53/4 Dis

JtT

A walk through the Business section of any bookstore or a quick Internet search on the topic will reveal a seemingly endless supply of writings on leadership. Formal research literature is also teeming with volumes on the subject.

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However, your own observation and experiences may suggest these theories are not always so easily found in practice. Not that the potential isn’t there; current evidence suggests that leadership factors such as emotional intelligence and transformational leadership behaviors, for example, can be highly effective for leading nurses and organizations.

Yet, how well are these theories put to practice? In this Discussion, you will examine formal leadership theories. You will compare these theories to behaviors you have observed firsthand and discuss their effectiveness in impacting your organization.

To Prepare:

Review the Resources and examine the leadership theories and behaviors introduced.

Identify two to three scholarly resources, in addition to this Module’s readings, that evaluate the impact of leadership behaviors in creating healthy work environments.

Reflect on the leadership behaviors presented in the three resources that you selected for review.

By Day 3 of Week 4

Post two key insights you had from the scholarly resources you selected. Describe a leader whom you have seen use such behaviors and skills, or a situation where you have seen these behaviors and skills used in practice. Be specific and provide examples. Then, explain to what extent these skills were effective and how their practice impacted the workplace.

Duggan et al. BMC Health Services Research (2015) 15:221
DOI 10.1186/s12913-015-0891-3

RESEARCH ARTICLE Open Access

Implementing administrative evidence
based practices: lessons from the field in
six local health departments across the
United States

Kathleen Duggan1*, Kristelle Aisaka1, Rachel G. Tabak1, Carson Smith1, Paul Erwin2 and Ross C. Brownson1,3

  • Abstract
  • Background
  • : Administrative evidence based practices (A-EBPs) are agency level structures and activities positively
    associated with performance measures (e.g., achieving core public health functions, carrying out evidence-based
    interventions). The objectives of this study were to examine the contextual conditions and explore differences in local
    health department (LHD) characteristics that influence the implementation of A-EBPs.

  • Methods
  • : Qualitative case studies were conducted based on data from 35 practitioners in six LHDs across the United
    States. The sample was chosen using an A-EBP score from our 2012 national survey and was linked to secondary data
    from the National Public Health Performance Standards Program. Three LHDs that scored high and three LHDs that
    scored low on both measures were selected as case study sites. The 37-question interview guide explored LHD use of an
    evidence based decision making process, including A-EBPs and evidence-based programs and policies. Each interview
    took 30–60 min. Standard qualitative methodology was used for data coding and analysis using NVivo software.

  • Results
  • : As might be expected, high-capacity LHDs were more likely to have strong leadership, partnerships, financial
    flexibility, workforce development activities, and an organizational culture supportive of evidence based decision
    making and implementation of A-EBPs. They were also more likely to describe having strong or important relationships
    with universities and other educational resources, increasing their access to resources and allowing them to more easily
    share knowledge and expertise.

  • Conclusion
  • s: Differences between high- and low-capacity LHDs in A-EBP domains highlight the importance of
    investments in these areas and the potential those investments have to contribute to overall efficiency and performance.
    Further research may identify avenues to enhance resources in these domains to create an organizational culture
    supportive of A-EBPs.

    Background
    The tenets of evidence-based decision making (EBDM) in
    public health have been formally developed over the past 15
    years in several countries. Evidence-based decision making is
    a process that involves the integration of the best available
    research evidence, practitioner expertise, and the characteris-
    tics, needs, and preferences of the community [1–9]. In local
    health departments (LHDs), this process includes the imple-
    mentation of administrative evidence based practices (A-

    * Correspondence: kduggan@brownschool.wustl.edu
    1Prevention Research Center, Brown School, Washington University, St. Louis,
    MO, USA
    Full list of author information is available at the end of the article

    © 2015 Duggan et al. This is an Open Access
    (http://creativecommons.org/licenses/by/4.0),
    provided the original work is properly credited
    creativecommons.org/publicdomain/zero/1.0/

    EBPs) [9]. Administrative evidence based practices are
    agency level structures and activities positively associ-
    ated with performance measures (e.g., achieving core
    public health functions, carrying out evidence-based in-
    terventions) [10]. There are five broad domains of A-
    EBPs: leadership, workforce development, partnerships,
    financial processes, and organizational culture and cli-
    mate (Table 1). These domains were previously devel-
    oped from a literature review of evidence reviews that
    aimed to identify administrative practices of varying pri-
    ority, determined by the length of time needed to mod-
    ify them or the strength of their research support [10].
    The five broad domains, and their 11 subdomains, are

    article distributed under the terms of the Creative Commons Attribution License
    which permits unrestricted use, distribution, and reproduction in any medium,
    . The Creative Commons Public Domain Dedication waiver (http://
    ) applies to the data made available in this article, unless otherwise stated.

    http://crossmark.crossref.org/dialog/?doi=10.1186/s12913-015-0891-3&domain=pdf

    mailto:kduggan@brownschool.wustl.edu

    http://creativecommons.org/licenses/by/4.0

    http://creativecommons.org/publicdomain/zero/1.0/

    http://creativecommons.org/publicdomain/zero/1.0/

    Table 1 Administrative evidence-based practices (A-EBPs)a in
    local health departments

    Domain EBP Description

    Workforce
    development

    Training • In-service training in quality
    improvement or evidence-
    based decision making

    • Skills-based training (e.g.,
    organization and systems
    change)

    • Training in communicating and
    collaborating with employees
    from multiple disciplines

    • Training aligned with essential
    services and usual job
    responsibilities

    Access to
    technical assistance

    • Access and use of knowledge
    brokersb

    • Use of process improvement
    activities (e.g., accreditation,
    performance assessment)

    • Face-to-face meetings to
    share lessons, compare
    experiences, and provide
    updates

    Leadership Skills and background
    of leaders

    • Leadership skill development

    • Leadership experience

    • Quality of leadership

    • Leadership influence

    • Manager competency to
    manage change

    Values and
    expectations of
    leaders

    • Leadership support of quality
    improvement, national
    performance standards,
    evidence-based decision
    making, innovation,
    accreditation

    • Intend to hire well-educated,
    experienced staff including
    specialists (e.g., lab scientists,
    epidemiologists, environmental
    health professionals, financial
    systems experts)

    Participatory
    decision-making

    • Broad participation among
    the management team

    • Leaders and middle managers
    seek and incorporate
    employee input

    • Non-hierarchical decision-
    making

    Organizational
    climate & culture

    Access & free flow
    of information

    • Communication flow

    • Tailored messaging for
    evidence-based decision
    making

    • 360 degree employee
    performance reviews geared
    to evidence-based practices
    (with extensive feedback)

    • Ready access to high-quality
    information

    Table 1 Administrative evidence-based practices (A-EBPs)a in
    local health departments (Continued)

    Support of innovation
    & new methods

    • Leadership/management and
    employee training in evidence-
    based decision making that
    includes new methods

    • Employees perceiving that
    management supports
    innovation

    • Conscious creation of
    environments conducive to
    innovation

    • Organizational capacity to be
    in both business-as-usual
    state and state of exploration/
    innovation

    Learning orientation • Shared employee perceptions
    that supervisors value learning
    and research evidence

    • Project management teams
    that encourage communication
    & collaboration

    • Presence of multidisciplinary,
    diverse management teams

    Relationships &
    partnerships

    Inter-organizational
    relationships

    • Build and/or enhance
    partnerships with schools,
    hospitals, community
    organizations, social services,
    private businesses, universities,
    law enforcement

    • Cooperative agreements with
    state and/or local health
    departments quality
    improvement

    Vision & mission of
    partnerships

    • Clear vision & aligned mission
    of partnerships

    • Capacity building over time
    among partners

    Financial

    practices

    Allocation &
    expenditure of
    resources

    • Outcomes-based contracting

    • Resources allocated for quality
    improvement, evidence-based
    decision making, innovation,
    information access, training
    and implementation

    • Diverse funding sources
    aAdapted from Brownson et al. [3]
    bA knowledge broker is a masters-trained individual available for
    technical assistance

    Duggan et al. BMC Health Services Research (2015) 15:221 Page 2 of 9

    described as both high-priority and locally modifiable in a
    short to medium timeframe [10]. Use of A-EBPs in LHDs
    is important because these practices have been shown to
    be effective in boosting performance, contributing to ac-
    creditation efforts, and may ultimately lead to improved
    health of the population [9, 10]. In addition, the Public
    Health Accreditation Board requires that LHDs use and
    contribute to the evidence base, and likewise requires ef-
    fective administrative practices – thus use of A-EBPs may
    fulfill multiple domains within the LHD accreditation

    Duggan et al. BMC Health Services Research (2015) 15:221 Page 3 of 9

    process [11]. Since LHDs in the United States are using A-
    EBPs to varying degrees [12, 13], it is important to examine
    the contextual conditions that influence the implementa-
    tion of A-EBPs. The purpose of this study, then, is to ex-
    plore differences in LHD characteristics that may in part
    explain the differences in implementation of A-EBPs. In
    particular, this study will focus on contextual differences be-
    tween high- and low-capacity LHDs, further defined below.

    Methods
    A mixed methods approach was utilized to expand upon
    quantitative findings from the LEAD Public
    Health National Survey (LEAD survey) and further
    examine differences in LHD characteristics that influ-
    ence the use of A-EBPs [12, 13]. Qualitative case studies
    were conducted among a select number of LHDs, in
    conjunction with a set of quantitative studies on the def-
    inition and use of A-EBPs in LHDs [9, 10, 12, 14–17].
    The case study sample was selected using an A-EBP
    score from the LEAD survey (described elsewhere) [12]
    and secondary data from the National Public Health Per-
    formance Standards Program (NPHPSP). A set of A-EBP
    scores were derived from thirteen 7-point Likert scale
    questions from the LEAD survey and sum scores were
    then ranked into quartiles. Secondary data from the
    NPHPSP was linked to the LEAD survey; in concord-
    ance with NPHPSP scoring methodology, an overall per-
    formance score was computed as a simple average of the
    10 Essential Public Health Services scores and then
    ranked into quartiles. “High-capacity” was defined as A-
    EBP scores in the top quartiles and “low-capacity” de-
    fined as scores in the bottom quartiles for both the
    LEAD survey and the NPHPSP.
    Three LHDs that were in the top quartile and three

    from the bottom quartile of both measures were used as
    case study sites. The 6 sites were selected to provide a
    variation in geographic dispersion, governance structure
    and jurisdiction size. A goal of 6–8 interviews was used
    to achieve content saturation. Previous research shows
    that meaningful themes can be developed after 6 inter-
    views and saturation is often present with 12 interviews
    [18]. All of the LHDs that were selected and approached
    agreed to participate in this research.

    Case study guide development
    The interview guide (see

  • Additional file
  • 1) was devel-
    oped based on previous literature [19–22], prior work by
    members of the research team (both researchers and
    practitioners) [23, 24], and research team input to ex-
    plore LHD use of an EBDM process, including A-EBPs
    and evidence-based programs and policies. Evidence-
    based programs and policies include interventions, pro-
    grams, and policies with evidence (based on published
    research) of improving health. Interview guide questions

    were developed to qualitatively supplement the data gaps
    from the quantitative national survey [12, 15]. The guide
    included the following topic areas: 1) biographical infor-
    mation; 2) awareness of the existence of an EBDM
    process; 3) administrative support for EBDM; 4) know-
    ledge of the LHD accreditation process; 5) political cli-
    mate and support for EBDM; 6) dissemination strategies
    that would further EBDM; and 7) key networks and
    partnerships to support EBDM.

    Cognitive response testing
    In May 2013, the case study guide underwent cognitive re-
    sponse testing to elicit questions that were either unclear
    or potentially difficult to answer. Cognitive response test-
    ing is routinely used in refining questionnaires to improve
    the quality of data collection [25–28]. These 45–60 min
    phone interviews were conducted by the project manager
    with directors of LHDs in two states not selected as case
    study sites. The cognitive response testing sample (n = 6)
    was purposively selected by members of the research
    team. Upon verification of consent, all interviews were
    audio recorded, and field notes were taken during the in-
    terviews. Participants were instructed to provide feedback
    on questions lacking clarity and items that could be
    viewed as potentially difficult to answer. After the tester
    verbalized each question, the participant was allowed time
    to provide relevant feedback on each item. Information
    from these interviews was used to modify items and for-
    mulate the revised questionnaire for reliability testing. The
    final interview guide included 37 questions in the seven
    topic areas previously listed.

    Case study interviews
    Interviews were conducted with 35 practitioners (including
    directors and assistant ant directors) from the six case study
    sites in June-July of 2013, with an average of five interviews
    per LHD. LHD directors and assistant directors selected a
    variety of practitioners/professional staff for interviews
    including program managers, clinic managers, and admin-
    istrative or financial managers because these individuals
    were likely to be knowledgeable about the LHD’s EBDM
    practices. Each interview was conducted by two members
    of the research team and took 30–60 min, depending on
    the length of answers and knowledge of the practitioner.
    All participants provided informed consent before the
    interview began. This study received IRB approval from
    Washington University in St. Louis.

    Analysis
    The interviews were tape recorded with the respon-
    dent’s permission and transcribed verbatim. Standard
    qualitative methodology was used for data coding using
    NVivo software. Four team members were trained on
    coding to ensure reliability among raters. A codebook

    Duggan et al. BMC Health Services Research (2015) 15:221 Page 4 of 9

    was complied with inductive codes, and both inductive
    and deductive codes were used when coding the tran-
    scripts. Coders were assigned transcripts to code inde-
    pendently, after which the codebook was refined to
    capture new themes and subcategories. Updated code-
    books were distributed after each coding session. Cod-
    ing pairs systematically coded three interviews using
    NVivo noting any discrepancies and alternate coding.
    Once these transcripts were coded and the codebook
    refined, inter-rater reliability was evaluated using NVivo
    with a final percent agreement among coders of 98 %.
    Data from each LHD was summarized and combined
    into high-capacity LHD and low-capacity LHD categor-
    ies. Node reports were generated to explore common
    themes in the high-capacity and low-capacity LHDs and
    then summarized into thematic reports for each of the
    five A-EBP domains.

    Results
    Of the three LHDs categorized as high-capacity, two
    had local governance and one had shared governance
    between the state and LHD. One LHD was in each of
    these three jurisdiction sizes: 500,000+; 100,000–499,999;
    and 25,000–49,999. Two of these LHDs were in the
    Midwest census region and one in the South census re-
    gion. The three LHDs categorized as low-capacity had
    two state-governed health departments and one with
    shared governance. Two of them had population juris-
    diction sizes between 50,000–99,999 persons, and one
    between 25,000–49,999 persons. There was one LHD in
    each of the census regions of the South, Northeast, and
    West.
    From the thematic reports, the similarities and differ-

    ences of high-capacity and low-capacity LHDs were com-
    pared across the five A-EBP domains and organized into
    an A-EBP table (Table 2). Based on the A-EBP table, spe-
    cific themes and patterns were identified and explored.
    The domain of relationships and partnerships was very
    similar for both high- and low-capacity LHDs—both
    groups reported that they value partnerships and often
    share expertise and staff time with their partners. The only
    difference that appeared was specific to internal relation-
    ships within the LHD. Consequently, we have limited the
    discussion of partnerships to the differences in internal re-
    lationships that have been grouped under organizational
    culture and climate. The domains of workforce develop-
    ment, leadership, and organizational climate and culture
    had the most dramatic differences between high and low
    capacity LHDs.

    Workforce development

    High-capacity LHDs often mentioned training as an im-
    portant aspect of their work; for example, employees
    mentioned opportunities to attend state and national

    conferences. Two of the high-capacity LHDs also men-
    tioned using staff meetings to have on-site trainings
    about the EBDM process, accreditation documentation,
    or continuous quality improvement. One participant
    from a high-capacity LHD described:

    “there is a line item for education or continuing
    education [for] our staff. So if people need a certain
    type of training […] we have that and we provide that
    to our employees to make sure they’re all certified.”

    Staff at low-capacity LHDs expressed the desire to attend
    trainings and conferences, but said funding constraints and
    travel restrictions do not allow them to attend. One partici-
    pant from a low-capacity LHD mentioned:

    “We can go to [one specific] conference, but anything
    else, we do on our own. It hasn’t always been like
    that, but it has the last several years.”

    Leadership

    Leadership encompasses values and expectations of leaders
    as well as participatory decision making at the LHD. Lead-
    ership at both sets of LHDs expressed the knowledge that it
    is desirable to use evidence-based programs and policies,
    but employees at the high-capacity LHDs more often noted
    behaviors of the leaders as being intentional for the purpose
    of promoting the use of EBPs. Leaders at the high-capacity
    LHDs were more likely to be fully supportive of EBPs, to
    actively provide direction and training for staff in EBPs, and
    to convey the expectation that the LHD would continu-
    ously grow and change. When asked about decision mak-
    ing, staff at high-capacity LHDs mentioned group decision
    making, ideas generated by non-managerial staff, and all-
    staff meeting time used for the purpose of gathering and
    distributing ideas. One participant from a high-capacity
    LHD commented,

    “It’s important enough to administration that they
    have the time to do the research and to attend the
    academic classes or the trainings and things that they
    need to keep us current on best practices.”

    Staff at low-capacity LHDs, in contrast, had mixed
    feelings about leaders’ support for EBPs; one mentioned
    that

    “I’ve found it from my director, but not necessarily
    some of the other leaders.”

    Additionally, lack of communication regarding expec-
    tations for using EBPs, as well as how and when to use
    them, emerged as a theme in low-capacity LHDs. Deci-
    sion making at the low-capacity LHDs was often done

    Table 2 Comparison of high and low capacity local health departments (LHDs) by A-EBP domain

    AEBP High Low Both

    Workforce development

    Training – Budget line item for continuing
    education

    – No financial support to go to
    trainings

    – Recognize the need for trainings

    – Try to send staff to all state and
    some national conferences

    – Very few if any attended – More are needed

    – Use time during all staff meetings
    to conduct trainings

    – Potential areas of focus: accreditation,
    webinars (as opposed to in-person training),
    specific topic-related conferences

    Leadership

    Skills & background
    of leadersa

    – Physician/MPH/PhD – Masters in Management

    – Bachelors in SW, MSW, completing
    MPH

    – Bachelors in nursing, certificate
    of grad study in fundamentals
    of public health

    – Bach in science and education

    Values & expectations
    of leaders

    – 100 % supportive of use of EBPs – Directors mostly supportive
    of EBPs

    – Supportive of EBPs

    – Expect LHD to grow and change
    including use of EBPs

    – Not all upper management
    were supportive of EBPs

    – Know EBPs should be used

    – Feel it is their job to provide direction
    and training for their staff in EBPs

    – Poor communication of EBPs
    and expectations

    – Want to provide quality service for the
    clients

    Participatory
    decision-making

    – Decisions often made by consensus – State makes many decisions – Subject matter experts at the LHD consulted

    – Ideas come up from staff to
    management and tested

    – Decisions mostly made by
    upper level management team

    – State and regional HDs give directives

    – All staff meetings once a month to
    gather and distribute ideas

    – Director makes decisions after
    evaluating staff ability and
    capacity for programs

    – Involve community members and
    stakeholders

    Organizational climate
    & culture

    Access and free flow
    of information

    – University libraries – Very little access to online or
    paper journals

    – Internet access

    – Attendance at conferences, in-person
    and online trainings

    – Information from state office

    – Some academic journal subscriptions
    through LHD

    – National Association of County and City
    Health Officials

    Support of innovation
    & new methods

    – Supports and encourages new ideas – Many people in the LHD are
    adverse to change

    – Would like staff to be open to change more

    – Uses QI to explore things that can be
    changed to improve LHD

    – No flexibility to try anything
    new because many priorities are
    mandated by the state

    – Hires employees that are willing to
    change with the LHD

    – New ideas are not well-received

    – “Global” instead of “Silo” approach to
    programs

    Learning orientation – Send staff to conferences and/or
    conduct trainings at the LHD show
    support of learning

    – Do not necessarily emphasize
    collaboration, especially
    multidisciplinary

    – Would like to send staff to more trainings
    and conferences but can’t due to lack of
    budget

    – Many staff go back for MPH while
    working

    – More multidisciplinary collaboration
    within the LHD

    Relationships &
    partnerships

    Interorganizational
    relationships

    – Some sharing of funding between
    partners including grants from the
    community

    – Funding is only shared within
    the department

    – Feel partners are essential to work of the
    health department

    Duggan et al. BMC Health Services Research (2015) 15:221 Page 5 of 9

    Table 2 Comparison of high and low capacity local health departments (LHDs) by A-EBP domain (Continued)

    – Share facilities – Looking to community
    assessment to bring LHD and
    community partners closer

    – Share staff time and resources with partners

    – Community partners have been
    involved in trainings

    Vision and mission
    of partnerships

    – Seems collaborative – Many partnerships seems to be
    one working for the other i
    nstead of collaborative

    – Come together for the good of the citizens

    Financial

    Allocation and
    expenditure
    of resources

    – State department provides funds to
    the LHD to prepare for accreditation

    – No funding that is not already
    earmarked for specific programs

    – Lack of finances is major roadblock to
    implementing EBPs and EBDM Process

    – Line item in the budget for trainings
    and conferences

    – Positions have been cut due to
    budget cuts

    – Lack of funding to pay high salaries can lead
    to hiring of staff that has less experience
    and/or less education

    – Several staff felt their LHD has the
    financial stability needed

    – Financial situation makes even
    mandated programs difficult to
    implement

    aSelf-reported by LHD leaders

    Duggan et al. BMC Health Services Research (2015) 15:221 Page 6 of 9

    by the management team or director. However, many
    decisions were said to be made at the state or regional
    level without input from anyone at the LHD.

    Organizational climate and culture
    Access to information, support of innovation, and learning
    orientation are part of organizational culture and climate.
    Overall, staff at high-capacity LHDs had better resources to
    access more information; they described access to univer-
    sity libraries, academic journal subscriptions, or trainings to
    get information. In contrast, staff at the low-capacity LHDs
    had little access to online or printed paper journals. Regard-
    ing support of innovation, the culture at high-capacity
    LHDs was described as encouraging to new ideas and open
    to changes that would improve the overall LHD. One par-
    ticipant from a high-capacity LHD commented that their
    LHD encourages employees to:

    “Always try to improve things, try new things, that’s
    fine. And if you make a mistake doing that, you’re not
    going to be fired for that, you’re not going to be
    reprimanded for that; you’re going to try something
    new, something different.”

    They also mentioned more collaboration within their
    LHD; one participant described that:

    “one of the things that we have done an exceptional
    job at doing is breaking down silos [….] we have more
    of a global approach, an open approach, that allows us
    to get things done and get things done fairly
    efficiently.”

    Low-capacity LHDs, on the other hand, were de-
    scribed as having cultures that were averse to change
    and without flexibility due to state mandated programs.

    On the topic of new ideas and changes, one participant
    from a low-capacity LHD described:

    “There are some up and coming individuals who have
    different ideas and different ways of doing things, but
    I can’t say at this point that it’s extremely well-received.”

    Related to the A-EBP domain of relationships and
    partnerships, low-capacity LHDs overall were also less
    likely to highlight multidisciplinary relationships, instead
    only mentioning collaboration with specific individuals
    or directors within their departments.

    Financial practices
    Differences between high- and low-capacity LHDs were
    evident in the domain of financial practices as well. This
    was most apparent when looking at the reported flexibil-
    ity of funding within the department. Low-capacity
    LHDs had little to no flexible funding and reported they
    can only implement state mandated programs. Some of
    these LHDs were experiencing staffing shortages and felt
    they were unable to implement programs fully due to
    this shortage and to budget constraints. One participant
    from a low-capacity LHD mentioned:

    “Because we do not have latitude in how we spend
    money, I think … it probably impedes our ability to
    think about solutions to problems that could be
    affected had we been able to obtain and sustain
    [funding for programs].”

    High-capacity LHDs also reported that they would like
    more funding, but had some flexible funding to use on
    the programs they thought were best for their LHD.
    They also seemed to be more optimistic about meeting
    goals despite financial difficulties. One participant from
    a high-capacity LHD pointed out:

    Duggan et al. BMC Health Services Research (2015) 15:221 Page 7 of 9

    “There’s always a gap [between what we would like to
    have and what’s available]. As long as we’re on board
    and we recognize those challenges, we do the best we
    can to meet all those goals.”

  • Discussion
  • High-capacity LHDs were more likely to have the leader-
    ship, organizational culture, and financial capacity to sup-
    port workforce development activities, through sending
    staff to trainings and conferences and/or using meetings
    and training opportunities. In addition, high-capacity
    LHDs mentioned that more supportive, communicative
    leadership goes farther in building a department that is re-
    silient to setbacks or problems that may arise. More spe-
    cifically, they seemed to have more accepting, supportive
    cultures that value innovation and encourage collaborative
    communication compared to low-capacity LHDs. High-
    capacity LHDs were also more likely to mention working
    with a wider range of staff across their LHD, instead of
    particular individuals or staff within their own work unit.
    Financial constraints were a huge barrier for both high-
    and low-capacity LHDs; however, high-capacity LHDs
    seemed more flexible and open to making things work.
    Low-capacity LHDs were more likely to describe limited
    or insufficient funding as an insurmountable obstacle.
    Lastly, high-capacity LHDs were more likely to describe
    having strong or important relationships with universities
    and other educational resources, which increases their ac-
    cess to resources and allows them to more easily share
    knowledge and expertise.

    Relationship to findings from previous research
    Workforce development emphasizes the importance of fo-
    cusing on the core competencies for public health profes-
    sionals, incorporating them into LHD missions, visions,
    and goals. Providing trainings for employees in quality im-
    provement or EBDM, leadership skills, multidisciplinary
    approaches, and other areas increases growth and learn-
    ing, enhancing the capacity and reach of a LHD [17, 29].
    Workforce development has been linked to better per-
    formance, which ultimately leads to better community
    health outcomes [17, 29].
    Enhancing leadership includes having competent leaders

    that can effectively communicate missions and visions, and
    are knowledgeable about and supportive of quality im-
    provement, accreditation, national performance standards,
    EBDM, participatory decision-making and non-hierarchical
    collaboration [30]. It may also involve having leaders with
    sufficient amounts of skill, experience, and influence, as
    well as having a competent workforce that is able to take
    on leadership positions within the LHD. Leadership is espe-
    cially important in that it is the driving factor behind other
    A-EBPs—leaders who understand the importance of EBDM

    are more likely to prioritize workforce development and
    emphasize a specific kind of organizational culture, effect-
    ing further growth within their LHD [31].
    An effective organizational culture has a learning orienta-

    tion that encourages new thinking and adapting to new en-
    vironmental conditions, rather than just doing what has
    been done in the past. It also includes support and training
    that incorporates innovation and new methods, valuing di-
    versity and unique perspectives [17]. This is made possible
    through access to high-quality information and feedback
    from leaders about employee performance. Additionally,
    prior research suggests that the introduction and use of
    specific resources and tools across LHDs should be priori-
    tized as an effective organizational strategy [32].
    Allocating resources and actively promoting the use of

    A-EBPs (e.g., supporting quality improvement, EBDM,
    training) can improve health department performance and
    community health overall [29]. Easily accessible tools and
    resources can reduce time and cost barriers to EBDM
    within LHDs, improving both effectiveness and efficiency
    [32]. Additionally, obtaining funding from multiple, di-
    verse places gives LHDs greater flexibility in spending and
    lessens dependence on only a few core sources [33].
    Finally, building and enhancing relationships with

    multidisciplinary partners and being able to identify and
    clarify a shared vision helps to increase rates of change,
    sustainability, and capacity building over time [17, 29].

    Implications
    Low-capacity LHDs may benefit from identifying more cre-
    ative, cost-efficient strategies for enhancing workforce de-
    velopment. Research suggests that incorporating meetings
    and trainings that are more interactive and problem-
    specific, as well as emphasizing autonomy, prior knowledge,
    and relevancy, will be more effective in developing a more
    educated, competent workforce [34]. Workforce develop-
    ment training that emphasizes leadership skills may also be
    beneficial, as leaders can have a tremendous influence on
    other areas of the LHD and overall productivity, especially
    in terms of what kind of supportive communication and ac-
    tion takes place [35].
    Low-capacity LHDs could benefit from leaders who

    emphasize and value A-EBPs through communication,
    training opportunities, funding, and other means. In-
    creased leadership support across various levels and
    departments within the LHD could facilitate change in
    organizational culture and climate, helping staff to be
    more comfortable with EBPs and the process of EBDM
    [36]. Also, high-capacity LHDs in this sample have
    leadership who value innovation and create a culture
    that supports risk taking by encouraging staff to try
    new ideas. If a new idea doesn’t work, they learn from
    it and try something else. This creates an environment

    Duggan et al. BMC Health Services Research (2015) 15:221 Page 8 of 9

    that is supportive of change and is not of afraid of
    failure.
    Lastly, research has suggested that partnerships be-

    tween academia and LHDs are critical for addressing
    public health needs and successfully improving a com-
    munity’s overall health and well-being [37]. Thus, ex-
    ploring avenues to enhance collaboration and resource
    exchange between universities and LHDs may help to
    lessen the gap between low- and high capacity LHDs.

    Limitations
    The main limitations of this study are that the data are
    self-reported and the sample size was small, thus limit-
    ing generalizability. In addition, practitioners interviewed
    were selected by the director and this could introduce
    selection bias. Finally, the LHDs in high and low cap-
    acity categories differed in size, governance structure,
    and geographic region – all of which may independently
    impact or influence performance capacity. Specifically,
    the group of high-capacity LHDs chosen by our ranking
    method had larger jurisdiction sizes in comparison to
    the group of low-capacity LHDs, which may have fac-
    tored into their ability to address A-EBPs. A more in-
    depth exploration of how high- and low-capacity LHD
    performance differs based on size, governance structure
    and geographic region is an area needing further study.

    Conclusion
    Differences between high- and low-capacity LHDs in A-
    EBP domains highlight the importance of investments in
    these areas and the potential those investments have to
    contribute to overall LHD efficiency and performance.
    Low-cost resources exist for low-capacity LHDs to better
    their performance, including free A-EBP issue briefs that
    give background information and specific resources re-
    lated to each of the 5 A-EBP domains, a resource toolkit
    about A- EBPs that lists online resources available to
    LHDs [38], training courses to improve EBDM [39], and
    the National Association of City and County Health Of-
    ficials’ EBDM resource site for LHD practitioners [40].
    Additionally, low-capacity LHDs might consider seeking
    higher-capacity LHD mentors or partners, as well as in-
    creasing cross-jurisdictional sharing of resources. Enhan-
    cing access to resources and technical assistance to
    improve A-EBP use in LHDs should be explored further.
    Also, enhancing leadership skills to foster a more flexible
    environment supportive of innovation may enhance cap-
    acity in LHDs. Lastly, policy makers and researchers
    should strive to offer easily accessible trainings to LHDs.
    Investments in A-EBPs have the potential to increase
    readiness for LHD accreditation, improve overall perform-
    ance, and improve health outcomes in communities.

    Additional file

    Additional file 1: Case study Interview Guide.

  • Competing interests
  • The authors declare that they have no competing interests.

  • Authors’ contributions
  • Conceptualization and design: RCB, KD, RT, CS, PE. Survey instrument
    development: RCB, KD, RT, PE. Data collection: KD, CS, KA. Data management:
    KD, CS, KA. Data analyses: KD, RT, CS, KA. Manuscript revisions: All. All authors
    read and approved the final manuscript.

  • Acknowledgements
  • We would like to thank the members of our LEAD Research Team LEAD
    including: Janet Canavese and Kathleen Wojciehowski, Missouri Institute for
    Community Health; Dorothy Cilenti, University of North Carolina; Beth
    Dodson, Amy Eyler, Robert Fields, and Jenine Harris, Mackenzie Staub, Brown
    School, Washington University in St. Louis; Carolyn Leep, National Association
    of City and County Health Officials; Rodrigo Reis, Federal University of Parana,
    Curitiba, Brazil and School of Health and Biosciences, Pontifícia Universidade
    Católica do Paraná, Curitiba, Parana, Brazil; and Katherine Stamatakis, College
    for Public Health and Social Justice, Saint Louis University.
    This study was supported by Robert Wood Johnson Foundation’s grant no.
    69964 (Public Health Services and Systems Research) the National Institute of
    Diabetes and Digestive and Kidney Diseases (NIDDK Grant Number
    1P30DK092950). Additional support came from the Dissemination and
    Implementation Research Core of Washington University in St. Louis’
    Institute of Clinical and Translational Sciences (Grant Number 5U54CA155496-04).

  • Author details
  • 1Prevention Research Center, Brown School, Washington University, St. Louis,
    MO, USA. 2Department of Public Health, University of Tennessee, Knoxville,
    TN, USA. 3Division of Public Health Sciences and Alvin J. Siteman Cancer
    Center, Washington University, St. Louis School of Medicine, St. Louis, MO,
    USA.

    Received: 8 December 2014 Accepted: 26 May 2015

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      Abstract
      Background
      Methods
      Results
      Conclusions
      Background
      Methods
      A mixed methods approach was utilized to expand upon quantitative findings from the LEAD Public
      Case study guide development
      Cognitive response testing
      Case study interviews
      Analysis
      Results
      Workforce development
      Leadership
      Organizational climate and culture
      Financial practices
      Discussion
      Relationship to findings from previous research
      Implications
      Limitations
      Conclusion
      Additional file
      Competing interests
      Authors’ contributions
      Acknowledgements
      Author details
      References

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