:

1.5 (3.57%)

Explains how the potential findings might lead to positive social change.

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Points:

2 (4.76%)

Analyzes how the potential findings might lead to positive social change. Several examples are provided.

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Points:

.5 (1.19%)

A representative list of scholarship and findings that support and/or clarify the main assertions in the problem statement is missing or not complete. Information regarding their relationship to the topic is missing.

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Points:

1 (2.38%)

Provides a brief list of scholarship and findings that support and/or clarify the main assertions in the problem statement and the relationship to the topic is unclear.

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Points:

1.5 (3.57%)

Provides a representative list of scholarship and findings that support and clarify the main assertions in the problem statement and highlights their relationship to the topic.

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Points:

2 (4.76%)

Synthesizes the main points from a representative list of scholarship and findings that support and clarify the main assertions in the problem statement and highlights each of their relationship to the topic.

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Points:

.5 (1.19%)

Less than 15 peer-peer-reviewed journal sources are presented and are not within the last 5 years. APA sixth edition format is not used or used incorrectly. Evidence to support the existence of the local problem is minimal or missing.

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Points:

1 (2.38%)

Less than 15 recent (within the past 5 years) peer-reviewed journal sources are presented in APA sixth edition format. Minimal evidence is provided to support the existence of the local problem.

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Points:

1.5 (3.57%)

Includes 15 recent (within the past 5 years) peer-reviewed journal sources are presented in APA sixth edition format. Evidence is provided to support the existence of the local problem.

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Points:

2 (4.76%)

Includes more than 15 recent (within the past 5 years) peer-reviewed journal sources are presented in APA sixth edition format. Extensive evidence is provided to support the existence of the local problem.

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Points:

.5 (1.19%)

Research questions are missing or are not connected to the study problem and purpose which will lead to the development of what needs to be done in this study and how it will be accomplished.

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Points:

1 (2.38%)

1-3 research questions are provided however they are not clearly connected to the study problem and purpose, which will lead to the development of what needs to be done in this study and/or how it will be accomplished.

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Points:

1.5 (3.57%)

1-3 research questions are provided that are clearly connected to the study problem and purpose, which will lead to the development of what needs to be done in this study and how it will be accomplished.

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Points:

2 (4.76%)

1-3 research questions grounded in the background literature are provided that are clearly connected to the study problem and purpose, which will lead to the development of what needs to be done in this study and how it will be accomplished.

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Points:

.5 (1.19%)

Information regarding possible types and sources of data that could be used to address the proposed research question(s) is limited or missing.

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Points:

1 (2.38%)

Identifies possible types or sources of data that could be used to address the proposed research question(s), such as test scores from college students, employee surveys, observations of a phenomenon, interviews with practitioners, historical documents from state records, deidentified school records, or information from a federal database, however, the connection between the types or sources and the research questions are not clear.

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Points:

1.5 (3.57%)

Lists possible types and sources of data that could be used to address the proposed research question(s) such as test scores from college students, employee surveys, observations of a phenomenon, interviews with practitioners, historical documents from state records, deidentified school records, or information from a federal database.

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Points:

2 (4.76%)

Describes possible types and sources of data that could be used to address the proposed research question(s), such as test scores from college students, employee surveys, observations of a phenomenon, interviews with practitioners, historical documents from state records, deidentified school records, or information from a federal database. Several types and possible sources are provided. Clear connections between the types and sources of data and the research questions.

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Points:

.5 (1.19%)

Information regarding possible ways to organize and analyze the results obtained by the research strategies detailed previously is minimal or missing. Alignment to research questions and the possible data that will be collected is missing.

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Points:

1 (2.38%)

Lists possible ways to organize and analyze the results obtained by the research strategies detailed previously. Information is not clearly aligned to research questions and the possible data that will be collected.

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Points:

1.5 (3.57%)

Explains possible ways to organize and analyze the results obtained by the research strategies detailed previously. Explanation is aligned to research questions and the possible data that will be collected.

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Points:

2 (4.76%)

Explains possible ways to organize, analyze, and present the results obtained by the research strategies detailed previously. Explanation is clearly aligned to each research question and the possible data that will be collected.

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Points:

.5 (1.19%)

Information regarding how their philosophy of education influenced them to select the possible study topic is unclear or missing. Information about how this process may influence future practice is missing.

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Points:

1 (2.38%)

Identifies how their philosophy of education influenced them to select the possible study topic. Information about how this process may influence future practice is unclear.

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Points:

1.5 (3.57%)

Summarizes how their philosophy of education influenced them to select the possible study topic and how this process may influence future practice.

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Points:

2 (4.76%)

Analyzes how their philosophy of education influenced them to select the possible study topic and how this process may influence future practice. Examples are provided and clear connections between the philosophy and the topic are made.

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Points:

.5 (1.19%)

Central idea and clarity of purpose are absent or incompletely expressed.

Displays little or no evidence of critical, careful thought or analysis and/or insight.

Provides too few, or no examples and evidence or they are mostly irrelevant.

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Points:

1 (2.38%)

Central idea and purpose are expressed but may be vague or too broad.

Displays some evidence of critical, careful thought and analysis and/or insight.

Provides general examples and evidence, loosely tied to central idea and purpose.

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Points:

1.5 (3.57%)

Central idea and clarity of purpose are generally evident throughout the assignment.

Displays adequate evidence of critical, careful thought and analysis and/or insight.

Provides relevant supporting examples and evidence tied to central idea and purpose.

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Points:

2 (4.76%)

Central idea is well developed and clarity of purpose is exhibited throughout the assignment.
Displays strong evidence of critical, careful thought and analysis and/or insight throughout the assignment.
Provides relevant and specific examples and evidence tied directly to central idea and purpose.

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Points:

.5 (1.19%)

Pervasive and serious grammatical errors impede the focus and effectiveness of the assignment.
Pervasive and serious spelling and punctuation errors impede the flow and clarity of the assignment.
Writing is brief, underdeveloped, and disorganized with very weak transitions and closure.

Feedback:

Points:

1 (2.38%)

Frequent grammatical errors detract from the focus and effectiveness of the assignment.

Frequent spelling and punctuation errors detract from the flow and clarity of the assignment.
Writing is confused and loosely organized.
Transitions are weak and closure is ineffective.

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Points:

1.5 (3.57%)

Minor or infrequent grammatical errors do not detract from the focus and effectiveness of the assignment.
Minor or infrequent spelling and punctuation errors do not detract from the flow and clarity of the assignment.
Writing includes a beginning, middle, and end, with some transitions and good closure.

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Points:

2 (4.76%)

No grammatical, spelling, or punctuation errors in the assignment.
Writing includes a strong, beginning, middle, and end with clear transitions and a focused closure.

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Points:

.5 (1.19%)

Demonstrates minimal effort to use sources to support ideas in the writing.
Missing multiple APA formatting requirements and/or not using APA format & structure.
Failed to cite sources or inability to find sources due to incorrect citation.
Major, multiple errors in citation formatting.

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Points:

1 (2.38%)

Demonstrates an attempt to use credible and/or relevant sources to support ideas that are appropriate for the discipline and genre of the writing.
Missing one or two of the APA formatting requirements.
and/or not using APA format & structure,
Multiple errors in citation formatting.

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Points:

1.5 (3.57%)

Demonstrates consistent use of credible, relevant sources to support ideas that are appropriate to the discipline and genre of the writing.
Minor errors in APA formatting requirements and/or APA format and structure.
Minor errors in citation formatting.

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Points:

2 (4.76%)

Demonstrates consistent use of high-quality, credible, relevant sources to fully develop ideas that are relevant and innovative for the discipline and genre of the writing.
Meets all APA formatting requirements and APA format and structure.
No errors in citation formatting.

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Show Descriptions

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Section 1: District Newsletter Presentation – Philosophy of Education and Practice, Four Disposition Categories
Explains philosophy of education addressing professional conduct, professional qualities, communication, and collaboration.–

Levels of Achievement:

Novice
.5 (1.19%) points

Information regarding philosophy of education addressing professional conduct, professional qualities, communication, or collaboration is limited or some of the components are not addressed.

Emerging
1 (2.38%) points

Briefly describes philosophy of education addressing professional conduct, professional qualities, communication, and collaboration. Brief statements are made to address each component.

Proficient
1.5 (3.57%) points

Explains philosophy of education addressing professional conduct, professional qualities, communication, and collaboration. Details are provided regarding the importance of specific elements of each component in implementing philosophy of education.

Advanced
2 (4.76%) points

Explains philosophy of education addressing professional conduct, professional qualities, communication, and collaboration. Details are provided regarding the importance of specific elements of each component in implementing philosophy of education. Examples from personal experience and evidence from research is used to support the analysis.

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Section 1: District Newsletter Presentation – Dispositions and Philosophy of Education I
Describes why dispositions are important to developing and sustain a philosophy of education.–

Levels of Achievement:

Novice
.5 (1.19%) points

Information regarding why dispositions are important to developing and/or sustaining a philosophy of education is limited or missing.

Emerging
1 (2.38%) points

Identifies why dispositions are important to developing and/or sustaining a philosophy of education.

Proficient
1.5 (3.57%) points

Describes why dispositions are important to developing and sustaining a philosophy of education.

Advanced
2 (4.76%) points

Critically analyzes why dispositions are important to developing and sustaining a philosophy of education. Examples from personal experience are used to support the response.

Feedback:

Section 1: District Newsletter Presentation – Dispositions and Philosophy of Education II–

Levels of Achievement:

Novice
.5 (1.19%) points

No examples from theory and/or research are cited to support the description.

Emerging
1 (2.38%) points

Cites one example from theory and/or research are cited to support the description.

Proficient
1.5 (3.57%) points

Cites at least two examples from theory and research are cited to support the description.

Advanced
2 (4.76%) points

Cites more than two examples from theory and research are cited to support the description.

Feedback:

Section 1: District Newsletter Presentation – Personal Dispositions
Describes personal dispositions and explains how they are evident within their personal philosophy.–

Levels of Achievement:

Novice
.5 (1.19%) points

Information regarding personal dispositions and how they are evident within their personal philosophy is limited or missing.

Emerging
1 (2.38%) points

Lists less than 3 personal dispositions and briefly identifies how they are evident within their personal philosophy.

Proficient
1.5 (3.57%) points

Describes 3 personal dispositions and explains how they are evident within their personal philosophy. Clear connections between each disposition and personal philosophy are made.

Advanced
2 (4.76%) points

Describes, with extensive detail, 3 or more personal dispositions and analyzes how each one is evident within their personal philosophy. Clear connections between each disposition and personal philosophy are made including examples of how each disposition can be applied in professional practice.

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Section 1: District Newsletter Presentation – Impacts on Social Change and Future Research I
Explains how personal philosophy of education can impact future activities that will promote social change as well as impact future research.
Section 1: District Newsletter Presentation – Impacts on Social Change and Future Research I
Explains how personal philosophy of education can impact future activities that will promote social change as well as impact future research.
Section 1: District Newsletter Presentation – Impacts on Social Change and Future Research I
Explains how personal philosophy of education can impact future activities that will promote social change as well as impact future research.–

Levels of Achievement:

Novice
.5 (1.19%) points

Information regarding how personal philosophy of education can impact future research activities to promote the best possible education for all students is limited or missing.

Emerging
1 (2.38%) points

Identifies how personal philosophy of education can impact a future activity that will promote social change. Connections between philosophy of education and social change are not clear.

Proficient
1.5 (3.57%) points

Explains how personal philosophy of education can impact future activities that will promote social change. Clear connections are made between the philosophy of education and social change.

Advanced
2 (4.76%) points

Critically analyzes how different aspects of personal philosophy of education can impact future activities that will promote social change. Clear connections are made between the philosophy of education and specific areas of social change.

Feedback:

Section 1: District Newsletter Presentation – Impacts on Social Change and Future Research II–

Levels of Achievement:

Novice
.5 (1.19%) points

Information regarding how personal philosophy of education can impact future research activities to promote the best possible education for all students is limited or missing.

Emerging
1 (2.38%) points

Briefly states how personal philosophy of education can impact a future research activity to promote the best possible education for all students. Connections between philosophy of education and research activity are not clear.

Proficient
1.5 (3.57%) points

Describes how personal philosophy of education can impact future research activities to promote the best possible education for all students.

Advanced
2 (4.76%) points

Analyzes how personal philosophy of education can impact future research activities to promote the best possible education for all students. Several examples of research are provided and clearly connected to the philosophy of education.

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Section 2: Content Study – Problem Statement I
Describes a logical argument to address an identified gap in practice and evidence that justifies that the problem is meaningful to special education.–

Levels of Achievement:

Novice
.5 (1.19%) points

Information regarding a logical argument for the need to address an identified gap in practice is unclear, minimal, or missing. Support from current literature is missing.

Emerging
1 (2.38%) points

Lists a logical argument for the need to address an identified gap in practice. The problem is loosely identified. Some pieces of literature are cited but they do not support the gap in practice or are not current.

Proficient
1.5 (3.57%) points

Describes a logical argument for the need to address an identified gap in practice. The problem is clearly identified and supported by current literature.

Advanced
2 (4.76%) points

Describes a logical argument for the need to address an identified gap in practice. The problem is clearly identified with extensive details including the impact of the problem on students as well as educators and is clearly supported by current literature.

Feedback:

Section 2: Content Study – Problem Statement II–

Levels of Achievement:

Novice
.5 (1.19%) points

Preliminary evidence that provides justification that this problem is meaningful to the field of SPED is unclear or missing. Citations are missing or they do not highlight the relevance and/or currency of the problem.

Emerging
1 (2.38%) points

Identifies preliminary evidence that provides loose justification that this problem is meaningful to the field of SPED. Provides less than three key citations that highlight the relevance and/or currency of the problem.

Proficient
1.5 (3.57%) points

Describes preliminary evidence that provides justification that this problem is meaningful to the field of SPED. Provides three to five key citations that highlight the relevance and currency of the problem.

Advanced
2 (4.76%) points

Analyzes preliminary evidence that provides justification that this problem is meaningful to the field of SPED. Several pieces of evidence are described and clearly support the problem. Provides five or more key citations that highlight the relevance and currency of the problem.

Feedback:

Section 2: Content Study – Purpose
Explains the overall purpose or intention of the study and makes clear connections between the problem being addressed and the focus of the study.–

Levels of Achievement:

Novice
.5 (1.19%) points

Information regarding the overall purpose or intention of the study and connections between the problem being addressed and the focus of the study are minimal or missing.

Emerging
1 (2.38%) points

Lists the overall purpose or intention of the study. The connections between the problem being addressed and the focus of the study are not clearly aligned.

Proficient
1.5 (3.57%) points

Explains the overall purpose or intention of the study and makes clear connections between the problem being addressed and the focus of the study.

Advanced
2 (4.76%) points

Analyzes the overall purpose or intention of the study and makes several clear connections between the problem being addressed and the focus of the study. Purpose is supported with research or examples.

Feedback:

Section 2: Content Study – Significance I
Explains how the study will fill a gap in practice, make an original contribution to the local setting, and support professional practice. Explains who would benefit from the study and how it may lead to positive social change.–

Levels of Achievement:

Novice
.5 (1.19%) points

Information regarding how the study will contribute to filling the gap in practice identified in the problem statement and the original contribution this study may make in the local setting is limited or missing.

Emerging
1 (2.38%) points

Identifies how the study will contribute to filling the gap in practice identified in the problem statement and lists the original contribution this study will make in the local setting. Limited details are provided and the connection between the elements is unclear.

Proficient
1.5 (3.57%) points

Explains how the study will contribute to filling the gap in practice identified in the problem statement and describes the original contribution the study will make in the local setting.

Advanced
2 (4.76%) points

Analyzes how the study will contribute to filling the gap in practice identified in the problem statement and describes the original contribution this study make will in the local setting supported with examples and research.

Feedback:

Section 2: Content Study – Significance I–

Levels of Achievement:

Novice
.5 (1.19%) points

Information regarding how the research will support professional education practice or allow practical application at the local site is minimal or missing. Information regarding who benefits from the findings/project deliverable and how they benefit is minimal or missing.

Emerging
1 (2.38%) points

Identifies how the research will support professional education practice or allow practical application at the local site. Lists who benefits from the findings/project deliverable and how they benefit. Limited details are provided and the connection between the elements is unclear.

Proficient
1.5 (3.57%) points

Describes how the research will support professional education practice or allow practical application at the local site. Explains who benefits from the findings/project deliverable and describes how.

Advanced
2 (4.76%) points

Analyzes how the research will support professional education practice and allow practical application at the local site. Analyzes who benefits from the findings/project deliverable and describes how. Analysis is supported with examples and research.

Feedback:

Section 2: Content Study – Significance I–

Levels of Achievement:

Novice
.5 (1.19%) points

Information regarding how the potential findings might lead to positive social change is unclear or missing.

Emerging
1 (2.38%) points

Lists how the potential findings might lead to positive social change.

Proficient
1.5 (3.57%) points

Explains how the potential findings might lead to positive social change.

Advanced
2 (4.76%) points

Analyzes how the potential findings might lead to positive social change. Several examples are provided.

Feedback:

Section 2: Content Study – Background Literature I
Provides a representative list of scholarship and findings that support and clarify the main assertions in the problem statement, highlights their relationship to the topic, and supports the existence of the local problem.–

Levels of Achievement:

Novice
.5 (1.19%) points

A representative list of scholarship and findings that support and/or clarify the main assertions in the problem statement is missing or not complete. Information regarding their relationship to the topic is missing.

Emerging
1 (2.38%) points

Provides a brief list of scholarship and findings that support and/or clarify the main assertions in the problem statement and the relationship to the topic is unclear.

Proficient
1.5 (3.57%) points

Provides a representative list of scholarship and findings that support and clarify the main assertions in the problem statement and highlights their relationship to the topic.

Advanced
2 (4.76%) points

Synthesizes the main points from a representative list of scholarship and findings that support and clarify the main assertions in the problem statement and highlights each of their relationship to the topic.

Feedback:

Section 2: Content Study – Background Literature II–

Levels of Achievement:

Novice
.5 (1.19%) points

Less than 15 peer-peer-reviewed journal sources are presented and are not within the last 5 years. APA sixth edition format is not used or used incorrectly. Evidence to support the existence of the local problem is minimal or missing.

Emerging
1 (2.38%) points

Less than 15 recent (within the past 5 years) peer-reviewed journal sources are presented in APA sixth edition format. Minimal evidence is provided to support the existence of the local problem.

Proficient
1.5 (3.57%) points

Includes 15 recent (within the past 5 years) peer-reviewed journal sources are presented in APA sixth edition format. Evidence is provided to support the existence of the local problem.

Advanced
2 (4.76%) points

Includes more than 15 recent (within the past 5 years) peer-reviewed journal sources are presented in APA sixth edition format. Extensive evidence is provided to support the existence of the local problem.

Feedback:

Section 2: Content Study – Research Questions
1-3 research questions are provided that are clearly connected to the study problem and purpose, which will lead to the development of what needs to be done in this study and how it will be accomplished.–

Levels of Achievement:

Novice
.5 (1.19%) points

Research questions are missing or are not connected to the study problem and purpose which will lead to the development of what needs to be done in this study and how it will be accomplished.

Emerging
1 (2.38%) points

1-3 research questions are provided however they are not clearly connected to the study problem and purpose, which will lead to the development of what needs to be done in this study and/or how it will be accomplished.

Proficient
1.5 (3.57%) points

1-3 research questions are provided that are clearly connected to the study problem and purpose, which will lead to the development of what needs to be done in this study and how it will be accomplished.

Advanced
2 (4.76%) points

1-3 research questions grounded in the background literature are provided that are clearly connected to the study problem and purpose, which will lead to the development of what needs to be done in this study and how it will be accomplished.

Feedback:

Section 2: Content Study – Possible Types and Sources of Information or Data
Lists possible types and sources of data that could be used to address the proposed research question(s).–

Levels of Achievement:

Novice
.5 (1.19%) points

Information regarding possible types and sources of data that could be used to address the proposed research question(s) is limited or missing.

Emerging
1 (2.38%) points

Identifies possible types or sources of data that could be used to address the proposed research question(s), such as test scores from college students, employee surveys, observations of a phenomenon, interviews with practitioners, historical documents from state records, deidentified school records, or information from a federal database, however, the connection between the types or sources and the research questions are not clear.

Proficient
1.5 (3.57%) points

Lists possible types and sources of data that could be used to address the proposed research question(s) such as test scores from college students, employee surveys, observations of a phenomenon, interviews with practitioners, historical documents from state records, deidentified school records, or information from a federal database.

Advanced
2 (4.76%) points

Describes possible types and sources of data that could be used to address the proposed research question(s), such as test scores from college students, employee surveys, observations of a phenomenon, interviews with practitioners, historical documents from state records, deidentified school records, or information from a federal database. Several types and possible sources are provided. Clear connections between the types and sources of data and the research questions.

Feedback:

Section 2: Content Study – Possible Analysis
Explains possible ways to organize and analyze the results obtained by the research strategies detailed previously and is aligned to research questions and the possible data that will be collected.–

Levels of Achievement:

Novice
.5 (1.19%) points

Information regarding possible ways to organize and analyze the results obtained by the research strategies detailed previously is minimal or missing. Alignment to research questions and the possible data that will be collected is missing.

Emerging
1 (2.38%) points

Lists possible ways to organize and analyze the results obtained by the research strategies detailed previously. Information is not clearly aligned to research questions and the possible data that will be collected.

Proficient
1.5 (3.57%) points

Explains possible ways to organize and analyze the results obtained by the research strategies detailed previously. Explanation is aligned to research questions and the possible data that will be collected.

Advanced
2 (4.76%) points

Explains possible ways to organize, analyze, and present the results obtained by the research strategies detailed previously. Explanation is clearly aligned to each research question and the possible data that will be collected.

Feedback:

Section 3: Reflective Conclusion – Philosophy of Education and the Influence on Research and Practice.
Summarizes how their philosophy of education influenced them to select the possible study topic and how this process may influence future practice.–

Levels of Achievement:

Novice
.5 (1.19%) points

Information regarding how their philosophy of education influenced them to select the possible study topic is unclear or missing. Information about how this process may influence future practice is missing.

Emerging
1 (2.38%) points

Identifies how their philosophy of education influenced them to select the possible study topic. Information about how this process may influence future practice is unclear.

Proficient
1.5 (3.57%) points

Summarizes how their philosophy of education influenced them to select the possible study topic and how this process may influence future practice.

Advanced
2 (4.76%) points

Analyzes how their philosophy of education influenced them to select the possible study topic and how this process may influence future practice. Examples are provided and clear connections between the philosophy and the topic are made.

Feedback:

Content/Information
Clarity of purpose; Critical and original thought; Use of examples–

Levels of Achievement:

Novice
.5 (1.19%) points

Central idea and clarity of purpose are absent or incompletely expressed.

Displays little or no evidence of critical, careful thought or analysis and/or insight.

Provides too few, or no examples and evidence or they are mostly irrelevant.

Emerging
1 (2.38%) points

Central idea and purpose are expressed but may be vague or too broad.

Displays some evidence of critical, careful thought and analysis and/or insight.

Provides general examples and evidence, loosely tied to central idea and purpose.

Proficient
1.5 (3.57%) points

Central idea and clarity of purpose are generally evident throughout the assignment.

Displays adequate evidence of critical, careful thought and analysis and/or insight.

Provides relevant supporting examples and evidence tied to central idea and purpose.

Advanced
2 (4.76%) points

Central idea is well developed and clarity of purpose is exhibited throughout the assignment.
Displays strong evidence of critical, careful thought and analysis and/or insight throughout the assignment.
Provides relevant and specific examples and evidence tied directly to central idea and purpose.

Feedback:

Mechanics , Syntax, Organization
Communicates ideas clearly;
Demonstrates knowledge of writing conventions (grammar, syntax, spelling, sentence variety)–

Levels of Achievement:

Novice
.5 (1.19%) points

Pervasive and serious grammatical errors impede the focus and effectiveness of the assignment.
Pervasive and serious spelling and punctuation errors impede the flow and clarity of the assignment.
Writing is brief, underdeveloped, and disorganized with very weak transitions and closure.

Emerging
1 (2.38%) points

Frequent grammatical errors detract from the focus and effectiveness of the assignment.

Frequent spelling and punctuation errors detract from the flow and clarity of the assignment.
Writing is confused and loosely organized.
Transitions are weak and closure is ineffective.

Proficient
1.5 (3.57%) points

Minor or infrequent grammatical errors do not detract from the focus and effectiveness of the assignment.
Minor or infrequent spelling and punctuation errors do not detract from the flow and clarity of the assignment.
Writing includes a beginning, middle, and end, with some transitions and good closure.

Advanced
2 (4.76%) points

No grammatical, spelling, or punctuation errors in the assignment.
Writing includes a strong, beginning, middle, and end with clear transitions and a focused closure.

Feedback:

Sources and Evidence
Use of credible, relevant sources to support ideas in correct APA format–

Levels of Achievement:

Novice
.5 (1.19%) points

Demonstrates minimal effort to use sources to support ideas in the writing.
Missing multiple APA formatting requirements and/or not using APA format & structure.
Failed to cite sources or inability to find sources due to incorrect citation.
Major, multiple errors in citation formatting.

Emerging
1 (2.38%) points

Demonstrates an attempt to use credible and/or relevant sources to support ideas that are appropriate for the discipline and genre of the writing.
Missing one or two of the APA formatting requirements.
and/or not using APA format & structure,
Multiple errors in citation formatting.

Proficient
1.5 (3.57%) points

Demonstrates consistent use of credible, relevant sources to support ideas that are appropriate to the discipline and genre of the writing.
Minor errors in APA formatting requirements and/or APA format and structure.
Minor errors in citation formatting.

Advanced
2 (4.76%) points

Demonstrates consistent use of high-quality, credible, relevant sources to fully develop ideas that are relevant and innovative for the discipline and genre of the writing.
Meets all APA formatting requirements and APA format and structure.
No errors in citation formatting.

Feedback:

Total Points: 42

Name: EDDD_8075_Module6_Assignment_Rubric

Description: EDUC 8075 Course Project
Assessment of Dispositions and Program Knowledge

COHERENCE Chapter 5

Securing Accountability

Internal Accountability Simply stated, accountability is taking responsibility for one’s actions. At the core of accountability in educational systems is student learning. As City, Elmore, Fiarman, and Teitel (2009) argue, “the real accountability system is in the tasks that students are asked to do” (p. 23). Constantly improving and refining instructional practice so that students can engage in deep learning tasks is perhaps the single most important responsibility of the teaching profession and educational systems as a whole. In this sense, accountability as defined here is not limited to mere gains in test scores but on deeper and more meaningful learning for all students. Internal accountability occurs when individuals and groups willingly take on personal, professional, and collective responsibility for continuous improvement and success for all students (Hargreaves & Shirley, 2009).

External accountability is when system leaders reassure the public through transparency, monitoring, and selective intervention that their system is performing in line with societal expectations and requirements. The priority for policymakers, we argue, should be to lead with creating the conditions for internal accountability, because they are more effective in achieving greater overall accountability, including external accountability. Policymakers also have direct responsibilities to address external accountability, but this latter function will be far more effective if they get the internal part right.

Existing research on school and system effectiveness and improvement (DuFour & Eaker, 1998; Marzano, 2003; Pil & Leana, 2006; Zavadsky, 2009) and our own work with educational systems in the United States and internationally (Fullan, 2010; Hargreaves & Fullan,). suggests that internal accountability must precede external accountability if lasting improvement in student achievement is the goal. Richard Elmore (2004) conducted a series of intensive case studies of individual schools—some that failed to improve and some that improved their performance. Relative to the former, schools that failed to improve were not able to achieve instructional coherence, despite being in systems with strong external accountability. A minority of schools did develop internal coherence together and showed progress on student achievement. The main feature of successful schools was that they built a collaborative culture that combined individual responsibility, collective expectations, and corrective action—that is, internal accountability. Transparent data on instructional practices and student achievement were a feature of these cultures. As these cultures developed, they were also able to more effectively engage the external assessment system. Highlighting the fundamental role of internal accountability on school improvement, Elmore (2004) pointed out the following: It seems unlikely to us that schools operating in the default mode—where all questions of accountability related to student learning are essentially questions of individual teacher responsibility—will be capable of responding to strong obtrusive accountability systems in ways that lead to systematic deliberate. improvement of instruction and student learning. The idea that a school will improve, and therefore, the overall performance of its students, implies a capacity for collective deliberation and action that schools in our sample did not exhibit. Where virtually all decisions about accountability are made by individual teachers, based on their individual conceptions of what they and their students can do, it seems unlikely that these decisions will somehow aggregate into overall improvement for the school. (p. 19). Internal accountability is based on the notion that individuals and the group in which they work can transparently hold themselves responsible for their performance. We already know that current external accountability schemes do not work because, at best, they tell us that the system is not performing but does not give a clue about how to fix the situation. As Elmore (2004) observes, if people do not know how to fix the problem and so cannot do so, then the following will occur: Schools will implement the requirements of the external accountability system in pro forma ways without ever internalizing the values of responsibility and efficacy that are the nominal objectives of those systems. (p. 134) Elmore (2004) then concludes this:

investments in internal accountability must logically precede [emphasis added] any expectation that schools will respond productively to external pressure for performance. (p. 134) “Logically precede,” yes, but more to the point of our framework, internal accountability must strategically precede engagement with external accountability. This is why focusing direction, cultivating collaborative cultures, and deepening learning precedes accountability in our Coherence Framework. There are two messages here: One is that policymakers and other leaders are well advised to establish conditions for developing cultures of internal accountability. The second is that there are things other people can do when the hierarchy is not inclined to move. The answer is to “help make it happen in your own situation”—that is, develop collaborative work with your peers and push upward for this work to be supported. The history of the teaching profession is laced with assumptions of and conditions for isolated, individual responsibility. But atomistic responsibility, detached from any group, can never work. In a nutshell, the cultural shift needed is to shift to collaborative cultures that honor and align individual responsibility with collective expectations and actions. Elmore discusses several schools that he and his team studied. Most of them exemplify the individualistic model. Teachers work away on their own and periodically grapple or clash with external accountability requirements. But Elmore also discusses two cases where the schools have developed more or less “collaborative” cultures. The first case is St. Aloysius Elementary School Without exception, teachers described an atmosphere of high expectations. Some stressed a high priority on “reaching every child” and “making sure that no one is left behind” while others referred to a serious and supportive environment where everyone is expected to put forth excellent work. (Elmore, 2004, p. 164) It sounds ideal, but what happens when things don’t go as expected? At another school, Turtle Haven, Elmore (2004) asked teachers, “What happens when teachers do not meet the collective expectations?” He reports that “most teachers believed that a person who did not meet . . . expectations, or conform to a culture created by those expectations would first receive a great deal of support from the principal and other colleagues” (p. 183). If this approach failed to produce results, most Turtle Haven teachers said that the teacher in question would not be happy at the school and eventually would either “weed themselves out [or]. . . if there was a sense in the community that a certain number of children were not able to get the kind of education that we say we’re committed to providing . . . we would have to think whether the somebody belongs here or not” (Elmore, 2004, p. 183). This kind of culture is not foolproof, but we would say it stacks up well against the external accountability thinking that creates demands that go unheeded or can’t be acted on. In the collaborative cultures, the internal accountability system is based on visible expectations combined with consequences for failure to meet set expectations.

Such cultures, says Elmore (2004), are much better equipped to deal with external accountability requirements, adding that a school with a strong internal accountability culture might respond to external assessments in a number of ways, “including accepting and internalizing it; rejecting it and developing defenses against it, or incorporating just those elements of the system that the school or the individuals deem relevant” (p. 145). What is coming through in this discussion is that collaborative cultures with an eye to continuous improvement establish internal processes that allow them to sort out differences and to make effective decisions. At the level of the microdynamics of school improvement, Elmore (2004) draws the same conclusion we do at the system level: investing in the conditions that develop internal accountability is more critical than beefing up external accountability. The Ontario Reform Strategy, which we discussed in previous chapters, offers an illustrative example of the importance of internal accountability preceding external accountability systemwide. The Canadian province of Ontario, with 4,900 schools in 72 districts serving some two million students, started in 2004 to invest in building capacity and internal accountability at the school and district levels. The initial impulse for the reform came from leadership at the top of the education system—Dalton McGuinty, the premier of the province at the time—through the establishment of a small number of ambitious goals related to improvements in literacy, numeracy, and high school retention. However, the major investments focused on strengthening the collective capacity of teachers, school principals, and district leaders to create the conditions for improved instructional practice and student achievement (Glaze, Mattingley, & Andrews, 2013). There was little overt external accountability in the early stages of the Ontario Reform Strategy. External accountability measures were gradually introduced in the form of assessment results in grades 3 and 6 in literacy and numeracy, and in high school, retention numbers, transparency of data, and a school turnaround support-focused policy called Ontario Focused Intervention Program (OFIP) for schools that were underperforming. This system has yielded positive and measurable results in literacy that has improved dramatically across the 4,000 elementary schools and in high school graduation rates that have climbed from 68 percent to 84 percent. across the 900 high schools. The number of OFIP schools, formerly at over 800, has been reduced to 69 schools even after the criteria to identify a school as in need of intervention had widened to include many more schools (Glaze et al., 2013; Mourshed, Chijioke, & Barber, 2010). An evaluation of the reform strategy in 10 of Ontario’s 72 school districts that concentrated particularly on the special education aspects of the reform pointed to a significant narrowing of the achievement gap in writing scores for students with learning disabilities (Hargreaves & Braun, 2012). Concerns were expressed among teachers who were surveyed about some of the deleterious consequences of standardized testing in grades 3 and 6— that the tests came at the end of the year at a point that was too late to serve a diagnostic function, that they were not sufficiently differentiated in order to match differentiated instructional strategies, and that principals in some

The most intriguing finding though was that special education resource teachers, whose role was moving increasingly to providing in-class support, welcomed the presence of transparent objective data. They saw it as a way of drawing the attention of regular classroom teachers to the fact and the finding that students with learning disabilities could, with the right support, register valid and viable gains in measurable student achievement. Together, these findings point to the need to review the nature and form of high-stakes assessments—more differentiated, more just-in-time, and more directed at the needs of all students, perhaps—but also to the value of having transparent data that concentrate everyone’s attention on supporting all students’ success along with diagnostic data and collaborative professional responsibility for all students’ learning, development, and success A similar approach to whole system improvement can be found in U.S. districts that have been awarded the prestigious Broad Prize for Urban Education, granted to urban school districts that demonstrate the great- est overall performance and improvement while reducing achievement gaps based on race, ethnicity, and income. In her in-depth study of five such districts, Zavadsky (2009) finds that, while diverse in context and strategies, these districts have addressed the challenge of improving student performance systemwide following remarkably similar approaches: investing in, growing, and circulating the professional capital of schools (what they term building capacity) to improve instructional practice by fostering teacher collaboration and collective accountability. These successful schools set high instructional targets, attracting and developing talent, aligning resources to key improvement priorities, constantly monitoring progress, and providing timely targeted support when needed.

The solid and mounting evidence on the fundamental impact of internal accountability on the effectiveness and improvement of schools and school systems contrasts sharply with the scarce or null evidence that external accountability, by itself or as the prime driver, can bring about lasting and sustained improvements in student and school performance. There is, indeed, a growing realization that external accountability is not a capable driver of school and system effectiveness. At best, external accountability does not get its intended results. At worst, it produces undesirable and sometimes unconscionable consequences, such as the cheating scandal in Atlanta (Hill, 2015). We frequently ask successful practitioners that we work with how they themselves handle the “accountability dilemma” (direct accountability doesn’t work; indirect may be too soft). What follows are a few responses that we have personally received to this question: What is effective accountability? Not surprisingly, these views are entirely consistent with Elmore (2004): Accountability is now primarily described as an accountability for student learning. It is less about some test result and more about accepting ownership of the moral imperative of having every student learn. Teachers talk about “monitoring” differently. As they engage in greater sharing of the work, they talk about being accountable as people in the school community know what they are doing and looking to see what is changing for students as a result. And as they continue to deprivatize teaching, they talk about their principal and peers coming into their classrooms and expecting to see the work [of agreed-upon practices] reflected in their teaching, their classroom walls, and student work. (Anonymous, personal communication, November 2014).

Teachers and administrators talk about accountability by deprive- sizing their practice. If everyone knows what the other teacher or administrator is working on and how they are working on it with students, it becomes a lot easier to talk about accountability. When everyone has an understanding of accountability, creating clear goals and steps to reach those goals, it makes it easier for every- one to talk and work in accountable environments. (Elementary principal, personal communication, November 2014).

I spoke with my staff about accountability versus responsibility in brainstorming, about what is our purpose and who is responsible for what . . . being explicit and letting teachers collectively determine what our responsibilities are. (Secondary school principal, personal communication, November 2014) We are moving to define accountability as responsibility. My district has been engaged in some important work that speaks to intrinsic motivation, efficacy, perseverance, etc., and accountability is seen as doing what is best for students . . . working together to tackle any challenge and being motivated by our commitment as opposed to some external direction. (Superintendent, personal communication, November 2014).

When you blow down the doors and walls, you can’t help but be evermore accountable. (Superintendent, personal communication, November 2014) I do believe that a lot of work remains to be done on building common understanding on the notion of accountability. Many people still believe that someone above them in the hierarchy is accountable. Very few take personal accountability for student learning and achievement. There are still those who blame parents and students’ background for achievement. (Consultant, personal communication, November 2014) In one school, the talk about accountability was pervasive as the school became designated as underperforming. The morale of the school went down significantly, and the tension was omnipresent at every meeting. The team switched the conversation to motivation, innovation, and teamwork and the culture changed. The school is energized and the test scores went up in one year. The team is now committed to results and continuous improvement. (Consultant, personal communication, November 2014) In short, internal accountability is far more effective than external accountability. The bottom line is that it produces forceful accountability in a way that no hierarchy can possibly match. We have shown this to be the case for teachers, and we can make a parallel argument for students. If we want students to be more accountable, we need to change instruction toward methods that increase individual students’ responsibility for assessing their methods that increase individual students’ responsibility for assessing their own learning and for students to work in peer groups to assess and provide feedback to each other under the guidance of the teacher. We still need external accountability, and we can now position it more effectively.

External Accountability

External accountability concerns any entity that has authority over you. Its presence is still essential, but we need to reposition external accountability so that it becomes more influential in the performance of individuals, groups, and the system as a whole. We first take the perspective of external authorities and then flip back to local entities. External Authorities The first thing to note is that if the external body invests in building widespread internal accountability they will be furthering their own goals of greater organization or system accountability. The more that internal accountability thrives, the greater the responsiveness to external requirements and the less the externals have to do. When this happens, the center has less need to resort to carrots and sticks to incite the system to act responsibly. Dislodging top-down accountability from its increasingly miscast role has turned out to be exceedingly difficult. People at the top do not like to give up control. They cling to it despite obvious evidence that it does not work. And attacks on the inadequacy of top-down accountability have failed because they have only focused on the “from” side of freedom. Critics seem to be saying that accountability requirements do not work, so remove them. That is not the complete solution because it takes us back to nothing. The answer is found in our argument in this chapter—rely on developing the conditions for internal accountability and reinforce them with certain aspects of external accountability. In particular, central authorities should focus their efforts on two interrelated activities:

1. Investing in internal accountability

2. Projecting and protecting the system

By the first, I mean investing in the conditions that cause internal accountability to get stronger. The beauty of this approach, as we have seen, is that people throughout the system start doing the work of accountability. Though indirect, this form of accountability is more explicit, more present, and, of course, more effective. We have already suggested its components:

• A small number of ambitious goals, processes that foster shared goals (and even targets if jointly shaped)

• Good data that are used primarily for developmental purposes

• Implementation strategies that are transparent, whereby people and organizations are grouped to learn from each other (using the group to change the group)

• Examination of progress in order to problem solve for greater performance

The center needs to invest in these very conditions that result in greater focus, capacity, and commitment at the level of day-to-day practice. They invest, in other words, in establishing conditions for greater local responsibility. In this process, the center will still want goals, standards, assessment, proof of implementation, and evidence of progress. This means investment in resources and mechanisms of internal accountability that people can use to collaborate within their units and across them.

With strong internal accountability as the context, the external accountability role of the system includes the following:

1. Establishing and promoting professional standards and practices, including performance appraisal, undertaken by professionally respected peers and leaders in teams wherever possible and developing the expertise of teachers and teacher-leaders so that they can undertake these responsibilities. With the robust judgments of respected leaders and peers, then getting rid of teachers and administrators who should not be in the profession will become a transparent collective responsibility.

2. Ongoing monitoring of the performance of the system, including direct intervention with schools and districts in cases of persistent underperformance.

3. Insisting on reciprocal accountability that manages “up” as well as down so that systems are held accountable for providing the resources and supports that are essential in enabling schools and teachers to fulfill expectations (e.g., “failing” schools should not be closed when they have been insufficiently resourced, or individual teachers should be evaluated in the context of whether they have been forced into different grade assignments every year or have experienced constant leadership instability).

tors of student performance and well-being. These would include measures of social capital in the teaching profession such as extent of collaboration and levels of collegial trust. Outcome measures for students should also, as previously stated, include multiple measures including well-being, students’ sense of control over their own destiny (locus of control), levels of engagement in learning, and so forth. The Perspective of locals

4. Adoptingandapplyingindicatorsoforganizationalhealthasacontext for individual teacher and leader performance, such as staff retention rates, leadership turnover rates, teacher absenteeism levels, numbers of crisis-related incidents, and so on, in addition to outcome indicators of student performance and well-being. These would include measures of social capital in the teaching profession such as extent of collaboration and levels of collegial trust. Outcome measures for students should also, as previously stated, include multiple measures including well-being, students’ sense of control over their destiny (locus of control), levels of engagement in learning, and so forth.

The Perspective of locals

We have drawn on numerous relatively successful examples in this book. They all established strong degrees of internal accountability (people being self and group responsible) that served them well in the external ).

accountability arena. Such systems strengthened accountability by increasing focus, connecting dots and otherwise working on coherence, building capacity (so people could perform more efficaciously), being transparent about progress and practices, and engaging the external accountability system. As districts increase their capacity, they become stronger in the face of ill-advised external accountability demands as the following two extended examples reveal from Laura Schwalm, former superintendent of Garden Grove).

Example One: garden grove Handles External Pressure In the words of Laura Schwalm: Shortly after we completed our audit and instituted a district-wide mandate and system to place students in college prep (a–g) courses, Ed Trust and several other advocacy groups, with support from the California Department of Education (CDE), began “calling out” the low college readiness statistics in large urban districts in California. Every large urban district, including Garden Grove, was called out (rightfully so) with one exception of a district in the north, which was held as a model solution because they had made the age requirement mandatory for every student and claiming they had eliminated all other courses with absolutely no effect on their graduation rate. Based on this example, the advocacy groups started a very public campaign and got a majority of school boards, including LAUSD, to adopt the policies of this northern district with the pledge that they would achieve 100 percent a–g achievement with no increase in dropout rate within four to five years. When Garden Grove refused to comply (Long Beach did as well), we were more strongly targeted and pressured (the approach we had adopted was to not eliminate all support courses that were not college prep but rather to eliminate a few and to align the rest in a way to provide an “on ramp” to college prep courses while at the same time using individual student-by-student achievement data, rather than the former practice of “teacher recommendation” for placement in college prep courses) (one of the shameful things our audit revealed, which did not surprise me, was that if you were an Asian student with mean achievement on the California Standards Tests, you had about a 95 percent chance of being “recommended for placement in a-g courses”—conversely, if you were a Latino male with the exact same scores, you had less than 30 percent chance of being recommended for placement in these courses). As the pressure continued to adopt a policy of mandating an exclusive a–g curriculum, I met with a few of the key advocates and explained that while we shared the same goal of increasing our unacceptably low a–g completion rate, we strongly felt the approach they were suggesting was ill advised. Putting students in a course for which they were absolutely not prepared, based on very objective data, and then expecting them to pass the course with a grade of C or better was unfair to both students and teachers. They kept focusing on the district up north, which led me to point out to them that the data from that district did not support what they were claiming. If their approach was truly working, then their achievement scores, as measured by the state, should be outperforming ours, and in fact, they fell far short of ours, for all subgroups. Additionally, a neighboring district that had adopted the same policy now claimed a 90 percent a–g completion rate, yet 65 percent of their high school students scored below the mean on the state standards test. It clearly pointed out that all was not as it looked on the surface, and while I had no desire to criticize another district’s approach, I was not about to follow it. That caused the advocates to pause and finally to leave us alone. Our rate, both in terms of a–g completion and student achievement data by subgroup, continued to climb. Within a few years, we surpassed all the others, and over time, the policy the CDE and advocates had pushed into districts quietly vanished.

Example Two: garden grove Deals With the bureaucracy Again in Schwalm’s words:

Another example occurred during one of the CDE’s three-year systemwide compliance reviews. While I accepted the state’s responsibility to oversee that we were not using specially designated funding for inappropriate uses, as well as to assure we were following laws around equity and access for all students, the process they had was unnecessarily burdensome, requiring us to dedicate significant staff to collecting, cataloging, and preparing documentation that filled dozens and dozens of boxes. When the state team came—usually about 10 to 12 people, each looking at different programs with one person loosely designated as team lead—the expectation was that you treat them like royalty and that they had enormous authority. My view was somewhat different. I respected that they had a job to do, but just because they did not like the way we displayed something did not mean we needed to do it differently or because they would have used another approach—our approach if appropriately supported with data—was not out of bounds. At one of the first reviews early on in my superintendency, we drew a particularly weak but officious team with a very weak lead. They came up with some particularly lame findings (i.e., one team member commended us on how we used data to identify areas of focus for targeted groups of students, while another team member marked us as noncompliant in this area because we did not put it on a form that she had developed—and other equally ludicrous examples). At the end of the process, the superintendent was required to sign an agreement validating the team’s findings as well as a plan and timeline to bring things into “compliance.” I very professionally told them that I did not agree with their findings and thus could not sign either document—I was not going to pretend to fix something that I had no intention of doing because there was nothing wrong with it in the first place. What I did do was sign a document, which we drafted, acknowledging that the team had, in fact, been there and that we agreed to a couple of specific areas where we needed to and would make some changes, but I did not agree with the majority of the report and would not agree to take any action other than what was previously specified. This seemed pretty fair to me, but apparently it shocked them and the system, which was the beginning of my unpopularity with many in CDE. Probably this was made worse when the story got out (not by my telling), and other superintendents realized that they could do the same thing (although I advised those who contacted me—and a number did—that their life would not be particularly easy for a while and also that they should have the data and results to back their stand) (L. Schwalm, personal communication, 2014). You can see why in another book (where I cited an even more egregious example of defiance), I referred to Laura as a “rebel with a cause” (Fullan, 2015). There are two lessons here with what I have called both the freedom-from problem and the freedom-to problem. You need to attend to both. The freedom-from problem is what Laura did—refusing to comply with ridiculous demands. But she was backed up by her freedom- to actions in which she built a culture of coherence, capacity, and internal accountability. If you do the latter, you are in good shape to contend with the external accountability system, including acting on external performance data that do show that you need to improve,

In California as a whole, they currently face the freedom-to problem. The wrong drivers are on the way out the door. Jerry Brown, the governor, has suspended all statewide student tests for at least two years on the grounds that it is better to have no tests than to have the wrong test. So far so good, but getting rid of bad tests is not enough for securing accountability. New tests—Smarter Balanced Assessment Curriculum (SBAC)— are being piloted relative to CCSS. Districts would be well advised to use our Coherence Framework to build their focused accountability. They will then perform better and be in a better position to secure their own accountability as they relate to the ups and downs of external accountability. External accountability as wrong as it can get sometimes is a phenomenon that keeps you honest. Leaders need to be skilled at both internal and external accountability and their interrelationship.

Overview

 

 

 

Our team has been immersed in ‘whole system change’ for the past few years
in Ontario, Canada; California; Australia and New Zealand; and elsewhere. Our main
mode of learning is to go from practice to theory, and then back and forth to obtain
more specific insights about how to lead and participate in transformative change in
schools and school systems.

In this workshop we take the best of these insights from our most recent
publications: Stratosphere, The Professional Capital of Teachers, The Principal,
Freedom to Change, and Coherence and integrate the ideas into a single set of
learnings.

The specific objectives for participants are:

1. To learn to take initiative on what we call ‘Freedom to Change’.
2. To Understand and be able to use the ‘Coherence Framework’.
3. To analyze your current situation and to identify action strategies fro making

improvements.
4. Overall to gain insights into ‘leadership in a digital age’.

We have organized this session around six modules:

Module I Freedom From Change 1-

4

Module II Focusing Direction 5-

10

Module III Cultivating Collaborative Cultures 11-

14

Module IV Deepening Learning 15-2

2

Module V Securing Accountability 23-

30

Module VI Freedom To Change 31-

32

References 3

3

 

 

 

 

Please feel free to reproduce and use the
material in this booklet with your staff and others.

201

5

 

 

 

Freedom From Change

1

 

 
Shifting to
the Right Drivers

Right Wrong

§ Capacity building

§ Collaborative work

§ Pedagogy

§ Systemness

§

Accountability

§ Individual teacher and

leadership quality

§ Technology

§ Fragmented strategies

Freedom:

If you could make one

change in your school or

system what would it be?

What obstacles stand in

your way?

What would you change? What are the obstacles?

Trio Talk:

§ Meet up with two colleagues.

§ Share your choice and rationale.

§ What were the similarities and differences in the choices?

Module 1

 

2

The Concepts of Freedom § Freedom to is getting rid of the constraints.

§ Freedom from is figuring

out what to do when you

become more liberated.

Seeking Coherence § Within your table read the seven quotes from Coherence and circle
the one you like the best.

§ Go around the table and see who selected which quotes.

§ As a group discuss what ‘coherence’ means.

Coherence: The Right Drivers in Action for Schools, Districts, and Systems

Fullan, M., & Quinn, J. ( 2015). Corwin & Ontario Principals’ Council.

 
# Quote

1. There is only one way to achieve greater coherence, and that is through purposeful action and interaction,
working on capacity, clarity, precision of practice, transparency, monitoring of progress, and continuous
correction. All of this requires the right mixture of “pressure and support”: the press for progress within
supportive and focused cultures. p. 2

2. Coherence making in other words is a continuous process of making and remaking meaning in your own
mind and in your culture. Our framework shows you how to do this. p. 3

3. Effective change processes shape and reshape good ideas as they build capacity and ownership among
participants. There are two components: the quality of the idea and the quality of the process. p.14

4. … that these highly successful organizations learned from the success of others but never tried to imitate
what others did. Instead, they found their own pathway to success. They did many of the right things, and
they learned and adjusted as they proceeded. p.

15

5. Most people would rather be challenged by change and helped to progress than be mired in frustration.
Best of all, this work tackles “whole systems” and uses the group to change the group. People know they
are engaged in something beyond their narrow role. It is human nature to rise to a larger call if the
problems are serious enough and if there is a way forward where they can play a role with others.
Coherence making is the pathway that does this. p. ix

6. What we need is consistency of purpose, policy, and practice. Structure and strategy are not enough. The
solution requires the individual and collective ability to build shared meaning, capacity, and commitment
to

action.

When large numbers of people have a deeply understood sense of what needs to be done—
and see their part in achieving that purpose—coherence emerges and powerful things happen. p. 1

7. Coherence pertains to people individually and especially collectively. To cut to the chase, coherence
consists of the shared depth of understanding about the purpose and nature of the work. Coherence,
then, is what is in the minds and actions of people individually and especially collectively. p. 1-2

 

Freedom From Change

 

3

The Coherence Framework

 
 

Securing
Accountability

Focusing
Direction

Deepening
Learning

Cultivating
Collaborative

Cultures

Leadership

Module 1

 
4

Notes:

 

Focusing Direction

5

 

 
Focusing Direction

Purpose Driven:
Quick Write

Clarify your own moral purpose by reflecting and recording your

thoughts about these four questions using the quick write protocol:

§ What is your moral purpose?

§

What actions do I take to realize this moral purpose?

§

How do I help others clarify their moral purpose?

§ Am I making progress in realizing my moral purpose with

students?

Share your thoughts with other members of your team and discuss

themes that emerge.

Focusing Direction

§ Purpose Driven
§ Goals That Impact
§ Clarity of Strategy
§ Change Leadership

Deepening
Learning

Securing
Accountability

Cultivating
Collaborative
Cultures
Leadership

Module 2

 

6

 
What is my moral purpose?

What actions do I take to realize this moral purpose?

How do I help others clarify their moral purpose?

Am I making progress in realizing my moral purpose with students?

Focusing Direction

 

7

 
Clarity of Strategy § Successful change processes are a function of shaping and

reshaping good ideas as they build capacity and ownership.

§ Clarity about goals is not sufficient. Leaders must develop shared

understanding in people’s minds and collective action. Coherence

becomes a function of the interplay between the growing

explicitness of the strategy and the change culture. The two

variables of explicitness of strategy and quality of the change

culture interact creating four different results.

Change Quality Protocol

1. Superficiality

When the strategy is not very precise, actionable or clear (low explicitness) and people are comfortable

in the culture, we may see activity but at very superficial levels.

2. Inertia

This quadrant represents the history of the teaching profession—behind the classroom door, where

teachers left each other alone with a license to be creative or ineffective.

Innovative teachers receive little feedback on their ideas, nor do these ideas become available to others

and isolated, less than effective teachers get little help to improve.

3. Resistance

When innovations are highly prescribed (often detailed programs bought off the shelf) but culture is

weak and teachers have not been involved sufficiently in developing ownership and new capacities, the

result is pushback and resistance. If the programs are sound, they can result in short term gains

(tightening an otherwise loose system), but because teachers have not been engaged in shaping the

ideas or the strategy there is little willingness to take risks.

4. Depth

A strong climate for change with an explicitness of strategy is optimal. People operating in conditions of

high trust, collaboration, and effective leadership, are more willing to innovate and take risks. If we

balance that with a strategy that has precision, clarity, and measures of success, changes implemented

will be deep and have impact.

 
 

Module 2

 

8

Change Quality Quadrant

Change Climate (vertical axis):

§ Describes the degree to which a culture supports change by

fostering trust, nonjudgmentalism, leadership, innovation, and

collaboration.

Explicitness (horizontal axis):

§ Describes the degree of explicitness of the strategy, including

precision of the goals, clarity of the strategy, use of data, and

supports.

 

Change Quality Protocol

1. Brainstorm individually all the changes you are implementing in

your school or district and place each idea on a post-it along with

your initial.

2. Consider evidence of explicitness of the strategy and the strength

of the culture for each initiative. Mark the post-it as belonging to

quadrant 1, 2, 3 or 4.

3. When the first two steps are completed, all peers should place their

post-its on the quadrants at the same time.

4. Review each post-it looking for similarities or differences. Discuss

the evidence that led to the placement.

5. Select two or three important changes and discuss:

§ What is effective/ineffective about the explicitness of the

strategy?

§ What is effective/ineffective about the culture for change?

 
 

Focusing Direction

 

9

Three Keys to Maximizing
Impact

 
The Lead Learner:
The Principal’s New Role

To increase impact, principals should use their time differently: they

should direct their energies to developing the group.

The Principal’s New Role To lead the school’s teachers in a process of learning to improve their
teaching, while learning alongside them about what works and what

doesn’t.

 
 

Module 2

 
10

Notes:

 

Cultivating Collaborative Cultures

11

 

 
Cultivating Collaborative
Cultures

Within-School Variability

§ Variability of performance between schools is 36%, while variability

within schools is 64%. —OECD (2013)

Turn and Talk § Read the excerpt from John Hattie and discuss what the meaning
of ‘within school variability’ is.

Introduction

Hattie, J. (2015). What Works Best in Education: The Politics of Collaborative Expertise, pp. 1-2, Pearson.

 
The Largest Barrier to Student Learning: Within-School Variability

If we are to truly improve student learning, it is vital that we identify the most important barrier to such

improvement. And that barrier is the effect of within-school variability on learning. The variability between schools

in most Western countries is far smaller than the variability within schools (Hattie 2015). For example, the 2009

PISA results for reading across all OECD countries shows that the variability between schools is 36 per cent, while

the variance within schools is 64 per cent (OECD 2010).

There are many causes of this variance within schools, but I would argue that the most important (and one that we

have some influence to reduce) is the variability in the effectiveness of teachers. I don’t mean to suggest that all

teachers are bad; I mean that there is a great deal of variability among teachers in the effect that they have on

student learning. This variability is well known, but rarely discussed, perhaps because this type of discussion would

necessitate potentially uncomfortable questions. Hence, the politics of distraction are often invoked to avoid

asking them.

Cultivating
Collaborative Cultures
§ Culture of Growth
§ Learning Leadership
§

Capacity Building

§ Collaborative Work

Deepening
Learning
Securing
Accountability
Focusing
Direction
Leadership

Module 3

 

12

Overcoming Variability Through Collaborative Expertise

There is every reason to assume that by attending to the problem of variability within a school and increasing the

effectiveness of all teachers there will be a marked overall increase in achievement. So the aim is to bring the effect

of all teachers on student learning up to a very high standard. The ‘No Child Left Behind’ policy should have been

named ‘No Teacher Left Behind’.

This is not asking teachers and school leaders to attain some impossibly high set of dream standards; this is merely

asking for all teachers to have the same impact as our best teachers. Let’s consider some analogies: not all doctors

have high levels of expertise, and not all are in an elite college of surgeons; not all architects are in royal societies;

and not all engineers are in academies of engineers. Just because a doctor, architect or engineer is not a member

of these august bodies, however, does not mean that they are not worth consulting. They may not have achieved

the upper echelon, but they will still have reached a necessary level of expertise to practise.

Similarly, the teaching profession needs to recognise expertise and create a profession of educators in which all

teachers aspire to become members of the college, society or academy of highly effective and expert teachers.

Such entry has to be based on dependable measures based on expertise. In this way, we can drive all upwards and

not only reduce the variability among teachers and school leaders but also demonstrate to all (voters, parents,

politicians, press) that there is a ‘practice of teaching’; that there is a difference between experienced teachers and

expert teachers; and that some practices have a higher probability of being successful than others. The alternative

is the demise of teacher expertise and a continuation of the politics of distraction.

So, my claim is that the greatest influence on student progression in learning is having highly expert, inspired and

passionate teachers and school leaders working together to maximise the effect of their teaching on all students in

their care. There is a major role for school leaders: to harness the expertise in their schools and to lead successful

transformations. There is also a role for the system: to provide the support, time and resources for this to happen.

Putting all three of these (teachers, leaders, system) together gets at the heart of collaborative expertise.

§ Human Capital

§ Social Capital

§ Decisional Capital

What has a greater

impact

on teaching and learning?

§ Teacher appraisal?

§ Professional Development

§ Collaborative Cultures

Cultivating Collaborative Cultures

 

13

School Cultures § Talented schools improve weak teachers

§ Talented teachers leave weak schools

§ Good collaboration reduces bad variation

§ The sustainability of an organization is a function of the quality of

its lateral relationships

Freedom To Means § Autonomy & Cooperation

Balancing Autonomy
& Cooperation

§ If you choose

being on your

own you lose the

human

connection

necessary for life.

§ If you succumb to

the extreme of

being absorbed

in a group, you

lose your identity.

Struggle between Autonomy
and Cooperation

§ Countries granting schools independent status freer from

traditional bureaucracies find pockets of innovation among a larger

number of pockets of failure.

§ What is needed for success is to combine flexibility with

requirements for cooperation.

Forms of Cooperation § Building collaborative cultures

§ Participating in networks of schools or districts to learn from each

other

§ Relating to state policies and priorities

Groupthink § …situations where groups are cohesive, have highly directive
leadership, and fail to seek external information. Such groups

strive for unanimity, failing to consider alternative courses of

action.

Module 3

 
14

Point & Go? Meet up with a colleague from another table group.

§ Discuss a time you were part of groupthink. What impact did it

have on the group and you personally?

§ What is the power of autonomy?

§ How do you balance autonomy and cooperation?

 

Notes:

 

Deepening Learning

15

 

 
Deepening Learning

Stratosphere

Deep Learning
Competencies

§ The 6C’s provides an advance organizer for thinking about Deep

Learning Competencies as identified by New Pedagogies for Deep

Learning. The placemat organizer can be used to activate prior

knowledge about the 6C’s or to look for examples of the 6C’s

using video exemplars.

Exciting new learning
needs to be:

§ Irresistibly engaging

§ Elegantly efficient

§ Technology ubiquitous

§ Steeped in real life problem solving

§ Involves deep learning

STRATOSPHERE

Deepening Learning

§ Clarity of Learning Goals
§ Precision in Pedagogy
§ Shift Practices Through

Capacity Building
Focusing
Direction
Securing
Accountability
Cultivating
Collaborative
Cultures
Leadership

Module 4

 

16

The 6C’s Protocol § Form groups of six with each peer assigned one of the 6C’s.

§ Review the descriptors of the six deep learning competencies. Each

group member will take one competency and provide an example

of what that competency might look like and sound like in practice

or how it is being developed in their classroom or school.

§ Share the examples within the group of six.

§ Select a video of classroom practice and analyze it for examples of

how the six deep learning competencies are being developed. Use

the same graphic organizer to record evidence.

§ Discuss ways to incorporate one or more competencies in future

learning designs.

The 6C’s Protocol

1.

Communication

§ Coherent communication using a range of modes

§ Communication designed for different audiences

§ Substantive, multimodal communication

§ Reflection on and use of the process of learning to improve communication

2. Critical thinking
§ Evaluating information and arguments

§ Making connections and identifying patterns

§ Problem solving

§ Meaningful knowledge construction

§ Experimenting, reflecting, and taking action on ideas in the real world

3.

Collaboration

§ Working interdependently as a team

§ Interpersonal and team-related skills

§ Social, emotional, and intercultural skills

§ Management of team dynamics and challenges

4.

Creativity

§ Economic and social entrepreneurialism

§ Asking the right inquiry questions

§ Considering and pursuing novel ideas and solutions

§ Leadership for action

5. Character
§ Learning to learn

§ Grit, tenacity, perseverance, and resilience

§ Self-regulation and responsibility

§ Empathy for and contributing to the safety and benefit of others

6.

Citizenship

§ A global perspective

§ Understanding of diverse values and worldviews

§ Genuine interest in human and environmental sustainability

Deepening Learning

 

17

The 6 C’s of Learning Goals

Communication

Creativity

Critical Thinking

Character

Collaboration

Citizenship

Module 4

 

18

My Learning

Deepening Learning

Fullan, M., & Quinn, J. (2015). Coherence, pp. 95-96. Corwin & Ontario Principals’ Council.

 
My Learning

The first element refers to the need for students to take responsibility for their learning and to

understand the process of learning, if it is to be maximized. This requires students to develop skills in

learning to learn, giving and receiving feedback, and enacting student agency.

§ Learning to learn requires that students build metacognition about their learning. They begin to

define their own learning goals and success criteria; monitor their own learning and critically

examine their work; and incorporate feedback from peers, teachers, and others to deepen their

awareness of how they function in the learning process.

§ Feedback is essential to improving performance. As students make progress in mastering the

learning process, the role of the teacher gradually shifts from explicitly structuring the learning task,

toward providing feedback, activating the next learning challenge, and continuously developing

the learning environment.

§ Student agency emerges as students take a more active role in codeveloping learning tasks and

assessing results. It is more than participation; it is engaging students in real decision-making and a

willingness to learn together.

 
 

Deepening Learning

 

19

My Belonging

The second element of belonging is a crucial foundation for all human beings who are social by nature

and crave purpose, meaning, and connectedness to others.

§ Caring environments help students to flourish and meet the basic need of all humans to feel they

are respected and belong.

§ Relationships are integral to preparing for authentic learning. As students develop both

interpersonal connections and intrapersonal insight, they are able to move to successively more

complex tasks in groups and independently. Managing collaborative relationships and being self-

monitoring are skills for life.

My Aspirations

Student results can be dramatically affected by the expectations they hold of themselves and the

perceptions they believe others have for them (see also Quaglia & Corso, 2014).

§ Expectations are a key determinant of success, as noted in Hattie’s research. Students must believe

they can achieve and also feel that others believe that. They must codetermine success criteria and

be engaged in measuring their growth. Families, students, and teachers can together foster higher

expectations through deliberate means—sometimes simply by discussing current and ideal

expectations and what might make them possible to achieve.

§ Needs and interests are a powerful accelerator for motivation and engagement. Teachers who tap

into the natural curiosity and interest of students are able to use that as a springboard to deeply

engage students in tasks that are relevant, authentic, and examine concepts and problems in

depth.

Teachers, schools, and districts that combine strategies to unlock the three elements in their students

will foster untapped potential and form meaningful learning partnerships.

 
How good is your school
at addressing the three
‘mys’?

§ My learning (scale 1-10) = __________

§ My belonging (scale 1-10) = __________

§ My aspirations (scale 1-10) = __________

 
Reflect on what you can do to accelerate meaningful learning partnerships with students in you school.

 
 

Module 4

 

20

 

Deepening Learning

 

21

Students, Computers, and
Learning

§ Countries that invest more heavily in ICT do less well in student

achievement.

—OECD, 2015

Early Insights about
Leadership for NPDL:
Direction, Letting Go,
Consolidating

§ A cycle of trying things and making meaning

§ Co-learning dominates

§ Leaders spent a lot of time listening, learning, asking questions

§ Leaders help articulate what is happening, and how it relates to

impact

§ The role of tools is to provide focus and shape without

suffocating context

§ Ultimately you need people to take charge of their own learning

in a context of individual and collective efficacy

 

Module 4

 

22

Notes:

Securing Accountability

23

 
Sec uring Ac c ountability

Accountability

Fullan, M., & Quinn, J. (2015). Coherence, pp. 110-111. Corwin & Ontario Principals’ Council.

Simply stated, accountability is taking responsibility for one’s actions. At the core of accountability in

educational systems is student learning. As City, Elmore, Fiarman, and Teitel (2009) argue, “the real

accountability system is in the tasks that students are asked to do” (p. 23). Constantly improving and

refining instructional practice so that students can engage in deep learning tasks is perhaps the single

most important responsibility of the teaching profession and educational systems as a whole. In this

sense, accountability as defined here is not limited to mere gains in test scores but on deeper and more

meaningful learning for all students.

Internal ac c ountability occurs when individuals and groups willingly take on personal, professional,
and collective responsibility for continuous improvement and success for all students (Hargreaves &

Shirley, 2009). “ p. 110-111

External ac c ountability is when system leaders reassure the public through transparency,
monitoring, and selective intervention that their system is performing in line with societal expectations

and requirements. The priority for policy makers, we argue, should be to lead with creating the

conditions for internal accountability, because they are more effective in achieving greater overall

accountability, including external accountability. Policy makers also have direct responsibilities to

address external accountability, but this latter function will be far more effective if they get the internal

part right.

Securing Accountability

§ Internal Accountability
§ External Accountability

Focusing
Direction
Deepening
Learning
Cultivating
Collaborative
Cultures
Leadership

Module 5

 

24

Coherence: The Right Drivers in Action for Schools, Districts, and Systems

Fullan, M., & Quinn, J. ( 2015). Corwin & Ontario Principals’ Council, pp. 117-118.

 
# Quote

1. Accountability is now primarily described as an accountability for student learning. It is less about some
test result and more about accepting ownership of the moral imperative of having every student learn.
Teachers talk about “monitoring” differently. As they engage in greater sharing of the work, they talk
about being accountable as people in the school community know what they are doing and looking to
see what is changing for students as a result. And as they continue to deprivatize teaching, they talk about
their principal and peers coming into their classrooms and expecting to see the work [of agreed-upon
practices] reflected in their teaching, their classroom walls, and student work. (Anonymous, personal
communication, November 2014)

2. Teachers and administrators talk about accountability by deprivatizing their practice. If everyone knows
what the other teacher or administrator is working on and how they are working on it with students, it
becomes a lot easier to talk about accountability. When everyone has an understanding of accountability,
creating clear goals and steps to reach those goals, it makes it easier for everyone to talk and work in
accountable environments. (Elementary principal, personal communication, November 2014)

3. We are moving to define accountability as responsibility. My district has been engaged in some important
work that speaks to intrinsic motivation, efficacy, perseverance, etc., and accountability is seen as doing
what is best for students . . . working together to tackle any challenge and being motivated by our
commitment as opposed to some external direction. (Superintendent, personal communication,
November 2014)

4. I do believe that a lot of work remains to be done on building common understanding on the notion of
accountability. Many people still believe that someone above them in the hierarchy is accountable. Very
few take personal accountability for student learning and achievement. There are still those who blame
parents and students’ background for achievement. (Consultant, personal communication, November
2014)

5. In one school, the talk about accountability was pervasive as the school became designated as
underperforming. The morale of the school went down significantly, and the tension was omnipresent at
every meeting. The team switched the conversation to motivation, innovation, and teamwork and the
culture changed. The school is energized and the test scores went up in one year. The team is now
committed to results and continuous improvement. (Consultant, personal communication, November
2014)

 

Securing Accountability

 

25

T hree Step Interview

1. Form teams of three and letter off A, B. and C.

2. Read the excerpt on ‘Accountability’ from Coherence above and the

five quotes. Think about the responses to the questions below.

3. Begin the cycle with person A as the Interviewer, B as the

Respondent and C as the Recorder using the Advance Organizer.

4. Provide five minutes for each Respondent to respond and then

continue the cycle until all participants have been interviewed.

 
Question Person A Person B Person C

1. How would

you distinguish

between

Internal and

External

Accountability?

2. Describe

strategies your

school/district

uses to build

Internal

Accountability?

3. What steps

will you take to

ensure the

effective

implementation

of External

Accountability?

 
 

Module 5

 

26

Know T hey Impac t Turn and Talk:

§ Read the excerpt from John Hattie. What does your school

specifically do to develop a culture of evidence?

Know They Impact!

Hattie, J. (2015). What Works Best in Education: The Politics of Collaborative Expertise,

pp. 15-16. Pearson.

 
The model advanced here is that the school leader is responsible for asking on a continual basis about the impact

of all the adults on the learning of the students. Of course, I am not forgetting that the students are players in

improving their learning. But that is the bonus, the compound-interest component. What is requested is that

school leaders become leaders in evaluating the impact of all in the school on the progress of all students; the

same for teachers; and the same for students.

School leaders need to be continually working with their staff to evaluate the impact of all on student progression.

Leaders need to create a trusting environment where staff can debate the effect they have and use the information

to devise future innovations. And leaders need to communicate the information on impact and progression to the

students and parents. Schools need to become incubators of programs, evaluators of impact and experts at

interpreting the effects of teachers and teaching on all students.

In short, we need to develop an evaluation climate in our education system.

Experience has shown that ten- to twelve-week cycles of evaluation are about optimal. Fewer weeks tend to lead

to over-assessment or insufficient time to detect change; more weeks and the damage or success is done. We

should know this and react appropriately. It does mean asking teachers to be clear about what success or impact

would look like before they start to teach a series of lessons.

Of course, this must start by asking the questions, ‘Impact on what? To what magnitude? Impact for whom?’

Evaluating impact requires analyses of what a year’s growth looks like, and it is likely it may differ depending on

where the student begins in this growth. Evaluating impact asks schools and systems to be clearer about what it

means to be good at various disciplines, to be clearer about what a year’s progress looks like and to provide staff

with collaborative opportunities to make these decisions.

This is the hardest part of our work, as teachers we have been so ingrained to wait and see what the students do,

to see which students attend and then to pick out examples of successful progress. Our alternative model asks that

teachers be clearer about what success would look like and the magnitude of the impact, and we ask them to

prepare assessments to administer at the end – before they start teaching. The bonus of this latter preparation is

that it ensures that teachers understand what success is meant to look like before they start teaching, and it

increases the likelihood that teachers communicate these notions of success to the students.

There is also a need to include the student voice about teacher impact in the learning/teaching debates; that is, to

hear the students’ view of how they are cared about and respected as learners, how captivated they are by the

lessons, how they can see errors as opportunities for learning, how they can speak up and share their

understanding and how they can provide and seek feedback so they know where to go next. As the Visible

Learning research has shown, the student voice can be highly reliable, rarely includes personality comments and,

appropriately used, can be a major resource for understanding and promoting high-impact teaching and learning.

 
 

Securing Accountability

 

27

Developing a c ulture of evidenc e

Janet Clinton and I have used the theories of empowerment evaluation to spell out many of these mind frames (in

Clinton and Hattie 2014). Empowerment evaluation is based on the use of evaluation concepts, techniques and

findings to foster improvement. It increases the likelihood that programmes will achieve results by increasing the

capacity of stakeholders to plan, implement and evaluate their own programmes. We argued that we need to

teach educators:

§ to think evaluatively;

§ to have discussions and debates in light of the impact of what they do;

§ to use the tools of evaluation in schools (such as classroom observations of the impact of teachers on students,

interpreting test scores to inform their impact and future actions, and standard setting methods to clarify what

challenge and progression should look like in this school);

§ to build a culture of evidence, improvement and evaluation capacity-building;

§ to develop a mind frame based on excellence, defined in multiple ways, and for all;

§ and to take pride in our collective impact.

Empowerment evaluation helps to cultivate a continuous culture of evidence by asking educators for evidence to

support their views and interpretations and to engage in continual phases of analysis, decision-making and

implementation.

Note to Self How would I describe our evidence based culture?

 
 

Module 5

 

28

Freedom as Learning Feedback: A Gold Mine of Potential Growth

1. People don’t like feedback and want to be free from it.

2. Feedback is one of the key interacting simplifiers for individuals and

groups wanting to change.

3. To think in terms of active seeking means to think first and foremost

in terms of what receivers of feedback need and can do.

4. Giving and taking feedback are both challenging.

Feedbac k Forum Meet up with another colleague from a different district. Use the
following questions as the basis for your discussion

§ Think of a time when you received powerful feedback. Why was it

powerful? What did you learn from it?

§ What are the challenges of giving feedback?

§ Describe feedback that inspires growth.

 
Notes

 
 

Securing Accountability

 

29

Freedom To World § If we recast its role, feedback can become one of the most powerful
forces for the betterment of the individual and the organization.

Best Advic e § Take a risk and seek feedback, both because you will be worse off if
you do nothing and because you will learn from it.

C ultures that Value
Feedbac k

T urn and T alk Does our organization have a culture to support providing/receiving
feedback?

What, if anything, could we do to improve the culture for feedback?

Freedom To:
Ac c ountability

If you are seeking feedback and using feedback as an opportunity to

learn with respect to important goals, you are already on the path of

accountability: a willingness to accept responsibility for your own

actions.

 

 
 

Module 5

 
30

Notes:

 

Freedom to Change

31

 

 
Exploration vs
Engagement

§ What’s out there?

§ Who should we partner with

—Pentland, 2014

C riteria for Effec tive
Networking

1. A small number of ambitious goals (pre-school to tertiary)

2. Leadership at all levels

3. Cultures that produce ‘Collective Efficacy’

4. Mobilizing data and effective practices as a strategy for

improvement

5. Intervention in a non-punitive manner

6. Being transparent, relentless and increasingly challenging

—Rincón-Gallardo & Fullan, in press

New Zealand:

Joint Initiative Agreement

Read the Joint Initiative Agreement

§ What do you like about it?

§ What questions do you have?

§ Discuss implications for your work.

—Rincón-Gallardo & Fullan, in press

New Zealand Education Institute, Ministry of Education

Following up to Working Party Report

 
Working Party Report – O verarc hing Princ iples

1. Children are at the centre of a smooth and seamless whole of educational pathway from earliest learning to

tertiary options.

2. Parents who are informed and engaged are involved in their children’s education and part of a community

with high expectations for and of those children.

3. Teachers and education leaders, supported by their own professional learning and growth, and those of their

colleagues will systematically collaborate to improve educational achievement outcomes for their students.

4. Teachers and education leaders will be able to report measurable gain in the specific learning and

achievement challenges of their students.

5. Teachers and leaders will grow the capability and status of the profession within clearly defined career
pathways for development and advancement.

Key Learnings From the Working G roup Were:

1. Self-identified Communities of Learning should form around clear learner pathways from early childhood to

secondary education and may, over time, extend to include tertiary learning.

2. Each Community of Learning’s purpose is to enhance student achievement for educational success as set out

in the Vision of the National Curriculum documents; and the Community of Learning should define its own

achievement challenges, learning needs and areas of focus that enable it to support that purpose.

Module 6

 

32

3. Self-identified Communities of Learning should form around clear learner pathways from early childhood to

secondary education and may, over time, extend to include tertiary learning.

4. Each Community of Learning’s purpose is to enhance student achievement for educational success as set out

in the Vision of the National Curriculum documents; and the Community of Learning should define its own

achievement challenges, learning needs and areas of focus that enable it to support that purpose.

5. Each Community of Learning will be able to use data, evidence and research to target their efforts and

resources and demonstrate impact on the learning growth of its students.

6. Each Community of Learning should determine its own leadership and teaching, collaboration and support

functions that align with its achievement challenges, making the best use of its own and new resourcing. Some

leadership and teaching roles and their functions will be required for all Communities of Learning; other

functions may be particular to the Community.

7. Any appointment to a leadership role with the required functions will be made by the Community of Learning

in conjunction with an external professional adviser.

8. Successful collaboration changes and evolves, and Communities of Learning must have sufficient flexibility to

enable this rather than limit it.

9. In recognising these factors, each Community of Learning will access its own and new resources to support the

attainment of its goals.

10. A Community of Learning’s success will be dependent on ‘whole of Community of Learning collaboration’.

Therefore, allocation of sufficient time and resources to support participants in the Community of Learning is

critical.

11. The parties commit to undertake further work on Māori, Pasifika, Early Childhood Education, Support Staff,

Special Education and Professional learning and Development to build on the work begun in the Working

Group in the next and final stage of the Joint Initiative Development. The parties acknowledge this may lead

to additional changes in future collective agreement bargaining rounds.

12. Leadership, teaching, collaboration and support roles within Communities of Learning should align with career
pathways for principals, teachers, support and specialist staff to ensure continuous development of leadership

and teaching capacity.

 

 
Leadership from the
Middle

§ Where is the coherence—where is the glue?

We find it “in the middle”.

What Ac tions are you going to take home as a result of this workshop?

References

33

Fullan, M. (2011). Choosing the wrong drivers for whole system reform. Seminar Series 204. Melbourne:
Center for Strategic Education.

Fullan, M. (2013). Great to excellent: Launching the next stage of Ontario’s education reform.
www.edu.gov.on.ca/eng/document/reports/FullanReport_EN_07

Fullan, M. (2013). Stratosphere: Integrating technology, pedagogy and change knowledge. Toronto:
Pearson.

Fullan, M. (2014). The principal: Three keys to maximizing impact. San Francisco: Jossey-Bass.

Fullan, M. (2015). Freedom to change: Four strategies to put your inner drive into overdrive. San
Francisco, CA: Jossey-Bass.

Fullan, M., & Donnelly, K. (2015). Evaluating and assessing tools in the digital swamp. Bloomington, IN:
Solution Tree Press.

Fullan, M., & Quinn, J. (2015). Coherence: The right drivers in action for schools, districts, and systems.
Thousand Oaks, CA: Corwin; Toronto, ON: Ontario Principals’ Council.

Fullan, M., & Rincón-Gallardo, S. (in press). Developing high quality public education in Canada: The case
of Ontario. In F. Adamson, B. Astrand, & L. Darling-Hammond (Eds.), Global education reform:
Privatization vs public investments in national education systems. New York, NY: Routledge.

Fullan, M., Rincón-Gallardo, S., & Hargreaves, A. (2015). Professional capital as accountability. Education
Policy Analysis Archives, 23(15), 1-18.

Hargreaves, A. & Fullan, M. (2012). Professional capital: Transforming teaching in every school. New York:
Teachers College Press.

Hattie, J. (2015). What works best in education: The politics of collaborative expertise. London, UK:
Pearson.

Kirtman, L., & Fullan, M. (2015). Leaders who lead. Bloomington, IN: Solution Tree.

New Pedagogies for Deep Learning (NPDL). (2015). Retrieved from www.NPDL.global

November, A. (2012). Who owns the learning? Preparing students for success in the digital age.
Bloomington, IN: Solution Tree.

Nunan, D. (2003). Practical English language teaching. New York, NY: McGraw-Hill.

Organisation for Economic Cooperation and Development. (2013). Teachers for the 21s century: Using
evaluation to improve teaching. Paris, France: Author.

Pentland, A. (2014). Social physics: How good ideas spread—the lessons from a new science. New York,
NY: Penguin.

Quaglia, R.J., & Corso, M.J. (2014). Student voice: The instrument of change. Thousand Oaks, CA:
Corwin.

Rincón-Gallardo, S., & Fullan, M. (in press). Essential features of effective networks and professional
collaboration. Journal of Professional Capital and Community.

 

Michael Fullan,OC, is professor emeritus at the Ontario
Institute for Studies in Education, University of Toronto. He

served as special adviser in education to Ontario premier

Dalton McGuinty from 2003 to 2013, and now serves as one

of four advisers to Premier Kathleen Wynne. He has been awarded honorary doctorates from the

University of Edinburgh, University of Leicester, Nipissing University, Duquesne University, and the

Hong Kong Institute of Education. He consults with governments and school systems in several

countries around the world.

Fullan has won numerous awards for his more than thirty books, including the 2015 Grawemeyer

prize with Andy Hargreaves for Professional Capital. His books include the best sellers Leading in a

Culture of Change, The Six Secrets of Change, Change Leader, All Systems Go, Motion Leadership,

and The Principal: Three Keys to Maximizing Impact. His latest books are Coherence: The Right

Drivers in Action (with Joanne Quinn), Evaluating and Assessing Tools in the Digital Swamp (with

Katelyn Donnelly), Leadership: Key Competencies (with Lyle Kirtman), and Freedom to Change.

Special thanks to Joanne Quinn and Eleanor Adam for their training design contributions.

Produced by Claudia Cuttress

Cover Design by BlinkBlink

Please visit our website

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